CP14_Specs_100_.pdf

NEW YORK DISTRICT

EMERGENCY BULKHEAD REPAIR

CAVEN POINT MARINE TERMINAL

JERSEY CITY, NJ

Specifications

September 9, 2013

Emergency Bulkhead Repair, Caven Point Marine Terminal, Jersey City, NJ

MTOC - 1

MAIN TABLE OF CONTENTS

SECTION TITLE

TECHNICAL PROVISIONS

01 11 00 SUMMARY OF WORK

01 12 00.00 18 DESIGN AND RECORD DRAWING REQUIREMENTS

01 31 10.00 18 PROJECT SCHEDULE: BAR CHART

01 33 00.00 18 SUBMITTAL PROCEDURES

01 35 26 GOVERNMENT SAFETY REQUIREMENTS

01 45 04.00 18 CONTRACTOR QUALITY CONTROL

01 45 30.00 18 CONTRACTOR WARRANTY MANAGEMENT

01 54 00.00 18 MOBILIZATION AND DEMOBILIZATION

01 57 20.00 10 ENVIRONMENTAL PROTECTION

01 62 35 RECYCLED / RECOVERED MATERIALS

01 78 00 CLOSEOUT SUBMITTALS

02 41 00 DEMOLITION

03 30 53 MISCELLANEOUS CAST-IN-PLACE CONCRETE

03 45 33 PRECAST PRESTRESSED STRUCTURAL CONCRETE

05 50 14 STRUCTURAL METAL FABRICATIONS

31 00 00 EARTHWORK

35 59 13 FENDER SYSTEM

Emergency Bulkhead Repair Caven Point Marine Terminal BULKHEAD

SECTION 01 11 00

SUMMARY OF WORK

PART 1 GENERAL

1.1 PROJECT LOCATION

This project is located at the United States Army Corps of Engineers Caven Point Marine Terminal facility, Jersey City, New Jersey.

1.2 PROJECT DESCRIPTION

This project involves replace/repair in-kind to pre-accident conditions of bulkhead, concrete panels, concrete slabs, timber whalers and pilings, and utilities.

1.3 OCCUPANCY OF PREMISES

Adjacent buildings will be occupied during performance of work under this Contract.

Before work is started, the Contractor shall arrange with the Contracting Officer a sequence of procedure, means of access, space for storage of materials and equipment and use of approaches.

PART 2 PRODUCTS

Not Used.

PART 3 EXECUTION

NOT USED.

-- End of Section --

SECTION 01 11 00 Page 1

THIS PAGE IS BLANK

SECTION 01 12 00.00 18

DESIGN AND RECORD DRAWING REQUIREMENTS

PART 1 GENERAL

1.1 GENERAL

All RECORD DRAWINGS (or "as-builts") to be provided under this contract shall be accomplished and developed using computer-aided design and drafting (CADD) software and procedures conforming to the following criteria.

1.2 GRAPHIC FORMAT

All CADD data shall be supplied in Bentley Systems, three-dimensional, MicroStation V8, native electronic digital format (i.e., .dgn, .cel). The contractor shall ensure that all digital files and data (e.g., model files, sheet files, reference files, cell libraries) are compatible with the Government's target CADD system (i.e., basic and advanced CADD software, platform, database software), and adhere to the standards and requirements specified herein. The term "compatible" means that data can be accessed directly by the target CADD system without translation, preprocessing, or postprocessing of the electronic digital data files. It is the responsibility of the contractor to ensure this level of compatibility.

1.3 CADD STANDARDS

CADD drawings shall be prepared in accordance with the New York District CAD Standard Version 1.0, the governing subset of the Department of Defense Architectural/Engineering/Construction (A/E/C) Computer-Aided Design and Drafting (CADD) Standard, Release 3.0. Standard drawing size shall be ANSI-D CADD drawings shall be prepared using inch-pound units.

All model files and sheet files shall include the following project code in their A/E/C CADD Standard file-name

EMERGENCY_BULKHEAD_REPAIR_CAVEN_POINT_MARINE_TERMINAL_JERSEY CITY_NJ.

The Contractor shall submit a written request for approval of any deviations from the Government's established A/E/C CADD standard. No deviations from the Government's established A/E/C CADD standard will be permitted unless prior written approval of such deviation has been received from the Government.

1.4 DELIVERY MEDIA AND FORMAT

All CADD data and files developed under this contract shall be delivered to the Government on electronic digital media at project completion, with each submittal as required in the Schedule of Work. The electronic digital data and files shall be provided on optical media (CD-ROM or DVD-R), referred to as a "disc." Each disc shall be delivered to the Government in a separate container, commonly referred to as a "jewel box." The electronic digital media shall be in a format that can be read and processed by the Government's target CADD system.

SECTION 01 12 00.00 18 Page 1

Model files, sheet files, and other associated files shall not be device-dependent, nor shall the directory structure of the disc require any reconfiguration or other manipulation on the Government's part to view, print, and plot the files directly from the disc. The directory structure of the disc shall be configured such that a complete download of the disc's contents to an electronic folder on a Government computer's hard drive will not require any reconfiguration or other manipulation on the Government's part to view, print, and plot the files.

A tagged portable document format (.pdf) file containing the set of full-sized plotted Sheet Files shall be also included on each disc. This .pdf set shall contain active bookmarks linking to each drawing in the set. The initial view of this set shall conform to the following settings: Layout and Magnification/Navigation Tab set to Bookmarks Panel and Page. Layout and Magnification/Page Layout set to Single Page. Layout and Magnification/Magnification set to Fit Page. (For further information on tagged .pdf documents refer to this website:

http://blogs.adobe.com/acrolaw/2006/01/understanding_t_1.html.)

