About this file

The document is an Invitation for Price Quote (IFPQ) No. 04A7205 issued by the California Department of Transportation (Caltrans) for trash disposal services in Marin, Napa, Solano, and Sonoma Counties. The contract seeks a small business (SB) contractor to provide comprehensive waste management services, including trash, compost, and recycling collection, hauling, and disposal for Caltrans District 4 Right of Way and Property Management properties. The contract is scheduled to commence on January 1, 2026, with an estimated expiration on June 30, 2027. Bidders must submit their price quotes by May 27, 2025, at 5:00 P.M. Pacific Time, with a proposed award date of June 10, 2025. The service includes regularly scheduled pick-ups using four-cubic-yard bins for trash, compost, and recycling, as well as on-call and emergency debris removal services.

The contract is structured as a Small Business set-aside with a total estimated value between $5,000 and $250,000, with bids at or above $250,000 being automatically rejected. Pricing will be based on unit rates for different service types, including scheduled pick-ups, normal and emergency on-call services, and additional trash collection and hauling. Contractors must possess a valid Motor Carrier Permit from the California Department of Motor Vehicles and comply with organic waste recycling requirements under Senate Bill 1383. The contractor will be responsible for all equipment, transportation, disposal fees, and taxes, with services to be performed during standard working hours (8:00 a.m. to 5:00 p.m., Monday through Friday) with potential for emergency services outside these hours. The contract includes provisions for mandatory organic waste recycling, non-discrimination, and compliance with various state regulations.

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CALIFORNIA STATE TRANSPORTATION AGENCY GAVIN NEWSOM, GOVERNOR

California Department of Transportation

ADMINISTRATION

DIVISION OF PROCUREMENT AND CONTRACTS

1727 30TH STREET, MS 65

SACRAMENTO, CA 95816-7006

PHONE (916) 227-6000

TTY 711

https://dot.ca.gov/programs/procurement-and-contracts/

May 12, 2025

Invitation For Price Quote (IFPQ)

IFPQ # 04A7205

Notice to Prospective Contractors

You are invited to review and respond to this Small Business (SB) Invitation for Price Quote (IFPQ), IFPQ 04A7205 titled Trash Disposal Services in Marin, Napa, Solano, and Sonoma Counties. In submitting your quote, you must comply with the instructions found herein.

“This solicitation is authorized pursuant to Government Code Section 14838.5, which provides for the award of contracts for the acquisition of goods, services, or information technology that has an estimated value of greater than $5,000.00, but less than $250,000.00,to a certified SB, including a Micro Business, or a Disabled Veteran Business Enterprise.” A bid of $250,000 and above will result in rejection of your bid due to non-responsiveness.

In the opinion of Caltrans, this IFPQ is complete and without need of explanation; however, if you have questions, or should you need any clarifying information, the contact person for this IFPQ is:

Gurinder Kaur California Department of Transportation (Caltrans) Email Address: Gurinder.Kaur@dot.ca.gov Phone: (279) 234-2252

Please note that no verbal information given will be binding upon Caltrans unless such information is issued in writing as an official addendum.

*Technical questions regarding this solicitation will be addressed, in writing, in accordance with the Questions and Answers portion of this IFPQ. See Section C1, Time Schedule, for more details.

ALL REQUIRED DOCUMENTS ARE EITHER ATTACHED (ATTACHMENTS 1 & 2) OR THE

DOCUMENT LINK IS PROVIDED ON ATTACHMENT 3, REQUIRED DOCUMENTS.

Sincerely, Gurinder Kaur

Contract Analyst https://dot.ca.gov/programs/procurement-and-contracts/ mailto:Gurinder.Kaur@dot.ca.gov

Invitation for Price Quote IFPQ Number 04A7205

Purpose and Description of Services

1. Contractor agrees to provide all labor, trash, compost and recycling bins, supplies, materials, travel, equipment, and incidentals; and to pay all associated costs, disposal fees, and taxes;

necessary to provide trash, compost, and recycling collection, hauling, disposal services, and debris removal to Caltrans.

2. Refer to the Proposed Form of Agreement, Exhibit A, for a more complete description of services.

Bidder’s Minimum Qualifications

1. Bidder shall possess at the time of quote submittal, and for the duration of the Agreement, a valid and current Motor Carrier Permit issued from the California Department of Motor Vehicles

(DMV).

