Alternative or Innovative Treatment Technology Research, Demonstration, Training, and Hazardous Substance Research Grants

Active

Assistance listing
66.813
Agency
Grant awards
46 $24,957,120 in federal obligations

Program facts

Assistance types
  • Project Grant
  • Cooperative Agreement
Treasury accounts
  • 68-8145-0-1-304
  • 68-0107-0-1-304
More information

Program details come from SAM.gov Assistance Listings. Updated . Grant award figures come from USAspending.gov.

About this program

The Environmental Protection Agency (EPA) offers CFDA 66.813, Alternative or Innovative Treatment Technology Research, Demonstration, Training, and Hazardous Substance Research Grants, with the most recent grant award dated January 1, 2025. The program funds research, evaluation, testing, development, and demonstration of alternative or innovative treatment technologies for response actions that protect human health, welfare, and the environment, with particular focus on Superfund site remediation, hazardous waste cleanup, and emergency response capacity building.

The program maintains modest but consistent activity, with 46 total awards spanning from March 2003 to January 2025. Recent award cadence has averaged fewer than two per year over the past five years (one award each in 2019, 2023, and 2025; two awards each in 2020 and 2024). The portfolio is dominated by Project Grants, which comprise 91 percent of awards, with Cooperative Agreements accounting for 9 percent. Combined federal dollars obligated total $25 million across the full portfolio, with non-federal cost-share adding approximately $900 thousand. Representative recent awards include a $2.9 million cooperative agreement to assess environmental monitoring and remediation technologies for identifying and recovering critical minerals at legacy mining sites (March 2024); a $1.3 million cooperative agreement supporting tribal participation in the Superfund process and hard-rock mining response actions (January 2025); and a $1.3 million cooperative agreement to research Superfund implementation issues for state environmental officials (February 2023).

Funding concentration is modest: the Environmental Protection Agency and its Office of Land and Emergency Management—Funding Office jointly account for 100 percent of awards, with the EPA accounting for 38 awards and $15.1 million federal dollars obligated, and the OLEM Funding Office for 8 awards and $9.9 million obligated. Award magnitudes range widely, from $15 thousand to $2.9 million, with most ranging between $500 thousand and $1.3 million. EPA may fund awards incrementally based on satisfactory project progress, continued relevance to EPA priorities, and fund availability. Evaluation emphasizes technical merit—project design, staff competency, resource adequacy, and probability of accomplishing stated objectives—and program interest in project need and alignment with program objectives.

Recent solicitation activity includes a cooperative agreement opportunity posted August 23, 2024 (EPA-OLEM-OCPA-24-03) for tribal program support in waste management and cleanup, with a due date of October 10, 2024, now closed. No currently open opportunities are active as of the source date. Applicants typically include state and tribal environmental agencies, multi-state environmental organizations, and nonprofit entities with demonstrated experience in hazardous substance policy, remediation technology evaluation, and state or tribal capacity building.

Objective and description

Objective

To support grants and cooperative agreements for (1) a program of research, evaluation, testing, development, and demonstration of alternative or innovative treatment technologies which may be utilized in response actions to achieve more permanent pr

Description

A program of research, evaluation, testing, development, and/or demonstration of alternative or innovative treatment technologies which may be utilized in response actions to achieve more permanent protection of human health and welfare and the environment.

Eligibility

Applicant eligibility

Assistance under this program is generally available to States, territories, Indian Tribes, and possessions of the U.S., including the District of Columbia, public and private universities and colleges, hospitals, laboratories, other public or private nonprofit institutions, and individuals. In some instances, EPA will consider applications from profit makers, proposing projects with significant technical merit and relevance to EPA's Office of Land and Emergency Management. Nonprofit organizations described in Section 501(c)(4) of the Internal Revenue Code that engage in lobbying activities as defined in Section 3 of the Lobbying Disclosure Act of 1995 are not eligible to apply. For certain competitive funding opportunities under this assistance listing, the Agency may limit eligibility to compete to a number or subset of eligible applicants consistent with the Agency's Assistance Agreement Competition Policy.

Beneficiary eligibility

State and local governments, U.S. territories and possessions, Indian Tribes, universities and colleges, hospitals, laboratories, industry, and other public and private institutions and individuals.

