RFA-NS-27-001-Full-Announcement.html
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- Opportunity number
- RFA-NS-27-001
About this file
This is a Request for Application (RFA) announcing the BRAIN Initiative: Research Resource Grants for Technology Integration and Dissemination (RFA-NS-27-001), a cooperative agreement funding opportunity administered by the National Institute of Neurological Disorders and Stroke (NINDS) in partnership with nine other NIH Institutes and Centers. The program supports dissemination of developed and validated neurotechnologies and resources to the broader neuroscience research community through activities including distribution of tools and reagents, user training, provision of access to technology platforms and specialized facilities, minor improvements to resource production and delivery, and technology translation for human use. Eligible applicants include higher education institutions, nonprofits, for-profit organizations, state and local governments, tribal governments, and faith-based organizations; foreign organizations and foreign subawards are not eligible.
The funding opportunity offers $10 million annually for an estimated 10 to 20 awards with project periods up to five years and one renewal possibility. Applications are due by 5:00 PM local time on October 6, 2026 (first cycle), with subsequent cycles on June 10, 2027 and June 10, 2028; the program expires October 7, 2028. Applicants must submit applications through ASSIST, Grants.gov Workspace, or institutional system-to-system solutions and include required documentation: a proposed milestones and timeline attachment (maximum 2 pages with quantitative, annual metrics for dissemination), up to 10 letters of support from end users, and a data management and sharing plan compliant with BRAIN Initiative requirements. All applications must demonstrate that the resource is well-validated and ready for broad dissemination by early year 2, include a steering committee plan with at least three established researchers, describe quality assurance and control mechanisms, address sustainability beyond the funding period, and provide a prioritization plan for resource allocation. Projects developing novel unproven technologies, lacking clear validation, or supporting clinical trials are not responsive. Review criteria emphasize significance of contribution to neuroscience research, investigator experience with service-oriented efforts, innovation of the dissemination approach, feasibility of the operational plan and timeline, and adequacy of institutional support.
RFA-NS-27-001-Full-Announcement.html
Text of this file
Department of Health and Human Services
Part 1. Overview Information
Participating Organization(s)
National Institutes of Health (NIH)
Components of Participating Organizations
National Institute of Neurological Disorders and Stroke (NINDS)
National Eye Institute (NEI)
National Institute on Aging (NIA)
National Institute on Alcohol Abuse and Alcoholism (NIAAA)
National Institute of Biomedical Imaging and Bioengineering (NIBIB)
Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD)
National Institute on Deafness and Other Communication Disorders (NIDCD)
National Institute on Drug Abuse (NIDA)
National Institute of Mental Health (NIMH)
National Center for Complementary and Integrative Health (NCCIH)
All applications to this funding opportunity announcement should fall within the mission of the Institutes/Centers. The following NIH Offices may co-fund applications assigned to those Institutes/Centers.
Office of Behavioral and Social Sciences Research (OBSSR)
Funding Opportunity Title
BRAIN Initiative: Research Resource Grants for Technology Integration and Dissemination (U24 Clinical Trial Not Allowed)
Activity Code
U24 Resource-Related Research Projects – Cooperative Agreements
Announcement Type
Reissue of
RFA-NS-23-026
Related Notices
Check for any recent Notices of NIH Policy Changes that may impact application requirements.
Funding Opportunity Number (FON)
RFA-NS-27-001
Companion Funding Opportunity
None
Number of Applications
See Section III. 3. Additional Information on Eligibility.
Assistance Listing Number(s)
93.372, 93.853, 93.173, 93.279, 93.286, 93.866, 93.273, 93.213, 93.242, 93.865, 93.867
Funding Opportunity Purpose
This notice of funding opportunity (NOFO) supports efforts to disseminate resources for integration into neuroscience research practice. The resource(s) should be relevant to the goals of the BRAIN Initiative as outlined in the "BRAIN 2025: A Scientific Vision" and "The BRAIN Initiative 2.0: From Cells to Circuits, Toward Cures" and shared broadly to the neuroscience community. The resource(s) should address compelling needs of neuroscience researchers that are otherwise unavailable or impractical in their current form. Activities must include dissemination of an existing resource, and may include one or more of the following activities: distribution of tools and reagents; user training on the usage of new technologies or techniques; providing access to existing technology platforms and/or specialized facilities; minor improvements to increase the scale/efficiency of resource production and delivery; minor adaptations to meet the needs of a user community.
Funding Opportunity Goal(s)
To provide extramural research support for the Brain Research Through Advancing Innovative Neurotechnologies® (BRAIN) Initiative’s aim of revolutionizing our understanding of the brain and its function in unprecedented detail. The NIH BRAIN Initiative’s focus is foundational development of new technologies and tools to map, monitor, and modulate brain circuits in model systems and humans – toward the ultimate goal of treating and curing human brain disorders. BRAIN Initiative research adheres to open, and ethical science – and requires diverse expertise across all technical domains.