2. Failure of bidder to sufficiently provide any or all the minimum qualifications, in the opinion of Caltrans, will result in the bidder’s bid deemed non-responsive.

Price Quotation Requirements and Information

1. Time Schedule

It is recognized that time is of the essence. All bidders are hereby advised of the following schedule and will be expected to adhere to the required dates and times.

Event Date Time (Pacific Time)

IFPQ available to prospective bidders May 12, 2025

Written Question Submittal May 19, 2025 Final Date for Quote Submission May 27, 2025 5:00 P.M.

Proposed Award Date (estimate) June 10, 2025

2. Questions and Answers

A. Questions regarding this IFPQ must be submitted in writing. Bidders are encouraged to submit their written questions by May 19, 2025.

B. Written questions must include the individual's name, firm name, complete address, and must reference IFPQ No. 04A7205. Questions must be sent to the following email:

Email: Gurinder.Kaur@dot.ca.gov C. Written responses to all questions will be collectively compiled and posted as an

Addendum to the Cal eProcure website (https://caleprocure.com/pages/index,aspx). It is the responsibility of the bidder to access the website for any changes or addenda that may be posted. Refer to Section C1, Time Schedule, for the IFPQ’s schedule of events and dates/times. Bidder can contact the Contract Analyst named above.

https://caleprocure.com/pages/index,aspx

3. Costs Included in Bid Rates Quotation prices/rates shall include the cost of employer payments to or on behalf of employees, subsistence, travel, compensation insurance premiums, unemployment contributions, social security taxes, contract bond premiums, and any other taxes or assessments, including but not limited to, sales and use taxes required by law or otherwise and no additional allowance will be made thereof unless separate payment provisions in the Agreement should specifically so provide.

4. Mandatory Organic Waste Recycling Contractor generating organic waste or commercial solid waste shall comply with SB 1383;

also Contractor will arrange for recycling services required by this section in a manner that is consistent with State and local laws and requirements, including a local ordinance or local jurisdiction’s franchise agreement, applicable to the collection, handling, or recycling of organic waste and commercial solid waste. This requirement does not modify, limit, or abrogate Contractor’s right to sell or donate its recyclable organic waste materials consistent with the requirements of Public Resources Code Sections 42649.8 et seq. When applicable, Contractor must comply with these provisions.

5. Motor Carrier Permit Requirements A. Contractor must have a valid Motor Carrier Permit (MCP) issued from the Department of

Motor Vehicles for its services as a Motor Carrier of Property under this Agreement.

Contractor shall pay any required fees necessary to obtain and maintain in good standing the required MCP(s).

B. MCP(s) required for Contractor’s Motor Carriers of Property under California Vehicle Code Sections 34601 and 34620 shall be on file with Contractor for the duration of this Agreement. Upon request of Caltrans Contract Manager or their designee, Contractor must immediately provide to Caltrans a copy of the required MCP(s).

6. Standard Title VI/Nondiscrimination Assurances (DOT Order No. 1050.2A) Caltrans, in accordance with the provisions of Title VI of the Civil Rights Act of 1964 (78 Statute 252, 42 USC Sections 2000d to 2000d-4) and the Regulations, hereby notifies all bidders that it will affirmatively ensure that any agreement entered into pursuant to this advertisement, disadvantaged business enterprises will be afforded full opportunity to submit bids in response to this invitation and will not be discriminated against on the grounds of race, color, or national origin in consideration for an award.

7. Insurance A. The bidder who receives the Agreement award must provide a Certificate of Insurance providing proof of insurance to the Division of Procurement and Contracts within 10 workdays from the date of notification of award. The State’s Office of Risk and Insurance Management will review insurance certificates and/or proof of self-insurance documentation before execution of the Agreement. Refer to the Proposed Form of Agreement, Exhibit E, for the applicable and specific insurance requirements and coverage limits.

B. The insurance carrier shall provide an endorsement for the additional insured statement as follows:

Caltrans, State of California, its officers, agents, and employees shall be included as additional insured, but only with respect to work performed for the State of California under this Agreement.

