ISO_Attach1_SOW_20203031.docx

UNCLASSIFIED

NATIONAL GEOSPATIAL-INTELLIGENCE AGENCY

AERONAUTICAL NAVIGATION OFFICE

QUALITY MANAGEMENT SYSTEM REGISTRATION

International Standardization Organization (ISO) 9001:2015 Statement of Work 31 March 2020

UNCLASSIFIED

Attachment 1

1 | Page

1.0 INTRODUCTION

The National Geospatial-Intelligence Agency (NGA) delivers Geospatial Intelligence (GEOINT) and Aeronautical Safety of Navigation information that provides a decisive advantage to policymakers, warfighters, intelligence professionals, humanitarian efforts, and first responders. NGA supports the National System for Geospatial Intelligence, which supports the U.S. Department of Defense, Department of Homeland Security, and the Intelligence Community. NGA is a unique combination of intelligence agency and combat support agency and leads the world in providing timely, relevant, accurate and actionable GEOINT.

2.0 SCOPE

2.1 NGA’s Aeronautical Navigation Office (SFA) requires auditing services from an independent, primary audit firm (contractor) recognized as a Certification Body (CB) to certify that the NGA Aeronautical Safety of Navigation Office, including all business activities, conforms to ISO 9001:2015 standards. A Certification Body (CB) must be accredited by one of the following: American National Standards Institute (ANSI), American Society of Quality (ASQ), National Accreditation Board (ANAB), or an equivalent U.S. based Accreditation Body that is a signatory to the International Accreditation Forum (IAF) Multilateral Recognition Agreement (MLA) for Quality Management Systems (QMS) (ISO 9001:2015).

2.2 A CB's scope of accreditation must include ISO 9001:2015 and the applicable industry code(s) in order for a CB to issue an accredited certificate. Codes from IAF ID 1:2014, Issue 2 of the attached “IAF Informative Document for QMS and EMS Scopes of Accreditation” that apply to the Aeronautical Navigation Office are IAF Codes 31, 33, and 36. (31 = Transport, storage, and communication; 33 = Information and communication; 36 = Public administration). These are found in the Annex of the IAF ID 1:2014, in a table entitled “Models for EMS and QMS Accreditation Scopes.”

2.3 The following codes are used to define the types of activities performed by the Aeronautical Navigation Office. These codes are from a system called the Statistical Classification of Economic Activities in the European Community (NACE). The ones selected are those that auditors are to have some experience in, that relevant skillsets can be employed for the contracted work.

IAF Code 31 = Transport, storage, and communication:

52.29 = Other transportation support activities;

IAF Code 33 = Information and communication:

63.11 = Data processing, hosting, and related activities;

IAF Code 36 = Public administration:

2.4 The primary service of the CB, also referred to as “Registrar,” is to provide a team of certified auditors, including a certified lead auditor, with demonstrable experience auditing aeronautical data systems to conduct assessments that will determine the continued worthiness of Aero to maintain its ISO 9001 (International Standards Organization) registration. The prime contractor providing this auditing function is expected to comply with the standard found in ISO/IEC 17021-1:2015 (Conformity Assessment – Requirements for bodies providing audit and certification of management systems).

3.0 AUDITING REQUIREMENTS

3.1 The NGA Aeronautical Navigation Office has been registered with ISO 9001 since April 2007 and possesses a current Certificate of Conformance. The Quality Management System covers activities at two sites in the St Louis area:

National Geospatial-Intelligence Agency Aeronautical Navigation Office (SFA) 3200 South Second Street St Louis, MO 63118

· SFA personnel: ~275 individuals

National Geospatial-Intelligence Agency Aeronautical Navigation Office (SFA) 3838 Vogel Road Arnold, MO 63010

· SFA personnel: ~25 individuals

Exclusions to ISO 9001:2015 are claimed for the following clauses: para 7.1.5.2, Measurement traceability; and para 8.3, Design and development of products and services.

3.2 A transfer of certification is the preferred option during the base period. The NGA Aeronautical Navigation Office is ISO 9001:2015 compliant, effective 15 Sep 2018 from a Transfer/Recertification Audit, with an expiration date of Sep 2021. The transfer of certifications shall be accomplished virtually. NGA will electronically provide the following information no later than XX: Previous certification, copies of audit reports, copies of NGA correction actions for major nonconformities and previous auditors acceptance, and other NGA documents.

3.3 (added) The current Certification is for a single site at the Second Street location. The intent is that this contract be a multi-site Certification for the Second Street and Arnold locations. The activities at Arnold (also NGA) use the same Quality Management System and are a part of the Airfield Infrastructure Division and under the same management as at Second Street.

3.4 The last audit activity was a Surveillance Audit on 13 June 2019, the next required activity would be a Surveillance Audit in June of 2020. However, according to IAF COVID-19 FAQs (https://www.iaf.nu, Question 10, See Appendix A), if it is not possible to perform evaluation activities, then conformity assessment activities may be postponed up to 6 months. This would change the timing for a Surveillance Audit to no later than 31 December 2020.

3.5 The Aeronautical Safety of Navigation Office can supply copies of the previous three years of audit reports and their respective corrective action records upon request. Each of the last two audits had a major nonconformity identified.

3.6 The St. Louis, MO Aeronautical Navigation Office and associated sites operate as one shift.

3.7 Should a new version of the ISO 9001 standard be released, NGA will take the required steps to realign to the requirements of the new version. This may include scheduling additional audit activities in order to retain the registration granted by the auditing agency.

3.8 Upon exercise of each option period, coordination with the auditor will occur to schedule the next audit activity. The COR, auditor, and the Aeronautical Navigation Office are to be included in the coordination.

3.9 Upon completion of any audit activity, the auditor will provide an audit report and will update the certificate of registration, if required. Proof of the deliverables will be given to the COR to demonstrate completed tasks prior to payment.

3.10 Audit Activities

3.10.1 The Contractor MUST be an independent, ISO 9001:2015 certified Registrar and primary audit firm. The subcontracting of auditing services is not authorized.

3.10.2 Audit scheduling will be coordinated between the contractor and NGA through the Contracting Officer Representative (COR) at times meeting ISO 9001 requirements.

