Attachment 0002 Security Classification Guide - Image Intensifer Devices 10-04-17.pdf

Program Executive Office Soldier

SUMMARY OF ACTION

TO: PEO Soldier ACTION OFFICER: Joseph W Curatola SUSPENSE DATE:

OFFICE SYMBOL: SFAE-SDR 27 Dec 2017

THRU:APO PHONE NO: 703-704-4049

DATE/TIME: 22 Nov 2017 CONTROL NO:

SJ;)/:;t..-// ... z'JI- o� SUBJECT: Security Classification Guide (SCG) for Image lntesifier (12) Devices

RECOMMENDATION: For PEO Soldier review and approval

SUMMARY OF ACTION:

Who: PEO Soldier

What: Security Classification Guide (SCG) for Image lntesfifier (12) Devices

Where: Not applicable

When: Request review NL T 27 Dec 2017

Why: The SCG is updated to incorporate administrative changes r;o 7

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PEO STAFF COORDINATION APPROVALS

Concur Non- Date Office Name Phone Approved Dis- Initial Date Concur approved

/:.. 11/o ACQ Rob Richardson PMDIR

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Recommend Approval � Recommend Approval approved D Disapproved D Disapproved 0 PSM

D Recommended Disapproval D Recommended Disapproval D Noted D Noted D Noted

Comments: Comments : 11€,"?J fJ a£ b /--:J Comments:

MS Word - PEO Soldier Form 02-1 Version Dated August 2005

For Official Use Only Source Selection Information – See FAR 2.101 and 3.104

PM Sensors and Lasers

SUMPMRY OF ACTION

TO: PEO Soldier ACTION OFFICER: Josep Curatola SUSPENSE DATE:

OFFICE SYMBOL: SFAE-SDR 29 Nov 2017

THRU: ACQ PHONE NUMBER: 703-704-4049

DATE/Tl�: 25 Oct 2017 CONTROL NO:

SUBJECT: Security Classification Guide (� for mage'l�ensifier (12) Devices

RECOMMENDATION: PEO Soldier review an�ove/

SUMMARY OF ACTION:

Who: PEO Soldier

What: SCG For 12 Devices

Where: Not Applicable

When: RequesS:: -,�al NL T 29 Nov 2

Why: Update of SCG required to support fufiire actions.

Approval

Concur Non- Date Office Name Phone Approved Dis- Initial Date Concur approved

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D Approved D Approved D Approved D Recommend Approval D Recommend Approval D Disapproved D Disapproved D Disapproved 0 PSM

D Recommended Disapproval D Recommended Disapproval D Noted D Noted D Noted

Comments: Comments: Comments:

MS Word - PEO Soldier Form 02-1 Version Dated August 2005

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PM Sensors and Lasers

SUMMARY OF ACTION

TO: PEO Soldier ACTION OFFICER:

(Pl R (tlMOi\,\ SUSPENSE DATE:

OFFICE SYMBOL: SFAE-SDR-SSL-SMS

THRU: PM SSL

SUBJECT:

PHONE NUMBER:

DATE/TIME:

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Update to the Security Class Guide (SCG) for lmaae Intensifier Devices

RECOMMENDATION:

Approve the updated SCG.

SUMMARY OF ACTION:

The SCG is due for update to incorporate administrative changes.

Concur Non- Dale Office Name Phone

Concur

D Approved D Approved D Recommend Approval D Recommend Approval D Disapproved D Disapproved D Recommended Disapproval D Recommended Disapproval

0 Noted D Noted

Comments: Comments:

MS Word - PEO Soldier Form 02-1 Version Dated August 2005

CONTROL NO:

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UNCLASSIFIED / FOR OFFICIAL USE ONLY

(U) SECURITY CLASSIFICATION GUIDE

FOR

IMAGE INTENSIFIER DEVICES

DATE

4 Oct 2017

DISTRIBUTION: 'C' Distribution authorized to U. S. Government Agencies and their contractors only, for protection of critical technology and operational use, effective the approval date of this document. Other requests for this document shall be referred to the Project Manager Soldier Sensors and Lasers security office at: Project Manager Soldier Sensors and Lasers, ATTN: SFAE-SDR-SSL, 10125 Gratiot Road, Bldg 318, Fort Belvoir, VA 22060.

This document contains information EXEMPT FROM MANDATORY DISCLOSURE under the Freedom Of Information Act (FOIA).

Exemption 2 applies.

UNCLASSIFIED / FOR OFFICIAL USE ONLY

Issued By:

Submitted By:

Concurrence:

Approved By:

Supersession:

Action Officer:

UNCLASSIFIED/ FOR OFFICIAL USE ONLY

SECURITY CLASSIFICATION GUIDE

FOR

IMAGE INTENSIFIER DEVICES

Project Manager, Soldier Sensors and Lasers (SSL)

ATTN: SFAE-SDR-SSL

10125 Gratiot Road, Bldg 318 Fort Belvoir, VA 22060-5800 uJt; t,,J.� 1rJ,-1:;- WAY E THOMKA Date Director, Technical Management Directorate Project Manager Soldier Sensors and Lasers

BtJ;;lJ,� Brigadier General, USA Program Executive Officer Soldier

Qa Nov 17 Date

I, b-t- 7'1

Date

Security Classification Guide for Image Intensifier Devices (IID), dated 7 May 2007.