C. The additional insured endorsement must accompany the certificate of insurance.

D. Satisfying a Self-Insured Retention (SIR) All insurance required by this Agreement must allow, but not require, the State to pay any SIR and/or act as Contractor’s agent in satisfying any SIR. The choice to pay any SIR and/or act as Contractor’s agent in satisfying any SIR is at the State’s discretion. If the State chooses to pay any SIR and/or act as Contractor’s agent in satisfying any SIR, Contractor shall reimburse the State for the same.

E. Available Coverages/Limits In the event the insurance coverages obtained by Contractor is broader in scope than, and/or the limits are higher than, those required under the Agreement, all such broader coverage and/or higher limits available to Contractor shall also be available and applicable to the State.

8. California Civil Rights Laws Any person that submits a bid or proposal to, or otherwise proposes to enter into or renew an Agreement with, a State agency with respect to any Agreement in the amount of one hundred thousand dollars ($100,000) or more shall certify, under penalty of perjury, at the time the bid or proposal is submitted or the Agreement is renewed, that they satisfy all of the conditions set forth in California Public Contract Code Section 2010 and they shall execute the California Civil Rights Laws Certification (DOT ADM-0076), provided as a link in Attachment 3, Required Documents, completed, signed, and returned with its bid or proposal.

9. Darfur Contracting Act A. The Darfur Contracting Act, Public Contract Code Section 10475-10481, applies to any company that currently or within the previous three (3) years has had business activities or other operations outside of the United States. The Act was passed by the California Legislature and signed into law by the Governor to preclude State agencies generally from contracting with “scrutinized” companies that do business in the African nation of Sudan (of which the Darfur region is a part), for the reasons described in Public Contract Code Section 10475. All bidders shall complete the Darfur Contracting Act Certification (DOT ADM-0077), provided as a link in Attachment 3, Required Documents, and submit with the proposal.

B. If your company has not, within the previous three (3) years, had any business activities or other operations outside of the United States, complete Option 1 on the ADM-0077.

C. A scrutinized company is a company doing business in Sudan as defined in PCC Section 10476. Scrutinized companies are ineligible to, and cannot, bid on or submit a proposal for an agreement with a State agency for goods or services (Pub. Cont. Code Section 10477(a)).

D. Therefore, Public Contract Code Section 10478(a) requires a company that currently has (or within the previous three (3) years has had) business activities or other operations outside of the United States to certify that it is not a “scrutinized” company, during the Agreement award process with a State agency.

E. A scrutinized company may still, however, submit a bid or proposal for a Contract with a State agency for goods or services if the company first obtains permission from the Department of General Services (DGS) according to the criteria set forth in Public Contract Code Section 10477(b).

10. Price Quote Submittal A. The Price Quote should be emailed as described below. The price quote must be received by Caltrans, Division of Procurement and Contracts (DPAC), by dates and times shown in Section C, Price Quotation Requirements and Information.

B. The price quote email should be clearly marked with the IFPQ number, title, and ‘PRICE QUOTATION SUBMITTAL’, as shown in the following example:

IFPQ Number: 04A7205

PRICE QUOTATION SUBMITTAL–DO NOT OPEN

C. All quotes shall include the documents identified in the IFPQ; see Attachment 3, Required Documents. Quotes not including the required documents may be deemed non-responsive. A non-responsive price quote is one that does not meet the basic quote requirements.

D. Only an individual who is legally authorized to bind the proposing firm contractually shall sign all documents requiring a signature, and each document must bear a signature.

E. Email to: Gurinder.Kaur@dot.ca.gov F. Pursuant to Government Code Section 14838.5, Caltrans must receive at least two (2) price quotes from certified SB/MBs or at least two (2) price quotes from DVBEs before it can make an agreement award. Therefore, at Caltrans’ discretion, if only one price quote is received, the timeframe for receipt of price quotes may be extended in order to receive the minimum number of quotes required by the Government Code. All prospective bidders will be notified via email or telephone of any extensions.

G. Price quotes must include the performance of all the services described herein. Any attempt to modify the Price Quote Proposal document to deviate from the work specifications will not be considered and will cause a price quote to be rejected.

H. A price quote may be rejected if it is conditional, incomplete, or if it contains any alterations of form or other irregularities of any kind. Caltrans may reject any price quote on the basis that it is not responsive or from a responsible bidder and may waive any immaterial deviation in a quote. Caltrans' waiver of an immaterial defect shall in no way modify the IFPQ document or excuse the bidder from full compliance with all requirements if awarded the Agreement.