Each disc shall be labeled with a printed label and each printed disc label shall contain, as a minimum, the following information:

(1) The Project's Name, Contract Number (and Delivery Order Number if applicable), date, and version and/or submission number.

(2) The name of the preparer's firm and the name and phone number of the preparer's Point-of-Contact for the project.

(3) The sequence number of the digital media for multiple-disc submittals.

(4) A description of the contents of the disc (e.g., "Architectural Plans," etc.).

Note: it is acceptable, storage permitting, to include specifications, design analyses and other data on the disc as space permits. These items shall be included in the disc label in accordance with paragraph above.

1.5 HARD COPY TRANSMITTALS

A transmittal letter shall accompany each electronic digital media submittal to the Government. The transmittal letter shall be dated and signed by the appropriate Contractor's representative. The transmittal letter shall be provided to the Government on 8-1/2-inch by 11-inch paper.

An electronic copy of the transmittal letter in .pdf format shall also be provided on the electronic digital media submitted to the Government. The transmittal letter shall contain, as a minimum, the following information:

(1) The information included on the external label of each CD-ROM, along with the total number being delivered, and a list of the names and descriptions of the files on each media unit.

(2) List of all new symbol cells created for the project, which were not provided to the Contractor with the Government-furnished materials. List of all new figures, symbols, tables, schedules, details, and other cells created for the project, which were not provided to the Contractor with the Government-furnished materials, and any associated properties. List of all database files associated with each drawing, as well as a description and documentation of the database format and schema design. Recommended

SECTION 01 12 00.00 18 Page 2 modifications which will be necessary to make the data available for GIS use.

(3) Certification that all delivery media are free of known computer viruses. A statement including the name(s) and release date(s) of the virus-scanning software used to analyze the delivery media, the date the virus scan was performed, and the operator's name shall also be included with the certification. The release or version date of the virus-scanning software shall be the current version which has detected the latest known viruses at the time of delivery of the digital media.

(4) A statement indicating that the A-E will retain a copy of all delivered electronic digital media (with all files included) for at least one year and, during this period of time, will provide up to 2 additional copies of each to the Government, if requested, at no additional cost.

(5) List of any deviations from the Government's standard level scheme and file-naming conventions and a copy of the Government's signed and dated approval letter allowing these exact deviations from the New York District CAD Standard.

The Contractor shall also provide paper copies of drawings as indicated in the paragraph entitled "Record Drawings" in Section 00 80 00.0018 SPECIAL

CONTRACT REQUIREMENTS.

1.6 OWNERSHIP

The Government, for itself and such others as it deems appropriate, will have unlimited rights under this contract to all information and materials developed under this contract and furnished to the Government and documentation thereof, reports, and listings, and all other items pertaining to the work and services pursuant to this agreement including any copyright. Unlimited rights under this contract are rights to use, duplicate, or disclose text, data, drawings, and information, in whole or in part in any manner and for any purpose whatsoever without compensation to or approval from the Contractor. The Government will at all reasonable times have the right to inspect the work and will have access to and the right to make copies of the above-mentioned items. All text, electronic digital files, data, and other products generated under this contract shall become the property of the Government. By reference, the following DFAR clauses are included in this contract as a part of the requirements herein:

a. DFAR 252.227-7013, "Rights in Technical Data - Noncommercial Items."

b. DFAR 252.227-7017, "Identification and Assertion of Use, Release, or Disclosure Restrictions."

c. DFAR 252.227-7020, "Rights in Special Works."

d. DFAR 252.227-7028, "Technical Data or Computer Software Previously Delivered to the Government."

e. DFAR 252.227-7037, "Validation of Restrictive Markings on Technical Data."

f. DFAR 252.227-7025, "Limitations on the Use or Disclosure of Government-Furnished Information Marked with Restrictive Legends."

g. DFAR 252.227-7014, "Rights in Noncommercial Computer Software and

SECTION 01 12 00.00 18 Page 3

Noncommercial Computer Software Documentation."

1.7 GOVERNMENT-FURNISHED MATERIALS

The New York District CAD Standard, Cover and Border sheet model files shall be downloaded from this website:

http://www.nan.usace.army.mil/business/buslinks/contract/ae/index.htm.

The A/E/C CADD Standard shall be downloaded from this website:

https://cadbim.usace.army.mil/CAD.

1.8 RETAINAGE

Failure of the contractor to provide the associated design or construction documents in compliance with the New York District CAD Standard, will result in the following retainages. The retainage shall be released following the approval of the New York District CAD Standard compliant deliverables. These retainages reflect the cost to the Government to revise and correct the design or construction documents to bring them into compliance with the New York District CAD Standard:

All electronic submittals. $2,000 retainage shall be held from the contractor if electronic submittals are not in compliance with the provisions of paragraph titled DELIVERY MEDIA AND FORMAT above.

Final CAD submittal. $5,000 retainage shall be held from the contractor if CAD deliverables are not in compliance with the New York District CAD Standard.

Record ("As-Built") CAD submittal. $15,000 retainage shall be held from the contractor if record ("as-built") CAD deliverables are not in compliance with the New York District CAD Standard.

PART 2 PRODUCTS

Not Used.

PART 3 EXECUTION

Not Used.

