W912P5-19-T-0027_TSpecss_RTA.pdf

Solicitation # W912P519T0027

US Army Corps Of Engineers Nashville District

Old Hickory & Cheatham Locks Stoplog Slot Design

Cumberland River Davidson & Cheatham Counties Old Hickory & Ashland City, Tennessee

Technical Specifications

Certified Final Documents - RTA

May 2019

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St opl og Sl ot Desi gn Ol d Hi ckor y & Cheat ham Locks W912P519T0027 Ol d Hi ckor y & Ashl and Ci t y, Tennessee

PROJECT TABLE OF CONTENTS

DI VI SI ON 01 - GENERAL REQUI REMENTS

01 00 00 GENERAL REQUI REMENTS

01 22 00 PRI CE AND PAYMENT PROCEDURES

01 33 00 SUBMI TTAL PROCEDURES

01 35 50 PROJECT SI TE SECURI TY AND AT/ OPSEC PROCEDURES

01 42 00 SOURCES FOR REFERENCE PUBLI CATI ONS

01 78 02 AS- BUI LT DRAWI NGS

01 95 00 FORMS AND ATTACHMENTS

DI VI SI ON 05 - METALS

05 50 14 STRUCTURAL METAL FABRI CATI ONS

DI VI SI ON 09 - FI NI SHES

09 97 02 PAI NTI NG: HYDRAULI C STRUCTURES

- - End of Pr oj ect Tabl e of Cont ent s - -

PROJECT TABLE OF CONTENTS Page 1

SECTI ON TABLE OF CONTENTS

DI VI SI ON 01 - GENERAL REQUI REMENTS

SECTI ON 01 00 00

GENERAL REQUI REMENTS

PART 1 GENERAL

1. 1 SCOPE

1. 2 SUBMI TTALS

1. 3 Fabr i cat i on Schedul e

1. 4 I NSPECTI ONS AND ACCEPTANCE OF WORK

1. 4. 1 Gener al

1. 4. 2 Access t o Wor k

1. 5 FABRI CATI ON SHOP STORAGE

1. 6 DELI VERY OF FABRI CATI ONS

1. 7 NON- DI SCLOSURE OF GOVERNMENT I NFORMATI ON

1. 8 MEDI A FREE OF VI RUSES, ETC

PART 2 PRODUCTS

PART 3 EXECUTI ON

- - End of Sect i on Tabl e of Cont ent s - -

SECTI ON 01 00 00 Page 1

SECTI ON 01 00 00

GENERAL REQUI REMENTS

PART 1 GENERAL

1. 1 SCOPE

Thi s sect i on of t he Speci f i cat i ons pr ovi des gener al i nf or mat i on and r equi r ement s. See Sect i on 05 50 14 STRUCTURAL METAL FABRI CATI ONS f or a det ai l ed descr i pt i on of t he scope of t hi s pr oj ect .

1. 2 SUBMI TTALS

Gover nment appr oval i s r equi r ed f or submi t t al s wi t h a " G" desi gnat i on;

submi t t al s not havi ng a " G" desi gnat i on ar e f or i nf or mat i on onl y. When used, a desi gnat i on f ol l owi ng t he " G" desi gnat i on i dent i f i es t he of f i ce t hat wi l l r evi ew t he submi t t al f or t he Gover nment . The f ol l owi ng shal l be submi t t ed i n accor dance wi t h Sect i on 01 33 00 SUBMI TTAL PROCEDURES:

SD- 01 Pr econst r uct i on Submi t t al s

Del i ver y/ Shi ppi ng Pl an; G COR

A pl an descr i bi ng i n det ai l t he pr oposed del i ver y met hods of t he f abr i cat i ons shal l be submi t t ed f or appr oval . The pl an shal l be submi t t ed at l east 60 cal endar days pr i or t o t he pr oposed del i ver y of any i t em. The Ol d Hi ckor y Lock embedded met al s, s l ot f i l l er s, and met al gr at i ngs shal l be del i ver ed t o t he f ol l owi ng addr ess:

USACE: Ol d Hi ckor y Lock 1188 Ci nder Road Ol d Hi ckor y, TN 37138- 3999 Lockmast er : Har ol d Deski ns Phone: ( 615) 240- 4037

The Cheat ham Lock embedded met al s, s l ot f i l l er s, and met al gr at i ngs shal l be del i ver ed t o t he f ol l owi ng addr ess:

USACE: Cheat ham Lock 1799 Cheat ham Dam Road, Ashl and Ci t y, TN 37015 Lockmast er : Bobby Hol t Phone: ( 615) 792- 0627

1. 3 Fabr i cat i on Schedul e

A f abr i cat i on and del i ver y schedul e shal l be submi t t ed wi t hi n 30 cal endar days of i ssuance Not i ce t o Pr oceed ( NTP) and mont hl y t her eaf t er . Schedul e shal l r ef l ect maj or mi l est ones f or t he cont r act , i . e. mat er i al pr ocur ement , f abr i cat i on of embedded met al s, f abr i cat i on of s l ot f i l l er s, pl aci ng concr et e, pai nt i ng, del i ver y, et c. Compl et ed wor k shal l be c l ear l y i dent i f i ed on t he schedul e updat es.

SECTI ON 01 00 00 Page 2

Ol d Hi ckor y f abr i cat ed component s shal l be del i ver ed no l at er t han Febr uar y 20, 2020. Compl et i on of t he Cheat ham f abr i cat i ons i s gover ned by t he cont r act compl et i on dat e.

1. 4 I NSPECTI ONS AND ACCEPTANCE OF WORK

1. 4. 1 Gener al

Not wi t hst andi ng ot her pr ovi s i ons of t hi s cont r act , al l mat er i al s and wor k t o be per f or med under t hi s cont r act shal l be i nspect ed and accept ed by t he Cont r act i ng Of f i cer or hi s aut hor i zed r epr esent at i ve( s) . The Cont r act i ng Of f i cer or hi s aut hor i zed r epr esent at i ve shal l be t he i ndi v i dual ( s) sol el y aut hor i zed t o r ej ect mat er i al s, di sappr ove or appr ove any wor k i n pr ogr ess, or or der or di r ect any r evi s i on or change t o t he pl ans and speci f i cat i ons as pr esent l y shown and st at ed.

1. 4. 2 Access t o Wor k

The Cont r act or shal l pr ovi de saf e access t o t he f abr i cat i on f aci l i t y and any ot her ar eas wher e wor k on t hi s cont r act i s per f or med t o per mi t i nspect i on by t he Gover nment .

1. 5 FABRI CATI ON SHOP STORAGE

Mi l l st eel , f abr i cat ed i t ems, and appur t enances shal l be st or ed i n a manner t o pr event per manent def l ect i on, di st or t i on, or ot her damage.

1. 6 DELI VERY OF FABRI CATI ONS

Ol d Hi ckor y f abr i cat ed component s shal l be del i ver ed t o t he Ol d Hi ckor y Lock, 1188 Ci nder Road, Ol d Hi ckor y, TN 37138- 3999.

Cheat ham f abr i cat ed component s shal l be del i ver ed t o t he Cheat ham Lock, 1799 Cheat ham Dam Road, Ashl and Ci t y, TN 37015.

The Gover nment wi l l i nspect , accept ( or r ej ect ) , al l del i ver i es. Cont r act or per sonnel and equi pment wi l l be used i n al l unl oadi ng and st or i ng oper at i ons. Al l f abr i cat i ons shal l be del i ver ed by t r uck.