I. Costs for developing price quotes and in anticipation of award of the contract are entirely the responsibility of the bidder and shall not be charged to the State.

J. A bidder may modify a price quote after its submission by first withdrawing the original price quote and then by resubmitting a new price quote prior to the price quote submittal deadline. Bidder modifications offered in any other manner, oral or written, will not be considered.

K. A bidder may withdraw a price quote by, prior to price quote submission deadline, submitting a written withdrawal request to Caltrans, at Gurinder.Kaur@dot.ca.gov , signed by the bidder or an agent authorized in accordance with Section L below. A bidder may thereafter submit a new price quote prior to the price quote submittal deadline. Price quotes may not be withdrawn without cause subsequent to the price quote submittal deadline.

L. Only an individual who is authorized to bind the bidding firm contractually shall sign the attached Bid/Bidder Certification Sheet. The signature must also indicate the title or position that the individual holds in the firm. An unsigned quote may be cause for bid rejection.

M. Caltrans may modify the IFPQ prior to the date fixed for submission of price quotations by the issuance of an addendum sent to all parties who received an IFPQ package.

N. Caltrans reserves the right to reject all price quotes for reasonable cause.

O. Bidders are cautioned not to rely on Caltrans during its evaluation process to discover and report to the bidder any defects and errors in the submitted documents. Before submitting their documents, bidders should carefully proof them for errors and full adherence to the IFPQ requirements.

P. Where applicable, bidder should carefully examine work sites and specifications. Bidder shall investigate conditions, character, and quality of surface or subsurface materials or obstacles that might be encountered. No additions or increases to the contract amount will be made due to a lack of careful examination of work sites and specifications.

Q. Caltrans does not accept alternate contract language from a bidder. A price quote with such language will be considered a counterproposal and will be rejected. The State’s General Terms and Conditions (GTC 02/2025) are not negotiable. The GTC 02/2025 may be viewed at Internet site https://www.dgs.ca.gov/OLS/Resources/Page- Content/Office-of-Legal-Services-Resources-List-Folder/Standard-Contract-Language.

11. Evaluation and Selection A. At the time of quote opening, price quotes will be checked for the presence or absence of required information in conformance with the submission requirements of this IFPQ.

B. Caltrans will check the price quote submittal package to verify it received all required documents. Positive verification of required documents will be performed to determine its responsiveness to the State’s needs.

C. Price quotes that contain false or misleading statements, or which provide references, which do not support an attribute or condition claimed by the bidder, shall be rejected.

D. The Agreement, if awarded, shall be awarded to the responsible bidder who submits the lowest price quote and meets all the specifications. A price quote meets the specifications if it complies with all the requirements in this solicitation. In the event of a tie quote, Caltrans will draw lots to determine the successful contractor. Only one (1) price quote may be submitted by an entity: individual, firm, partnership, corporation, joint venture, or combination thereof. Receipt of more than one (1) price quote from an entity will result in all quotes from that entity being rejected and returned to the bidder.

12. Standard Conditions of Service A. Service shall not begin before the start date set forth in the Agreement. After all approvals have been obtained, and the Agreement is executed, should Contractor fail to commence work at the agreed upon time, Caltrans, upon five (5) days written notice to contractor, reserves the right to terminate the Agreement. In addition, contractor shall be liable to Caltrans for the difference between contractor's price quote and the actual cost of performing work by the second lowest bidder or by another contractor.

B. All performance under the Agreement shall be completed on or before the expiration date of the contract.

https://www.dgs.ca.gov/OLS/Resources/Page-Content/Office-of-Legal-Services-Resources-List-Folder/Standard-Contract-Language https://www.dgs.ca.gov/OLS/Resources/Page-Content/Office-of-Legal-Services-Resources-List-Folder/Standard-Contract-Language

C. Antitrust Provisions

1) Bidder offers and agrees, and will require all of his other Subcontractors and suppliers to agree, that if the bid is accepted, it will assign to the purchasing body all rights, title, and interest in and to all causes of action it may have under Section 4 of the Clayton Act (15 USC Section 15) or under the Cartwright Act Chapter 2, commencing with Section 16700, of Part 2 of Division 7 of the Business and Professions Code, arising from purchases of goods, materials, or services by the bidder for sale to the purchasing body pursuant to the bid. Such assignment shall be made and become effective at the time the purchasing body tenders final payment to the bidder (Gov. Code Section 4552).