Uses of assistance

Grants and cooperative agreements are available to support recipients' eligible and allowable direct costs incurred under an approved work plan plus allowable indirect costs, in accordance with established EPA policies and regulations. Funds awarded under Section 311(b)(3) of CERCLA must be used for projects relating to innovative or alternative treatment technologies that may be utilized in response actions to achieve more permanent protection of human health and welfare and the environment. Types of discrete projects may include: land use controls research; health effects in construction workers; studies of above ground storage tank inspection practices; remediation technologies and strategies; and support for State forums to share information on research on hazardous substances waste remediation. Funding awarded for research under CERCLA 311(c) does not include research within the purview of EPA's Office of Research and Development. Assistance agreement awards under this program may involve or relate to geospatial information. Further information regarding geospatial information may be obtained by viewing the following website: https://www.epa.gov/geospatial.This program makes Federal awards on a discretionary basis. A discretionary award means an award in which the Federal awarding agency, in keeping with specific statutory authority that enables the agency to exercise judgement ("discretion"), selects the recipient and/or the amount of Federal funding awarded through a competitive process or based on merit of proposals. A discretionary award may be selected on a non-competitive basis, as appropriate. For further information, please contact the Headquarters or regional office.

Use restrictions

Any use restrictions will be described in the NOFO.

Length and time phasing of assistance

EPA generally funds grants and cooperative agreements in a lump sum on a 12-month basis. However, EPA can negotiate the project period with each applicant based on project requirements. Incremental funding may be available. EPA generally limits project periods to 5 years.

How to apply

Preapplication coordination

EPA financial assistance programs and activities subject to intergovernmental review that are subject to review under State single point of contact procedures are identified at https://www.epa.gov/grants/epa-financial-assistance-programs-subject-executive-order-12372-and-section-204. Applicants for programs or activities subject to Intergovernmental Review that are not subject to State single point of contact review must provide directly affected State, areawide, regional, and local entities at least 60 days to review their application following notification by EPA that the application has been selected for funding as provided by 40 CFR 29.8(a) and (c). Regarding pre-application assistance with respect to competitive funding opportunities under this assistance listing, EPA will generally specify the nature of the pre-application assistance, if any, that will be available to applicants in the NOFO. For additional information, contact the individual(s) listed as "Information Contacts" in the NOFO.

Criteria for selecting proposals

The evaluation and selection criteria for competitive awards under this assistance listing will be described in the NOFO. Proposals are judged for (a) technical merit in terms of: (1) strengths and weaknesses of the project; (2) adequacy of overall project design; (3) competency of proposed staff; (4) suitability of applicant's available resources; (5) appropriateness of the proposed project period and budget; and (6) probability that the project will accomplish stated objectives; and, for (b) program interest in terms of: (1) the need for the proposed project; and (2) relationship to program objectives.

Award procedure

For competitive awards, EPA will review and evaluate applications submissions in accordance with the terms, conditions, and criteria stated in the NOFO. Competitions will be conducted in accordance with EPA policies/regulations for competing assistance agreements. For non-competitive awards made under this assistance listing, EPA will conduct an administrative evaluation to determine the adequacy of the application in relation to grant regulations and to technical and program evaluation to determine the merit and relevance of the project. The Agency will then advise the applicant if funding is being considered. A final work plan will then be negotiated with the applicant.

Deadlines

For competitive awards, deadlines will be specified in the competitive announcement. Contact the headquarters (or regional, as appropriate) for application deadlines.

Time to approval or disapproval

Approximately 180 days.

Renewals

None. EPA may incrementally fund grants and cooperative agreements under this program. Approval of subsequent funding increments is dependent on satisfactory project progress, continued relevance of the project to EPA's priorities, and availability of funds.

Appeals

Assistance agreement competition-related disputes will be resolved in accordance with the dispute resolution procedures published in 70 FR (Federal Register) 3629, 3630 (January 26, 2005). Copies of these procedures may also be found at: https://www.epa.gov/grants/grant-competition-dispute-resolution-procedures. Disputes relating to matters other than the competitive selection of recipients will be resolved under 2 CFR 1500 Subpart E, as applicable.