The cont r act or i s r equi r ed t o submi t a Del i ver y/ Shi ppi ng Pl an f or appr oval by t he Cont r act i ng Of f i cer . The pl an shal l descr i be i n det ai l t he pr oposed met hods of del i ver y of f abr i cat ed i t ems. The pl an shal l addr ess equi pment , machi ner y and si t e l i mi t at i ons i dent i f i ed i n t he speci f i cat i ons and di scussed at a pr e- del i ver y meet i ng bet ween t he Cont r act or and t he Cont r act i ng Of f i cer . Addi t i onal Del i ver y/ Shi ppi ng Pl an r equi r ement s ar e descr i bed i n Sect i on 05 50 14 STRUCTURAL METAL FABRI CATI ONS. The pl an shal l be submi t t ed at l east 60 cal endar days pr i or t o pr oposed del i ver y of any i t em. The pl an shal l i ncl ude, but not be l i mi t ed t o t he f ol l owi ng:

a. Type and si ze of t r uck and/ or t r ai l er t o be used f or del i ver y.

b. Locat i on and descr i pt i on of i nt er medi at e assembl y or handl i ng ar eas ( i f any) bet ween t he f abr i cat i on l ocat i on and t he del i ver y l ocat i on.

c. Cr anes and ot her l i f t i ng and posi t i oni ng equi pment t o be used f or of f - l oadi ng and st agi ng.

d. Packagi ng of component s.

SECTI ON 01 00 00 Page 3

e. Bl ocki ng.

1. 7 NON- DI SCLOSURE OF GOVERNMENT I NFORMATI ON

Nei t her t he Cont r act or , nor Cont r act or per sonnel , shal l di vul ge or r el ease dat a or i nf or mat i on devel oped or obt ai ned under per f or mance of t hi s wor k st at ement , except t o aut hor i zed Gover nment per sonnel or upon wr i t t en appr oval of t he Cont r act i ng Of f i cer . The Cont r act or shal l not use, di scl ose, or r epr oduce pr opr i et ar y dat a whi ch bear s a r est r i ct i ve l egend, ot her t han as speci f i ed i n t hi s wor k st at ement .

Nei t her t he Cont r act or nor t he Cont r act or ' s empl oyees shal l di scl ose or cause t o be di ssemi nat ed, any i nf or mat i on concer ni ng t he oper at i ons of t he act i v i t y whi ch coul d r esul t i n, or i ncr ease t he l i kel i hood of , t he possi bi l i t y of a br each of t he act i v i t i es, secur i t y or i nt er r upt t he cont i nui t y of i t s oper at i on.

Al l i nqui r i es r ecei ved by t he Cont r act or f or i nf or mat i on concer ni ng wor k per f or med under t hi s cont r act shal l be r ef er r ed t o t he Gover nment f or eval uat i on under t he Fr eedom of I nf or mat i on Act of 1975, Publ i c Law 93- 502, 5 U. S. C. , Sect i on 552. The det er mi nat i on of whet her r ecor ds wi l l be r el eased wi l l r emai n wi t h t he Gover nment . The Cont r act or shal l assi st t he COR i n compi l i ng i nf or mat i on or r ecor ds f or submi ssi on upon r equest by t he Government.

The Cont r act or shal l not r el ease any i nf or mat i on ( i ncl udi ng phot ogr aphs, f i l es, publ i c announcement s, st at ement s, deni al s, or conf i r mat i ons) on any por t i on of t he subj ect mat t er of t hi s cont r act or any phase of any pr ogr am her eunder wi t hout t he pr i or wr i t t en appr oval of t he COR. Al l document at i on showi ng i ndi v i dual s, names or ot her per sonal i nf or mat i on wi l l be cont r ol l ed and pr ot ect ed. The pr ovi s i ons of t he Pr i vacy Act of 1974, Publ i c Law 93- 579, 5 U. S. C. , Sect i on 552a, shal l appl y.

1. 8 MEDI A FREE OF VI RUSES, ETC

The cont r act or shal l ensur e al l medi a, el ect r oni c f i l es, et c. , i t pr ovi des t o t he gover nment shal l be f r ee of v i r uses, Tr oj an hor ses, bot s, wor ms, mal war e, def ect s, or any ot her har mf ul i t em of a dest r uct i ve nat ur e.

PART 2 PRODUCTS

Not Used

PART 3 EXECUTI ON

Not Used

- - End of Sect i on - -

SECTI ON 01 00 00 Page 4

SECTI ON TABLE OF CONTENTS

DI VI SI ON 01 - GENERAL REQUI REMENTS

SECTI ON 01 22 00

PRI CE AND PAYMENT PROCEDURES

PART 1 GENERAL

1. 1 UNI T PRI CE PAYMENT I TEMS

1. 1. 1 Base: Ol d Hi ckor y Lock

1. 1. 1. 1 Embedded Met al s

1. 1. 1. 2 Sl ot Fi l l er s and Met al Gr at i ngs

1. 1. 2 Opt i on 1: Cheat ham Lock

1. 1. 2. 1 Embedded Met al s

1. 1. 2. 2 Sl ot Fi l l er s and Met al Gr at i ngs

PART 2 PRODUCTS

PART 3 EXECUTI ON

SECTI ON 01 22 00 Page 1

SECTI ON 01 22 00

PRI CE AND PAYMENT PROCEDURES

PART 1 GENERAL

1. 1 UNI T PRI CE PAYMENT I TEMS

Payment i t ems f or t he wor k of t hi s cont r act ar e l i s t ed i n t he BI DDI NG SCHEDULE and descr i bed bel ow. Al l cost s f or i t ems of wor k, whi ch ar e not speci f i cal l y ment i oned t o be i ncl uded i n a par t i cul ar payment i t em, shal l be i ncl uded i n t he l i s t ed i t em most c l osel y associ at ed wi t h t he wor k i nvol ved. The pr i ce and payment made f or each i t em l i st ed shal l const i t ut e f ul l compensat i on f or f ur ni shi ng al l pl ant , l abor , mat er i al s, and equi pment , and per f or mi ng any associ at ed Cont r act or qual i t y cont r ol , envi r onment al pr ot ect i on, meet i ng saf et y r equi r ement s, t est s and r epor t s, and f or per f or mi ng al l wor k r equi r ed f or whi ch separ at e payment i s not ot her wi se pr ovi ded.

1. 1. 1 Base: Ol d Hi ckor y Lock

1. 1. 1. 1 Embedded Met al s

Payment f or al l cost s i n connect i on wi t h f abr i cat i ng and del i ver i ng embedded met al s and r el at ed appur t enances wi l l be made at t he cont r act pr i ce bi d.

These pr i ces wi l l i ncl ude consi der at i on f or al l mat er i al s, equi pment , and l abor ; and al l ot her r el at ed appur t enances; as r equi r ed i n t he cont r act dr awi ngs and Sect i on 05 50 14 STRUCTURAL METAL FABRI CATI ONS. Thi s pr i ce i ncl udes consi der at i on f or al l r equi r ed pai nt as speci f i ed i n Sect i on

09 97 02 PAI NTI NG: HYDRAULI C STRUCTURES.

1. 1. 1. 2 Sl ot Fi l l er s and Met al Gr at i ngs

Payment f or al l cost s i n connect i on wi t h f abr i cat i ng and del i ver i ng s l ot f i l l er s, met al gr at i ngs, and r el at ed appur t enances wi l l be made at t he cont r act uni t pr i ce bi d.

These pr i ces wi l l i ncl ude consi der at i on f or al l mat er i al s, equi pment , and l abor ; and al l ot her r el at ed appur t enances; as r equi r ed i n t he cont r act dr awi ngs and Sect i on 05 50 14 STRUCTURAL METAL FABRI CATI ONS. Thi s pr i ce i ncl udes consi der at i on f or al l r equi r ed pai nt as speci f i ed i n Sect i on

09 97 02 PAI NTI NG: HYDRAULI C STRUCTURES.

1. 1. 2 Opt i on 1: Cheat ham Lock

1. 1. 2. 1 Embedded Met al s

Payment f or al l cost s i n connect i on wi t h f abr i cat i ng and del i ver i ng embedded met al s and r el at ed appur t enances wi l l be made at t he cont r act pr i ce bi d.