3.10.3 After successful completion of the assessment and completion of any corrective actions, the Registrar shall provide a signed “Certificate of Conformance.” The Registrar shall also provide appropriate marketing tools to include banners, certificates, plaques, logo use, press releases, and include instructions on the use of its marks.

3.11 Base Year

The Certification Body shall audit the Aeronautical Navigation Office according to the ISO 9001:2015 Standard. The first action upon selection should be a Transfer Audit for the facilities identified by NGA in the St Louis, MO region (See addresses listed above in section 3.1). This will be accomplished by an offsite document review of NGA provided documents. The process, including possible limitations, is described in Attachment 2 (Attach2_IAF_Transfer_Instructions). Paragraph 2.3 of the attachment gives details of how the coordination between certifying body and transferring client is to occur.

3.11.1 Upon completion of the transfer audit, the auditor will provide an audit report and perform the actions required to transfer the registration so that a certificate of registration can be issued by the new Certifying Body. Proof of this deliverable will be given to the COR to demonstrate completed tasks prior to payment.

3.11.2 A Surveillance Audit will be required within the base calendar year. This audit is to be completed by 31 December 2020.

3.12 Option Year 1

3.12.1 A Recertification Audit shall be conducted during the calendar year of Option Year 1. This audit is to involve 2 auditors for at least 2 days (4 audit days) and requires visits to both facilities in the St Louis, MO region identified by NGA as a part of the Quality Management System (i.e. 2nd St and Arnold – See above listed addresses in Section 3.1).

3.13 Option Year 2

3.13.1 A Surveillance Audit shall be conducted on an annual basis at any facility in the St Louis, MO region identified by NGA as a part of the Quality Management System.

3.14 Option Year 3

3.14.1 A Surveillance Audit shall be conducted on an annual basis at any facility in the St Louis, MO region identified by NGA as a part of the Quality Management System.

3.15 Auditor Qualifications

3.15.1 The Certification Body (Audit Firm) must have credentials recognized by the ANSI-ASQ National Accreditation Board (ANAB) or an equivalent U.S. based Accreditation Body that is a signatory to the International Accreditation Forum (IAF) Multilateral Cooperative Arrangement (MLA) for QMS (ISO 9001:2015) Management Systems.

3.15.2 The Certification Body must possess experience with Professional, Scientific, and Technical Services: Surveying and Mapping (except Geospatial Services).

3.15.3 The Certification Body must have a process to determine competence of its auditors. ISO 17021 Annex lays out the knowledge and skill set for specific functions. Of particular interest is Annex A, para A.2.6 “Knowledge of client products, processes, and organization.” The Aeronautical Navigation Office has a unique mission of providing worldwide aeronautical data to a wide-ranging community of users (DoD). The requirement is that the auditors possess a basis of aeronautical knowledge and data management, which the NACE Codes delineates.

3.15.4 The contractor will assign a certified lead auditor to lead all audit activities accompanied by certified audit team members (as needed). As described in paragraph 2.2 in this document, the auditor is to have experience in the use or generation of defense related aeronautical data.

3.15.5 The Lead Auditor shall have a minimum of three years of experience as a certified lead auditor and be identified by name in the proposal.

3.15.6 Each audit team member assigned to this contract shall have a minimum of one year of experience as a certified auditor. Because of the complexity of products and services provided by Aeronautical Safety of Navigation Office, it is in the best interest of Government to have the contractor provide continuity and consistency of audit personnel in order to maintain process familiarity.

3.15.7 Any proposed change of key personnel and the reasons for the change must be coordinated with the Contracting Officer prior to execution of all audits. Changes to the audit team must be coordinated with the COR at least 21 calendar days prior to all audits.

3.15.8 The Aeronautical Navigation Office is a supplier of aeronautical data to the Department of Defense aviation community, compliant with RTCA DO-200B, “Standards for Processing Aeronautical Data.” The DO-200B is the standard used to develop, assess change, and support implementation of data quality management. Experience with aeronautical data such as that used for navigation, flight planning, flight simulators, terrain awareness, and airport mapping is desired.

3.16 Arbitration Process

3.16.1 The auditor shall have a process for handling appeals by the Government arising from the audits. Appeals are to be filed with the auditor within 30 days of receipt of audit report. A review is to be accomplished by an individual not involved in the subject of the appeal.

4.0 AERONAUTICAL NAVIGATION OFFICE PERFORMANCE SUMMARY

a) Audit schedule

b) Audit plan

c) Audit

d) Audit report

e) Certification of Registration

Required for each audit activity:

a) Audit schedule

b) Audit plan

c) Audit

d) Audit report

e) Certification of Registration (Updated as Necessary)

Required for each audit activity:

a) Audit schedule

b) Audit plan

c) Audit

d) Audit report

e) Certification of Registration (Updated as Necessary)

Required for each audit activity:

a) Audit schedule

b) Audit plan

c) Audit

d) Audit report

e) Certification of Registration (Updated as Necessary)

5.0 REPORTING

Communication between NGA and the Contractor is essential to achieving success in meeting our mission, conducting business, and advancing our abilities. To achieve this success, the following requirements are included in this SOW:

5.1 The Contractor shall submit an audit plan to the designated Contracting Officer’s Representative (COR) 14 days prior to audit activities.

5.2 The Contractor shall provide a draft copy of the audit report prior to exiting the audit location.

5.3 As specified in ISO 19001:2011, within 30 days after successful completion of an audit, a report of the audit findings shall be sent to the COR. The audit activities performed are to be under the guidance supplied by an ANSI –ASQ, IAS, ANSI-ASQ ANAB or an equivalent U.S. based Accreditation Body that is a signatory to the IAF MLA for QMS (ISO 9001) Management Systems. Instructions on the uses of the organization’s mark will be given and a certificate shall be issued.

6.0 SECURITY

6.1 Contractors must abide by all applicable security policies and regulations.

6.2 Work associated with this contract is limited to UNCLASSIFIED or UNCLASSIFIED//FOUO.

6.3 Only United States personnel (foreign nationals are prohibited from working on this contract) are authorized to perform work on this contract.

