Solicitation Attachment 1 - SEC Requirements List (Digital Asset subscription).pdf
PDF 103 KB Posted
- Attached to
- Digital assets data subscription Federal contract opportunity
- Solicitation number
- 50310223Q0113
- Issued by
- Securities and Exchange Commission
About this file
This document outlines requirements for a digital assets data subscription solicitation issued by the Securities and Exchange Commission. The SEC requires subscription to support ongoing market monitoring and surveillance responsibilities related to blockchain technology, digital asset investment vehicles such as pooled investment funds, digital asset infrastructure like trading and payment systems, initial coin offerings, and digital asset market analysis. The subscription must include data updated at minimum monthly on investment vehicles such as name, website, address, assets under management, country of domicile, and wallet addresses used for funding. For initial coin offerings, required data includes name of issuer, leadership team, website, type of offering, funding dates, placement agents, amounts raised, presale discounts, wallet addresses, business segment, country of domicile, and regulatory filings. The subscription must also provide an enterprise data license allowing internal data storage and use, with historical data available upon request.
View the file
Other files for this federal contract opportunity
| File | Type | Posted |
|---|---|---|
| SEC Response to Questions (Solicitation 50310223Q0113).pdf | ||
| Amended Combined Synopsis-Solicitation_50310223Q0113 (Digital Assets data).pdf | ||
| Amended SEC Requirements List (Digital Asset subscription).pdf | ||
| Combined Synopsis-Solicitation_50310223Q0113 (Digital Assets data).pdf |
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Text version
SEC Solicitation: 50310223Q0113
Attachment 1 - SEC Requirements List
Digital Assets data subscription
The U.S. Securities and Exchange Commission (SEC) requires subscription to support ongoing market monitoring and market surveillance responsibilities in the following areas: Blockchain technology; digital asset investment vehicles1, such as privately offered and publicly offered pooled investment vehicles;
digital asset infrastructure, such as trading, lending, and payment systems; initial coin offerings (“ICO”);
and digital asset market analysis, news and research. As it relates to digital investment vehicles and ICOs, the Commission requires subscription that includes, but not limited to:
The subscription shall include the following data for investment vehicles:
1. Name of investment vehicle
2. Website
3. Registered mailing address and contact email address
4. Disclosure of assets under management if available
5. Country investment vehicle is domiciled
6. Wallet Address used to receive funding (as available)
7. Government (Domestic or Foreign) regulation filings (as available)
The subscription shall include the following data for ICOs:
1. Name of ICO issuer
2. ICO Leadership Team
3. Website of issuer
4. Type of ICO offering, such as SAFT, Regulation A+
5. Date ICO funding open/closed
6. Name of Placement Agent
7. Amount raised by issuer
8. Presale Discounts
9. Wallet Address used to receive funding (as available)
10. Business segment of issuer, such as, blockchain, infrastructure or trading and investing (as available)
11. Country issuer is domiciled (as available)
12. Government (Domestic or Foreign) regulation filings (as available)
1 An investment vehicle is a product used by investors with the intention of gaining positive returns.
The subscription shall include the following technical requirements:
1. Frequency of data updates shall be, at minimum, once per month.
2. Vendor shall “push” data to SEC in mutually agreeable format (e.g. flat file), which will be downloadable to enable Commission use. Other mutually agreeable transmission methods are also acceptable.
3. Historical data (pre-award) shall be made available to the SEC on an ad-hoc basis (upon request).
4. The subscription shall provide an enterprise data license, allowing internal data storage and full enterprise data use.
File details come from the government source that posted it. Updated .