SECTION 01 12 00.00 18 Page 4

SECTION 01 31 10.00 18

PROJECT SCHEDULE: BAR CHART

NYD EDITION 08/05

PART 1 GENERAL

1.1 SUBMITTALS

Government approval is required for submittals with a "G" designation;

submittals not having a "G" designation are for information only. When used, a designation following the "G" designation identifies the office that will review the submittal for the Government. The following shall be submitted in accordance with Section 01 33 00.00 18 SUBMITTAL PROCEDURES:

SD-12 Schedules

Initial Project Schedules; G, RO

Revised Project Schedule; G, RO

Periodic Schedule Update; G, RO

Progress Curve Report Format; G, RO

Narrative report with schedule updates-Format; G, RO

PART 2 PRODUCTS (Not Applicable)

PART 3 EXECUTION

3.1 GENERAL

Pursuant to the Contract Clause, SCHEDULES FOR CONSTRUCTION CONTRACTS, and Special Contract Requirements SCHEDULING AND DETERMINATION OF PROGRESS the Contractor shall prepare and submit for approval a practicable project schedule. The schedule will be submitted within fifteen (15) calender days after receipt of Notice to Proceed or as otherwise determined by the Contracting Officer.

3.1.1 BASIS FOR PAYMENT

The approved Project Schedule shall be used to measure the progress of the work, to aid in evaluating time extensions, and to provide the basis of all progress payments.

3.1.2 PROJECT SCHEDULE

The Project Schedule shall be in the form of a chart consisting of a series of bars graphically indicating the sequence proposed to accomplish each work feature or operation. Each bar will represent a work features, system or series of activities within the construction project. The chart shall be prepared to show the starting and completion dates of all work features on a linear horizontal time scale beginning with date of Notice to Proceed and indicating calendar days to completion. Interdependence of status of activities shall be shown. Horizontal time scale shall allow identifica-tion of the first work day of each week, which shall be identified. Space

SECTION 01 31 10.00 18 Page 1 between bars shall be allowed for future revisions and notations. Initial Project Schedule shall be submitted for approval within fifteen (15) calendar days after Notice to Proceed. The schedule shall provide a reasonable sequence of activities which represent work through the entire project and shall be at a reasonable level of detail. The initial schedule shall be reviewed by the Government to determine compliance with contract requirements and realistic completion of the project in the period indicated. A revised project schedule shall be submitted based on Government review, if required.

3.1.2.1 PROGRESS CURVE

With the Project Schedule the Contractor shall also submit for approval a progress curve which reflects the intended schedule for completing the work. The progress curve (S-Curve) will be plotted to reflect Cumulative Progress (Percent) based on placement along the y-axis and Time along the x-axis.

3.1.2.2 SCHEDULE AND PROGRESS CURVE UPDATE

Approved Schedule and Progress Curve will be updated monthly during the entire duration of construction. Not later than four days after the Monthly Progress Meeting the Contractor shall submit updated Project Schedule and Progress Curve. The updated versions shall include all approved contract revisions, progress of each activity to date of submission, and adjustments. Contractor shall also provide a very brief narrative report as required to indicate any problem areas, anticipated delays, impact on schedule, and corrective action.

3.1.2.3 PERIODIC PROGRESS MEETINGS

Progress meetings to discuss payment shall include on-site meetings or other regular intervals mutually agreed to at the preconstruction conference. During this meeting the Contractor will describe, on an activity by activity basis, all proposed revisions and adjustments to the project schedule required to reflect the current status of the project.

The Contracting Officer will approve activity progress, proposed revisions, and adjustments as appropriate.

SECTION 01 31 10.00 18 Page 2

SECTION 01 33 00.00 18

SUBMITTAL PROCEDURES

(CENAN-CO-CQ 09/05)

PART 1 GENERAL

1.1 SUMMARY

This section covers procedures to be used in making submittals called for in the contract documents. In contracts which contain specific "Contractor Quality Control" requirements, the Contractor's Quality Control Representative shall carry out duties associated with submittal procedures. In contract which do not contain specific CQC requirements, reference to "CQC Representative" shall be interpreted as reference to the Contractor's authorized representative, and references to "CQC Requirements" or "CQC Clauses" shall be interpreted as "requirements or clauses elsewhere in the contract."

1.2 SUBMITTAL IDENTIFICATION

Submittals required are identified by SD numbers and titles as follows:

SD-01 Preconstruction Submittals

A document, required of the Contractor, or through the Contractor, from a supplier, installer, manufacturer, or other lower tier Contractor, the purpose of which is to confirm the quality or orderly progression of a portion of the work by documenting procedures, acceptability of methods or personnel, qualifications, or other verifications of quality.

SD-02 Shop Drawings

Submittals which graphically show relationship of various components of the work, schematic diagrams of systems, details of fabrication, layouts of particular elements, connections, and other relational aspects of the work.

SD-03 Product Data

Preprinted manufacturer material describing a product, system, or material, such as catalog cuts.

SD-04 Samples

Samples, including both fabricated and un-fabricated physical examples of materials, products, and units of work as complete units or as portions of units of work.

SD-05 Design Data

Submittals, which provide calculations, descriptions, or documentation regarding the work.

SD-06 Test Reports

Reports of inspections or tests, including analysis and interpretation of test results.

SECTION 01 33 00.00 18 Page 1

SD-07 Certificates

Statement signed by an official authorized to certify on behalf of the manufacturer of a product, system or material, attesting that the product, system or material meets specified requirements. The statement must be dated after the award of the contract, must state the Contractor's name and address, must name the project and location, and must list the specific requirements, which are being certified.

SD-08 Manufacturer's Instructions

Preprinted material describing installation of a product, system or material; including special notices and material safety data sheets, if any, concerning impedances, hazards, and safety precautions.

SD-09 Manufacturer's Field Reports

Daily reports from specially suppliers to the contractor that provide information, data, tests result for a product.

SD-10 Operation and Maintenance Data

Data, which forms a part of an operation and maintenance manual.