6.4 Auditors may have access to information of a sensitive nature. Therefore, it will be a requirement that auditors shall sign an NGA Form 5210-18, Nondisclosure Agreement prior to audit activities. It is expected that auditors will observe the principle of Confidentiality, as described in ISO 17021-1:2015 para 4.6. To gain access to privileged information requires that information be protected and not be disclosed to outside entities.

6.5 All Contractor visits to Government facilities for onsite audits must be coordinated in advance with the COR. Work hours will be planned in advance and notification to NGA will be accomplished by a Visit Request according to NGA guidelines. Work areas, including walking paths, will be sanitized from classified material prior to the auditor’s arrival. Expect that auditors will have to be escorted at all times.

6.6 The Contractor shall inform the Government when their employees no longer support the contract.

6.7 All government furnished information released to the contractor or created in the performance of this contract (Unclassified//FOUO) will be destroyed by the contractor or returned to the NGA upon termination of the contract or when no longer required in the performance of the contract.

6.8 Contractor personnel are forbidden from bringing in prohibited, unauthorized, and/or Portable Electronic Devices (PEDs) items into any NGA installation or any office/working location covered under this contract. A list of PEDs includes, but is not limited to, cell phones, cameras, two-way pagers, laptops, recorders (digital, tape, etc.), flash drives, or any other kind of removable media. See NGA instructions/regulations/policy for a full list of prohibited and unauthorized items. Security violations will be determined based on the severity of the violation.

6.9 Contractor employees shall comply with all applicable rules and regulations while on NGA premises and handling NGA information/material, which includes providing proper identification for entrance and vehicle passes, obeying posted signs, displaying the issued badge, and observing smoking restrictions.

6.10 The Contractor shall not possess weapons, firearms, or ammunition on themselves or within their Contractor-owned vehicle or privately-owned vehicle while on any NGA installation or any office/working location covered under this contract. Possession of weapons, firearms, or ammunitions while on an installation is considered a major security violation.

Note: While Contractor employees will be provided viewing access to controlled workstations for document and Quality Management System component viewing, it is the responsibility of the Aeronautical Safety of Navigation Office personnel to ensure that only the appropriate documents are displayed (no document that is classified higher than UNCLASSIFIED//FOUO). Documents may be printed for auditor reference, but review of any document will include the assurance that no classified portion will be made available without the proper clearance and need to know.

7.0 TRAVEL

Travel may be required by the contractor in support of NGA requirements. All travel will be priced on a cost reimbursable (NTE) basis (no profit/fee). All travel shall be pre-approved by the NGA CO and COR.

7.1 Base Year

7.1.1 The agency will authorize one round trip to the locations listed above for the base year for a length of two days for one auditor. The travel must occur during the base period of performance. This plan is on the assumption that the initial activity is a Transfer Certification, in which the travel required would be for a Surveillance Audit.

7.2 Option Year 1

7.2.1 The agency will authorize one round trip to the sole location listed above for Option Year 1 for a length of two days for two auditors (4 audit days). The travel must occur during the Option Year One period of performance. This activity is planned to be a Recertification Audit, which has the requirement to review all process areas,

7.3 Option Year 2

7.3.1 The agency will authorize one round trip to the locations listed above for Option Year 2 for a length of two days for one auditor. The travel must occur during the Option Year Two period of performance. This travel would be to perform a Surveillance Audit.

7.4 Option Year 3

7.4.1 The agency will authorize one round trip to the locations listed above for Option Year 3 for a length of two days for one auditor. The travel must occur during the Option Year Three period of performance. This travel would be to perform a Surveillance Audit.

APPENDIX A: REFERENCES

· FAR 52.204-2 - Security Requirements

· IAF ID 1:2014, Issue 2 - “IAF Informative Document for QMS and EMS Scopes of Accreditation”

· ISO 9001:2015 – Quality Management System (Requirements)

· ISO 17021-1:2015 – Conformity Assessment (Requirements for bodies providing audit and certification of management systems)

· ISO 19011:2018 – Guidelines for Quality and/or Environmental Management Systems Auditing

· Statistical Classification of Economic Activities in the European Community (NACE) Classification Codes

· NGA Form 5210-18 - NONDISCLOSURE AGREEMENT

· NGA Form 5212-39 - AIS Equipment/Media Entry/Exit Pass

· Current ISO 9001:2015 - Certificate of Conformance

· IAF Frequently Asked Questions COVID-19 Outbreak (ask a Question) Q10.

image1.jpeg image2.emf

IAFID1QMS_EMS_Codes20140610.pdf

IAF ID 1:2014 International Accreditation Forum, Inc.

Issued: 10 June 2014 Application Date: 10 June 2014 IAF ID 1:2014, Issue 2

© International Accreditation Forum, Inc. 2014

IAF Informative Document

IAF Informative Document For

QMS and EMS Scopes of Accreditation

Issue 2

(IAF ID 1: 2014)

Issue 2 IAF Informative Document for QMS and EMS Scopes of Page 2 of 8

The International Accreditation Forum, Inc. (IAF) details criteria for the accreditation of bodies that provide conformity assessment services, and such accreditation facilitates trade and reduces demands for multiple conformity assessment activities.

Accreditation reduces risk for business and its customers by assuring that accredited Conformity Assessment Bodies (CABs) are competent to carry out the work they undertake within their scope of accreditation. Accreditation Bodies (ABs) that are members of IAF and the CABs they accredit are required to comply with appropriate international standards and the applicable IAF application documents for the consistent application of those standards.

ABs that are signatories to the IAF Multilateral Recognition Arrangement (MLA) are evaluated regularly by an appointed team of peers to provide confidence in the operation of their accreditation programs. The structure and scope of the IAF MLA is detailed in IAF PR 4 - Structure of IAF MLA and Endorsed Normative Documents.

The IAF MLA is structured in five levels: Level 1 specifies mandatory criteria that apply to all ABs, ISO/IEC 17011. The combination of a Level 2 activity(ies) and the corresponding Level 3 normative document(s) is called the main scope of the MLA, and the combination of Level 4 (if applicable) and Level 5 relevant normative documents is called a sub-scope of the MLA.