2) If the awarding body or public purchasing body receives, either through judgment or settlement, a monetary recovery for a cause of action assigned under this Government Code Sections 4550-4554, the assignor shall be entitled to receive reimbursement for actual legal costs incurred and may, upon demand, recover from the public body any portion of the recovery, including treble damages and attributable overcharges that were paid by the assignor but were not paid by the public body as a part of the price quote, less the expenses incurred in obtaining that portion of the recovery.

3) Upon demand in writing by the assignor, the assignee shall, within one year from such demand, reassign the cause of action assigned under Government Code Sections 4550-4554 if the assignor has been or may have been injured by the violation of law for which the cause of action arose and (a) the assignee has not been injured thereby, or (b) the assignee declines to file a court action for the cause of action (See Government Code Section 4554).

D. If the bidder is awarded the Agreement and refuses to sign the Agreement presented for signature within the time and manner required, the bidder will be liable to Caltrans for actual damages resulting to Caltrans therefrom or 10 percent (10%) of the amount quoted, whichever is less.

E. Loss Leader usage is prohibited in this solicitation: It is unlawful for any person engaged in business within this State to sell or use any article or product as a “loss leader” as defined in Business and Professions Code Section 17030. “Loss Leader” means any article or product sold at less than cost where, a) the purpose is to induce, promote, or encourage the purchase of other merchandise; or b) the effect is a tendency or capacity to mislead or deceive purchasers of prospective purchasers; or c) the effect is to divert trade from or otherwise injure competitors.

F. No oral understanding or agreement shall be binding on either party.

13. Executive Order N-6-22 – Russian Sanctions

On March 4, 2022, Governor Gavin Newsom issued Executive Order N-6-22 (the EO) regarding Economic Sanctions against Russia and Russian entities and individuals. “Economic Sanctions” refers to sanctions imposed by the U.S. government in response to Russia’s actions in Ukraine, as well as any sanctions imposed under state law unless the contract has been Federalized (i.e. there is federal participation in any phase). By submitting a bid or proposal, Contractor represents that it is not a target of Economic Sanctions. Should the State determine Contractor is a target of Economic Sanctions or is conducting prohibited transactions with sanctioned individuals or entities, that shall be grounds for rejection of the https://www.gov.ca.gov/wp-content/uploads/2022/03/3.4.22-Russia-Ukraine-Executive-Order.pdf

Contractor’s bid/proposal any time prior to contract execution, or, if determined after contract execution, shall be grounds for termination by the State.

14. Executive Order N-12-23 – Generative Artificial Intelligence (GenAI) Technology Use and Reporting A. The State of California seeks to realize the potential benefits of GenAI, through the development and deployment of GenAI tools, while balancing the risks of these new technologies.

B. Bidder / Offeror must notify the State in writing if it:

1) intends to provide GenAI as a deliverable to the State; or

2) intends to utilize GenAI, including GenAI from third parties, to complete all or a portion of any deliverable that materially impacts:

a) functionality of a State system,

b) risk to the State, or

c) Contract performance.

Note: For avoidance of doubt, the term “materially impacts” shall have the meaning set forth in State Administrative Manual (SAM) § 4986.2 Definitions for GenAI.

C. Failure to report GenAI to the State may result in disqualification. The State reserves the right to seek any and all relief to which it may be entitled to as a result of such non-disclosure.

D. Upon notification by a Bidder / Offeror of GenAI as required, the State reserves the right to incorporate GenAI Special Provisions into the final contract or reject bids/offers that present an unacceptable level of risk to the State.

E. Government Code 11549.64 defines “Generative Artificial Intelligence (GenAI)” as an artificial intelligence system that can generate derived synthetic content, including text, images, video, and audio that emulates the structure and characteristics of the system’s training data.