SD-11 Closeout Submittals

All data, documentations, information, and drawings to achieve contract closeout.

SD-12 Schedules

All data, documentations, information, and drawings to achieve contract closeout.

SD-13 Records

Documentation to record compliance with technical or administrative requirements.

1.3 SUBMITTAL CLASSIFICATION

Submittals are classified as follows:

1.3.1 Government Approved/Acceptance (G)

Government approval is required for all specification submittal items found in specifications having structural steel connections, extensions of design, Fire Protection/Life Safety, and Commissioning of HVAC, and other items as designated by the Contracting Officer. Government approval/acceptance (G) is also required for all submittals designated as such in the technical specifications. Within the terms of the Contract Clause entitled "Specifications and Drawings for Construction," they are considered to be "shop drawings." The Government will review all submittals designated as deviating from the Solicitation or Accepted Proposal, as described below.

SECTION 01 33 00.00 18 Page 2

1.3.2 Information Only (FIO)

All Contractor submittals not requiring Government approval/acceptance will be for information only. FIO submittals are identified in the approved submittal register. They are not considered to be "shop drawings" within the terms of the Contract Clause referred to above. FIO Submittals will be retained at the project site and reviewed prior to Preparatory Meetings in accordance with Section 01 45 04.00 18, CONTRACTOR QUALITY CONTROL.

1.3.3 Government Approval/Acceptance (G)

All submittals classified for Government Approval/Acceptance (G) are identified in the approved submittal register. A code following the "G" designation indicates the approving authority; codes of "RO" for Resident Office approval and "DO" for Engineering approval.

1.4 APPROVED/ACCEPTANCE SUBMITTALS

The Contracting Officer's approval of submittals shall not be construed as a complete check, but will indicate only that the general method of construction, materials, detailing and other information are satisfactory.

Approval will not relieve the Contractor of the responsibility for any error which may exist, as the Contractor under the CQC requirements of this contract is responsible for dimensions, the design of adequate connections and details, and the satisfactory construction of all work. After submittals have been approved by the Contracting Officer, no resubmittal for the purpose of substituting materials or equipment will be considered unless accompanied by an explanation of why a substitution is necessary.

1.5 DISAPPROVED SUBMITTALS

The Contractor shall make all corrections required by the Contracting Officer and promptly furnish a corrected submittal in the form and number of copies specified for the initial submittal. If the Contractor considers any correction indicated on the submittals to constitute a change to the contract, a notice in accordance with the Contract Clause "Changes" shall be given promptly to the Contracting Officer.

1.6 WITHHOLDING OF PAYMENT

Payment for materials incorporated in the work will not be made if required approvals have not been obtained.

PART 2 PRODUCTS (Not Applicable)

PART 3 EXECUTION

3.1 GENERAL

The Contractor shall make submittals as required by the specifications.

The Contracting Officer may request submittals in addition to those specified when deemed necessary to adequately describe the work covered in the respective sections. Units of weights and measures used on all submittals shall be the same as those used in the contract drawings. Each submittal shall be complete and in sufficient detail to allow ready determination of compliance with contract requirements. Prior to submittal, all items shall be checked and approved by the Contractor's Quality Control (CQC) representative and each item shall be stamped, signed, and dated by the CQC representative indicating action taken.

SECTION 01 33 00.00 18 Page 3

Proposed deviations from the contract requirements shall be clearly identified. Submittals shall include items such as: Contractor's, manufacturer's, or fabricator's drawings; descriptive literature including (but not limited to) catalog cuts, diagrams, operating charts or curves;

test reports; test cylinders; samples; O&M manuals (including parts list);

certifications; warranties; and other such required submittals. Submittals requiring Government approval shall be scheduled and made prior to the acquisition of the material or equipment covered thereby. Samples remaining upon completion of the work shall be picked up and disposed of in accordance with manufacturer's Material Safety Data Sheets (MSDS) and in compliance with existing laws and regulations.

3.2 SUBMITTAL REGISTER

At the end of this section is one set of listing items of equipment and materials for which submittals are required by the specifications; this list is not all inclusive and numerous additional submittals will be required, particularly in Divisions 15 and 16. Some columns have already been completed by the Government. All blank columns shall be completed by the Contractor.

For projects utilizing the QCS System (see Section 01 45 02.00 18) the Contractor will input the entire submittal register into QCS. The Government may supply the submittal register on the QCS electronic format.

In either case, the contractor will be required to process and update the submittal register in QCS, and make appropriate electronic submissions to the Government.

For projects which do not utilize the (Contractor's) QCS System, the Contractor shall complete all columns which apply to the Contractor, and submit the forms (hard copy plus associated electronic file).

In any case, the initial submittal register must be updated by the Contractor and submitted to Government for approval within 30 calendar days after Notice to Proceed (15 days if construction time is 180 days or less). In addition, the Contractor shall update the submittal register electronically, and shall submit it to the Government together with the monthly payment request.

The approved submittal register will be used to control submittals throughout the life of the contract. The submittal register and the progress schedules shall be coordinated. NOTE: The Contractor is required to add additional entries to the Submittal Register for all items requiring multiple submittals, including Formwork Shop Drawings per Lift, Concrete Reinforcement per Lift, Concrete Lift Drawings per Lift, Multiple Shop Assembly Drawings, etc. These entries should be made prior to original submission of the submittal register within 30 days of Notice to Proceed.