• The main scope of the MLA includes activities e.g. product certification and associated mandatory documents e.g. ISO/IEC 17065. The attestations made by CABs at the main scope level are considered to be equally reliable.

• The sub-scope of the MLA includes conformity assessment requirements e.g. ISO 9001 and scheme specific requirements, where applicable, e.g. ISO TS 22003. The attestations made by CABs at the sub-scope level are considered to be equivalent.

The IAF MLA delivers the confidence needed for market acceptance of conformity assessment outcomes. An attestation issued, within the scope of the IAF MLA, by a body that is accredited by an IAF MLA signatory AB can be recognized worldwide, thereby facilitating international trade.

Issue No 2 Prepared by: IAF Technical Committee Approved by: IAF Members Date: 24 March 2014 Issue Date: 10 June 2014 Application Date: 10 June 2014 Name for Enquiries: Elva Nilsen

IAF Corporate Secretary Phone: +1 (613) 454-8159 Email: secretary@iaf.nu

Issue 2 IAF Informative Document for QMS and EMS Scopes of Page 3 of 8

Introduction to IAF Informative Documents

This IAF Informative Document reflects the consensus of IAF members on this subject and is intended to support the consistent application of requirements. However, being a document for information purposes only, IAF Accreditation Body Members, and the Conformity Assessment Bodies they accredit, are not under any obligation to use or comply with anything in this document.

Issue 2 IAF Informative Document for QMS and EMS Scopes of Page 4 of 8

IAF Informative Document for QMS and EMS Scopes of

1. Introduction

This is an informative document and is to facilitate the consistent application of Clause

7.1.1 of ISO/IEC 17021:2011 and Clause 7.2.1 of ISO/IEC 17011 by Accreditation Bodies. This document is adopted from the guidance previously provided in IAF GD2:

2005, Annex 1 for QMS Accreditation Scopes. All clauses of ISO/IEC 17021 will continue to apply and this document does not supersede any of the requirements in that standard.

The lists of scopes of accreditation are based on the statistical nomenclature for economic activities NACE rev. 2 published by the Commission of European Communities (official Journal L 393/1, 30.12.2006).

2. Scope

This informative document is applicable for QMS and EMS management systems certification and is to help define the scopes of accreditation.

3. QMS and EMS Scopes of Accreditation

The accredited scope of an EMS / QMS Certification Body may be expressed in terms of one or more elements from a list of economic activities. The following tables for QMS and EMS (see Annex) are one such model.

Issue 2 IAF Informative Document for QMS and EMS Scopes of Page 5 of 8

ANNEX

Models for EMS and QMS Accreditation Scopes

QMS Accreditation Scope No Description of economic sector / activity NACE – Division / Group / Class (rev.2) 1 Agriculture, forestry and fishing 01, 02, 03 2 Mining and quarrying 05, 06, 07, 08, 09 3 Food products, beverages and tobacco 10, 11, 12 4 Textiles and textile products 13, 14 5 Leather and leather products 15 6 Wood and wood products 16 7 Pulp, paper and paper products 17 8 Publishing companies 58.1, 59.2 9 Printing companies 18 10 Manufacture of coke and refined petroleum products 19 11 Nuclear fuel 24.46 12 Chemicals, chemical products and fibres 20 13 Pharmaceuticals 21 14 Rubber and plastic products 22 15 Non-metallic mineral products 23, except 23.5 and 23.6 16 Concrete, cement, lime, plaster etc 23.5, 23.6 17 Basic metals and fabricated metal products 24 except 24.46, 25 except 25.4, 33.11 18 Machinery and equipment 25.4, 28, 30.4, 33.12, 33.2 19 Electrical and optical equipment 26, 27, 33.13, 33.14, 95.1 20 Shipbuilding 30.1, 33.15 21 Aerospace 30.3, 33.16 22 Other transport equipment 29, 30.2, 30.9, 33.17 23 Manufacturing not elsewhere classified 31, 32, 33.19 24 Recycling 38.3 25 Electricity supply 35.1 26 Gas supply 35.2 27 Water supply 35.3, 36 28 Construction 41, 42, 43 29 Wholesale and retail trade; Repair of motor vehicles, motorcycles and personal and household goods

45, 46, 47, 95.2

30 Hotels and restaurants 55, 56 31 Transport, storage and communication 49, 50, 51, 52, 53, 61 32 Financial intermediation; real estate; renting 64, 65, 66, 68, 77 33 Information technology 58.2, 62, 63.1 34 Engineering services 71, 72, 74 except 74.2 and 74.3 35 Other services 69, 70, 73, 74.2, 74.3, 78, 80, 81, 82 36 Public administration 84 37 Education 85 38 Health and social work 75, 86, 87, 88 39 Other social services 37, 38.1, 38.2, 39, 59.1, 60, 63.9, 79, 90, 91, 92, 93, 94, 96

Issue 2 IAF Informative Document for QMS and EMS Scopes of Page 6 of 8

EMS Accreditation Scope No Description of economic sector /activity NACE – Division / Group / Class (rev.2)

Examples of Common Environmental Aspects

1 Agriculture, forestry and fishing

01, 02, 03 Pesticides/herbicides, etc.

2 Mining and quarrying 05, 06, 07, 08, 09 Hazardous waste, etc.

3 Food products, beverages and tobacco 10, 11, 12 Industrial water effluent treatment, energy usage, pesticides, etc.

4 Textiles and textile products 13, 14 Industrial water effluent without treatment, energy usage, solid waste; Hazardous and bulk chemical storage, etc.

5 Leather and leather products 15 Industrial water effluent treatment, solid waste; Hazardous and bulk chemical storage, etc.

6 Wood and wood products 16 Solid waste, energy usage, etc.

7 Pulp, paper and paper products 17 Industrial water effluent treatment, air emissions, hazardous chemical storage, etc.

8 Publishing companies 58.1, 59.2 Solid waste, hazardous chemical storage, energy usage, etc.

9 Printing companies 18 Solid waste, hazardous chemical storage, 10 Manufacture of coke and refined petroleum products

19 Hazardous and bulk chemical storage, industrial water effluent treatment, hazardous air emissions, hazardous waste, 11 Nuclear fuel 24.46 Radiation/radioactivity, etc.