Mr. Wayde Thomka Director, Technical Management Directorate PM- Soldier Sensors and Lasers

SFAE-SDR-SSL

10125 Gratiot Road, Bldg 318 Fort Belvoir, VA 22060-5820

(703) 704-1346/DSN: 654-1346

UNCLASSIFIED / FOR OFFICIAL USE ONLY 1

TABLE OF CONTENTS

IMAGE INTENSIFIER DEVICES

Page Number

SECTION 1 GENERAL INFORMATION: 4

1.1 Purpose 4

1.2 Authority 4

1.3 Application 4

1.4 Office of Primary Responsibility 4

1.5 Classification Challenges 4

1.6 Reproduction, Extraction, and Dissemination 5

1.7 Release of Information 5

1.7.a Public Release 5 1.7.b Release of Classified Info at Symposium/Seminars/

Conferences and other forums 6 1.7.c Release of Collateral Intelligence to US Contractors 6 1.7.d Release of Technical Controlled Unclassified Information to U.S. Citizens or Foreign Nationals 6

1.8 Foreign Government Information and Foreign

Military Sales 7

1.9 Foreign Disclosure 7

1.10 Document Marking 8

1.10 a Distribution Statement A 8

1.10 b Distribution Statement B 8

1.10 C Distribution Statement C 8

1.10 d Distribution Statement D 9

1.11 For Official Use Only 9

1.12 Reference Regulations 9

1.13 FOIA Exemptions 9

1.14 Classification Categories 10

1.15 Unclassified Description 11

1.16 Operations Security (OPSEC) 11

1.17 Declassification Guidance 11

1.18 Generation I and II 11

SECTION II OVERALL EFFORT 12

SECTION Ill PERFORMANCE AND CAPABILITIES 13

SECTION IV SPECIFICATIONS 14

SECTION V CRITICAL OPTICAL ELEMENTS 15

SECTION VI VULNERABILITIES AND WEAKNESSES 16

SECTION VII ADMINISTRATIVE DATA 17

UNCLASSIFIED/ FOR OFFICIAL USE ONLY 2

SECTION VIII HARDWARE AND SOFTWARE 19

SECTION IX NOTES 20

SECTION X REFERENCES 21

SECTION XI ABBREVIATIONS AND ACRONYMS 23

SECTION XII DEFINITIONS 23

ANNEX 1 STA FORM 7114-E (OPSEC Review Certification) 29

UNCLASSIFIED / FOR OFFICIAL USE ONLY 3

UNCLASSIFIED/ FOR OFFICIAL USE ONLY

SECTION I - GENERAL INFORMATION

1.1. Purpose. To provide instructions and guidance on the security classification of information and material pertaining to First, Second and Third Generation Image Intensifier Devices (IID).

1.2. Authority. This guide is issued under authority of Army Regulation (AR) 380-5, "Department of the Army Information Security Program," Department of Defense (DoD) 5200.1-R, "Information Security Program," and Executive Order (EO) 13526, "Classified National Security Information," as amended. This guide constitutes original determination by authority of the Program Executive Officer (PEO) Soldier, and may be cited as the basis for classification or declassification of information and material associated with IIDs. Unless otherwise noted, information or material identified as classified in this guide is classified by the authority of the approving official identified on the title page. Changes in classification required by application of this guide shall be implemented immediately.

1.3. Application. The provisions of this Security Class Guide (SCG) will be implemented upon signature of the Original Classification Authority (OCA).

1.4. Office of Primary Responsibility (OPR). This guide is issued by, and all inquiries concerning content and interpretation, as well as any recommendations for changes, should be addressed to:

Project Manager Soldier Sensors and Lasers Attn: SFAE-SDR-SSL Fort Belvoir, VA 22060

Action Officer:

Director, Technical Management Directorate Project Manager Soldier Sensors and Lasers

SFAE-SDR-SSL

10125 Gratiot Road, Bldg. 318 Fort Belvoir, VA 22060-5820

(703) 704-1346/DSN: 654-1346

1.5. Classification Challenges. Please direct questions concerning the content and interpretation of this guide to the issuing activity. If the security classification imposed by this guide is considered impractical, the issuing activity should be notified with documented and justified recommendations. If current conditions, progress made in this effort, scientific or technological developments, advances in the state-of-the-art or other factors indicate a need for changes, similar recommendations should be made to the issuing activity. Pending a final decision, the information involved will be protected at either the currently specified level or the recommended level; whichever is higher. All users of this

UNCLASSIFIED / FOR OFFICIAL USE ONLY 4

guide are en·couraged to assist in improving its currency and adequacy. Any classification challenges should be brought to the attention of the OPR.

1.6. Reproduction, Extraction and Dissemination. Copies of this guide and all extracts thereof will be made, stored, and transmitted in accordance with authorized procedures corresponding to the classification of the information involved. Authorized recipients may reproduce, extract and disseminate contents of this guide, as necessary, for application by DoD agencies and their contractors; Project Manager Soldier Sensors & Lasers, contractors, and subcontractors, directly involved in this effort. Requests for copies of separate guides issued to operating activities in application of this guide shall be sent to the QPR.

1.7. Release of Information

a. Public Release. The fact that certain details of information are shown to be unclassified does not authorize automatic public release. Proposed public releases of unclassified information related to IIDs must be processed through appropriate channels for approval for publication. Within the Department of the Army, the procedures specified in AR 360-1 will be followed. Defense contractors will comply with DoD 5220.22-M National Industrial Security Program Operating Manual (NISPOM) and other contractual requirements. All information concerning IIDs will be forwarded for public clearance to PEO Soldier Public Affairs Office at SFAE SDR, 5901 Putnam Rd Bldg 328 Fort Belvoir, VA 22060-5422, in accordance with AR 360-1, Chapter 5 and Appendix D.

( 1) Defense contractors and other organizations shall fully comply with DoD 5220.22M, the Federal Acquisition Regulations and its supplements, and are responsible to ensure their subcontractors comply with these requirements. 110 information may not be released outside official channels until the review process is complete. All requests will be submitted to the PEO Soldier Security Office, SFAE SDR, 5901 Putnam Rd, Bldg 328, Fort Belvoir, VA 22060 for adjudication. The PEO security office will require 45 working days to process the request and render a decision. Requests for public release shall be mailed using US Postal Service Registered mail. The Operations Security (OPSEC) Review Form will be used to document the OPSEC review process.