Key Dates
Posted Date
February 09, 2026
Open Date (Earliest Submission Date)
May 10, 2026
| Application Due Dates |
| Review and Award Cycles |
| New |
| Renewal / Resubmission / Revision (as allowed) |
| AIDS - New/Renewal/Resubmission/Revision, as allowed |
| Scientific Merit Review |
| Advisory Council Review |
| Earliest Start Date |
June 10, 2026
June 10, 2026
Not Applicable
| November 2026 | |
| January 2027 |
April 2027
October 06, 2026
October 06, 2026
Not Applicable
| March 2027 | |
| May 2027 |
July 2027
June 10, 2027
June 10, 2027
Not Applicable
| November 2027 | |
| January 2028 |
April 2028
February 18, 2028
February 18, 2028
Not Applicable
| July 2028 | |
| October 2028 |
December 2028
October 06, 2028
October 06, 2028
Not Applicable
| March 2029 | |
| May 2029 |
July 2029
All applications are due by 5:00 PM local time of applicant organization.
Applicants are encouraged to apply early to allow adequate time to make any corrections to errors found in the application during the submission process by the due date.
Expiration Date
October 07, 2028
Due Dates for E.O. 12372
Not Applicable
Required Application Instructions
It is critical that applicants follow the instructions in the Research (R) Instructions in the How to Apply - Application Guide, except where instructed to do otherwise (in this NOFO or in a Notice from NIH Guide for Grants and Contracts).
Conformance to all requirements (both in the How to Apply - Application Guide and the NOFO) is required and strictly enforced. Applicants must read and follow all application instructions in the How to Apply - Application Guide as well as any program-specific instructions noted in Section IV. When the program-specific instructions deviate from those in the How to Apply - Application Guide, follow the program-specific instructions.
Applications that do not comply with these instructions may be delayed or not accepted for review.
| There are several options available to submit your application through Grants.gov to NIH and Department of Health and Human Services partners. You must use one of these submission options to access the application forms for this opportunity. | |
| Use the NIH ASSIST system to prepare, submit and track your application online. | |
| Use an institutional system-to-system (S2S) solution to prepare and submit your application to Grants.gov and eRA Commons to track your application. Check with your institutional officials regarding availability. | |
| Use Grants.gov Workspace to prepare and submit your application and eRA Commons to track your application. |
Table of Contents
Part 1. Overview Information Key Dates Part 2. Full Text of Announcement Section I. Notice of Funding Opportunity Description Section II. Award Information Section III. Eligibility Information Section IV. Application and Submission Information Section V. Application Review Information Section VI. Award Administration Information Section VII. Agency Contacts Section VIII. Other Information
Part 2. Full Text of Announcement
Section I. Notice of Funding Opportunity Description
Background Since 2014, the Brain Research through Advancing Innovative Neurotechnologies® (BRAIN) Initiative has aimed to accelerate the development and application of innovative neurotechnologies, enabling researchers to produce a new dynamic picture of the brain that reveals how individual cells and complex neural circuits interact in both time and space. It is expected that these advances will ultimately lead to new ways to treat and prevent brain disorders.
As one of several federal agencies involved in the BRAIN Initiative, NIH's contributions to the BRAIN Initiative were initially guided by "BRAIN 2025: A Scientific Vision," a strategic plan that detailed seven high-priority research areas. This plan was updated and enhanced in 2019 by: "The BRAIN Initiative 2.0: From Cells to Circuits, Toward Cures" and "The BRAIN Initiative and Neuroethics: Enabling and Enhancing Neuroscience Advances for Society." This and other BRAIN Initiative Notices of Funding Opportunities (NOFOs) are based on this vision and issued with input from Advisory Councils of the 10 NIH Institutes and Centers supporting the BRAIN Initiative, as assisted by the NIH BRAIN Multi-Council Working Group and Neuroethics Working Group.
The NIH BRAIN Initiative recognizes innovative ideas require creativity, scientific expertise, and experience. There are many benefits that flow from a scientific workforce with team participation including: fostering scientific innovation, enhancing global competitiveness, contributing to robust learning environments, improving the quality of the research, and enhancing public trust The NIH also encourages businesses to participate in the BRAIN Initiative. It is possible for companies to submit applications directly to BRAIN Initiative program announcements or to collaborate with academic researchers in joint submissions. Small businesses should consider applying to one of the BRAIN Initiative small business NOFOs The BRAIN Initiative requires a high level of coordination and sharing between investigators. It is expected that BRAIN Initiative recipients will cooperate and coordinate their activities after awards are made by participating in Program Director/Principal Investigator (PD/PI) meetings and in other activities such as the BRAIN Initiative Conference. The data sharing expectations for BRAIN Initiative awards can be found at NOT-MH-19-010.
This NOFO is related to the recommendations in the BRAIN 2025 (Section III, Part 8b) and the BRAIN Initiative 2.0: From Cells to Circuits, Toward Cures (Priority Area 8, Section III) Reports. Specifically, this NOFO solicits applications that will address the recommendations on "Dissemination and training in new technologies" As noted in the BRAIN 2.0 report “new tools and new knowledge should be shared broadly to maximize the value of the BRAIN Initiative and to seed new paths of inquiry”.
Objectives The overall goal of this NOFO is to accelerate the scientific impact of the BRAIN Initiative through rapid dissemination of developed and validated technologies and resources broadly to the neuroscience research community. Awards from this RFA will be made for no more than 5 years, with a possibility of one renewal.