These pr i ces wi l l i ncl ude consi der at i on f or al l mat er i al s, equi pment , and l abor ; and al l ot her r el at ed appur t enances; as r equi r ed i n t he cont r act

SECTI ON 01 22 00 Page 2 dr awi ngs and Sect i on 05 50 14 STRUCTURAL METAL FABRI CATI ONS. Thi s pr i ce i ncl udes consi der at i on f or al l r equi r ed pai nt as speci f i ed i n Sect i on

09 97 02 PAI NTI NG: HYDRAULI C STRUCTURES.

1. 1. 2. 2 Sl ot Fi l l er s and Met al Gr at i ngs

Payment f or al l cost s i n connect i on wi t h f abr i cat i ng and del i ver i ng s l ot f i l l er s, met al gr at i ngs, and r el at ed appur t enances wi l l be made at t he cont r act uni t pr i ce bi d.

These pr i ces wi l l i ncl ude consi der at i on f or al l mat er i al s, equi pment , and l abor ; and al l ot her r el at ed appur t enances; as r equi r ed i n t he cont r act dr awi ngs and Sect i on 05 50 14 STRUCTURAL METAL FABRI CATI ONS. Thi s pr i ce i ncl udes consi der at i on f or al l r equi r ed pai nt as speci f i ed i n Sect i on

09 97 02 PAI NTI NG: HYDRAULI C STRUCTURES.

PART 2 PRODUCTS

Not Used

PART 3 EXECUTI ON

Not Used

SECTI ON 01 22 00 Page 3

SECTI ON TABLE OF CONTENTS

DI VI SI ON 01 - GENERAL REQUI REMENTS

SECTI ON 01 33 00

SUBMI TTAL PROCEDURES

PART 1 GENERAL

1. 1 SCOPE

1. 2 SUMMARY

1. 2. 1 Submi t t al I nf or mat i on

1. 3 DEFI NI TI ONS

1. 3. 1 Submi t t al Descr i pt i ons ( SD)

1. 3. 2 Appr ovi ng Aut hor i t y

1. 3. 3 Wor k

1. 4 SUBMI TTALS

1. 5 SUBMI TTAL CLASSI FI CATI ON

1. 5. 1 Gover nment Appr oved ( G)

1. 5. 2 I nf or mat i on Onl y

1. 6 PREPARATI ON

1. 6. 1 Tr ansmi t t al For m

1. 7 QUANTI TY OF SUBMI TTALS

1. 7. 1 Number of SD- 02 Pr econst r uct i on Submi t t al Copi es

1. 7. 2 Number of Copi es of SD- 03 Pr oduct Dat a and SD- 08

Manuf act ur er ' s I nst r uct i ons

1. 7. 3 Number of Copi es SD- 05 Desi gn Dat a and SD- 07 Cer t i f i cat es

1. 7. 4 Number of Copi es SD- 06 Test Repor t s and SD- 09 Manuf act ur er ' s

Fi el d Repor t s

1. 7. 5 Number of Copi es of SD- 10 Oper at i on and Mai nt enance Dat a

1. 7. 6 Number of Copi es of SD- 01 Pr e- Fabr i cat i on Submi t t al s and SD- 11

Cl oseout Submi t t al s

1. 8 I NFORMATI ON ONLY SUBMI TTALS

1. 9 VARI ATI ONS

1. 9. 1 Consi der i ng Var i at i ons

1. 9. 2 Pr oposi ng Var i at i ons

1. 9. 3 War r ant i ng t hat Var i at i ons ar e Compat i bl e

1. 9. 4 Revi ew Schedul e i s Modi f i ed

1. 10 Submi t t al Regi st er

1. 10. 1 Use of Submi t t al Regi st er

1. 10. 2 Cont r act or Use of Submi t t al Regi st er

1. 10. 3 Appr ovi ng Aut hor i t y Use of Submi t t al Regi st er

1. 10. 4 Copi es Del i ver ed t o t he Gover nment

1. 11 SCHEDULI NG

1. 12 GOVERNMENT APPROVI NG AUTHORI TY

1. 12. 1 Revi ew Not at i ons

1. 13 DI SAPPROVED SUBMI TTALS

1. 14 APPROVED SUBMI TTALS

1. 15 APPROVED SAMPLES

1. 16 WI THHOLDI NG OF PAYMENT

1. 17 STAMPS

PART 2 PRODUCTS

SECTI ON 01 33 00 Page 1

PART 3 EXECUTI ON

ATTACHMENTS:

ENG For m 4025- R

SECTI ON 01 33 00 Page 2

SECTI ON 01 33 00

SUBMI TTAL PROCEDURES

PART 1 GENERAL

1. 1 SCOPE

The scope of t hi s Sect i on cover s t he submi t t al pr ocedur es r equi r ed by t hi s cont r act . Al l r equi r ed submi t t al s shal l be pr ovi ded i n bot h har d copy and el ect r oni c f or mat ( PDF) . El ect r oni c submi t t al s shal l be sent t o t he Cont r act i ng Of f i cer or desi gnat ed r epr esent at i ve v i a E- Mai l t o t he ext ent possible.

1. 2 SUMMARY

1. 2. 1 Submi t t al I nf or mat i on

The Cont r act i ng Of f i cer may r equest submi t t al s i n addi t i on t o t hose speci f i ed when deemed necessar y t o adequat el y descr i be t he wor k cover ed i n t he r espect i ve sect i ons. Each submi t t al i s t o be compl et e and i n suf f i c i ent det ai l t o al l ow r eady det er mi nat i on of compl i ance wi t h cont r act requirements.

Uni t s of wei ght s and measur es used on al l submi t t al s ar e t o be t he same as t hose used i n t he cont r act dr awi ngs.

Cont r act or ' s Qual i t y Cont r ol ( CQC) Syst em Manager t o check and appr ove al l i t ems pr i or t o submi t t al and st amp, s i gn, and dat e i ndi cat i ng act i on t aken. Pr oposed devi at i ons f r om t he cont r act r equi r ement s ar e t o be cl ear l y i dent i f i ed. I ncl ude wi t hi n submi t t al s i t ems such as:

Cont r act or ' s, manuf act ur er ' s, or f abr i cat or ' s dr awi ngs; descr i pt i ve l i t er at ur e i ncl udi ng ( but not l i mi t ed t o) cat al og cut s, di agr ams, oper at i ng char t s or cur ves; t est r epor t s; t est cyl i nder s; sampl es; O&M manual s ( i ncl udi ng par t s l i s t ) ; cer t i f i cat i ons; war r ant i es; and ot her such r equi r ed submittals.

Submi t t al s r equi r i ng Gover nment appr oval ar e t o be schedul ed and made pr i or t o t he acqui s i t i on of t he mat er i al or equi pment cover ed t her eby. Pi ck up and di spose of sampl es not i ncor por at ed i nt o t he wor k i n accor dance wi t h manuf act ur er ' s Mat er i al Saf et y Dat a Sheet s ( MSDS) and i n compl i ance wi t h exi st i ng l aws and r egul at i ons.

1. 3 DEFINITIONS

1. 3. 1 Submi t t al Descr i pt i ons ( SD)

Submi t t al r equi r ement s ar e speci f i ed i n t he t echni cal sect i ons.

Submi t t al s ar e i dent i f i ed by t he Submi t t al Descr i pt i on ( SD) number s and t i t l es f ol l ow:

SD- 01 Pr econst r uct i on Submi t t al s

Cer t i f i cat es Of I nsur ance

Sur et y Bonds

SECTI ON 01 33 00 Page 3

Li st Of Pr oposed Subcont r act or s

Li st Of Pr oposed Pr oduct s

Pr ogr ess Schedul e

Submi t t al Regi st er

Schedul e Of Pr i ces

Wor k Pl an

Qual i t y Cont r ol ( QC) pl an

SD- 02 Shop Dr awi ngs

Dr awi ngs, di agr ams and schedul es speci f i cal l y pr epar ed t o i l l ust r at e some por t i on of t he wor k.