(2) Care must be taken to ensure that all official Army information that is entered on publicly accessible or unprotected World Wide Web Sites has been processed, reviewed and approved for public release. The provisions of AR 25-2, Information Assurance, apply.

(3) Contemplated visits of public media representatives shall receive prior coordination with the security staff of the PEO when information to be disclosed has not been officially approved for public release. Coordination with the Public Affairs Officer will be accomplished for approval as necessary.

UNCLASSIFIED / FOR OFFICIAL USE ONLY 5

( 4) Prime contractors are responsible for ensuring that each of their subcontractors complies with these requirements. Subcontractors must submit any material prepared by them for public release approval through their prime contractor. The latter shall make appropriate comments if concurring for release, or reject the proposal without further recourse, if appropriate.

(5) Only information that already has been approved for public release may be released without further review. Information developed after initial approval for public release must be submitted for review and further processing as outlined above.

(6) Web Sites: Information posted on any unclassified public web site must comply with the requirements of the Deputy Secretary of Defense Memorandum 'Web Site Administration," with amendments and corrections, 30 November 2007. See http://www.defenselink.mil/webmasters. Prior to posting, the potential for increased sensitivity due to electronic aggregation with other information must be carefully considered. Additionally, this guide or other information is exempt from disclosure when requested under the "Freedom of Information Act" (FOIA) and will not be posted to any public website or pages, nor to web sites with access restricted only by domain or Internet Protocol (IP) address (e.g. mil domain). Exemption 4 of the FOIA protects "trade secrets and commercial or financial information obtained from a person [that is] privileged or confidential".

b. Release of Classified Information at Symposiums, Seminars. Conferences, and Other Forums. All presentations containing information classified under this SCG that are intended to be released at classified symposiums, seminars, conferences, or similar forums, will be submitted for approval. Such requests for release must be submitted through the PEO Soldier Security Office, SFAE SOR, 5901 Putnam Rd., Bldg 328, Fort Belvoir, VA 22060 at least 45 calendar days prior to the proposed date of release. The request will include the name of the individual making the presentations, date of the presentation, title of the forum, and justification for the proposed release. If foreign national attendance is envisioned at these events, refer to paragraphs 1.8 and 1 .9 below for instructions on the following pages.

c. Release of Collateral Intelligence Information to US Contractors. All classified or unclassified intelligence information shall not be released to US Contractors without the written approval of the Original Classification Authority (OCA) or supporting Senior Intelligence Officer (SIO). No government official shall authorize contractor use of information on US contracts or release to subcontractors without the express written authority of the OCA, or SIO. Requests for release approval for intelligence material will be submitted through the PEO Soldier Security Office, SFAE-SDR, 5901 Putnam Rd., Bldg 328, Fort Belvoir, VA 22060.

d. Release of Technical Controlled Unclassified Information to U.S. Citizens or Foreign Nationals. Release of data designed as technical Controlled Unclassified

UNCLASSIFIED / FOR OFFICIAL USE ONLY 6

lnfom,ation (CUI) by PEO Soldier will be in compliance with the provisions of AR 70-31, Standards for Technical Reporting; AR 550-51, International Agreements;

the Federal Acquisition Regulation; and the Defense Federal Acquisition Regulation. All requests for the release of technical CUI as reviewed and approved by the PEO Soldier Security Office, SFAE-SDR, 5901 Putnam Rd., Bldg 328, Fort Belvoir, VA 22060. The PEO Soldier Security Officer will require at least 45 working days to adjudicate each request. Foreign release by contractors requires State Department approval in accordance with the International Traffic and Arms Regulations. Any CUI data that has been approved for release to foreign entities will have the following Export Warning Markings applied:

"WARNING: This document contains technical data whose export is restricted by the Arms Export Control Act (Title 22, U.S. C., Sec 2751, et seq.) or the Export Administration Act of 1979, as amended, Title 50, U.S.C., App. 2401 et seq. Violations of these export laws are subject to severe criminal. penalties.

Disseminate in accordance with provisions of DoD Directive 5230.25."

1.8. Foreign Government Information and Foreign Military Sales (FMS). For information pertaining to Foreign Military Sales, see the Security Assistance and Management Manual, DoD 5105.38M.

SECRET is the highest security classification of information that is necessary to be disclose.d in support of the end item sale of IIDs.

If a foreign country expresses an interest to enter into a reciprocal procurement or other offset arrangement for this Project with the DoD or to a defense contractor, whether FMS or a commercial program, they must notify the QPR without delay.

The provisions of AR 12-8, Security Assistance, Operations and Procedures and DoD 5105.38M, Security Assistance Management Manual, apply. The provisions of AR 380-5 apply to the proper security classification marking and protection of any foreign government infom,ation. Specific international agreements on security of military information may also apply.

1.9. Foreign Disclosure. Ensure any disclosure to foreign officials of information classified by this guide is in accordance with the procedures set forth in AR 380-1 O and National Disclosure Policy (NOP), NDP-1. If a country with which the DoD has entered into a reciprocal procurement memorandum of understanding or offset arrangement expresses an interest in a solicitation that will eventually involve the disclosure of US classified military infom,ation, a foreign disclosure review will be conducted by a designated Foreign Disclosure Officer prior to issuance of a solicitation. Qualified government and industry representatives from U.S. allies and other friendly nations with which DoD has entered into reciprocal procurement agreements are to be afforded opportunities to compete on a fair and equitable basis with U.S. industry for DoD acquisition

UNCLASSIFIED / FOR OFFICIAL USE ONLY 7

contracts-subject to U.S. laws and regulations. If it is known that foreign participation cannot be permitted because of the sensitivity of the effort, this fact should be stated.