STATE OF CALIFORNIA ∙ DEPARTMENT OF TRANSPORTATION

PRICE QUOTE PROPOSAL Attachment 1 ADM-1412 (REV. 10/2024) Agreement Number 04A7205

Contractor’s Name (Please Print):

Item Number

Estimated Quantity

Unit Of Measure Item

Unit Price (Price Per

Unit of Measure)

Total (Estimated Quantity X Unit Price)

1 120 Per Bin

Scheduled pick-up: All labor, trash bins, equipment, travel, and incidentals, and pay all associated costs, fees, and taxes, necessary to provide trash collection, hauling, and disposal services of size four (4) cubic yard trash bin, as described in Exhibit A, Scope of Work.

2 80 Per Bin

Scheduled pick-up: All labor, trash bins, equipment, travel, and incidentals, and pay all associated costs, fees, and taxes, necessary to provide recyclable materials collection, hauling, and recycling services of size four (4) cubic yard recycle bin, as described in Exhibit A, Scope of Work.

3 120 Per Bin

Scheduled pick-up: All labor, trash bins, equipment, travel, and incidentals, and pay all associated costs, fees, and taxes, necessary to provide compost collection, hauling, and disposal services of size four (4) cubic yard composting bin, as described in Exhibit A, Scope of Work.

4 600 Cubic Yard

All labor, trash bins, equipment, travel, and incidentals, and pay all associated costs, fees, and taxes, necessary to provide normal on-call trash collection, hauling, and disposal services. Contractor must separate recyclable personal property from trash and treat it accordingly at the location, as described in Exhibit A, Scope of Work.

5 60 Cubic Yard

All labor, trash bins, equipment, travel, and incidentals, and pay all associated costs, fees, and taxes, necessary to provide emergency trash collection, hauling, and disposal services. Contractor must separate recyclable personal property from trash and treat it accordingly as described in Exhibit A, Scope of Work.

6 160 Hour

All labor, trash bins, equipment, travel, and incidentals, and pay all associated costs, fees, and taxes, necessary to provide additional trash collection, disposal, and debris hauling services, as described in Exhibit A, Scope of Work.

STATE OF CALIFORNIA ∙ DEPARTMENT OF TRANSPORTATION

PRICE QUOTE PROPOSAL Attachment 1 ADM-1412 (REV. 10/2024) Agreement Number 04A7205

1) The above quantities are estimates only and are given as a basis for comparison of quotes. No guarantee is made or implied as to the exact quantity that will be needed.

2) In case of discrepancy between the unit price and the total set forth for a unit basis time, the unit price shall prevail.

3) Please do not alter, modify, or change this quote proposal sheet. Any alterations, modifications, or changes to this quote proposal sheet will be grounds to reject the quote.

4) Each line item must be quoted. Please do not leave any unit price column blank or this quote proposal sheet will be deemed non-responsive.

Total This Proposal (line item 1-6)

Attachment 2

Bid/Bidder Certification Sheet

Only an individual who is authorized to bind the bidding firm contractually shall sign the Bid/Bidder Certification Sheet. The signature must indicate the title or position that the individual holds in the firm.

This Bid/Bidder Certification Sheet must be signed and returned along with all “required attachments” as an entire package. The price quote must be transmitted in accordance with IFPQ instructions.

A. Our all-inclusive price quote is submitted and marked “Price Quotation Submittal–Do Not Open”.

B. All required attachments are included with this certification sheet.

C. The signature affixed hereon and dated certifies compliance with all the requirements of this bid document. The signature below authorizes the verification of this certification.

D. The signature and date affixed hereon certifies that this bid is a firm offer for a 90-day period.

An Unsigned Bid/Bidder Certification Sheet May Be Cause for Bid Rejection

1. Company Name 2. Telephone Number 2a. Fax Number

2b. Email Address

3. Address

Indicate your organization type:

4. Sole Proprietorship 5. Partnership 6. Corporation Indicate the applicable employee and/or corporation number:

7. Federal Employee ID No. (FEIN) 8. California Corporation No.

Indicate the Department of Industrial Relations information:

9. Contractor Registration Number Indicate applicable license and/or certification information:

10. Contractors State License Board

Number

11. PUC License Number

CAL-T-

12. Required

Licenses/Certifications

13.Proposer’s Name (Print) 14. Title

15. Signature 16. Date

17. Are you certified with the Department of General Services, Office of Small Business and Disabled Veteran Business Enterprise Services (OSDS) as:

a. Small Business Enterprise Yes No If yes, enter certification number:

b. Disabled Veteran Business Enterprise Yes No If yes, enter your service code below:

Note: A copy of your Certification is required to be included if either of the above items is checked “Yes”.