Di agr ams and i nst r uct i ons f r om a manuf act ur er or f abr i cat or f or use i n pr oduci ng t he pr oduct and as ai ds t o t he Cont r act or f or i nt egr at i ng t he pr oduct or syst em i nt o t he pr oj ect .

Dr awi ngs pr epar ed by or f or t he Cont r act or t o show how mul t i pl e syst ems and i nt er di sci pl i nar y wor k wi l l be coor di nat ed.

SD- 03 Pr oduct Dat a

Cat al og cut s, i l l ust r at i ons, schedul es, di agr ams, per f or mance char t s, i nst r uct i ons and br ochur es i l l ust r at i ng s i ze, physi cal appear ance and ot her char act er i st i cs of mat er i al s, syst ems or equi pment f or some por t i on of t he wor k.

Sampl es of war r ant y l anguage when t he cont r act r equi r es ext ended pr oduct war r ant i es.

SD- 06 Test Repor t s

Repor t s i gned by aut hor i zed of f i c i al of t est i ng l abor at or y t hat a mat er i al , pr oduct or syst em i dent i cal t o t he mat er i al , pr oduct or syst em t o be pr ovi ded has been t est ed i n accor d wi t h speci f i ed r equi r ement s. Test i ng must have been wi t hi n t hr ee year s of dat e of cont r act awar d f or t he pr oj ect .

Repor t t hat i ncl udes f i ndi ngs of a t est r equi r ed t o be per f or med by t he Cont r act or on an act ual por t i on of t he wor k or pr ot ot ype pr epar ed f or t he pr oj ect bef or e shi pment t o j ob s i t e.

Repor t t hat i ncl udes f i ndi ng of a t est made at t he j ob s i t e or on sampl e t aken f r om t he j ob s i t e, on por t i on of wor k dur i ng or af t er installation.

I nvest i gat i on r epor t s

Dai l y l ogs and checkl i st s

Fi nal accept ance t est and oper at i onal t est pr ocedur e

SECTI ON 01 33 00 Page 4

SD- 07 Cer t i f i cat es

St at ement s pr i nt ed on t he manuf act ur er ' s l et t er head and si gned by r esponsi bl e of f i c i al s of manuf act ur er of pr oduct , syst em or mat er i al at t est i ng t hat t he pr oduct , syst em, or mat er i al meet s speci f i cat i on r equi r ement s. Must be dat ed af t er awar d of pr oj ect cont r act and cl ear l y name t he pr oj ect .

Document r equi r ed of Cont r act or , or of a manuf act ur er , suppl i er , i nst al l er or Subcont r act or t hr ough Cont r act or . The document pur pose i s t o f ur t her pr omot e t he or der l y pr ogr essi on of a por t i on of t he wor k by document i ng pr ocedur es, accept abi l i t y of met hods, or per sonnel qualifications.

Text of post ed oper at i ng i nst r uct i ons

SD- 11 Cl oseout Submi t t al s

Document at i on t o r ecor d compl i ance wi t h t echni cal or admi ni st r at i ve r equi r ement s or t o est abl i sh an admi ni st r at i ve mechani sm.

Speci al r equi r ement s necessar y t o pr oper l y c l ose out a const r uct i on cont r act . For exampl e, Recor d Dr awi ngs and as- bui l t dr awi ngs. Al so, submi t t al r equi r ement s necessar y t o pr oper l y c l ose out a maj or phase of const r uct i on on a mul t i - phase cont r act .

1. 3. 2 Appr ovi ng Aut hor i t y

Of f i ce or desi gnat ed per son aut hor i zed t o appr ove t he submi t t al .

1. 3. 3 Work

As used i n t hi s sect i on, of f - s i t e const r uct i on r equi r ed by cont r act document s, i ncl udi ng l abor necessar y t o pr oduce submi t t al s, except t hose SD- 01 Pr e- Fabr i cat i on Submi t t al s not ed above, f abr i cat i on, mat er i al s, pr oduct s, equi pment , and syst ems i ncor por at ed or t o be i ncor por at ed i n such f abr i cat i on.

1. 4 SUBMITTALS

Gover nment appr oval i s r equi r ed f or submi t t al s wi t h a " G" desi gnat i on;

submi t t al s not havi ng a " G" desi gnat i on ar e f or i nf or mat i on onl y. When used, a desi gnat i on f ol l owi ng t he " G" desi gnat i on i dent i f i es t he of f i ce t hat wi l l r evi ew t he submi t t al f or t he Gover nment . Submi t t he f ol l owi ng i n accor dance wi t h t hi s sect i on.

SD- 01 Pr econst r uct i on Submi t t al s

Submi t t al Regi st er ; G

1. 5 SUBMI TTAL CLASSI FI CATI ON

Submi t t al s ar e c l assi f i ed as f ol l ows:

1. 5. 1 Gover nment Appr oved ( G)

Gover nment appr oval i s r equi r ed f or ext ensi ons of desi gn, cr i t i cal mat er i al s, devi at i ons, equi pment whose compat i bi l i t y wi t h t he ent i r e syst em must be checked, and ot her i t ems as desi gnat ed by t he Cont r act i ng Of f i cer .

SECTI ON 01 33 00 Page 5

Wi t hi n t he t er ms of t he cont r act , t hey ar e consi der ed t o be " shop drawings."

1. 5. 2 I nf or mat i on Onl y

Submi t t al s not r equi r i ng Gover nment appr oval wi l l be f or i nf or mat i on onl y. They ar e not consi der ed t o be " shop dr awi ngs" wi t hi n t he t er ms of t he Cont r act or Cl ause r ef er r ed t o above.

1. 6 PREPARATION

1. 6. 1 Tr ansmi t t al For m

Use t he ENG For m 4025- R t r ansmi t t al f or m f or submi t t i ng bot h Gover nment - appr oved and i nf or mat i on- onl y submi t t al s i n accor dance wi t h t he i nst r uct i ons on t he r ever se si de of t he f or m. These f or ms wi l l be f ur ni shed t o t he Cont r act or . Pr oper l y compl et e t hi s f or m by f i l l i ng out al l t he headi ng bl ank spaces and i dent i f y i ng each i t em submi t t ed.

Exer ci se speci al car e t o ensur e pr oper l i s t i ng of t he speci f i cat i on par agr aph and sheet number of t he cont r act dr awi ngs per t i nent t o t he dat a submi t t ed f or each i t em.

1. 7 QUANTI TY OF SUBMI TTALS

1. 7. 1 Number of SD- 02 Pr econst r uct i on Submi t t al Copi es

Submi t one el ect r oni c ( PDF f or mat ) of submi t t al s of shop dr awi ngs r equi r i ng r evi ew and appr oval onl y by QC or gani zat i on and one el ect r oni c ( PDF f or mat ) of shop dr awi ngs r equi r i ng r evi ew and appr oval by Cont r act i ng Officer.

1. 7. 2 Number of Copi es of SD- 03 Pr oduct Dat a and SD- 08 Manuf act ur er ' s Instructions

Submi t i n compl i ance wi t h quant i t y r equi r ement s speci f i ed f or shop drawings.

1. 7. 3 Number of Copi es SD- 05 Desi gn Dat a and SD- 07 Cer t i f i cat es

Submi t i n compl i ance wi t h quant i t y r equi r ement s speci f i ed f or shop drawings.

1. 7. 4 Number of Copi es SD- 06 Test Repor t s and SD- 09 Manuf act ur er ' s Fi el d Reports

Submi t i n compl i ance wi t h quant i t y and qual i t y r equi r ement s speci f i ed f or shop dr awi ngs ot her t han f i el d t est r esul t s t hat wi l l be submi t t ed wi t h QC reports.