1.10. Document Marking. All documents or materials (to include memory storage devices, video tapes and other media resources, etc.) will be marked in accordance with the provisions of AR 380-5.

Documents will be derivatively classified with this SCG used as a source.

Markings shall reflect the following:

Classified by: (Name of Person Making Derivative Classification Decision) (Title) Image Intensifier Devices Security Classification Guide, date ( dd/mm/yr) Declassify On: 25 years from date of document.

All data regardless of its classification, including test plans, test set-up, test results, etc, are by definition technical information with military application and will be marked in accordance with AR 380-5, the National Industrial Security Program Operating Manual (NISPOM), DoD 5220-22M and DoD 5230.24 and

5230.25. One of the following distribution statements will be placed on all technical media that is produced, as appropriate.

(a) Distribution statement "A" applies to information that has undergone an OPSEC review and has been approved for public release. The following statement will be applied to the front page, or cover of the information approved for release.

DISTRIBUTION STATEMENT A: Approved for public release; distribution is unlimited .

(b) Distribution statement "B" is applied to all For Official Use Only (FOUO)/Unclassified Information that is approved for release to Government agencies only. The following statement will be applied to the front page, or cover of the information approved for release to US Government Agencies only.

DISTRIBUTION STATEMENT B: Distribution authorized to U.S. Government Agencies only per the /ID Security Classification Guide. Date of determination is date product is generated. Other requests for this document shall be referred to the attention of Project Manager Soldier Sensors and Lasers, SFAE-SDR-SSL, 10125 Gratiot Road, Bldg 318, Fort Belvoir, VA 22060-5862

(c) Distribution statement "C" is applied to all For Official Use Only (FOUO)/Unclassified Information that is approved for release to government agencies and their contractors. The following statement will be applied to the

UNCLASSIFIED / FOR OFFICIAL USE ONLY 8

front page, or cover of the information approved for release to US Government Agencies and their supporting contractors.

DISTRIBUTION STATEMENT C: "Distribution authorized to the US Government Agencies and their contractors; per the /ID Security Classification Guide. Date of determination is date product is generated.

Other requests for this document shall be referred to the attention of the Project Manager Soldier Sensors and Lasers, SFAE-SDR-SSL, 10125 Gratiot Road, Bldg 318, Fort Belvoir, VA 22060-5862.

(d) Distribution statement "D" is applied to all For Official Use Only (FOUO)/Unclassified Information that is approved for further dissemination to only DoD agencies and DoD contractors as directed by the controlling DoD office or higher DoD authority. The following statement will be applied to the front page, or cover of the information approved for release.

DISTRIBUTION STATEMENT D: "Further dissemination only as directed by SFAE-SDR-SSL, 10125 Gratiot Road, Bldg 318, Fort Belvoir, VA 22060-5862.

Date of determination is date product is generated.

1.11. For Official Use Only (FOUO). For Official Use Only is not a security classification. Information that has not been given a security classification pursuant to the criteria in this guide, but which may be withheld from the public for one or more of the reasons cited in Freedom of Information Act exemptions, AR 25-55, "Army Freedom of Information Act Program," shall be designated FOUO. Information in this guide that warrants FOUO markings will be handled and protected in accordance with the above-cited regulation. Documents will be marked "FOR OFFICIAL USE ONLY," in letters larger than the rest of the text, where practical, at the bottom of the front cover, the title page, or the first page, and the outside of the back cover. Pages within the document which contain FOUO information will be marked "FOR OFFICIAL USE ONLY" at the bottom.

Apply the below statement to the front cover or title page of the document with the appropriate exemption(s) identified.

1.12. Reference Regulations. All Army Regulations cited in this guide are available at the Official Department of the Army Publications and Forms web site @ www.us.army.mil/usapa/index. html.

1.13. FOIA Exemptions. This document contains information EXEMPT FROM MANDATORY DISCLOSURE under the FOIA. FOIA Exemptions identified in this guide are:

Exemption Number 1. This exemption is related solely to the internal personnel rules and practices of the DoD or any of its components. Records covered under this exemption include those containing or constituting statutes, rules, UNCLASSIFIED / FOR OFFICIAL USE ONLY 9 regulations, orders, manuals, directives, instructions, and security classification guides.

Exemption Number 2. This exemption is related to records protected by another law that specifically exempts the information from public release. This is also applicable to technical CUI.

Exemption Number 3. Containing trade secrets or commercial or financial information that a DoD component receives from a person or organization outside the Government which is likely to cause substantial harm to the competitive position of the source, impair the Government's ability to obtain necessary information in the future, or impair some other legitimate Government interest. Some examples: Commercial or financial information received in confidence in connection with bids, contracts, or proposals; statistical data and commercial or financial information concerning contract performance, income, etc.; personal statements given in the course.of inspections, investigations, or audits; financial data provided in confidence by private employers in connection with locality wage surveys; scientific and manufacturing processes or developments concerning technical or scientific data or other information submitted with an application for a grant or with a report while research is in progress; technical or scientific data developed by a contractor or subcontractor exclusively at private expense and technical or scientific data developed in part with Federal funds and in part at private expense; computer software which is copyrighted; or, proprietary information submitted strictly on a voluntary basis.

Exemption Number 4. Subjective evaluations that are reflected in records pertaining to the decision-making process of an agency. Examples are: advice, suggestions or evaluations prepared on behalf of the DoD; non-factual portions of evaluations by DoD component personnel of contractors and their products;

information of a speculative, tentative or evaluative nature; trade secret or other confidential research development; and portions of official reports on inspection, reports of the Inspector General, audits, investigations, or surveys pertaining to safety, security, or the internal management, administration or operation of one or more DoD Components.

Note that the listed exemptions are examples and not all inclusive. The user should review AR 25-55 for all exemption guidance.