3.3 SCHEDULING

Submittals covering component items forming a system or items that are interrelated shall be scheduled to be coordinated and submitted concurrently. Certifications to be submitted with the pertinent drawings shall be so scheduled. Adequate time (a minimum of 30 calendar days exclusive of mailing time) shall be allowed and shown on the register for review and approval. No delay damages or time extensions will be allowed for time lost in late submittals. An additional 10 calendar days shall be allowed and shown on the register for review and approval of submittals for food service equipment, refrigeration and HVAC control systems, computer software for specialty systems, electrical substations, and studies

SECTION 01 33 00.00 18 Page 4 including electrical system coordination studies.

3.4 TRANSMITTAL FORM (ENG FORM 4025)

The sample transmittal form (ENG Form 4025) attached to this section shall be used for submitting both Government approved and information only submittals in accordance with the instructions on the reverse side of the form. These forms will be furnished to the Contractor. This form shall be properly completed by filling out all the heading blank spaces and identifying each item submitted. Special care shall be exercised to ensure proper listing of the specification paragraph and/or sheet number of the contract drawings pertinent to the data submitted for each item. If the contractor is required in another section of the specifications to utilize the Quality Control System (QCS), the contractor will be required to generate and process this form electronically using the QCS system.

3.5 SUBMITTAL PROCEDURE

Submittals shall be made as follows:

3.5.1 Procedures

At the Quality Control Coordination meeting, or preconstruction conference, the Contractor shall ascertain the name and address of each individual, agency, or firm who is designated to normally receive items for approval, for information or samples. The contractor shall complete ENG Form 4025, entering each item requiring a separate approval action as a separate item on the form, for each transmittal. A transmittal may consist of one or more 4025 sheets. The transmittal, consisting of ENG Form 4025 plus all applicable submittals, is then sent to the appropriate individual. On critical items the Contractor is encouraged to confirm receipt via telephone. The Contractor shall submit a minimum of four copies of submittals for items requiring approval and one for items for information.

3.5.2 Deviations

For submittals which include proposed deviations requested by the Contractor, the column "variation" of ENG Form 4025 shall be checked. The Contractor shall set forth in writing the reason for any deviations and annotate such deviations on the submittal. The Government reserves the right to rescind inadvertent approval of submittals containing unnoted deviations.

3.6 CONTROL OF SUBMITTALS

The Contractor shall carefully control its procurement operations to ensure that each individual submittal is made on or before the Contractor scheduled submittal date shown on the approved "Submittal Register."

3.7 GOVERNMENT APPROVED SUBMITTALS

Upon completion of review of submittals requiring Government approval, the submittals will be identified as having received approval by being so stamped and dated. Two copies of the submittal will be retained by the Contracting Officer and two copies of the submittal will be returned to the Contractor.

SECTION 01 33 00.00 18 Page 5

3.8 INFORMATION ONLY SUBMITTALS

Normally submittals for information only will not be returned. Approval of the Contracting Officer is not required on information only submittals.

The Government reserves the right to require the Contractor to resubmit any item found not to comply with the contract. This does not relieve the Contractor from the obligation to furnish material conforming to the plans and specifications; will not prevent the Contracting Officer from requiring removal and replacement of nonconforming material incorporated in the work;

and does not relieve the Contractor of the requirement to furnish samples for testing by the Government laboratory or for check testing by the Government in those instances where the technical specifications so prescribe.

3.9 STAMPS

Stamps used by the Contractor on the submittal data to certify that the submittal meets contract requirements shall be similar to the following:

SECTION 01 33 00.00 18 Page 6

| CONTRACTOR |

| (Firm Name) | | _____ Approved | | _____ Approved with corrections as noted on submittal data and/or | | attached sheets(s). |

| SIGNATURE: __________________________________________________________ |

| TITLE: ______________________________________________________________ |

| DATE: _______________________________________________________________ |

SECTION 01 33 00.00 18 Page 7

013300-7

013300-8

SUBMITTAL FORM,Jan 96 PREVIOUS EDITION IS OBSOLETE PAGE 1 OF 6 PAGES

Emergency Bulkhead Repair Caven Point Marine Terminal

01 31 10.00 18 G ROInitial Project Schedules G RORevised Project Schedule G ROPeriodic Schedule Update G ROProgress Curve Report Format G RONarrative report with schedule updates-Format 01 35 26 SD-01 Preconstruction Submittals

1.6 G ROAccident Prevention Plan (APP)

1.7 G ROActivity Hazard Analysis (AHA)

1.6.1 G ROCrane Critical Lift Plan

1.5.1.2 G ROCrane Operators

SD-06 Test Reports 1.11Reports 1.11.1Accident Reports

Monthly Exposure Reports 1.11.3Crane Reports

Gas Protection SD-07 Certificates

1.8Confined Space Entry Permit 1.8Hot work permit

01 45 04.00 18 SD-01 Preconstruction Submittals G ROContractor Quality Plan (CQC)

01 57 20.00 10 SD-01 Preconstruction Submittals

1.7 G ROEnvironmental Protection Plan

G ROTemporary Cofferdam Design 01 78 00 SD-03 Product Data

SUBMITTAL REGISTER

CONTRACT NO.