12 Chemicals, chemical products and fibres 20 Hazardous and bulk chemical storage, hazardous air emissions, hazardous waste, 13 Pharmaceuticals 21 Hazardous and bulk chemical storage, hazardous waste, etc.

14 Rubber and plastic products 22 Hazardous and bulk chemical storage, hazardous air emissions, hazardous Waste, etc.

15 Non-metallic mineral products 23, except 23.5 and 23.6

Energy usage, etc.

16 Concrete, cement, lime, plaster etc

23.5, 23.6 Air emissions, solid waste, etc.

17 Basic metals and fabricated metal products

24 except 24.46, 25 except 25.4, 33.11

Solid waste, hazardous chemical storage, 18 Machinery and equipment 25.4, 28, 30.4, 33.12, 33.2

Hazardous waste, hazardous chemical storage, industrial water effluent, etc.

Issue 2 IAF Informative Document for QMS and EMS Scopes of Page 7 of 8

19 Electrical and optical equipment

26, 27, 33.13, 33.14, 95.1 storage, industrial water effluent, etc.

20 Shipbuilding 30.1, 33.15 Hazardous waste, hazardous chemical storage, industrial water effluent, solid waste, etc.

21 Aerospace 30.3, 33.16 Hazardous waste, hazardous chemical

22 Other transport equipment 29, 30.2, 30.9, 33.17

23 Manufacturing not elsewhere classified

31, 32, 33.19 Solid waste, Industrial water effluent, air emissions, etc.

24 Recycling 38.3 Hazardous waste, solid waste, sanitary effluent, etc.

25 Electricity supply 35.1 Air emissions, industrial water effluent, etc.

26 Gas supply 35.2 Air emissions, etc.

27 Water supply 35.3, 36 Drinking water effluent treatment, etc.

28 Construction 41, 42, 43 Sanitary effluent, noise pollution, energy usage, etc.

29 Wholesale and retail trade;

Repair of motor vehicles, motorcycles and personal and household goods

45, 46, 47, 95.2 Hazardous chemical storage, sanitary effluent, etc.

30 Hotels and restaurants 55, 56 Solid waste, hazardous chemical storage, sanitary effluent, pesticides, etc.

31 Transport, storage and communication

49, 50, 51, 52, 53, Bulk oil storage, energy usage, hazardous chemical storage, air emissions, etc.

32 Financial intermediation; real estate; renting

64, 65, 66, 68, 77 Energy usage, air emissions, etc.

33 Information technology 58.2, 62, 63.1 Energy usage, hazardous waste, solid

34 Engineering services 71, 72, 74 except

74.2 and 74.3

Hazardous chemical storage, hazardous waste, air emissions, sanitary effluent, etc.

35 Other services 69, 70, 73, 74.2, 74.3, 78, 80, 81, Hazardous chemical storage, hazardous

36 Public administration 84 Energy usage, solid waste, etc.

37 Education 85 Energy usage, solid waste, etc.

38 Health and social work 75, 86, 87, 88 Biohazard waste, radiation/radioactivity, sanitary effluent, etc.

39 Other social services 37, 38.1, 38.2, 39, 59.1, 60, 63.9, 79, 90, 91, 92, 93, 94, Wide variation

Issue 2 IAF Informative Document for QMS and EMS Scopes of Page 8 of 8

Note 1: No risk level has been assigned for each IAF code. Each AB would be responsible to define the risk level of each scope taking into account the local legislation, the environmental aspects and the requirements defined in MD5.

Note 2: Sections T and U from NACE Rev 2 including the NACE codes 97, 98, and 99 are not included in the table.

Note 3: The use of QMS Scopes / EMS Scopes to describe “technical areas” for a quality / environment management system, as referred to in ISO/IEC 17021:2011, 7.1.1., is limited. While scope 11 “Nuclear Fuel” might constitute a legitimate descriptor for a technical area, few of the other headings would do so.

End of IAF Informative Document for QMS and EMS Scopes of Accreditation.

Further Information:

For further Information on this document or other IAF documents, contact any Member of IAF or the IAF Secretariat.

For contact details of members of IAF see the IAF Web Site http://www.iaf.nu.

Secretariat:

IAF Corporate Secretary Telephone: +1 (613) 454-8159 Email: secretary@iaf.nu image3.emf

ListNACEcodes.pdf

List of NACE codes

A - Agriculture, forestry and fishing A01 - Crop and animal production, hunting and related service activities

• A01.1 - Growing of non-perennial crops

• A01.11 - Growing of cereals (except rice), leguminous crops and oil seeds

• A01.12 - Growing of rice

• A01.13 - Growing of vegetables and melons, roots and tubers

• A01.14 - Growing of sugar cane

• A01.15 - Growing of tobacco

• A01.16 - Growing of fibre crops

• A01.19 - Growing of other non-perennial crops

A01.2 - Growing of perennial crops

• A01.21 - Growing of grapes

• A01.22 - Growing of tropical and subtropical fruits

• A01.23 - Growing of citrus fruits

• A01.24 - Growing of pome fruits and stone fruits

• A01.25 - Growing of other tree and bush fruits and nuts

• A01.26 - Growing of oleaginous fruits

• A01.27 - Growing of beverage crops

• A01.28 - Growing of spices, aromatic, drug and pharmaceutical crops

• A01.29 - Growing of other perennial crops

A01.3 - Plant propagation

• A01.30 - Plant propagation

A01.4 - Animal production

• A01.41 - Raising of dairy cattle

• A01.42 - Raising of other cattle and buffaloes

• A01.43 - Raising of horses and other equines

• A01.44 - Raising of camels and camelids

• A01.45 - Raising of sheep and goats

• A01.46 - Raising of swine/pigs

• A01.47 - Raising of poultry

• A01.49 - Raising of other animals

A01.5 - Mixed farming

• A01.50 - Mixed farming

A01.6 - Support activities to agriculture and post-harvest crop activities

• A01.61 - Support activities for crop production

• A01.62 - Support activities for animal production

• A01.63 - Post-harvest crop activities

• A01.64 - Seed processing for propagation

A01.7 - Hunting, trapping and related service activities

• A01.70 - Hunting, trapping and related service activities A.02 - Forestry and logging