1.14. Classification Categories. The reasons for classifying information in this guide are in accordance with Part I, Section 1.4 of Executive Order 13526 (as amended). They are:

1.4a - military plans, weapons systems, or operations;

1.4e - scientific, technological, or economic matters related to the national security;

UNCLASSIFIED / FOR OFFICIAL USE ONLY 10

1.4g - vulnerabilities or capabilities of systems, installations, infrastructures, projects, plans, or protection services relating to the national security.

1.15. Unclassified Description: First/Second/Third Generation Image Intensifier Devices. Passive Night Vision lmagers that operate by amplifying the visible and near infrared radiation reflected from a scene. They may also be used in conjunction with near infrared lasers for extended range operations. The devices may be either direct view or remote view (monitor/display).

1.16. Operations Security (OPSEC). OPSEC requires heightened attention during peacetime as well as wartime operations and support activities including RDT&E. This includes guarding against communicating sensitive or classified information devices, as well as carefully evaluating the potential impact of information released on publicly accessible websites and in press release. All U.S. Government information for release to foreign nations, non-government contractors, or other non-U.S. citizens must receive prior approval from an OPSEC/Foreign Disclosure review authority. All briefings or presentations intended for release to other than U.S. Government of supporting contractor personnel containing information on this program must receive prior approval. All requests will be submitted to the PM, PEO Soldier Security Office, SFAE-SDR, 5901 Putnam Rd Bldg 328 Fort Belvoir, VA 22060-5422 for adjudication. The PM will require 45 working days to process the request and render a decision. All program contractors must comply with U.S. export laws and be contractually prohibited from executing any third party information release, without PEO Soldier Security Manager approval.

1.17. Declassification Guidance. For the purpose of this Security Classification Guide, information will be classified for 25 years.

1.18. Generation I and II. All specialized manufacturing information and hardware relating to Generation I and II are unclassified.

UNCLASSIFIED / FOR OFFICIAL USE ONLY 11

Element

A. Name B. Federal Stock Number C. Nomenclature D. External View E. Internal View

A. Design, Photographs and Reports

(1)

(2)

(3) B. System Specifications

(1)

(2) C. External View D. Internal View.

I. Design Information

(1). Weight (2). Dimensions

E. Test data (1)

(2)

F. Military Application G. Training, Operator, Maintenance Manuals H. Applications Software

UNCLASSIFIED / FOR OFFICIAL USE ONLY

SECTION II - OVERALL EFFORT

Level Duration Remarks

2.1 INFORMATION ELEMENT

u Distribution 'A' u Distribution 'A' u Distribution 'A' u Distribution 'A' u Distribution 'A'

2.2 END ITEM

u

C 10 Years Notes 3, 5, 6, Reason: 1 .4a, 1.4e, s 25 Years Notes 3, 5, 6, Reason: 1.4g u s 25 Years Notes 3, 5, 6, Reason: 1.4a, 1 .4g u u u u u s 25 Years Notes 3, 5, 6, Reason: 1.4a, 1 .4g U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

UNCLASSIFIED / FOR OFFICIAL USE ONLY 12

SECTION Ill- PERFORMANCE AND CAPABILITIES

Element Level Duration Remarks

A. Performance Characteristics

(1) u

(2) s 25 Years Notes 3, 5, 6, Reason: 1 .4a, 1.4g B. Target Acquisition Ranoe u

C. Hit Probability (w/weapon) u

D. System Accuracy (w/weapon} u

E. Mission Time u

F. Readiness Time u

G. Reliability u

H. Maintainability u

I. Useful Life u

J. System Imagery u

K. Operation Test Data

(1) u

(2) s 25 Years Notes 3, 5, 6, Reason: 1.4a, 1 .4g L. Operating Time u

UNCLASSIFIED / FOR OFFICIAL USE ONLY 13

Element

A. Resolution B. Field of View C. Brightness Gain D. Modulation Transfer Function E. Display Characteristics F. Boresight Accuracy G. Reticle Size H. Minimum Focus range I. Physical Parameter Weight

UNCLASSIFIED / FOR OFFICIAL USE ONLY

SECTION IV SPECIFICATIONS

Level Duration

4.1 SYSTEM PARAMETERS

u u u u u u u u u

Remarks

4.2 FIRST/SECONDnHIRD GENERATION INTENSIFIER TUBE ASSEMBLIES

A. Photocathode Sensitivity to 2856K Blackbody

Illumination u

B. Spectral Response u

C. Equivalent Background u

Input D. Signal to Noise Ratio u

E. Luminance Gain u

F. Resolution u

G. Modulation Transfer Function u

4.3 SPECIALIZED IMAGE INTENSIFIER ASSEMBLY AND/OR COMPONENT MANUFACTURING PROCESS

PROCEDURES AND TECHNIQUES

1. Manufacturing Processes - These are defined as meeting the following criteria:

a. Specialized - The process descriptions have been exclusively formulated for manufacture of Gen 3 image-intensifier tubes for the US Government. "Gen 3" is defined herein as a tube having each of the following: a gallium arsenide photocathode; a nominal photocathode sensitivity not less than 1000 microamperes per lumen and an optimum resolution not less than 36 line pairs per mm.

b. Detailed - The process descriptions have sufficient detail in terms of specific approach, materials, schedules, controls, and equipment to enable organizations capable of Generation 2 image-intensifier tube manufacture to substantially expedite establishment of a manufacturinq capability for Generation 3 imaqe-intensifier tubes.

UNCLASSIFIED / FOR OFFICIAL USE ONLY 14

NOTE: Process descriptions which can be found in essentially identical form and detail in open literature and which specifically reference Gen 3 image-intensifier tubes DO NOT meet the above criteria and are UNCLASSIFIED. Additionally, all manufacturing/processing information relating solely to First and/or Second Generation Image Intensifiers is UNCLASSIFIED.