Grant opportunities

Opportunity Status Posted Applications due
Office of land and emergency management (OLEM) tribal program support cooperative agreements EPA-OLEM-OCPA-24-03 Closed
Removal emergency response program EPA-OLEM-OEM-19-08 Closed
Office of land and emergency management (OLEM) program tribal support cooperative agreements EPA-OLEM-OCPA-19-04 Closed
Implementation of state coordination in support of the EPA-OLEM-FFRRO-18-02 Closed

Grant awards

Award Recipient Federal obligations Awarded
Project two funds projects that support tribal participation in the superfund process, build tribal capacity to… 84111401 Northern Arizona University $766,000
EPA is soliciting applications from qualified (non-PROFIT) entities that have an interest and experience in… 84068102 Battelle Memorial Institute $2,938,673
EPA is soliciting applications from qualified (non-PROFIT) entities that have an interest and experience in… 84068101 Battelle Memorial Institute $807,000
This research will identify and promote efficiencies that will assist STATES with effectively implementing their… 84054301 Association Of State And Territorial Solid Waste Management Officials, Inc. $1,286,828
The recipient will conduct research regarding the planning and preparedness resources and capabilities of state… 84017601 Association Of State And Territorial Solid Waste Management Officials, Inc. $497,216
Project two will fund research to identify superfund issues of importance to tribes, conduct more in-depth research… 84000001 Northern Arizona University $1,300,000
Promote and stimulate research for use by state environmental officials to address federal facility hazardous waste… 83947601 Association Of State And Territorial Solid Waste Management Officials, Inc. $1,195,772
This project will 1) research priority issues of interest to states relating to the federal and state superfund… 83870001 Association Of State And Territorial Solid Waste Management Officials, Inc. $1,086,615
This project will conduct research, training and technical assistance to support the participation of tribal… 83577401 Northern Arizona University $1,250,000
The recipient will support interstate teams that evaluate innovative and alternative treatment and characterization… 83577001 Environmental Council Of States, Inc. $1,122,496

Latest 10 of 46 listed here. See the rest on GovTribe.

Top recipients by federal obligations

10 of 12 recipients listed here. See the rest on GovTribe.

Federal obligations by fiscal year

Fiscal year Federal obligations
FY2026 $1,688,728
FY2025 $2,466,484
FY2024 $896,343
FY2023 $960,418
FY2022 $635,793
FY2021 $929,688
FY2020 $838,512
FY2019 $793,838
FY2018 $394,329
FY2017 $1,173,619
FY2016 $879,432
FY2015 $674,996
FY2014 $415,123
FY2013 $778,973
FY2012 $825,878
FY2011 $2,209,333
FY2010 $1,529,375
FY2009 $1,840,894
FY2008 $1,618,090
FY2007 $883,853
FY2006 $965,000
FY2005 $25,000
FY2004 $441,575
FY2003 $601,684
Show all 24

Quick answers

What is Assistance Listing 66.813?

Assistance Listing 66.813 is Alternative or Innovative Treatment Technology Research, Demonstration, Training, and Hazardous Substance Research Grants, a federal grant program run by Environmental Protection Agency.

What is the CFDA number for Alternative or Innovative Treatment Technology Research, Demonstration, Training, and Hazardous Substance Research Grants?

Its CFDA number is 66.813: Assistance Listing numbers were called CFDA numbers before 2018.

How much funding has Assistance Listing 66.813 awarded?

46 grant awards under 66.813 have obligated $24,957,120 in federal funds to 12 recipients.

Who receives the most funding from 66.813?

The recipients obligated the most under Alternative or Innovative Treatment Technology Research, Demonstration, Training, and Hazardous Substance Research Grants are Association Of State And Territorial Solid Waste Management Officials, Inc. ($9,703,140), Northern Arizona University ($4,059,280) and Battelle Memorial Institute ($3,745,673).

How much did 66.813 obligate in fiscal year 2025?

Grants under 66.813 obligated $2,466,484 in federal funds in fiscal year 2025.

Are there open grant opportunities under 66.813?

No opportunity listed under 66.813 is open now. The latest, Office of land and emergency management (OLEM) tribal program support cooperative agreements, was posted on August 23, 2024.

On GovTribe

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