• A.02.1 - Silviculture and other forestry activities

• A.02.10 - Silviculture and other forestry activities

• A.02.2 – Logging

• A.02.20 – Logging

• A.02.3 - Gathering of wild growing non-wood products

• A.02.30 - Gathering of wild growing non-wood products

• A.02.4 - Support services to forestry

• A.02.40 - Support services to forestry

A.03 - Fishing and aquaculture

• A.03.1 – Fishing

• A.03.11 - Marine fishing

• A.03.12 - Freshwater fishing

• A.03.2 - Aquaculture

• A.03.21 - Marine aquaculture

• A.03.22 - Freshwater aquaculture

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B - Mining and quarrying B.05 - Mining of coal and lignite

• B.05.1 - Mining of hard coal

• B.05.10 - Mining of hard coal

• B.05.2 - Mining of lignite

• B.05.20 - Mining of lignite

B.06 - Extraction of crude petroleum and natural gas

• B.06.1 - Extraction of crude petroleum

• B.06.10 - Extraction of crude petroleum

• B.06.2 - Extraction of natural gas

• B.06.20 - Extraction of natural gas

B.07 - Mining of metal ores

• B.07.1 - Mining of iron ores

• B.07.10 - Mining of iron ores

• B.07.2 - Mining of non-ferrous metal ores

• B.07.21 - Mining of uranium and thorium ores

• B.07.29 - Mining of other non-ferrous metal ores

B.08 - Other mining and quarrying

• B.08.1 - Quarrying of stone, sand and clay

• B.08.11 - Quarrying of ornamental and building stone, limestone, gypsum, chalk and slate

• B.08.12 - Operation of gravel and sand pits; mining of clays and kaolin

• B.08.9 - Mining and quarrying n.e.c.

• B.08.91 - Mining of chemical and fertiliser minerals

• B.08.92 - Extraction of peat

• B.08.93 - Extraction of salt

• B.08.99 - Other mining and quarrying n.e.c.

B.09 - Mining support service activities

• B.09.1 - Support activities for petroleum and natural gas extraction

• B.09.10 - Support activities for petroleum and natural gas extraction

• B.09.9 - Support activities for other mining and quarrying

• B.09.90 - Support activities for other mining and quarrying

C - Manufacturing C.10 - Manufacture of food products

• C.10.1 - Processing and preserving of meat and production of meat products

• C.10.11 - Processing and preserving of meat

• C.10.12 - Processing and preserving of poultry meat

• C.10.13 - Production of meat and poultry meat products

C.10.2 - Processing and preserving of fish, crustaceans and mollusks

• C.10.20 - Processing and preserving of fish, crustaceans and mollusks

C.10.3 - Processing and preserving of fruit and vegetables

• C.10.31 - Processing and preserving of potatoes

• C.10.32 - Manufacture of fruit and vegetable juice

• C.10.39 - Other processing and preserving of fruit and vegetables

C.10.4 - Manufacture of vegetable and animal oils and fats

• C.10.41 - Manufacture of oils and fats

• C.10.42 - Manufacture of margarine and similar edible fats

C.10.5 - Manufacture of dairy products

• C.10.51 - Operation of dairies and cheese making

• C.10.52 - Manufacture of ice cream

C.10.6 - Manufacture of grain mill products, starches and starch products

• C.10.61 - Manufacture of grain mill products

• C.10.62 - Manufacture of starches and starch products

C10.7 - Manufacture of bakery and farinaceous products

• C.10.71 - Manufacture of bread; manufacture of fresh pastry goods and cakes

• C.10.72 - Manufacture of rusks and biscuits; manufacture of preserved pastry goods and cakes

• C.10.73 - Manufacture of macaroni, noodles, couscous and similar farinaceous products

C.10.8 - Manufacture of other food products

• C.10.81 - Manufacture of sugar

• C.10.82 - Manufacture of cocoa, chocolate and sugar confectionery

• C.10.83 - Processing of tea and coffee

• C.10.84 - Manufacture of condiments and seasonings

• C.10.85 - Manufacture of prepared meals and dishes

• C.10.86 - Manufacture of homogenized food preparations and dietetic food

• C.10.89 - Manufacture of other food products n.e.c.

C.10.9 - Manufacture of prepared animal feeds

• C.10.91 - Manufacture of prepared feeds for farm animals

• C.10.92 - Manufacture of prepared pet foods

C.11 - Manufacture of beverages

• C.11.0 - Manufacture of beverages

• C.11.01 - Distilling, rectifying and blending of spirits

• C.11.02 - Manufacture of wine from grape

• C.11.03 - Manufacture of cider and other fruit wines

• C.11.04 - Manufacture of other non-distilled fermented beverages

• C.11.05 - Manufacture of beer

• C.11.06 - Manufacture of malt

• C.11.07 - Manufacture of soft drinks; production of mineral waters and other bottled waters

C.12 - Manufacture of tobacco products

• C.12.0 - Manufacture of tobacco products

• C.12.00 - Manufacture of tobacco products

C.13 - Manufacture of textiles

• C.13.1 - Preparation and spinning of textile fibres

• C.13.10 - Preparation and spinning of textile fibres

• C.13.2 - Weaving of textiles

• C.13.20 - Weaving of textiles

• C.13.3 - Finishing of textiles

• C.13.30 - Finishing of textiles

• C.13.9 - Manufacture of other textiles

• C.13.91 - Manufacture of knitted and crocheted fabrics

• C.13.92 - Manufacture of made-up textile articles, except apparel

• C.13.93 - Manufacture of carpets and rugs

• C.13.94 - Manufacture of cordage, rope, twine and netting

• C.13.95 - Manufacture of non-wovens and articles made from non-wovens, except apparel

• C.13.96 - Manufacture of other technical and industrial textiles

• C.13.99 - Manufacture of other textiles n.e.c.