Projects may accomplish this goal by engaging in one or more of the following types of activities:
| Production and distribution of reagents (e.g., antibodies, chemical probes, transgenic lines) using quality control manufacturing processes |
| Services providing customized instrumentation based on end user needs |
| Provision of state-of-art components, devices, or integrated systems (e.g., for assaying neural activity and/or connectivity) either distributed to end users or operated as specialized core facilities with user engagement |
| Resources focused on enabling the translation of neurotechnologies for human use |
| Maintenance, minor enhancements, and distribution of open-source computational models and software packages |
| User facilities that enable scientists from outside institutions to utilize specialized tools or techniques |
| Training in usage of the resource |
The following are examples of projects responsive to this NOFO. These are representative, but not exhaustive, examples.
| Consortium that provides screening services for voltage sensors and other probes for identifying changes in membrane potential or network modulatory states |
| Resource that provides reliable multichannel microelectrodes to the neuroscience community that are compatible with other recording technologies, such as optical imaging and stimulation or MRI |
| Imaging services for large-scale recording of neural activity from multiple brain areas or for large-scale sampling/manipulation of cellular activity with simultaneous whole-brain activity measurements |
| Dissemination of novel miniaturized wireless imaging systems and serving as a core resource for researchers |
| A resource that gathers, standardizes and streamlines the distribution of transgenic mouse models for neuroscience research |
This NOFO will support applications which address one or more of the specific goals of the BRAIN Initiative, as described in the planning document "BRAIN 2025: A Scientific Vision" and updated and enhanced in 2019 by "The BRAIN Initiative 2.0: From Cells to Circuits, Toward Cures". Applications are not limited to existing BRAIN Initiative investigators or to technologies previously developed using BRAIN Initiative or NIH funds, nor must the end user community be limited to investigators with BRAIN Initiative funding. End users may include those studying disease relevant mechanisms. Projects should address compelling needs of broad communities of investigators or should justify the impact and unmet opportunity of providing the services at smaller scales.
Proposed techniques, resources or approaches must be at a stage wherein the potential value for research is well established, through publications or other demonstration methods, and dissemination must occur by early in year 2. Projects focused on developing novel and unproven technologies are not responsive to this NOFO. Applicants developing new technologies are encouraged to submit to one of the BRAIN technology development NOFOs. Applications to develop web-accessible data archives are strongly recommended to consider funding through RFA-MH-25-110, “BRAIN Initiative: Data Archives for the BRAIN Initiative”. Please see https://www.braininitiative.nih.gov/funding/ for more details about these and other BRAIN Initiative programs.
Integration of proven techniques to produce new experimental systems, or application of existing technologies to produce new reagents such as genetic lines or constructs with an existing technology, are appropriate, but need to be described clearly with timelines for completion of development and testing. Clear value to the intended user group must be demonstrated in the application and dissemination must be planned by early year 2.
For projects proposing the development of novel technologies/resources with commercial potential, potential applicants should consider funding through the Small Business Innovation Research (SBIR) program or the Small Business Technology Transfer (STTR) program. Please see: seed..nih.gov/ for more details about these technology development programs.
Resources are expected to be free from any patent or licensing constraints that would unduly restrict academic research use and impede achieving the goals of this funding program. For resources requiring material from human subjects (e.g. DNA, fibroblasts, blood, tissue), broad sharing of the resource and any derivatives with academic and industry investigators is expected, consistent with achieving the goals of this program and consistent with applicable laws, regulations, and informed consents. In cases where the disseminated resource involves patented materials across several institutions, it is expected that these institutions utilize standard or model agreements in order to reduce negotiation cost and time.
Applicants are strongly encouraged to consult the Scientific/Research Contact listed below to discuss the alignment of their proposed work with the goals of this NOFO, and the BRAIN Initiative Program.
Milestones The success of the project will be facilitated by the adoption of clear, quantitative milestones with realistic and efficient timelines. Applications must include proposed milestones for each year of requested support, which will be evaluated as part of the review process. The milestones and timeline should include the timing and quantity of dissemination of the resource to the neuroscience community. Applications that fail to include annual milestones will be considered incomplete and will be withdrawn before review. Final version of milestones will be agreed upon at the time of award. If justified, future year milestones may be revised based on data and information obtained in the current year.
Applications Not Responsive to this NOFO:
Proposed research that is not responsive to this NOFO and will not be reviewed include the following:
| Projects focused on developing novel and unproven technologies |
| Projects which lack clear indication that the resource is well established and validated, through publications or other demonstration methods. |
| Projects where dissemination is not planned to occur by early year 2. |
| Projects that support clinical trials or provide patient services. Applicants considering such efforts are encouraged to explore alternative funding mechanisms. |
| Projects proposing repositories of brain and related bio-specimens. |
See Section VIII. Other Information for award authorities and regulations.
Section II. Award Information
Funding Instrument
Cooperative Agreement: A financial assistance mechanism used when there will be substantial Federal scientific or programmatic involvement. Substantial involvement means that, after award, NIH scientific or program staff will assist, guide, coordinate, or participate in project activities. See Section VI.2 for additional information about the substantial involvement for this NOFO.
Application Types Allowed
New
Renewal
Resubmission
The OER Glossary and the How to Apply - Application Guide provide details on these application types. Only those application types listed here are allowed for this NOFO.