2. The following Manufacturing Processes relating to the components, module, and assembly of the image-intensifier tube are classified CONFIDENTIAL, except as specifically noted otherwise below:

a. Image-Intensifier Tube Module Component Processes

1. Photocathode

a. Bond of photocathode wafer to faceplate.

b. Final chemical processing step before insertion into tube exhaust station.

c. Cleaning of photocathode surface in tube exhaust station.

d. Activation of photocathode to Negative Electron Affinity (NEA} condition.

e. Photocathode structure growth - All processes are UNCLASSIFIED.

2. Microchannel Plate (MCP)

a. Chemical processing of microchannel surface specifically for secondary emission.

b. Electron desorption processing (i.e., scrubbing) of the MCP.

3. Phosphor screen - All processes are UNCLASSIFIED.

4. Input glass-window faceplate - All processes are UNCLASSIFIED.

5. Input and output fiber optic, including fiber optic inverter - All processes are UNCLASSIFIED.

b. Image-Intensifier Tube Module Processes - All processes are UNCLASSIFIED.

c. Image-Intensifier Tube Assembly Processes The image-intensifier tube assembly is defined herein as a tube module encapsulated with a miniature high-voltage power supply within a hard-surface insulating sleeve or boot. All power-supply and tu�e-assembly manufacturing processes are UNCLASSIFIED.

SECTION V: CRITICAL OPTICAL ELEMENTS

Element Level Duration Remarks

A. Image Intensifier Assembly u

8. Tube Module Sub-u

Components ( 1 ). Photocathode input u faceplate

(2). Microchannel Plate u

(3). Phosphor screen/output u

UNCLASSIFIED / FOR OFFICIAL USE ONLY 15

faceplate C. Power Supplies u

D. System Optics u

E. Coated Optical Elements u

SECTION VI. VULNERABILITIES AND WEAKNESSES

Element Level Duration Remarks

A. Vulnerability to ECM/EOCM s 25 Years Notes 3, 5, 6. Reason: 1.4Q B. Vulnerability to Physical

Attack including DEW and s 25 Years Notes 3, 5, 6. Reason: 1.4g

NBC

C. Information pertaining to specific counter-measure methods of degrading the s 25 Years Notes 3, 5, 6. Reason: 1 .4g operation effectiveness of imaqe intensifier devices

D. Specialized Manufacturing s 25 Years Notes 3, 5, 6. Reason: 1.4e, 1 .4g

Specifications

E. Specialized Engineering s 25 Years Notes 3, 5, 6. Reason: 1.4e, 1 .4g

Design Information

F. Specialized Spectral s 25 Years Notes 3, 5, 6. Reason: 1.4g

Transmission Curves

G. Spectral Transmission or s 25 Years Notes 3, 5, 6. Reason: 1 .4g

Reflection Data

SECTION VII. ADMINISTRATIVE DATA

Element I Level I Duration I Remarks

7.1 RESEARCH AND DEVELOPMENT

A. Prior Fiscal Years I u I I

UNCLASSIFIED / FOR OFFICIAL USE ONLY 16

B. Current Fiscal Year u

C. Budget Fiscal Year u

D. Target or Future Fiscal Years u

E. Total RDT&E Program u

7 .2 QUANTITIES

A. Prior Fiscal Years u

B. Current Fiscal Years u

C. Budget Fiscal Year u

D. Target or Future Fiscal Years u

E. Total Program u

7.3 PROCUREMENT, PRODUCTION, AND PROGRAMMING

A. Prior Fiscal Years U//FOUO B. Current Fiscal Years U//FOUO C. Budget Fiscal Years U//FOUO

D. Target of Future Fiscal Years U//FOUO E. Total Procurement program U//FOUO F. Five Year defense Plan

(FYDP) quantities by Fiscal Year U//FOUO

G. Procurement and Programming actions that specify MO or total program U//FOUO

H. Unit Cost u

(1 ). As listed in DA FY Procurement program, the President's Budget U//FOUO (Exhibit P-1) at the time of submission to Congr�ss

(2). Unit cost associated with MO or total program u

I. Numbers contracted U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

J. Production and program U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

schedules K. Production capability U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

UNCLASSIFIED / FOR OFFICIAL USE ONLY 17

L. Rate of delivery M. Numbers delivered N. Assets/Authorized Acquisition

Objective (AAO/Total ProQram) (1 ). Worldwide (2). By theater, co-and/or claimant (3). Foreign Military Sales

A. Initial Operating Capability

(IOC)

B. First Unit Equipped C. Individual test/demonstration D. Future schedule of test/ demonstration

UNCLASSIFIED / FOR OFFICIAL USE ONLY

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

Note 2 & 4

7.4 KEY SCHEDULING DATES (MILESTONES)

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

7.5 THEATER DEPOLOYMENT (TOTAL OR INCREMENTS)

A. Procurement quantities of complete systems by country, U//FOUO Mark and handle as FOUO, FOIA exemption _4 applies.

with or without reference to dates

B. Initial deployment U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

C. Total units, systems or U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

quantities

D. Incremental Quantities U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

7.6 FOREIGN MILITARY SALES FMS) ISSUES

A. Highest level of classified information that could be s 25 Years Notes 2, 4, 5, & 6 disclosed by sale of end item Reason 1.4g

B. Highest level of classified information that must be s 25 Years Notes 5 & 6 disclosed to enable production Reason: 1.4e, 1 .4g of end item

C. Highest Level of classified

UNCLASSIFIED/ FOR OFFICIAL USE ONLY 18

information that must be U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

disclosed by operation of the end item

D. Highest level of classified information that must be U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

disclosed in maintenance of the end item.

E. Highest level of classified information that must be U//FOUO Mark and handle as FOUO, FOIA exemption 4 applies.

disclosed in training to use the end item.

F. Highest level of information that could be revealed by s 25 Years Note 2, 3, 4, 5, & 6 Reason: 1 .4g testing the end item.