1. 7. 5 Number of Copi es of SD- 10 Oper at i on and Mai nt enance Dat a

Submi t one el ect r oni c ( PDF f or mat ) and t wo har d copi es of O&M Dat a t o t he Cont r act i ng Of f i cer f or r evi ew and appr oval .

1. 7. 6 Number of Copi es of SD- 01 Pr e- Fabr i cat i on Submi t t al s and SD- 11 Cl oseout Submi t t al s

Unl ess ot her wi se speci f i ed, submi t one el ect r oni c ( PDF f or mat ) and t wo har d set s of admi ni st r at i ve submi t t al s.

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1. 8 I NFORMATI ON ONLY SUBMI TTALS

Nor mal l y submi t t al s f or i nf or mat i on onl y wi l l not be r et ur ned. Appr oval of t he Cont r act i ng Of f i cer i s not r equi r ed on i nf or mat i on onl y submi t t al s.

The Gover nment r eser ves t he r i ght t o r equi r e t he Cont r act or t o r esubmi t any i t em f ound not t o compl y wi t h t he cont r act . Thi s does not r el i eve t he Cont r act or f r om t he obl i gat i on t o f ur ni sh mat er i al conf or mi ng t o t he pl ans and speci f i cat i ons; wi l l not pr event t he Cont r act i ng Of f i cer f r om r equi r i ng r emoval and r epl acement of nonconf or mi ng mat er i al i ncor por at ed i n t he wor k;

and does not r el i eve t he Cont r act or of t he r equi r ement t o f ur ni sh sampl es f or t est i ng by t he Gover nment l abor at or y or f or check t est i ng by t he Gover nment i n t hose i nst ances wher e t he t echni cal speci f i cat i ons so prescribe.

1. 9 VARIATIONS

Var i at i ons f r om cont r act r equi r ement s r equi r e bot h Desi gner of Recor d ( DOR) and Gover nment appr oval pur suant t o cont r act Cl ause FAR 52. 236- 21 Speci f i cat i ons and Dr awi ngs f or Const r uct i on, and wi l l be consi der ed wher e advant ageous t o t he Gover nment .

1. 9. 1 Consi der i ng Var i at i ons

Di scussi on wi t h t he Cont r act i ng Of f i cer pr i or t o submi ssi on, af t er consul t i ng wi t h t he DOR, wi l l hel p ensur e t hat f unct i onal and qual i t y r equi r ement s ar e met and mi ni mi ze r ej ect i ons and r esubmi t t al ' s .

Speci f i cal l y poi nt out var i at i ons f r om cont r act r equi r ement s i n t r ansmi t t al l et t er s. Fai l ur e t o poi nt out devi at i ons may r esul t i n t he Gover nment r equi r i ng r ej ect i on and r emoval of such wor k at no addi t i onal cost t o t he Gover nment .

1. 9. 2 Pr oposi ng Var i at i ons

When pr oposi ng var i at i on, del i ver a wr i t t en r equest t o t he Cont r act i ng Of f i cer , wi t h document at i on of t he nat ur e and f eat ur es of t he var i at i on and why t he var i at i on i s desi r abl e and benef i c i al t o Gover nment . I ncl ude t he DOR' s wr i t t en anal ysi s and appr oval . I f l ower cost i s a benef i t , al so i ncl ude an est i mat e of t he cost savi ngs. I n addi t i on t o document at i on r equi r ed f or var i at i on, i ncl ude t he submi t t al s r equi r ed f or t he i t em.

Cl ear l y mar k t he pr oposed var i at i on i n al l document at i on.

Check t he col umn " var i at i on" of ENG For m 4025 f or submi t t al s t hat i ncl ude pr oposed devi at i ons r equest ed by t he Cont r act or . Set f or t h i n wr i t i ng t he r eason f or any devi at i ons and annot at e such devi at i ons on t he submi t t al .

The Gover nment r eser ves t he r i ght t o r esci nd i nadver t ent appr oval of submi t t al s cont ai ni ng unnot ed devi at i ons.

1. 9. 3 War r ant i ng t hat Var i at i ons ar e Compat i bl e

When del i ver i ng a var i at i on f or appr oval , Cont r act or , i ncl udi ng i t s Desi gner ( s) of Recor d, war r ant s t hat t hi s cont r act has been r evi ewed t o est abl i sh t hat t he var i at i on, i f i ncor por at ed, wi l l be compat i bl e wi t h ot her el ement s of wor k.

1. 9. 4 Revi ew Schedul e i s Modi f i ed

I n addi t i on t o t he nor mal submi t t al r evi ew per i od, a per i od of 5 wor ki ng

SECTI ON 01 33 00 Page 7 days wi l l be al l owed f or consi der at i on by t he Gover nment of submi t t al s wi t h var i at i ons.

1. 10 Submi t t al Regi st er

Pr epar e and mai nt ai n SUBMI TTAL REGI STER, as t he wor k pr ogr esses. Do not change dat a whi ch i s out put i n col umns ( c) , ( d) , ( e) , and ( f ) as del i ver ed by Gover nment ; r et ai n dat a whi ch i s out put i n col umns ( a) , ( g) , ( h) , and ( i ) as appr oved. A submi t t al r egi st er showi ng i t ems of equi pment and mat er i al s f or whi ch submi t t al s ar e r equi r ed by t he speci f i cat i ons i s pr ovi ded as an at t achment . Thi s l i s t may not be al l i ncl usi ve and addi t i onal submi t t al s may be r equi r ed. The Gover nment wi l l pr ovi de t he i ni t i al submi t t al r egi st er wi t h t he f ol l owi ng f i el ds compl et ed, t o t he ext ent t hat wi l l be r equi r ed by t he Gover nment dur i ng subsequent usage.

Col umn ( c) : Li st s speci f i cat i on sect i on i n whi ch submi t t al i s required.

Col umn ( d) : Li st s each submi t t al descr i pt i on ( SD No. and t ype,

e. g. SD- 02 Shop Dr awi ngs) r equi r ed i n each speci f i cat i on sect i on.

Col umn ( e) : Li st s one pr i nci pal par agr aph i n speci f i cat i on sect i on wher e a mat er i al or pr oduct i s speci f i ed. Thi s l i s t i ng i s onl y t o f aci l i t at e l ocat i ng submi t t ed r equi r ement s. Do not consi der ent r i es i n col umn ( e) as l i mi t i ng pr oj ect r equi r ement s.

Ther eaf t er , t he Cont r act or i s t o t r ack al l submi t t al s by mai nt ai ni ng a compl et e l i s t , i ncl udi ng compl et i on of al l dat a col umns, i ncl udi ng dat es on whi ch submi t t al s ar e r ecei ved and r et ur ned by t he Gover nment .

1. 10. 1 Use of Submi t t al Regi st er

Submi t submi t t al r egi st er . Ver i f y t hat al l submi t t al s r equi r ed f or pr oj ect ar e l i s t ed and add mi ssi ng submi t t al s. Coor di nat e and compl et e t he f ol l owi ng f i el ds on t he r egi st er :

Col umn ( g) Cont r act or Submi t Dat e: Schedul ed dat e f or appr ovi ng aut hor i t y t o r ecei ve submi t t al s.

Col umn ( h) Cont r act or Appr oval Dat e: Dat e Cont r act or needs appr oval of submi t t al .

Col umn ( i ) Cont r act or Mat er i al : Dat e t hat Cont r act or needs mat er i al del i ver ed t o Cont r act or cont r ol .

1. 10. 2 Cont r act or Use of Submi t t al Regi st er

Updat e t he f ol l owi ng f i el ds i n t he Gover nment - f ur ni shed submi t t al r egi st er or equi val ent f i el ds i n pr ogr am ut i l i zed by Cont r act or wi t h each submi t t al t hr oughout cont r act .

Col umn ( b) Tr ansmi t t al Number : Cont r act or assi gned l i s t of consecut i ve number s.