Clinical Trial?
Not Allowed: Only accepting applications that do not propose clinical trials.
Need help determining whether you are doing a clinical trial?
Funds Available and Anticipated Number of Awards
The NIH anticipates providing $10M per year to fund an estimated 10 to 20 awards.
Award Budget
Application budgets are not limited but need to reflect the actual needs of the proposed project.
Award Project Period
Support may be requested for up to 5 years.
NIH grants policies as described in the NIH Grants Policy Statement will apply to the applications submitted and awards made from this NOFO.
Section III. Eligibility Information
1. Eligible Applicants
Eligible Organizations
| Higher Education Institutions - Includes all types | |
| Public/State Controlled Institutions of Higher Education | |
| Private Institutions of Higher Education |
Nonprofits Other Than Institutions of Higher Education
| Nonprofits with 501(c)(3) IRS Status (Other than Institutions of Higher Education) |
| Nonprofits without 501(c)(3) IRS Status (Other than Institutions of Higher Education) |
For-Profit Organizations
| Small Businesses |
| For-Profit Organizations (Other than Small Businesses) |
Local Governments
| State Governments |
| County Governments |
| City or Township Governments |
| Special District Governments |
| Indian/Native American Tribal Governments (Federally Recognized) |
| Indian/Native American Tribal Governments (Other than Federally Recognized) |
Federal Governments
Eligible Agencies of the Federal Government
U.S. Territory or Possession
Other
Independent School Districts
Public Housing Authorities/Indian Housing Authorities
Native American Tribal Organizations (other than Federally recognized tribal governments)
Faith-based or Community-based Organizations
Regional Organizations
Applications Involving the NIH Intramural Research Program The requests by NIH intramural scientists will be limited to the incremental costs required for participation. As such, these requests will not include any salary and related fringe benefits for career, career conditional or other Federal employees (civilian or uniformed service) with permanent appointments under existing position ceilings or any costs related to administrative or facilities support (equivalent to Facilities and Administrative or F&A costs). These costs may include salary for staff to be specifically hired under a temporary appointment for the project, consultant costs, equipment, supplies, travel, and other items typically listed under Other Expenses. Applicants should indicate the number of person-months devoted to the project, even if no funds are requested for salary and fringe benefits.
If selected, appropriate funding will be provided by the NIH Intramural Program. Intellectual property will be managed in accord with established policy of NIH in compliance with Executive Order 10096, as amended, 45 CFR Part 7; patent rights for inventions developed in NIH facilities are NIH property unless NIH waives its rights.
Should an extramural application include the collaboration with an intramural scientist, no funds for the support of the intramural scientist may be requested in the application. The intramural scientist may submit a separate request for intramural funding as described above. Intramural scientist cannot be a multi-PI on an extramural award.
Foreign Organizations/Foreign Collaborations
Non-domestic (non-U.S.) Entities (Foreign Organizations) are not eligible to apply.
Non-domestic (non-U.S.) components of U.S. Organizations are not eligible to apply.
Foreign components, as defined in the NIH Grants Policy Statement, are allowed.
NIH will no longer issue awards (i.e., new, renewal, or non-competing continuation) to domestic or foreign entities that involve foreign subawards/subcontracts. All NIH-funded research involving foreign subawards/subcontracts must be submitted in response to a NOFO that is specifically designated for funded international collaborations. This new requirement was effective, May 1, 2025.
Applications involving foreign subawards/subcontracts submitted in response to this NOFO will be deemed noncompliant and will not be considered for funding. This policy applies to all monetary international collaborations resulting in foreign subawards/subcontracts, however, it does not preclude unfunded international collaborations or foreign components, funding for foreign consultants, or procurement of unique equipment or supplies from foreign vendors.
Required Registrations
Applicant Organizations
Applicant organizations must complete and maintain the following registrations as described in the How to Apply - Application Guide to be eligible to apply for or receive an award. All registrations must be completed prior to the application being submitted. Registration can take 6 weeks or more, so applicants should begin the registration process as soon as possible. Failure to complete registrations in advance of a due date is not a valid reason for a late submission, please reference NIH Grants Policy Statement Section 2.3.9.2 Electronically Submitted Applications for additional information
System for Award Management (SAM) – Applicants must complete and maintain an active registration, which requires renewal at least annually. The renewal process may require as much time as the initial registration. SAM registration includes the assignment of a Commercial and Government Entity (CAGE) Code for domestic organizations which have not already been assigned a CAGE Code.
NATO Commercial and Government Entity (NCAGE) Code – Foreign organizations must obtain an NCAGE code (in lieu of a CAGE code) in order to register in SAM.
Unique Entity Identifier (UEI) - A UEI is issued as part of the SAM.gov registration process. The same UEI must be used for all registrations, as well as on the grant application.
eRA Commons - Once the unique organization identifier is established, organizations can register with eRA Commons in tandem with completing their Grants.gov registrations; all registrations must be in place by time of submission. eRA Commons requires organizations to identify at least one Signing Official (SO) and at least one Program Director/Principal Investigator (PD/PI) account in order to submit an application.
Grants.gov – Applicants must have an active SAM registration in order to complete the Grants.gov registration.