SECTION VIII. HARDWARE AND SOFTWARE

[ A. Hardware u

UNCLASSIFIED / FOR OFFICIAL USE ONLY 19

SECTION IX: NOTES

1. The establishment of levels of security classification for tactical deployment date within a theater is the responsibility of the Theater Commander and may be periodically changed to meet tactical conditions. Unless it is changed by the Theater Commander, the guidance shown in this document will apply.

2. FMS cases and Grant Aid programs shall be classified in accordance with the provisions of the most current issue of the Security Assistance Management Manual.

Security classification for military assistance program may exceed, but shall not be less than the classification levels of this guide. Classification will normally be governed by the classification of the request for assistance from the foreign Government involved.

3. All documents and reports inclusive of drawings, operational test data, photographs and/or system specifications pertaining to specific countermeasure methods (coated optical components / light interference filters), EMI) relevant to the degrading or upgrading of operational effectiveness or life of the image intensifier devices are classified as SECRET. Refer to US Army Communications-Electronics Command Laser Protection Materiel Security Classification Guide.

4. All documents incorporating design, test data, drawings, system specifications and photographs of night vision systems, exclusive of countermeasure methods or components are UNCLASSIFIED.

5. Night Vision systems provided for FMS requirements will not incorporate the coated optical components (light interference filters). See munitions list for exportability approval for specific systems.

6. Classification Categories:

Code 1 .4a - Military plans, weapon systems or operations.

Code 1.4e - Scientific, technological, or economic matters relating to National Security Code 1 .4g - Vulnerabilities or capabilities of systems, installations, projects, or plans relating to the National Security

DECLASSIFY: For the purpose of this Security Classification Guide, information will be classified for 25 years.

7. This information is not releasable to foreign nationals. Due to the inherent counter intelligence threat and terrorist interest in night vision information and equipment, all foreign requests for either technical data and/or sales, must be approved by the Product Manager Soldier Sensors and Lasers, prior to release.

UNCLASSIFIED / FOR OFFICIAL USE ONLY 20

SECTION X: REFERENCES

1. Executive Order 13526, "Classified National Security information," 29DEC2009

2. Federal Publications:

a. Federal Acquisition Regulations (FAR) MAR2005.

b. Defense Acquisition Regulation Supplement (DFARS), 15OCT2009.

3. Army Publications:

a. AR 12-1, "Security Assistance, Training, and Export Policy," 23AUG2010.

b. AR 12-8, "Security Assistance, Operations and Procedures," 18JAN1991.

c. AR 25-2, "Information Assurance," 24OCT2007.

d. AR 25-55, "Department of the Army Freedom of Information Act Program,"

1NOV1997.

e .. AR 70-31, "Standards for Technical Reporting," 1OMAR1986.

f. AR 190-13, "The Army Physical Security Program," 30SEP1993.

g. AR 190-16, "Physical Security," 31MAY1991.

h. AR 190-51, "Security of Army Property at Unit and Installation Level,"

30SEP1993.

i. AR 360-1 "Army Public Affairs," 25MAY2011.

j .. AR 380-5, "Department of the Army Information Security Program," 29SEP2000.

k. AR 380-10, "Foreign Disclosure and Contacts with Foreign Representatives,"

22JUN2005.

I. AR 380-49, "Industrial Security Program," 15APR1982.

m. AR 530-1, "Operations Security," 19APR2007.

n. AR 550-51, "International Agreements," 2MAY2008.

4. Department of Defense Publications:

a. DoD 5200.01 M "DoD Information Security Program, Classification and Declassification 24 Feb 2012 Incorporating Change 2," 19MAR2013.

b. DoD Regulation 5200.39-R, "Mandatory Procedures for Research and

UNCLASSIFIED/ FOR OFFICIAL USE ONLY 21

Technology Protection within DoD," MAR2002.

c. DOD 5200.1-R, "Information Security Program," 14JAN1997.

d. DOD 5220.22-M, "National Industrial Security Program Operating Manual

(NISPOM)," 28FE82006.

e.. DOD Directive 5230-25, "Withholding of Unclassified Technical Data from Public Disclosure: 16 Nov 1984; Change 1," 18AUG1995.

f. DODI 5230.24, "Distribution Statements on Technical Documents," 23AUG2012.

g. DOD Pamphlet 5230.25-PH, "Control of Unclassified Technical Data with Military or Space Application," 1MAY1985.

h. DoD Directive 5230.24, "Distribution Statements on Technical Documents,"

23AUG2012.

i. DoD Instruction 5230.27, "Presentation of DoD-Related Scientific and Technical Papers at Meetings," 6 Oct 1987.

j. DoD Instruction 5230.29, "Security and Policy Review of DoD Information for Public Release," 8JAN2009.

k. DoD 5400.7-R, DoD Freedom of Information Act Program, SEP1998.

I.. DSCA Manual 5105.38-M per DODD 5105.65, "Security Assistance Management Manual," 30APR2012.

5. AMC Supplements:

a. AMC Supplement 1 to AR 380.;5, "Department of the Army Information Security

Program," 2FEB2006.

b. AMC Supplement 1 to AR 530-1, "Operations and Signal Security Operations

Security (OPSEC)," 8MAY2001.

c. AMC Supplement 1 to AR 380-10, "Foreign Disclosure, Technology Transfer and Contacts with Foreign Representatives," 2NOV2005.

6. Marking Classified National Security Information, as required by Executive Order

13526, Classified National Security Information, 29DEC2009 and 32 C.F.R. Part 2001, ISOO Implementing Directive, effective 25JUN2010.