Date application was submitted to OSDS, if an application is pending: _________________

Attachment 2

Bid/Bidder Certification Sheet

Completion Instructions for Bid/Bidder Certification Sheet Complete the numbered items on the Bid/Bidder Certification Sheet by following the instructions below.

Item Numbers Instructions

1, 2, 2a, 2b, 3 Must be completed. These items are self-explanatory.

Check if your firm is a sole proprietorship. A sole proprietorship is a form of business in which one person owns all the assets of the business in contrast to a partnership and corporation. The sole proprietor is solely liable for all the debts of the business.

Check if your firm is a partnership. A partnership is a voluntary agreement between two or more competent persons to place their money, effects, labor, and skill, or some or all of them in lawful commerce or business, with the understanding that there shall be a proportional sharing of the profits and losses between them. An association of two or more persons to carry on, as co-owners, a business for profit.

Check if your firm is a corporation. A corporation is an artificial person or legal entity created by or under the authority of the laws of a state or nation, composed, in some rare instances, of a single person and his successors, being the incumbents of a particular office, but ordinarily consisting of an association of numerous individuals.

7 Enter your Federal employee tax identification number.

Enter your corporation number assigned by the California Secretary of State. This information is used to verify if a corporation is in good standing and qualified to conduct business in California.

Enter your Contractor Registration Number assigned by the Department of Industrial Relations (DIR). This Information will be used to determine if you are registered with DIR.

Complete if your firm holds a California contractor’s license. This information will be used to verify possession of a contractor’s license for public works agreements.

11 Complete if your firm holds a PUC license. This information will be used to verify possession of a PUC license for public works agreements.

12 Complete, if applicable, by indicating the type of license and/or certification that your firm possesses and that is required for the type of services being procured.

13, 14, 15, 16 Must be completed. These items are self-explanatory.

If certified as a Small Business Enterprise, place a check in the “Yes” box, and enter your certification number on the line. If certified as a Disabled Veteran Business Enterprise, place a check in the “Yes” box and enter your service code on the line. If you are not certified to one or both, place a check in the “No” box. If your certification is pending, enter the date your application was submitted to the Department of General Services, Office Small Business and DVBE Services. To get certified, go to https://www.dgs.ca.gov/PD/About/Page-Content/PD-Branch- Intro-Accordion-List/Office-of-Small-Business-and-Disabled-Veteran-Business- Enterprise/Certification-Program.

https://www.dgs.ca.gov/PD/About/Page-Content/PD-Branch-Intro-Accordion-List/Office-of-Small-Business-and-Disabled-Veteran-Business-Enterprise/Certification-Program https://www.dgs.ca.gov/PD/About/Page-Content/PD-Branch-Intro-Accordion-List/Office-of-Small-Business-and-Disabled-Veteran-Business-Enterprise/Certification-Program https://www.dgs.ca.gov/PD/About/Page-Content/PD-Branch-Intro-Accordion-List/Office-of-Small-Business-and-Disabled-Veteran-Business-Enterprise/Certification-Program

Attachment 3

Required Documents The following documents should be submitted, or your bid may be considered non-responsive.

Do not submit this checklist, the Proposed Form of Agreement, company advertisements, brochures, informational pamphlets, or any other document unless specifically noted in the IFPQ Requirements and/or as listed below.

☐ Attachment 1 – Price Quote Proposal (ADM-1412)

☐ Attachment 2 – Bid/Bidder Certification Sheet

☐ Copy of current and valid Motor Carrier Permit issued from the California Department of Motor Vehicles (DMV)

☐ California Civil Rights Laws Certification (DOT ADM-0076) California Civil Rights Laws Certification

☐ Darfur Contracting Act Certification (DOT ADM-0077) Darfur Contracting Act Certification

The following documents will be requested of the WINNING BIDDER at time of contract award;

they are NOT required at time of bid submittal:

☐ Contractor Certification Clauses (CCC 04/2017) Contractor Certification Clauses

☐ Insurance (Requirements outlined in Proposed Form of Agreement, Exhibit E, Items 1 & 2)

☐ Payee Data Record (STD 204) Payee Data Record https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DOTADM0076 https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DOTADM0076 https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DOTADM0077 https://www.dgs.ca.gov/-/media/Divisions/OLS/Resources/CCC-042017.pdf?la=en&hash=4DE3E4DC414511AE378794200BA43EBF91C758EE https://www.documents.dgs.ca.gov/dgs/fmc/pdf/std204.pdf

Attachment 4 Proposed Form of Agreement

Note to Bidders: The following pages represent a sample of the Agreement that will be awarded, if any, from this IFPQ. Please review it carefully and present any questions in writing to the contact identified for this IFPQ.