Program Directors/Principal Investigators (PD(s)/PI(s))
All PD(s)/PI(s) must have an eRA Commons account. PD(s)/PI(s) should work with their organizational officials to either create a new account or to affiliate their existing account with the applicant organization in eRA Commons. If the PD/PI is also the organizational Signing Official, they must have two distinct eRA Commons accounts, one for each role. Obtaining an eRA Commons account can take up to 2 weeks.
Eligible Individuals (Program Director/Principal Investigator)
Any individual(s) with the skills, knowledge, and resources necessary to carry out the proposed research as the Program Director(s)/Principal Investigator(s) (PD(s)/PI(s)) is invited to work with their organization to develop an application for support.
For institutions/organizations proposing multiple PDs/PIs, visit the Multiple Program Director/Principal Investigator Policy and submission details in the Senior/Key Person Profile (Expanded) Component of the How to Apply - Application Guide.
2. Cost Sharing This NOFO does not require cost sharing as defined in the NIH Grants Policy Statement NIH Grants Policy Statement Section 1.2 Definition of Terms.
3. Additional Information on Eligibility Number of Applications
Applicant organizations may submit more than one application, provided that each application is scientifically distinct.
The NIH will not accept duplicate or highly overlapping applications under review at the same time, per NIH Grants Policy Statement Section 2.3.7.4 Submission of Resubmission Application. This means that the NIH will not accept:
| A new (A0) application that is submitted before issuance of the summary statement from the review of an overlapping new (A0) or resubmission (A1) application. |
| A resubmission (A1) application that is submitted before issuance of the summary statement from the review of the previous new (A0) application. |
| An application that has substantial overlap with another application pending appeal of initial peer review (see NIH Grants Policy Statement 2.3.9.4 Similar, Essentially Identical, or Identical Applications). |
Section IV. Application and Submission Information
1. Requesting an Application Package The application forms package specific to this opportunity must be accessed through ASSIST, Grants.gov Workspace or an institutional system-to-system solution. Links to apply using ASSIST or Grants.gov Workspace are available in Part 1 of this NOFO. See your administrative office for instructions if you plan to use an institutional system-to-system solution.
2. Content and Form of Application Submission It is critical that applicants follow the instructions in the Research (R) Instructions in the How to Apply - Application Guide except where instructed in this notice of funding opportunity to do otherwise (in this NOFO, in a policy notice, or other notice from NIH Guide for Grants and Contracts). Conformance to the requirements in the How to Apply - Application Guide is required and strictly enforced. Applications that are out of compliance with these instructions may be delayed or not accepted for review.
Page Limitations All page limitations described in the How to Apply – Application Guide and the Table of Page Limits must be followed.
Instructions for Application Submission
The following section supplements the instructions found in the How to Apply – Application Guide and should be used for preparing an application to this NOFO.
SF424(R&R) Cover All instructions in the How to Apply - Application Guide must be followed.
SF424(R&R) Project/Performance Site Locations
SF424(R&R) Other Project Information
Other Attachments:
Proposed Milestones and Timeline: – Applications that do not include this will be withdrawn and not reviewed. Milestones and timeline should be submitted as a separate attachment and must be no more than 2 pages in length. Applications must describe quantitative milestones for each year of support, that will serve as reliable indicators for objective evaluation of progress over the course of the project. The milestones should include realistic quantitative goals for resource usage and dissemination metrics (e.g. number of users, unique labs/institutions) which will be reported at the end of a given annual funding period, and clearly describe when dissemination of the resource will commence. Other common milestones may include user feedback, optimization and standardization, plans for sustainability, and outreach activities. These should include quantifiable measures of success, specific outcomes, and rationale. NIH Program staff will use the project milestones for evaluation of the funded award, and to determine whether to modify or continue the award in subsequent budget years. Applicants should include a project timeline in the form of a Gantt chart (or similar) that includes all major tasks to be performed during the project. The chart should also include estimated start and completion dates for those tasks. Applicants may consider this template in developing their milestone plan, focusing on key milestones consistent with achieving the goals of this program. Applicants should keep in mind continuation of funding will be dependent upon the recipient’s ability to show adequate progress towards milestone accomplishment.
Letters of Support: Letters of support from potential resource users are strongly advised. In their letters, users should describe their research plans with a level of detail sufficient for reviewers to assess the potential impact of the proposed resource. No more than 10 letters from planned or potential end users may be submitted. It is encouraged that these letters demonstrate the applicant has considered how to engage participation from the end user community. Other letters of support from the institution, key personnel, and key contributors do not count towards these 10 letters of support from end users. Applications may also include institutional letters which describe financial and collaborative arrangements, and/or agreements for payment for services, or letters which describe third party or strategic partners interest.In cases where the disseminated resource involves patented materials from several institutions, it is expected that these institutions utilize standard or model agreements (e.g. Uniform Biological Material Transfer Agreement) in order to reduce negotiation cost and time, and that these arrangements are described in the letters of support. Such letters must acknowledge awareness by the collaborating institutions that broad sharing of the resource and any derivatives with academic and industry investigators is expected, consistent with achieving the goals of this program.
The Letters of Support attachment of the application should include a cover page listing the name, institution, and proposed role for each individual providing a letter of support.