TITLE AND LOCATION CONTRACTOR

CONTRACTOR:

SCHEDULE DATES

CONTRACTOR

ACTION

APPROVING AUTHORITY

A C T I V I T Y

N O

T R A N S M I T T A L

N O

S P E C

S E C T

DESCRIPTION

ITEM SUBMITTED

P A R A G R A P H

C L A S S I F I C A T I O N

G O V T

O R

A E

R E V W

R SUBMIT

APPROVAL

NEEDED

BY

MATERIAL

NEEDED

BY

A C T I O N

C O D E

DATE

OF

ACTION

DATE FWD

TO APPR

AUTH/

DATE RCD

FROM

CONTR

DATE FWD

TO OTHER

REVIEWER

DATE RCD

FROM OTH

REVIEWER

A C T I O N

C O D E

DATE

OF

ACTION

MAILED

TO

CONTR/

DATE RCD

FRM APPR

AUTH REMARKS

(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) (l) (m) (n) (o) (p) (q) (r)

SUBMITTAL FORM,Jan 96 PREVIOUS EDITION IS OBSOLETE PAGE 2 OF 6 PAGES

01 78 00 G ROAs-Built Record of Equipment and Materials Warranty Management Plan Warranty Tags Final Cleaning Spare Parts Data

SD-08 Manufacturer’s Instructions Preventative Maintenance Condition Monitoring (Predictive Testing) Inspection Posted Instructions

SD-10 Operation and Maintenance Data

G ROOperation and Maintenance Manuals

SD-11 Closeout Submittals G RORecord Drawings G ROCertification of EPA Designated

Items G ROInterim Form DD1354 G ROChecklist for Form DD135 G RONAVFAC Sustainable & Energy

Data Record Card 02 41 00 SD-01 Preconstruction Submittals

1.8 G ROExisting Conditions

SD-07 Certificates

1.2.1 G RODemolition Plan

SD-11 Closeout Submittals

SUBMITTAL REGISTER

CONTRACT NO.

TITLE AND LOCATION CONTRACTOR

CONTRACTOR:

SCHEDULE DATES

CONTRACTOR

ACTION

APPROVING AUTHORITY

A C T I V I T Y

N O

T R A N S M I T T A L

N O

S P E C

S E C T

DESCRIPTION

ITEM SUBMITTED

P A R A G R A P

A S S I F I C A T I O N

G O V T

O R

A E

R E V W

R SUBMIT

APPROVAL

NEEDED

BY

MATERIAL

NEEDED

BY

A C T I O N

C O D E

DATE

OF

ACTION

DATE FWD

TO APPR

AUTH/

DATE RCD

FROM

CONTR

DATE FWD

TO OTHER

REVIEWER

DATE RCD

FROM OTH

REVIEWER

A C T I O N

C O D E

DATE

OF

ACTION

MAILED

TO

CONTR/

DATE RCD

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SUBMITTAL FORM,Jan 96 PREVIOUS EDITION IS OBSOLETE PAGE 3 OF 6 PAGES

02 41 00 Receipts 03 30 53 SD-02 Shop Drawings

1.6 G ROInstallation Drawings

SD-03 Product Data

2.1.3.1 G ROAir-Entraining Admixture

2.1.3.2 G ROAccelerating Admixture

2.1.3.3 G ROWater-Reducing or Retarding

Admixture

2.1.9 G ROCuring Materials

G ROExpansion Joint Filler Strips, Premolded

2.1.6 G ROJoint Sealants - Field Molded

Sealants

G ROWaterstops

3.1.3.3 G ROBatching and Mixing Equipment

3.2 G ROConveying and Placing Concrete

2.1.7 G ROFormwork

2.4 G ROForms

2.2 G ROReady-Mix Concrete

2.2 G ROMix Design Data

2.2 G ROAir-Entraining Admixtures

2.5 G ROAccessories

2.5.1 G ROCuring Compound

SD-06 Test Reports

2.1.2 G ROAggregates

1.4.3 G ROConcrete Mixture Proportions

SUBMITTAL REGISTER

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03 30 53 3.10 G ROCompressive Strength Testing

3.10 G ROSlump

SD-07 Certificates 2.1.1Cementitious Materials

CPG for recycled materials or appropriate Waiver Form

2.1.2Aggregates 03 45 33 SD-02 Shop Drawings

G RODrawings of precast members

1.2.1.2 G RODrawings of precast prestressed

concrete members SD-03 Product Data

2.2.7.1inserts 2.2.8Bearing pads

SD-04 Samples 2.3.6Surface finish

SD-05 Design Data

1.2.1.2 G ROdesign calculations

1.5.3 G ROConcrete mix design

SD-06 Test Reports

2.1 G ROContractor-furnished mix design

2.2.1Cement

Air-Entraining Admixture SD-07 Certificates

2.3Quality control procedures

3.8 G ROConstruction Records

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03 45 33 2.2.5.1Epoxy-coated steel bars SD-11 Closeout Submittals

1.5.4batch ticket 05 50 14 SD-02 Shop Drawings

1.4.2 G RODetail Drawings

SD-03 Product Data

2.2.2.1 G ROWelding of Structural Steel

2.3.3 G ROStructural Steel Welding Repairs

2.1.1Materials Orders 2.1.2Materials List 2.1.3Shipping Bill

SD-06 Test Reports 2.3Tests, Inspections, and

Verifications SD-07 Certificates

1.4.1Qualification of Welders and Welding Operators

31 00 00 SD-01 Preconstruction Submittals

3.2 G ROShoring

3.2.2 G ROTemporary Cofferdam

SD-03 Product Data

3.5 G ROUtilization of Excavated Materials

SD-06 Test Reports 3.9Testing 2.1Borrow Site Testing

SD-07 Certificates

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31 00 00 3.9Testing 35 59 13 SD-02 Shop Drawings

G RO/DPiling Driving G ROWales and Chocks Details

SD-03 Product Data G ROPile Driving Equipment

SD-07 Certificates G ROTimber Pile Treatment G ROTimber Wales and Chocks

Treatment

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SECTION 01 35 26

GOVERNMENTAL SAFETY REQUIREMENTS

02/10

PART 1 GENERAL

1.1 REFERENCES

The publications listed below form a part of this specification to the extent referenced. The publications are referred to within the text by the basic designation only.