Col umn ( j ) Act i on Code ( k) : Dat e of act i on used t o r ecor d Cont r act or ' s r evi ew when f or war di ng submi t t al s t o QC.

Col umn ( l ) Li st dat e of submi t t al t r ansmi ssi on.

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Col umn ( q) Li st dat e appr oval r ecei ved.

1. 10. 3 Appr ovi ng Aut hor i t y Use of Submi t t al Regi st er

Updat e t he f ol l owi ng f i el ds i n t he Gover nment - f ur ni shed submi t t al r egi st er pr ogr am or equi val ent f i el ds i n pr ogr am ut i l i zed by Cont r act or .

Col umn ( b) Tr ansmi t t al Number : Cont r act or assi gned l i s t of consecut i ve number s.

Col umn ( l ) Li st dat e of submi t t al r ecei pt .

Col umn ( m) t hr ough ( p) Li st Dat e r el at ed t o r evi ew act i ons.

Col umn ( q) Li st dat e r et ur ned t o Cont r act or .

1. 10. 4 Copi es Del i ver ed t o t he Gover nment

Del i ver one copy of submi t t al r egi st er updat ed by Cont r act or t o Gover nment .

1. 11 SCHEDULING

Schedul e and submi t concur r ent l y submi t t al s cover i ng component i t ems f or mi ng a syst em or i t ems t hat ar e i nt er r el at ed. I ncl ude cer t i f i cat i ons t o be submi t t ed wi t h t he per t i nent dr awi ngs at t he same t i me. No del ay damages or t i me ext ensi ons wi l l be al l owed f or t i me l ost i n l at e submi t t al s.

a. Coor di nat e schedul i ng, sequenci ng, pr epar i ng, and pr ocessi ng of submi t t al s wi t h per f or mance of wor k so t hat wor k wi l l not be del ayed by submi t t al pr ocessi ng. Al l ow f or pot ent i al r esubmi t t al of requirements.

b. Submi t t al s r equi r ed by t he cont r act document s ar e l i s t ed on t he r egi st er . I f a submi t t al i s cal l ed f or but does not per t ai n t o t he cont r act wor k, t he Cont r act or i s t o i ncl ude t he submi t t al i n t he r egi st er and annot at e i t " N/ A" wi t h a br i ef expl anat i on. Appr oval by t he Cont r act i ng Of f i cer does not r el i eve t he Cont r act or of suppl y i ng submi t t al s r equi r ed by t he cont r act document s but t hat have been omi t t ed f r om t he r egi st er or mar ked " N/ A. "

c. Re- submi t , r egi st er and annot at e mont hl y by t he Cont r act or wi t h act ual submi ssi on and appr oval dat es. When al l i t ems on t he r egi st er have been f ul l y appr oved, no f ur t her r e- submi t t al i s r equi r ed.

d. Car ef ul l y cont r ol pr ocur ement oper at i ons t o ensur e t hat each i ndi v i dual submi t t al i s made on or bef or e t he Cont r act or schedul ed submi t t al dat e shown on t he appr oved " Submi t t al Regi st er .

e. Except as speci f i ed ot her wi se, al l ow r evi ew per i od, begi nni ng wi t h r ecei pt by appr ovi ng aut hor i t y, t hat i ncl udes at l east 30 wor ki ng days f or Cont r act i ng Of f i cer appr oval . Per i od of r evi ew f or submi t t al s wi t h Cont r act i ng Of f i cer appr oval begi ns when Gover nment r ecei ves submi t t al f r om Cont r act or .

f . Per i od of r evi ew f or each r esubmi t t al i s t he same as f or i ni t i al submittal.

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1. 12 GOVERNMENT APPROVI NG AUTHORI TY

When appr ovi ng aut hor i t y i s Cont r act i ng Of f i cer , t he Gover nment wi l l :

a. Not e dat e on whi ch submi t t al was r ecei ved.

b. Revi ew submi t t al s f or appr oval wi t hi n schedul i ng per i od speci f i ed and onl y f or conf or mance wi t h pr oj ect desi gn concept s and compl i ance wi t h cont r act document s.

c. I dent i f y r et ur ned submi t t al s wi t h one of t he act i ons def i ned i n par agr aph ent i t l ed, " Revi ew Not at i ons" of t hi s sect i on and wi t h mar ki ngs appr opr i at e f or t he act i on i ndi cat ed.

Upon compl et i on of r evi ew of submi t t al s r equi r i ng Gover nment appr oval , st amp and dat e appr oved submi t t al s. One copy of t he appr oved submi t t al wi l l be r et ai ned by t he Cont r act i ng Of f i cer and one copy of t he submi t t al wi l l be r et ur ned t o t he Cont r act or . I f t he Gover nment per f or ms a conf or mance r evi ew of ot her Desi gner of Recor d appr oved submi t t al s, t he submi t t al s wi l l be i dent i f i ed and r et ur ned, as descr i bed above.

1. 12. 1 Revi ew Not at i ons

Cont r act i ng Of f i cer r evi ew wi l l be compl et ed wi t hi n 30 cal endar days af t er dat e of submi ssi on. Submi t t al s wi l l be r et ur ned t o t he Cont r act or wi t h t he f ol l owi ng not at i ons:

a. Submi t t al s mar ked " appr oved" or " accept ed" aut hor i ze t he Cont r act or t o pr oceed wi t h t he wor k cover ed.

b. Submi t t al s mar ked " appr oved as not ed" or " appr oved, except as not ed, r esubmi t t al not r equi r ed, " aut hor i ze t he Cont r act or t o pr oceed wi t h t he wor k cover ed pr ovi ded t hat t he Cont r act or t akes no except i on t o t he cor r ect i ons.

c. Submi t t al s mar ked " not appr oved, " " di sappr oved, " or " r evi se and r esubmi t " i ndi cat e noncompl i ance wi t h t he cont r act r equi r ement s or desi gn concept , or t he submi t t al i s i ncompl et e. Resubmi t wi t h appr opr i at e changes. Do not pr oceed wi t h wor k f or t hi s i t em unt i l t he r esubmi t t al i s appr oved.

d. Submi t t al s mar ked " not r evi ewed" wi l l i ndi cat e submi t t al has been pr evi ousl y r evi ewed and appr oved, i s not r equi r ed, does not have evi dence of bei ng r evi ewed and appr oved by Cont r act or , or i s not compl et e. A submi t t al mar ked " not r evi ewed" wi l l be r et ur ned wi t h an expl anat i on of t he r eason i t i s not r evi ewed. Resubmi t submi t t al s r et ur ned f or l ack of r evi ew by Cont r act or or f or bei ng i ncompl et e, wi t h appr opr i at e act i on, coor di nat i on, or change.

1. 13 DI SAPPROVED SUBMI TTALS

Cont r act or shal l make cor r ect i ons r equi r ed by t he Cont r act i ng Of f i cer . I f t he Cont r act or consi der s any cor r ect i on or not at i on on t he r et ur ned submi t t al s t o const i t ut e a change t o t he cont r act dr awi ngs or speci f i cat i ons; not i ce r equi r ed under t he c l ause t i t l ed " Changes, " i s t o be gi ven t o t he Cont r act i ng Of f i cer . The Cont r act or i s r esponsi bl e f or t he di mensi ons and desi gn of connect i on det ai l s and t he execut i on of wor k.

Fai l ur e t o poi nt out devi at i ons may r esul t i n t he Gover nment r equi r i ng r ej ect i on and r emoval of such wor k at t he Cont r act or ' s expense.

SECTI ON 01 33 00 Page 10

I f changes ar e necessar y t o submi t t al s, t he Cont r act or shal l make such r evi s i ons and submi ssi on of t he submi t t al s i n accor dance wi t h t he pr ocedur es above. No i t em of wor k r equi r i ng a submi t t al change i s t o be accompl i shed unt i l t he changed submi t t al s ar e appr oved.