Fee structure: Applicants may include a 1 page attachment detailing current and/or planned fee structure.
SF424(R&R) Senior/Key Person Profile with the following additional instructions:
Applicants may include project management personnel as Senior/Key Person(s).
R&R Budget with the following additional instructions:
The budget should include funds necessary for travel for up to two key personnel to participate in a BRAIN investigator meeting, lasting not more than two days and including up to two overnight stays.
Projects may include budget for project manager.
R&R Subaward Budget
PHS 398 Cover Page Supplement
PHS 398 Research Plan All instructions in the How to Apply - Application Guide must be followed, with the following additional instructions:
Research Strategy: The Research Strategy section must include the following required information.
Technology readiness for dissemination: Describe the current status of the technology and readiness for broad dissemination and if/how the technology has been validated.
Currently Available Facilities and Services: Investigators must specifically define currently available facilities and services that are comparable to their proposed resource and highlight major value their resource will add.
Technology evolution (in Approach): In order to justify the requested length of support (up to 5 years), applicants should provide an evaluation of the speed of technology evolution in the scientific field and provide justification that the user base will maintain and/or grow during the entire support period requested. For example, if the applicant is proposing 5 years of funding, is there evidence based on the speed at which this technology has been evolving in the past few years that indicates that the proposed resource will remain relevant, cutting edge, and highly desirable by the user community over the entire 5 years of support?
Steering Committee (in Approach): A proposed Steering Committee is required to provide guidance and feedback on strategic priorities and on user access and prioritization. The steering committee should also ensure that the project is well integrated, and not redundant, with related efforts on an international scale. The committee should include established researchers with relevant technical and scientific expertise. The composition of this committee depends on the nature and scope of the project, and the committee may include, as appropriate to the project, individuals employed by the PD/PI's institution. Specific committee members do not need to be named to avoid potential conflicts and membership can be negotiated with program staff at the time of award; however, information on the proposed number of members, their scientific expertise, committee operations and frequency of meetings should be included.
Dissemination, Access, and Project Prioritization Plan (in Approach): Projects must describe planned mechanisms for thorough advertisement and dissemination of the resources broadly to the community of relevant investigators. It must be made clear that the resource will be disseminated broadly- to users spanning many unique labs and institutions and not confined to a homogenous user group concentrated in the same geographic region. A concrete Project Prioritization Plan should detail how the capacity of the proposed resource will be evaluated and allocated. Prioritization may be facilitated by a fee structure, by formal project evaluation mechanisms, or by other appropriate considerations. Cost offsets via user fees are not required, but they should be considered as part of the project plan, because they provide potential mechanisms for efficient resource allocation and for resource sustainability. Access should be as broad as possible for the technology, including national and international users where possible.
Quality Assurance and Control Plan (in Approach): Projects must describe the planned strategy and mechanisms for quality control / assurance for the disseminated resource.
Team Management and Logistics Plan (in Approach): Investigators must describe the planned strategy for managing the personnel and resources on the team. The plans should highlight expertise and prior experience in managing any efforts outside the needs of their own research programs.
Progress Report for Renewal Applications (in Approach): Renewal applications must include a detailed account of experiences in dissemination and engagement highlighting outreach to community of users during the previous funding period, including successful and unsuccessful strategies. Information should be included on how the program's past experiences inform the current plan. Any non-public demographic information collected should be aggregated and anonymized.
PIs proposing a renewal may consider aggregating user institution type using:
| NIGMS nomenclature https://www.nigms.nih.gov/training/RISE/Documents/Determining-Eligibilty-RePORTER.pdf -” research-intensive, i.e., those with an average of NIH research project grant (RPG) funding greater than or equal to $7.5 million total costs per year over the past 3 fiscal years, and research-active, i.e., those with an average of RPG funding less than $7.5 million total costs per year over the past 3 fiscal years (RPG data are available through NIH RePORTER)” |
| Institutions with Specific Department of Education Statuses : https://www.ed.gov/grants-and-programs/grants-higher-education/eligibility-designations-higher-education-programs#tips |
| Institutions in IDeA- eligible states: https://www.nigms.nih.gov/Research/DRCB/IDeA |
PIs may consider aggregating user career stage using:
| Early career: 0-14 years since terminal degree |
| Mid career: 15-29 years since terminal degree |
| Late career: 30+ years since terminal degree |
Renewal applicants are expected to have sought additional resources to maintain their operations after NIH funding and should include plans for other sources of support for program sustainability, including descriptions of all institutional support, financial and collaborative arrangements, and/or agreements for payment for services. Appropriate documentation should be included in the application- see instructions under “Other Attachments”. Provide other relevant information about the applicant’s approach for self-sustaining infrastructure and operations, and why NIH support in particular is needed to disseminate this resource.
Resource Sharing Plan: Individuals are required to comply with the instructions for the Resource Sharing Plans as provided in the How to Apply - Application Guide.