C.14 - Manufacture of wearing apparel

• C.14.1 - Manufacture of wearing apparel, except fur apparel

• C.14.11 - Manufacture of leather clothes

• C.14.12 - Manufacture of work wear

• C.14.13 - Manufacture of other outerwear

• C.14.14 - Manufacture of underwear

• C.14.19 - Manufacture of other wearing apparel and accessories

• C.14.2 - Manufacture of articles of fur

• C.14.20 - Manufacture of articles of fur

• C.14.3 - Manufacture of knitted and crocheted apparel

• C.14.31 - Manufacture of knitted and crocheted hosiery

• C.14.39 - Manufacture of other knitted and crocheted apparel

C.15 - Manufacture of leather and related products

• C.15.1 - Tanning and dressing of leather; manufacture of luggage, handbags, saddlery and harness;

dressing and dyeing of fur

• C.15.11 - Tanning and dressing of leather; dressing and dyeing of fur

• C.15.12 - Manufacture of luggage, handbags and the like, saddlery and harness

• C.15.2 - Manufacture of footwear

• C.15.20 - Manufacture of footwear

C.16 - Manufacture of wood and of products of wood and cork, except furniture; manufacture of articles of straw and plaiting materials

• C.16.1 - Sawmilling and planning of wood

• C.16.10 - Sawmilling and planning of wood

• C.16.2 - Manufacture of products of wood, cork, straw and plaiting materials

• C.16.21 - Manufacture of veneer sheets and wood-based panels

• C.16.22 - Manufacture of assembled parquet floors

• C.16.23 - Manufacture of other builders' carpentry and joinery

• C.16.24 - Manufacture of wooden containers

• C.16.29 - Manufacture of other products of wood; manufacture of articles of cork, straw and plaiting materials

C.17 - Manufacture of paper and paper products

• C.17.1 - Manufacture of pulp, paper and paperboard

• C.17.11 - Manufacture of pulp

• C.17.12 - Manufacture of paper and paperboard

• C.17.2 - Manufacture of articles of paper and paperboard

• C.17.21 - Manufacture of corrugated paper and paperboard and of containers of paper and paperboard

• C.17.22 - Manufacture of household and sanitary goods and of toilet requisites

• C.17.3 - Manufacture of paper stationery

• C.17.24 - Manufacture of wallpaper

• C.17.29 - Manufacture of other articles of paper and paperboard

C.18 - Printing and reproduction of recorded media

• C.18.1 - Printing and service activities related to printing

• C.18.11 - Printing of newspapers

• C.18.12 - Other printing

• C.18.13 - Pre-press and pre-media services

• C.18.14 - Binding and related services

• C.18.2 - Reproduction of recorded media

• C.18.20 - Reproduction of recorded media

C.19 - Manufacture of coke and refined petroleum products

• C.19.1 - Manufacture of coke oven products

• C.19.10 - Manufacture of coke oven products

• C.19.2 - Manufacture of refined petroleum products

• C.19.20 - Manufacture of refined petroleum products

C.20 - Manufacture of chemicals and chemical products

• C.20.1 - Manufacture of basic chemicals, fertilizers and nitrogen compounds, plastics and synthetic rubber in primary forms

• C.20.11 - Manufacture of industrial gases

• C.20.12 - Manufacture of dyes and pigments

• C.20.13 - Manufacture of other inorganic basic chemicals

• C.20.14 - Manufacture of other organic basic chemicals

• C.20.15 - Manufacture of fertilizers and nitrogen compounds

• C.20.16 - Manufacture of plastics in primary forms

• C.20.17 - Manufacture of synthetic rubber in primary forms

• C.20.2 - Manufacture of pesticides and other agrochemical products

• C.20.20 - Manufacture of pesticides and other agrochemical products

• C.20.3 - Manufacture of paints, varnishes and similar coatings, printing ink and mastics

• C.20.30 - Manufacture of paints, varnishes and similar coatings, printing ink and mastics

• C.20.4 - Manufacture of soap and detergents, cleaning and polishing preparations, perfumes and toilet preparations

• C.20.41 - Manufacture of soap and detergents, cleaning and polishing preparations

• C.20.42 - Manufacture of perfumes and toilet preparations

• C.20.5 - Manufacture of other chemical products

• C.20.51 - Manufacture of explosives

• C.20.52 - Manufacture of glues

• C.20.53 - Manufacture of essential oils

• C.20.59 - Manufacture of other chemical products n.e.c.

• C.20.6 - Manufacture of man-made fibres

• C.20.60 - Manufacture of man-made fibres

C21 - Manufacture of basic pharmaceutical products and pharmaceutical preparations

• C.21.1 - Manufacture of basic pharmaceutical products

• C.21.10 - Manufacture of basic pharmaceutical products

• C.21.2 - Manufacture of pharmaceutical preparations

• C.21.20 - Manufacture of pharmaceutical preparations

C.22 - Manufacture of rubber and plastic products

• C.22.1 - Manufacture of rubber products

• C.22.11 - Manufacture of rubber tyres and tubes; retreading and rebuilding of rubber tyres

• C.22.19 - Manufacture of other rubber products

• C.22.2 - Manufacture of plastics products

• C.22.21 - Manufacture of plastic plates, sheets, tubes and profiles

• C.22.22 - Manufacture of plastic packing goods

• C.22.23 - Manufacture of builders’ ware of plastic

• C.22.29 - Manufacture of other plastic products

C.23 - Manufacture of other non-metallic mineral products

• C.23.1 - Manufacture of glass and glass products

• C.23.11 - Manufacture of flat glass

• C.23.12 - Shaping and processing of flat glass

• C.23.13 - Manufacture of hollow glass

• C.23.14 - Manufacture of glass fibres

• C.23.19 - Manufacture and processing of other glass, including technical glassware

• C.23.2 - Manufacture of refractory products

• C.23.20 - Manufacture of refractory products

• C.23.3 - Manufacture of clay building materials

• C.23.31 - Manufacture of ceramic tiles and flags

• C.23.32 - Manufacture of bricks, tiles and construction products, in baked clay