1. 14 APPROVED SUBMI TTALS

The Cont r act i ng Of f i cer ' s appr oval or accept ance of submi t t al s i s not t o be const r ued as a compl et e check, and i ndi cat es onl y t hat t he gener al met hod of f abr i cat i on, mat er i al s, det ai l i ng, and ot her i nf or mat i on ar e satisfactory.

Appr oval or accept ance wi l l not r el i eve t he Cont r act or of t he r esponsi bi l i t y f or any er r or t hat may exi st , as t he Cont r act or under t he Cont r act or Qual i t y Cont r ol ( CQC) r equi r ement s of t hi s cont r act i s r esponsi bl e f or di mensi ons, t he desi gn of adequat e connect i ons and det ai l s, and t he sat i sf act or y f abr i cat i on of al l wor k.

Af t er submi t t al s have been appr oved or accept ed by t he Cont r act i ng Of f i cer , no r esubmi t t al f or t he pur pose of subst i t ut i ng mat er i al s or equi pment wi l l be consi der ed unl ess accompani ed by an expl anat i on of why a subst i t ut i on i s necessar y.

1. 15 APPROVED SAMPLES

Appr oval of a sampl e i s onl y f or t he char act er i st i cs or use named i n such appr oval and i s not be const r ued t o change or modi f y any cont r act r equi r ement s. Bef or e submi t t i ng sampl es, pr ovi de assur ance t hat t he mat er i al s or equi pment wi l l be avai l abl e i n quant i t i es r equi r ed i n t he pr oj ect . No change or subst i t ut i on wi l l be per mi t t ed af t er a sampl e has been appr oved.

Mat ch t he appr oved sampl es f or mat er i al s and equi pment i ncor por at ed i n t he wor k. I f r equest ed, appr oved sampl es, i ncl udi ng t hose t hat may be damaged i n t est i ng, wi l l be r et ur ned t o t he Cont r act or , at i t s expense, upon compl et i on of t he cont r act . Unappr oved sampl es wi l l al so be r et ur ned t o t he Cont r act or at i t s expense, i f so r equest ed.

Fai l ur e of any mat er i al s t o pass t he speci f i ed t est s wi l l be suf f i c i ent cause f or r ef usal t o consi der , under t hi s cont r act , any f ur t her sampl es of t he same br and or make as t hat mat er i al . The Gover nment r eser ves t he r i ght t o di sappr ove any mat er i al or equi pment t hat has pr evi ousl y pr oved unsat i sf act or y i n ser vi ce.

Sampl es of var i ous mat er i al s or equi pment del i ver ed on t he si t e or i n pl ace may be t aken by t he Cont r act i ng Of f i cer f or t est i ng. Sampl es f ai l i ng t o meet cont r act r equi r ement s wi l l aut omat i cal l y voi d pr evi ous appr oval s. Cont r act or t o r epl ace such mat er i al s or equi pment t o meet cont r act r equi r ement s.

Appr oval of t he Cont r act or ' s sampl es by t he Cont r act i ng Of f i cer does not r el i eve t he Cont r act or of hi s r esponsi bi l i t i es under t he cont r act .

1. 16 WI THHOLDI NG OF PAYMENT

Payment f or mat er i al s i ncor por at ed i n t he wor k wi l l not be made i f r equi r ed appr oval s have not been obt ai ned.

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1. 17 STAMPS

St amps used by t he Cont r act or on t he submi t t al dat a t o cer t i f y t hat t he submi t t al meet s cont r act r equi r ement s ar e t o be si mi l ar t o t he f ol l owi ng:

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| CONTRACTOR |

| ( Fi r m Name) | | _____ Appr oved | | _____ Appr oved wi t h cor r ect i ons as not ed on submi t t al dat a and/ or | | at t ached sheet ( s) |

| SI GNATURE: __________________________________________________________ |

| TI TLE: ______________________________________________________________ |

| DATE: _______________________________________________________________ |

PART 2 PRODUCTS

Not Used

PART 3 EXECUTI ON

Not Used

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SECTI ON TABLE OF CONTENTS

DI VI SI ON 01 - GENERAL REQUI REMENTS

SECTI ON 01 35 50

PROJECT SI TE SECURI TY AND AT/ OPSEC PROCEDURES

PART 1 GENERAL

1. 1 GENERAL

1. 2 ACCESS AND GENERAL PROTECTI ON/ SECURI TY POLI CY AND PROCEDURES

1. 3 VEHI CLES

1. 3. 1 Par ki ng of Vehi c l es

1. 4 DAMAGE OR LOSS OF CONTRACTOR' S SUPPLI ES AND PROPERTY

PART 2 PRODUCTS ( Not Used)

PART 3 EXECUTI ON ( Not Used)

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PROJECT SI TE SECURI TY AND AT/ OPSEC PROCEDURES

PART 1 GENERAL

1. 1 GENERAL

The ent i r e Pr oj ect ar ea i s not open t o t he publ i c. Dependi ng upon t he l evel of secur i t y t hr eat , some Pr oj ect ar eas may or may not be open t o t he Cont r act or and Cont r act or empl oyees. Gui dance and f or ms f or pr oj ect s i t e secur i t y r equi r ement s ar e avai l abl e on t he Nashvi l l e Di st r i ct Publ i c Website:

http://www.lrn.usace.army.mil/BusinessWithUs/ContractSecurityRequirements.aspx

1. 2 ACCESS AND GENERAL PROTECTI ON/ SECURI TY POLI CY AND PROCEDURES

Al l cont r act or s and al l associ at ed sub- cont r act or s shal l compl y wi t h appl i cabl e Di st r i ct and l ocal secur i t y pol i c i es and pr ocedur es ( pr ovi ded by t he Gover nment r epr esent at i ve) . The cont r act or shal l pr ovi de any/ al l r equest ed i nf or mat i on r equi r ed f or backgr ound checks, backgr ound i nvest i gat i ons and/ or t o meet i nst al l at i on/ f aci l i t y access r equi r ement s t o be accompl i shed by t he Di st r i ct Secur i t y Of f i ce. Ref er t o t he next par agr aph f or cur r ent backgr ound i nvest i gat i on r equi r ement s. Cont r act or wor kf or ce must compl y wi t h al l per sonal i dent i t y ver i f i cat i on r equi r ement s as di r ect ed by DOD, HQDA and/ or l ocal pol i cy. I n addi t i on t o t he changes ot her wi se aut hor i zed by t he changes cl ause of t hi s cont r act , shoul d t he For ce Pr ot ect i on Condi t i on ( FPCON) at any i nst al l at i on or f aci l i t y change, t he Gover nment may r equi r e changes i n cont r act or secur i t y mat t er s or processes.

Backgr ound I nvest i gat i on Requi r ement s: Si nce t hi s i s a del i ver y onl y, t her e ar e no i nvest i gat i on r equi r ement s. However , t he Cont r act or ( s) wi l l be escor t ed at al l t i mes i nsi de r est r i ct ed ar eas.

1. 3 VEHICLES

1. 3. 1 Par ki ng of Vehi c l es

Par ki ng of pr i vat e and Cont r act or vehi c l es shal l be r est r i ct ed t o t he ar eas desi gnat ed by t he Gover nment . Vehi c l es shal l be par ked no cl oser t han 30 f eet f r om occupi ed bui l di ngs.

1. 4 DAMAGE OR LOSS OF CONTRACTOR' S SUPPLI ES AND PROPERTY

The Cont r act or i s r esponsi bl e f or t aki ng t he act i on necessar y t o pr ot ect Cont r act or suppl i es, mat er i al s and equi pment , and t he per sonal pr oper t y of Cont r act or empl oyees f r om l oss, damage or t hef t . The Gover nment assumes no r esponsi bi l i t y f or t hef t , damage, et c. , of t he above. Al l i nci dent s of t hef t ( or suspect ed t hef t ) of cont r act or mat er i al s, suppl i es, or equi pment f r om pr oj ect l ands shal l be r epor t ed t o t he COR.