AMERICAN SOCIETY OF SAFETY ENGINEERS (ASSE/SAFE)

ASSE/SAFE A10.32 (2004) Fall Protection

ASSE/SAFE A10.34 (2001; R 2005) Protection of the Public on or Adjacent to Construction Sites

ASSE/SAFE Z359.1 (2007) Safety Requirements for Personal Fall Arrest Systems, Subsystems and Components

ASME INTERNATIONAL (ASME)

ASME B30.22 (2005) Articulating Boom Cranes

ASME B30.3 (2009) Construction Tower Cranes

ASME B30.5 (2007) Mobile and Locomotive Cranes

ASME B30.8 (2010) Floating Cranes and Floating Derricks

NATIONAL AERONAUTICS AND SPACE ADMINISTRATION (NASA)

NASA NPG 8715.3 (2004) NASA Safety Manual

NATIONAL FIRE PROTECTION ASSOCIATION (NFPA)

NFPA 10 (2010) Standard for Portable Fire Extinguishers

NFPA 241 (2009) Safeguarding Construction, Alteration, and Demolition Operations

U.S. ARMY CORPS OF ENGINEERS (USACE)

EM 385-1-1 (2008) Safety and Health Requirements Manual

U.S. NATIONAL ARCHIVES AND RECORDS ADMINISTRATION (NARA)

29 CFR 1926 Safety and Health Regulations for Construction

29 CFR 1926.500 Fall Protection

SECTION 01 35 26 Page 1

1.2 SUBMITTALS

Government approval is required for submittals with a "G" designation;

submittals not having a "G" designation are for information only. When used, a designation following the "G" designation identifies the office that will review the submittal for the Government. Submit the following in accordance with Section 01 33 00.00 18 SUBMITTAL PROCEDURES:

Government acceptance is required for submittals with a "G, RO" designation.

SD-01 Preconstruction Submittals

Accident Prevention Plan (APP); G, RO

Activity Hazard Analysis (AHA); G, RO

Confined Space Entry Plan; G, RO

Crane Critical Lift Plan; G, RO

Proof of qualification for Crane Operators; G, RO

SD-06 Test Reports

Reports

Submit reports as their incidence occurs, in accordance with the requirements of the paragraph entitled, "Reports."

Accident Reports

Monthly Exposure Reports

Crane Reports

Gas Protection

SD-07 Certificates

Confined Space Entry Permit

Hot work permit

1.3 DEFINITIONS

a. High Visibility Accident. Any mishap which may generate publicity and/or high visibility.

b. Medical Treatment. Treatment administered by a physician or by registered professional personnel under the standing orders of a physician. Medical treatment does not include first aid treatment even through provided by a physician or registered personnel.

c. Recordable Injuries or Illnesses. Any work-related injury or illness that results in:

(1) Death, regardless of the time between the injury and death, or the length of the illness;

SECTION 01 35 26 Page 2

(2) Days away from work (any time lost after day of injury/illness onset);

(3) Restricted work;

(4) Transfer to another job;

(5) Medical treatment beyond first aid;

(6) Loss of consciousness; or

(7) A significant injury or illness diagnosed by a physician or other licensed health care professional, even if it did not result in (1) through (6) above.

d. "USACE" property and equipment specified in USACE EM 385-1-1 should be interpreted as Government property and equipment.

1.4 REGULATORY REQUIREMENTS

In addition to the detailed requirements included in the provisions of this contract, comply with USACE EM 385-1-1, and the following federal, state, and local laws, ordinances, criteria, rules and regulations. Submit matters of interpretation of standards to the appropriate administrative agency for resolution before starting work. Where the requirements of this specification, applicable laws, criteria, ordinances, regulations, and referenced documents vary, the most stringent requirements govern.

1.5 SITE QUALIFICATIONS, DUTIES AND MEETINGS

1.5.1 Personnel Qualifications

1.5.1.1 Site Safety and Health Officer (SSHO)

The contractor shall provide a Safety oversight team that includes a minimum of one (1) Competent Person at each project site to function as the Safety and Health Officer (SSHO). The SSHO shall be at the work site at all times, unless specified differently in the contract, to perform safety and occupational health management, surveillance, inspections, and safety enforcement for the Contractor, and their training, experience, and qualifications shall be as required by EM 385-1-1 paragraph 01.A.17 and all associated sub-paragraphs. A Competent Personal shall be provided for all of the hazards identified in the Contractor's Safety and Health Program in accordance with the accepted Accident Prevention Plan, and shall be on-site at all times when the work that presents the hazards associated with their professional expertise is being performed. The credentials of the Competent Persons(s) shall be approved by the Contracting Officer in consultation with the Safety Office.

The Contractor Quality Control (QC) person can be the SSHO on this project and the SSHO shall have the following required training:

Level 3:

Minimum of 5 years safety work on similar projects.

30-hour OSHA construction safety class or equivalent within the last 5 years.

SECTION 01 35 26 Page 3

An average of at least 24 hours of formal safety training each year for the past 5 years.

Competent person training as needed.

1.5.2 Personnel Duties

1.5.2.1 Site Safety and Health Officer (SSHO)

a. Conduct daily safety and health inspections and maintain a written log which includes area/operation inspected, date of inspection, identified hazards, recommended corrective actions, estimated and actual dates of corrections. Attach safety inspection logs to the Contractors' daily quality control report.

b. Conduct mishap investigations and complete required reports.

Maintain the OSHA Form 300 and Daily Production reports for prime and sub-contractors.

c. Maintain applicable safety reference material on the job site.

d. Attend the pre-construction conference, pre-work meetings including preparatory inspection meeting, and periodic in-progress meetings.

e. Implement and enforce accepted APPS and AHAs.

f. Maintain a safety and health deficiency tracking system that monitors outstanding deficiencies until resolution. Post a list of unresolved safety and health deficiencies on the safety bulletin board.

g. Ensure sub-contractor compliance with safety and health requirements.