• C.23.4 - Manufacture of other porcelain and ceramic products

• C.23.41 - Manufacture of ceramic household and ornamental articles

• C.23.42 - Manufacture of ceramic sanitary fixtures

• C.23.43 - Manufacture of ceramic insulators and insulating fittings

• C.23.44 - Manufacture of other technical ceramic products

• C.23.49 - Manufacture of other ceramic products

• C.23.5 - Manufacture of cement, lime and plaster

• C.23.51 - Manufacture of cement

• C.23.52 - Manufacture of lime and plaster

• C.23.6 - Manufacture of articles of concrete, cement and plaster

• C.23.61 - Manufacture of concrete products for construction purposes

• C.23.62 - Manufacture of plaster products for construction purposes

• C.23.63 - Manufacture of ready-mixed concrete

• C.23.64 - Manufacture of mortars

• C.23.65 - Manufacture of fibre cement

• C.23.69 - Manufacture of other articles of concrete, plaster and cement

• C.23.7 - Cutting, shaping and finishing of stone

• C.23.70 - Cutting, shaping and finishing of stone

• C.23.9 - Manufacture of abrasive products and non-metallic mineral products n.e.c.

• C.23.91 - Production of abrasive products

• C.23.99 - Manufacture of other non-metallic mineral products n.e.c.

C.24 - Manufacture of basic metals

• C.24.1 - Manufacture of basic iron and steel and of ferro-alloys

• C.24.10 - Manufacture of basic iron and steel and of ferro-alloys

• C.24.2 - Manufacture of tubes, pipes, hollow profiles and related fittings, of steel

• C.24.20 - Manufacture of tubes, pipes, hollow profiles and related fittings, of steel

• C.24.3 - Manufacture of other products of first processing of steel

• C.24.31 - Cold drawing of bars

• C.24.32 - Cold rolling of narrow strip

• C.24.33 - Cold forming or folding

• C.24.34 - Cold drawing of wire

• C.24.4 - Manufacture of basic precious and other non-ferrous metals

• C.24.41 - Precious metals production

• C.24.42 - Aluminum production

• C.24.43 - Lead, zinc and tin production

• C.24.44 - Copper production

• C.24.45 - Other non-ferrous metal production

• C.24.46 - Processing of nuclear fuel

• C.24.5 - Casting of metals

• C.24.51 - Casting of iron

• C.24.52 - Casting of steel

• C.24.53 - Casting of light metals

• C.24.54 - Casting of other non-ferrous metals

C.25 - Manufacture of fabricated metal products, except machinery and equipment

• C.25.1 - Manufacture of structural metal products

• C.25.11 - Manufacture of metal structures and parts of structures

• C.25.12 - Manufacture of doors and windows of metal

• C.25.2 - Manufacture of tanks, reservoirs and containers of metal

• C.25.21 - Manufacture of central heating radiators and boilers

• C.25.29 - Manufacture of other tanks, reservoirs and containers of metal

• C.25.3 - Manufacture of steam generators, except central heating hot water boilers

• C.25.30 - Manufacture of steam generators, except central heating hot water boilers

• C.25.4 - Manufacture of weapons and ammunition

• C.25.40 - Manufacture of weapons and ammunition

• C.25.5 - Forging, pressing, stamping and roll-forming of metal; powder metallurgy

• C.25.50 - Forging, pressing, stamping and roll-forming of metal; powder metallurgy

• C.25.6 - Treatment and coating of metals; machining

• C.25.61 - Treatment and coating of metals

• C.25.62 - Machining

• C.25.7 - Manufacture of cutlery, tools and general hardware

• C.25.71 - Manufacture of cutlery

• C.25.72 - Manufacture of locks and hinges

• C.25.73 - Manufacture of tools

• C.25.9 - Manufacture of other fabricated metal products

• C.25.91 - Manufacture of steel drums and similar containers

• C.25.92 - Manufacture of light metal packaging

• C.25.93 - Manufacture of wire products, chain and springs

• C.25.94 - Manufacture of fasteners and screw machine products

• C.25.99 - Manufacture of other fabricated metal products n.e.c.

C.26 - Manufacture of computer, electronic and optical products

• C.26.1 - Manufacture of electronic components and boards

• C.26.11 - Manufacture of electronic components

• C.26.12 - Manufacture of loaded electronic boards

• C.26.2 - Manufacture of computers and peripheral equipment

• C.26.20 - Manufacture of computers and peripheral equipment

• C.26.3 - Manufacture of communication equipment

• C.26.30 - Manufacture of communication equipment

• C.26.4 - Manufacture of consumer electronics

• C.26.40 - Manufacture of consumer electronics

• C.26.5 - Manufacture of instruments and appliances for measuring, testing and navigation; watches and clocks

• C.26.51 - Manufacture of instruments and appliances for measuring, testing and navigation

• C.26.52 - Manufacture of watches and clocks

• C.26.6 - Manufacture of irradiation, electromedical and electrotherapeutic equipment

• C.26.60 - Manufacture of irradiation, electromedical and electrotherapeutic equipment

• C.26.7 - Manufacture of optical instruments and photographic equipment

• C.26.70 - Manufacture of optical instruments and photographic equipment

• C.26.8 - Manufacture of magnetic and optical media

• C.26.80 - Manufacture of magnetic and optical media

C.27 - Manufacture of electrical equipment

• C.27.1 - Manufacture of electric motors, generators, transformers and electricity distribution and control apparatus

• C.27.11 - Manufacture of electric motors, generators and transformers

• C.27.12 - Manufacture of electricity distribution and control apparatus

• C.27.2 - Manufacture of batteries and accumulators

• C.27.20 - Manufacture of batteries and accumulators

• C.27.3 - Manufacture of wiring and wiring devices

• C.27.31 - Manufacture of fibre optic cables

• C.27.32 - Manufacture of other electronic and electric wires and cables

• C.27.33 - Manufacture of wiring devices

• C.27.4 - Manufacture of electric lighting equipment

• C.27.40 - Manufacture of electric lighting equipment

• C.27.5 - Manufacture of domestic appliances

• C.27.51 - Manufacture of electric domestic appliances

• C.27.52 - Manufacture of non-electric domestic appliances

• C.27.9 - Manufacture of other electrical…