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PART 2 PRODUCTS ( Not Used)

PART 3 EXECUTI ON ( Not Used)

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SECTI ON TABLE OF CONTENTS

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SECTI ON 01 42 00

SOURCES FOR REFERENCE PUBLI CATI ONS

PART 1 GENERAL

1. 1 REFERENCES

1. 2 ORDERI NG I NFORMATI ON

PART 2 PRODUCTS

PART 3 EXECUTI ON

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SOURCES FOR REFERENCE PUBLI CATI ONS

PART 1 GENERAL

1. 1 REFERENCES

Var i ous publ i cat i ons ar e r ef er enced i n ot her sect i ons of t he speci f i cat i ons t o est abl i sh r equi r ement s f or t he wor k. These r ef er ences ar e i dent i f i ed i n each sect i on by document number , dat e and t i t l e. The document number used i n t he c i t at i on i s t he number assi gned by t he st andar ds pr oduci ng or gani zat i on ( e. g. ASTM B564 St andar d Speci f i cat i on f or Ni ckel Al l oy For gi ngs) . However , when t he st andar ds pr oduci ng or gani zat i on has not assi gned a number t o a document , an i dent i f y i ng number has been assi gned f or r ef er ence pur poses.

1. 2 ORDERI NG I NFORMATI ON

The addr esses of t he st andar ds publ i shi ng or gani zat i ons whose document s ar e r ef er enced i n ot her sect i ons of t hese speci f i cat i ons ar e l i s t ed bel ow, and i f t he sour ce of t he publ i cat i ons i s di f f er ent f r om t he addr ess of t he sponsor i ng or gani zat i on, t hat i nf or mat i on i s al so pr ovi ded. Document s l i st ed i n t he speci f i cat i ons wi t h number s whi ch wer e not assi gned by t he st andar ds pr oduci ng or gani zat i on shoul d be or der ed f r om t he sour ce by t i t l e r at her t han by number .

AMERI CAN WELDI NG SOCI ETY ( AWS)

13301 NW 47 Ave Mi ami , FL 33054 Ph: 888- WELDI NG, 305- 824- 1177, 305- 826- 6192 Fax: 305- 826- 6195 E- mai l : cust omer . ser vi ce@awspubs. com Internet: http://www.aws.org

ASME I NTERNATI ONAL ( ASME)

Two Par k Avenue, M/ S 10E New Yor k, NY 10016- 5990 Ph: 800- 843- 2763 Fax: 973- 882- 1717 E- mai l : cust omer car e@asme. or g I nt er net : http://www.asme.org

ASTM I NTERNATI ONAL ( ASTM)

100 Bar r Har bor Dr i ve, P. O. Box C700 West Conshohocken, PA 19428- 2959 Ph: 877- 909- 2786 I nt er net : http://www.astm.org

SOCI ETY FOR PROTECTI VE COATI NGS ( SSPC)

40 24t h St r eet , 6t h Fl oor Pi t t sbur gh, PA 15222 Ph: 412- 281- 2331 Fax: 412- 281- 9992 E- mai l : i nf o@sspc. or g

SECTI ON 01 42 00 Page 2

Internet: http://www.sspc.org

U. S. ARMY CORPS OF ENGI NEERS ( USACE)

CRD- C DOCUMENTS avai l abl e on I nt er net :

http://www.wbdg.org/ccb/browse_cat.php?c=68 Or der Ot her Document s f r om:

USACE Publ i cat i ons Depot At t n: CEHEC- I M- PD 2803 52nd Avenue Hyat t svi l l e, MD 20781- 1102 Ph: 301- 394- 0081 Fax: 301- 394- 0084 E- mai l : pubs- ar my@usace. ar my. mi l I nt er net : http://www.publications.usace.army.mil/ or http://www.hnc.usace.army.mil/Missions/Engineering/TECHINFO.aspx

U. S. GENERAL SERVI CES ADMI NI STRATI ON ( GSA)

Gener al Ser vi ces Admi ni st r at i on 1275 Fi r st St . NE Washi ngt on, DC 20417 Ph: 202- 501- 1231 I nt er net : http://www.gsaelibrary.gsa.gov/ElibMain/home.do Obt ai n document s f r om:

Acqui s i t i on St r eaml i ni ng and St andar di zat i on I nf or mat i on Syst em

(ASSIST)

I nt er net : https://assist.dla.mil/online/start/ ; account r egi st r at i on r equi r ed

PART 2 PRODUCTS

Not used

PART 3 EXECUTI ON

Not used

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SECTI ON TABLE OF CONTENTS

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AS- BUI LT DRAWI NGS

PART 1 GENERAL

1. 1 REFERENCES

1. 2 SUBMI TTALS

1. 3 PROJECT RECORD DOCUMENTS

1. 3. 1 As- Bui l t Dr awi ngs

1. 3. 1. 1 Gover nment Fur ni shed Mat er i al s

1. 3. 1. 2 Wor ki ng As- Bui l t and Fi nal As- Bui l t Dr awi ngs

1. 3. 1. 3 Dr awi ng Pr epar at i on

1. 3. 1. 4 Comput er Ai ded Desi gn and Dr af t i ng ( CADD) Dr awi ngs

1. 3. 1. 5 Payment

PART 2 PRODUCTS ( NOT USED)

PART 3 EXECUTI ON ( NOT USED)

SECTI ON 01 78 02 Page 1

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AS- BUI LT DRAWI NGS

PART 1 GENERAL

1. 1 REFERENCES

The publ i cat i ons l i s t ed bel ow f or m a par t of t hi s speci f i cat i on t o t he ext ent r ef er enced. The publ i cat i ons ar e r ef er r ed t o wi t hi n t he t ext by t he basi c desi gnat i on onl y.

U. S. ARMY CORPS OF ENGI NEERS ( USACE)

ERDC/ I TL TR- 12- 1 ( 2015) A/ E/ C Gr aphi cs St andar d, Rel ease 2. 0

ERDC/ I TL TR- 12- 6 ( 2015) A/ E/ C CAD St andar d - Rel ease 6. 0

1. 2 SUBMITTALS

Gover nment appr oval i s r equi r ed f or submi t t al s wi t h a " G" desi gnat i on;

submi t t al s not havi ng a " G" desi gnat i on ar e f or i nf or mat i on onl y. When used, a desi gnat i on f ol l owi ng t he " G" desi gnat i on i dent i f i es t he of f i ce t hat wi l l r evi ew t he submi t t al f or t he Gover nment . Submi t t he f ol l owi ng i n accor dance wi t h Sect i on 01 33 00 SUBMI TTAL PROCEDURES:

SD- 11 Cl oseout Submi t t al s

As- Bui l t Shop Dr awi ngs

Dr awi ngs showi ng f i nal as- bui l t condi t i ons of t he pr oj ect . The f i nal CADD as- bui l t dr awi ngs must consi st of one set of el ect r oni c CADD dr awi ng f i l es i n t he speci f i ed f or mat .

1. 3 PROJECT RECORD DOCUMENTS

1. 3. 1 As- Bui l t Dr awi ngs

Thi s par agr aph cover s as- bui l t dr awi ngs compl et e, as a r equi r ement of t he cont r act . The t er ms " dr awi ngs, " " cont r act dr awi ngs, " " dr awi ng f i l es, " " wor ki ng as- bui l t dr awi ngs" and " f i nal as- bui l t dr awi ngs" r ef er t o cont r act dr awi ngs whi ch ar e r evi sed t o be used f or f i nal as- bui l t dr awi ngs showi ng as- bui l t condi t i ons.

1. 3. 1. 1 Gover nment Fur ni shed Mat er i al s

One set of el ect r oni c CADD f i l es i n t he speci f i ed sof t war e and f or mat r evi sed t o r ef l ect al l bi d amendment s…