Failure to perform the above duties will result in dismissal of the superintendent and/or SSHO, and a project work stoppage. The project work stoppage will remain in effect pending approval of a suitable replacement.

1.5.3 Meetings

1.5.3.1 Preconstruction Conference

a. Contractor representatives who have a responsibility or significant role in accident prevention on the project shall attend the pre-construction conference. This includes the project superintendent, site safety and health officer, quality control supervisor, or any other assigned safety and health professionals who participated in the development of the APP (including the Activity Hazard Analyses (AHAs) and special plans, program and procedures associated with it).

b. Discuss the details of the submitted APP to include incorporated plans, programs, procedures and a listing of anticipated AHAs that will be developed and implemented during the performance of the contract.

This list of proposed AHAs will be reviewed at the conference and an agreement will be reached between the Contractor and the Contracting Officer's representative as to which phases will require an analysis.

In addition, establish a schedule for the preparation, submittal, review, and acceptance of AHAs to preclude project delays.

SECTION 01 35 26 Page 4

c. Deficiencies in the submitted APP will be brought to the attention of the Contractor at the preconstruction conference, and the Contractor shall revise the plan to correct deficiencies and re-submit it for acceptance. Do not begin work until there is an accepted APP.

d. The functions of a Preconstruction conference may take place at the Post-Award Kickoff meeting for Design Build Contracts.

1.6 ACCIDENT PREVENTION PLAN (APP)

Use a qualified person to prepare the written site-specific APP. Prepare the APP in accordance with the format and requirements of USACE EM 385-1-1 and as supplemented herein. Cover all paragraph and subparagraph elements in USACE EM 385-1-1, Appendix A, "Minimum Basic Outline for Accident Prevention Plans" and show compliance with NASA NPG 8715.3. Specific requirements for some of the APP elements are described below. The APP shall be job-specific and address any unusual or unique aspects of the project or activity for which it is written. The APP shall interface with the Contractor's overall safety and health program. Include any portions of the Contractor's overall safety and health program referenced in the APP in the applicable APP element and made site-specific. The Government considers the Prime Contractor to be the "controlling authority" for all work site safety and health of the subcontractors. Contractors are responsible for informing their subcontractors of the safety provisions under the terms of the contract and the penalties for noncompliance, coordinating the work to prevent one craft from interfering with or creating hazardous working conditions for other crafts, and inspecting subcontractor operations to ensure that accident prevention responsibilities are being carried out. The APP shall be signed by the person and firm (senior person) preparing the APP, the Contractor, the on-site superintendent, the designated site safety and health officer and any designated CSP and/or CIH.

Submit the APP to the Contracting Officer 14 calendar days prior to the date of the preconstruction conference for acceptance. Work cannot proceed without an accepted APP.

Once accepted by the Contracting Officer, the APP and attachments will be enforced as part of the contract. Disregarding the provisions of this contract or the accepted APP will be cause for stopping of work, at the discretion of the Contracting Officer, until the matter has been rectified.

Once work begins, changes to the accepted APP shall be made with the knowledge and concurrence of the Contracting Officer, project superintendent, SSHO and quality control manager. Should any hazard become evident, stop work in the area, secure the area, and develop a plan to remove the hazard. Notify the Contracting Officer within 24 hours of discovery. Eliminate/remove the hazard. In the interim, take all necessary action to restore and maintain safe working conditions in order to safeguard onsite personnel, visitors, the public (as defined by ASSE/SAFE A10.34,) and the environment.

Copies of the accepted plan will be maintained at the Contracting Officer's office and at the job site. Continuously reviewed and amended the APP, as necessary, throughout the life of the contract. Incorperate unusual or high-hazard activities not identified in the original APP as they are discovered.

SECTION 01 35 26 Page 5

1.6.1 EM 385-1-1 Contents

In addition to the requirements outlines in Appendix A of USACE EM 385-1-1, the following is required:

a. Names and qualifications (resumes including education, training, experience and certifications) of all site safety and health personnel designated to perform work on this project to include the designated site safety and health officer and other competent and qualified personnel to be used such as CSPs, CIHs, STSs, CHSTs. Specify the duties of each position.

b. Qualifications of competent and of qualified persons. As a minimum, designate and submit qualifications of competent persons for each of the following major areas: excavation; scaffolding; fall protection; hazardous energy; confined space; health hazard recognition, evaluation and control of chemical, physical and biological agents; personal protective equipment and clothing to include selection, use and maintenance.

c. Crane Critical Lift Plan. Prepare and sign weight handling critical lift plans for lifts over 75 percent of the capacity of the crane or hoist (or lifts over 50 percent of the capacity of a barge mounted mobile crane's hoists) at any radius of lift; lifts involving more than one crane or hoist; lifts of personnel; and lifts involving non-routine rigging or operation, sensitive equipment, or unusual safety risks.

Submit 15 calendar days prior to on-site work and include the requirements of USACE EM 385-1-1, paragraph 16.H.02 and the following:

(1) For lifts of personnel, demonstrate compliance with the requirements of 29 CFR 1926.550(g).

(2) For barge mounted mobile cranes, barge stability calculations identifying barge list and trim based on anticipated loading; and load charts based on calculated list and trim. The amount of list and trim shall be within the crane manufacturer's requirements.

d. Excavation Plan. The safety and health aspects prepared in accordance with Section 31 00 00 EARTHWORK.

1.7 ACTIVITY HAZARD ANALYSIS (AHA)

The…