UNCLASSIFIED / FOR OFFICIAL USE ONLY 22

SECTION XI- ABBREVIATIONS AND ACRONYMS:

AR

CUI

DA

DEW

DoD

ECM

EO

EOCM

FMS

FOIA

FOUO

G-2 11D

IP

IT

NBC

NOP

NISPOM

OCA

CPR

OPSEC

PEO

SCG

Army Regulation Controlled Unclassified Information Department of the Army Directed Energy Weapons Department of Defense Electronic Counter Measures Executive Order Electro-Optic Countermeasures Foreign Military Sales Freedom of Information Act For Official Use Only General Staff - Military Intelligence Image Intensifier Devices Internet Protocol Information Technology Nuclear/Biological/Chemical National Defense Policy National Industrial Security Program Operation Manual Original Classification Authority Office of Primary Responsibility Operations Security Program Executive Office Security Classification Guide Senior Intelligence Officer

SECTION XII - DEFINITIONS:

Access - The ability and opportunity to obtain knowledge of classified information.

Agency-Any "Executive agency," as defined in 5 U.S.C. 105; any Military department as defined in U.S.C. 102; and any other entity within the executive branch which comes into possession of classified information.

Applicable Associated Markings - Markings, other than those which designate classification level, that are required to be placed on documents. These include the "classified by" line, downgrading and declassification instructions, special warning notices, Special Access Program caveats, etc.

Authorized Personnel - US military, DoD civilian personnel, DoD contractor personnel, local police, Defenses Investigative Service approved contractor guard service, and certain foreign nations (with HQDA approval) that have a need for physical access.

Automated Information Systems (AIS) - Assemblies of computer hardware, software, or firmware configured to collect, create, communicate, compute, disseminate, process, store, or control data or information.

UNCLASSIFIED/ FOR OFFICIAL USE ONLY 23

Automatic Declassification - The declassification of information based solely upon: (1) The occurrence of specific data or events as determined by the original classification authority; or (2) the expiration of the maximum time frame for duration of classification established under EO 13526 as amended.

Classification - The determination that official information requires, in the interests of national security, a specific degree of protection against unauthorized disclosure, coupled with a designation signifying that such a determination has been made. See also security classification.

Classification Guide - A documentary form of classification guidance issued by an original classification authority that identifies the elements of information regarding a specific subject that must be classified and establishes the level and duration of classification for each such element.

Classified Military Information (CMI) - Information originated by or for the DoD or its Agencies or is under their jurisdiction or control and that requires protection in the interests of national security. It is designated TOP SECRET, SECRET and CONFIDENTIAL as described in EO 13526. Classified military information may be in oral, visual, or material form and is in eight categories. Collateral Information is identified as National Security Information under the provisions of EO 13526 as amended, but is not subject to enhanced security protection required for Special Access Programs.

Compilation - Items of information, which are individually classified, can be classified if the combined information reveals an additional association or relationship that matches criteria for classification pursuant of this guide.

Compromise - The known or suspected exposure of clandestine personnel, installations, or other assets or of classified information or material, to an unauthorized person.

CONFIDENTIAL - National security information or material that requires protection and the unauthorized disclosure of which could reasonably be expected to cause damage to national security.

Controlled Unclassified Information (CUI) - A categorical designation that refers to unclassified information that does not meet the standards for National Security Classification under Executive Order 13526, as amended, but is (i) pertinent to the national interests of the United States or to the important interests of entities outside the Federal Government, and (ii) under law or policy requires protection from unauthorized disclosure, special handling safeguards, or prescribed limits on exchange or dissemination.

Henceforth, the designation CUI replaces "Sensitive but Unclassified" (SBU).

DA Personnel - Includes any active or reserve military personnel or National Guard, and civilians and contractors working for the Department of the Army.

Damage to National Security - Harm to national defense or foreign relations of the United States from unauthorized disclosure of information.

Declassification - The authorized change in the status of information from classified information to unclassified information.

UNCLASSIFIED / FOR OFFICIAL USE ONLY 24

Declassification Authority - An official position, in writing, not assigned to a person by name, applied to:

a. The official who authorized the original classification, if that official is still serving in the same position;

b. The originator's current successor in the authorizing function;

c. A supervisory official of either a or b; or

d. An official delegated declassification authority in writing by the agency head (Secretary of the Army) or the senior agency official (DAMI-CH).

Derivative Classification - The incorporation, paraphrasing, restating, or generating in new form of information which is already classified. Derivative classification includes the classification of information based on classification guidance. The duplication or reproduction of existing classified information is not derivative classification.

DoD Components - The Office of the Secretary of Defense, the Military Departments, the Chairman of the Joint Chiefs of Staff, the combatant commands, the Office of the Inspector General of the DoD, DoD agencies, field activities, and all other organizational entities in the DoD. (JP 1)

Downgrade - To determine that classified information requires, in the interests of national security, a lower degree of protection against unauthorized disclosure than currently provided, coupled with a changing of the classification designation to reflect such a lower degree.

For Official Use Only - A designation applied to unclassified information that may be exempt from mandatory release to the public under the "Freedom of Information Act" (FOIA). The act specifies exemptions, which may qualify certain information to be withheld from release to the public if, by its disclosure, a foreseeable harm would occur.

Hard Copy - Printed format output of a document.

Homepage - Same as default page.

Information Assurance - Information systems by incorporating protection, detection, and reaction capabilities. Also called IA.

Integrity- The state that exists when information is unchanged from its source, and has not been accidentally or intentionally modified, altered, or destroyed.

Multiple Sources - Two or more source documents, classification guides, or a combination of both.

National Security - A collective term encompassing both national defense and foreign relations of the United States. Specifically, the condition provided by: a) A military or defense advantage over any foreign nation or group of nations; b) A favorable foreign relations position; or c) a defense posture capable of successfully resisting hostile or destructive action from within or without, overt or covert.

UNCLASSIFIED / FOR OFFICIAL USE ONLY 25

Need-to-Know - A criterion used in security procedures that requires the custodians of classified information to establish, prior to…