Other Plan(s):
All instructions in the How to Apply - Application Guide must be followed, with the following additional instructions:
| All applicants planning research (funded or conducted in whole or in part by NIH) that results in the generation of scientific data are required to comply with the instructions for the Data Management and Sharing Plan. All applications, regardless of the amount of direct costs requested for any one year, must address a Data Management and Sharing Plan. | ||
| Consistent with authorities under the 21st Century Cures Act, all applications to BRAIN Initiative NOFOs must include a Data Management and Sharing Plan. The BRAIN Initiative data sharing policy (NOT-MH-19-010) establishes the expectation that this plan should include: | a summary of the data that will be shared; | |
| a description of the standard(s) that will be used to describe the data; | ||
| the archive(s) that will house the data; and | ||
| the proposed timelines for submitting data to the archive and for sharing data with the research community. |
| An updated listing of BRAIN Initiative archives can be found at https://braininitiative.nih.gov/brain-programs/informatics. Currently established archives that may be relevant to this funding opportunity include, but are not limited to: | Distributed Archives for Neurophysiology Data Integration (DANDI; https://www.dandiarchive.org; R24MH117295) for cellular neurophysiology data; |
| The Neuroscience Multi-omic Data Archive (NeMO; https://nemoarchive.org/about; R24MH114788) for data from -omics experiments; | |
| The Brain Image Library (BIL; https://www.brainimagelibrary.org; R24MH114793) for confocal microscopy data; | |
| Data Archive for the BRAIN Initiative (DABI; https://dabi.loni.usc.edu; R24MH114796) for data related to human invasive device research; | |
| OpenNeuro (https://openneuro.org; R24MH117179) for magnetic resonance imaging and other neuroimaging data; and | |
| Block and Object Storage Service (BossDB; https://bossdb.org; R24MH114785) for electron microscopy and x-ray microtomography data. |
Appendix: Only limited Appendix materials are allowed. Follow all instructions for the Appendix as described in the How to Apply - Application Guide.
No publications or other material, with the exception of blank questionnaires or blank surveys, may be included in the Appendix.
PHS Human Subjects and Clinical Trials Information When involving human subjects research, clinical research, and/or NIH-defined clinical trials (and when applicable, clinical trials research experience) follow all instructions for the PHS Human Subjects and Clinical Trials Information form in the How to Apply - Application Guide, with the following additional instructions:
If you answered “Yes” to the question “Are Human Subjects Involved?” on the R&R Other Project Information form, you must include at least one human subjects study record using the Study Record: PHS Human Subjects and Clinical Trials Information form or Delayed Onset Study record.
Study Record: PHS Human Subjects and Clinical Trials Information
Delayed Onset Study
Note: Delayed onset does NOT apply to a study that can be described but will not start immediately (i.e., delayed start). All instructions in the How to Apply - Application Guide must be followed.
PHS Assignment Request Form
3. Unique Entity Identifier and System for Award Management (SAM) See Part 2. Section III.1 for information regarding the requirement for obtaining a unique entity identifier and for completing and maintaining active registrations in System for Award Management (SAM), NATO Commercial and Government Entity (NCAGE) Code (if applicable), eRA Commons, and Grants.gov
4. Submission Dates and Times Part I. contains information about Key Dates and times. Applicants are encouraged to submit applications before the due date to ensure they have time to make any application corrections that might be necessary for successful submission. When a submission date falls on a weekend or Federal holiday, the application deadline is automatically extended to the next business day.
Organizations must submit applications to Grants.gov (the online portal to find and apply for grants across all Federal agencies). Applicants must then complete the submission process by tracking the status of the application in the eRA Commons, NIH’s electronic system for grants administration. NIH and Grants.gov systems check the application against many of the application instructions upon submission. Errors must be corrected and a changed/corrected application must be submitted to Grants.gov on or before the application due date and time. If a Changed/Corrected application is submitted after the deadline, the application will be considered late. Applications that miss the due date and time are subjected to the NIH Grants Policy Statement Section 2.3.9.2 Electronically Submitted Applications.
Applicants are responsible for viewing their application before the due date in the eRA Commons to ensure accurate and successful submission.
Information on the submission process and a definition of on-time submission are provided in the How to Apply – Application Guide.
5. Intergovernmental Review (E.O. 12372) This initiative is not subject to intergovernmental review.
6. Funding Restrictions All NIH awards are subject to the terms and conditions, cost principles, and other considerations described in the NIH Grants Policy Statement.
Pre-award costs are allowable only as described in the NIH Grants Policy Statement Section 7.9.1 Selected Items of Cost.
7. Other Submission Requirements and Information Applications must be submitted electronically following the instructions described in the How to Apply - Application Guide. Paper applications will not be accepted.
Applicants must complete all required registrations before the application due date. Section III. Eligibility Information contains information about registration.
For assistance with your electronic application or for more information on the electronic submission process, visit How to Apply – Application Guide. If you encounter a system issue beyond your control that threatens your ability to complete the submission process on-time, you must follow the Dealing with System Issues guidance. For assistance with application submission, contact the Application Submission Contacts in Section VII.
Important reminders:
All PD(s)/PI(s) must include their eRA Commons ID in the Credential field of the Senior/Key Person Profile form. Failure to register in the Commons and to include a valid PD/PI Commons ID in the credential field will prevent the successful submission of an electronic application to NIH. See Section III of this NOFO for information on registration requirements.
The applicant organization must ensure that the unique entity identifier provided on the application is the same identifier used in the organization’s profile in the eRA Commons and for the System for Award Management. Additional information may be found in the How to Apply - Application Guide.
See more tips for avoiding common errors.
Upon receipt, applications will be evaluated for completeness and compliance with application instructions by the Center for Scientific Review and responsiveness by components of participating organizations, NIH. Applications that are incomplete, non-compliant and/or nonresponsive will not be reviewed.
Mandatory Disclosure
Recipients or subrecipients must submit any information related to violations of federal criminal law involving fraud, bribery, or gratuity violations potentially affecting the federal award. See Mandatory Disclosures, 2 CFR 200.113 and NIH Grants Policy Statement Section 4.1.35.
Send written disclosures to the NIH Chief Grants Management Officer listed on the Notice of Award for the IC that funded the award and to the HHS Office of Inspector Grant Self Disclosure Program at grantdisclosures@oig.hhs.gov.
Post Submission Materials Applicants are required to follow the instructions for post-submission materials, as described in the policy
Section V. Application Review Information
1. Criteria Only the review criteria described below will be considered in the review process. Applications submitted to the NIH in support of the NIH mission are evaluated for scientific and technical merit through the NIH peer review system.
Overall Impact
Reviewers will provide an overall impact score to reflect their assessment of the likelihood for the project to exert a sustained, powerful influence on the research field(s) involved, in consideration of the following review criteria and additional review criteria (as applicable for the project proposed).
Scored Review Criteria
Reviewers will consider each of the review criteria below in the determination of scientific merit and give a separate score for each. An application does not need to be strong in all categories to be judged likely to have major scientific impact. For example, a project that by its nature is not innovative may be essential to advance a field.
Significance
Does the proposed [Center] address the needs of the research [programs/projects/network/consortium/resource] that it will [coordinate/administer/serve]? Is the scope of activities proposed for the [Center] appropriate to meet those needs? Will successful completion of the aims bring unique advantages or capabilities to the research [program/projects/network/consortium/resource]?
Specific to this NOFO:
Will the proposed resource contribute substantially to the quality of neuroscience research? From details provided in the letters of support, will it convincingly add major value over any comparable facilities and services? Is the technical resource developed to an appropriate stage (has validation been performed?) that the technology is ready for broad dissemination and not further development and beta testing? Is it unlikely that another technology will usurp the proposed technology in the period of support proposed and that the user base will maintain or grow in requested period of support?
Investigator(s)
Are the PD(s)/PI(s) and other personnel well suited to their roles in the [Center]? Do they have appropriate experience and training, and have they demonstrated experience and an ongoing record of accomplishments in managing [adjective] research? Do the investigators demonstrate significant experience with coordinating collaborative [basic or clinical] research? If the Center is multi-PD/PI, do the investigators have complementary and integrated expertise and skills; are their [leadership approach, governance, plans for conflict resolution, and organizational structure] appropriate for the [Center]? Does the applicant have experience overseeing selection and management of subawards, if needed?
Specific to this NOFO:
Do the PD(s)/PI(s) have a history of service-oriented efforts outside the needs of their own research programs? Are they uniquely positioned to provide the proposed resource? Are the PD(s)/PI(s) and other personnel well suited to organize and maintain the resource, maintain quality control and unbiased access?
Innovation
Does the application propose novel [organizational concepts, management strategies, or instrumentation] in coordinating the research [program/projects/network/consortium/resource] the [Center] will serve? Are the concepts, strategies, or instrumentation novel to one type of research program or applicable in a broad sense? Is a refinement, improvement, or new application of [organizational concepts, management strategies or instrumentation] proposed?
Specific to this NOFO:
Is the resource that is being provided to the end user one that is not currently available or that is prohibitively difficult to distribute? Is the resource of a nature that the end user could not reasonably implement him/herself in the absence of this mechanism? Does the proposed resource enable novel and innovative research that otherwise would not be feasible?
Approach
Are the overall strategy, operational plan, and organizational structure well-reasoned and appropriate to accomplish the goals of the research [program/projects/network/consortium/ resource] the [Center] will serve? Will the investigators promote strategies to ensure a robust and unbiased scientific approach across the [program/projects/network/consortium/resource], as appropriate for the work proposed? Are potential problems, alternative strategies, and benchmarks for success presented? If the [program/projects/network/consortium/ resource] is in the early stages of operation, does the proposed strategy adequately establish feasibility and manage the risks associated with the activities of the [program/projects/network/consortium/resource]? Are an appropriate plan for work-flow and a well-established timeline proposed? Have the investigators presented adequate plans to ensure consideration of relevant biological variables, such as sex, for studies of vertebrate animals or human subjects?
Specific to this NOFO:
Are the proposed Steering Committee and Access and Prioritization Plan well-reasoned and appropriate for the project? Is the quality assurance and quality control plan described and appropriate for ensuring quality resources are being disseminated? Has a scale-up plan been included and is it appropriate for ensuring the sharing of resources broadly? Are the outreach activities and project prioritization plan likely to ensure a highly qualified and broad user pool?
Environment
Will the institutional environment in which the [Center] will operate contribute to the probability of success in facilitating the research [program/projects/network/consortium] it serves? Are the institutional support, equipment and other physical resources available to the investigators adequate for the [Center] proposed? Will the [Center] benefit from unique features of the institutional environment, infrastructure, or personnel?
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