2. The term of this Agreement is:

Contractor’s Name Agreement Number 04A7205

Exhibit A

Commercial Services–State cope of Work

1. Contractor agrees to provide all labor, trash, compost and recycling bins, supplies, materials, travel, equipment, and incidentals; and to pay all associated costs, disposal fees, and taxes; necessary to provide trash, compost, and recycling collection, hauling, disposal, and debris removal services to the Caltrans, as described herein.

2. Subcontracting is not permitted under this Agreement. All references to subcontracting or subcontractors as found herein are not applicable to this Agreement.

3. The services shall be performed at properties administered by Caltrans District 4 Right of Way, Property Management and Excess Lands Sections in Marin, Napa, Solano, and Sonoma Counties.

See Attachment A Property Management Properties for a list of properties to be serviced. There is no guarantee that any of the properties listed in the attachment will require trash, recycling, compost, debris removal. Unless specifically stated otherwise in this Agreement, Caltrans assumes no responsibility for conditions not evident at the time of bid opening nor for subsequent changes to the parcels outside the control of Caltrans including but not limited to: damage caused by nature or by vandalism.

4. Any reference to Caltrans Contract Manager shall also include his/her designee.

5. This Agreement will commence on January 1, 2026 (estimate), or upon approval by the

Department of General Services (DGS), whichever is later, and no work shall begin before that time. This Agreement is of no effect unless approved by DGS. Contractor shall not receive payment for work performed prior to approval of the Agreement and before receipt of notice to proceed by Caltrans Contract Manager. This Agreement will expire on June 30, 2027 (estimate). The services shall be provided during working hours 8:00 a.m. to 5:00 p.m., Monday through Friday, except holidays. As requested by the Caltrans Contract Manager, Contractor may be required to provide services outside of normal business hours, including on weekends and State holidays, to complete emergency services. The parties may amend this Agreement as permitted by law.

6. All inquiries during the term of this Agreement will be directed to the project representatives listed below. Contractor shall provide advance written notice and receive advance written approval by Caltrans Contract Manager, without the necessity of an amendment, before changing the Project Manager noted below.

California Department of Transportation (Caltrans) Contractor: TBD Section/Unit: Section/Unit: N/A Contract Manager: TBD Project Manager:

Address: Address:

Business Phone Number: Business Phone Number:

Email: Email:

7. Assignment of Work

A. Contractor shall perform trash, compost, and recyclable material pick-up, hauling, disposal, and debris removal as requested by Caltrans Contract Manager via Service Request for regularly scheduled work, normal as-needed work, and emergency work.

B. All work assigned shall be limited to the type of work specified in this Exhibit A, Scope of Work. Payment for these services shall be in accordance with Exhibit B, Budget Detail and Payment Provisions and Attachment 1, Price Quote Proposal. A sample Service Request is shown in Attachment 2.

C. Work assigned to Contractor may also be initiated through service calls. All service calls will be followed up with a written Service Request within three (3) working days.

D. Normal as-needed Service Request assignments and service calls shall be completed within five (5) working days after issuance of the Service Request unless additional time is authorized by Caltrans Contract Manager. Scheduled services shall be performed according to an agreed upon schedule.

E. Contractor shall be at the site to begin work in response to emergency service calls within 24 hours after receipt of the call, and work must be completed within 48 hours of the call or as specified and authorized by Caltrans Contract Manager. Emergency service calls will be followed up with a written Service Request within three (3) working days.

F. It is understood and agreed that all work assigned pursuant to this Agreement is to be performed in accordance with this Agreement. In no case shall Contractor accept Service Requests directly from tenants, lessees, or other contractors.

G. In no case shall Contractor engage in any solicitation of business that might subject Caltrans to any liability for payment while providing services on Caltrans property.

H. Caltrans will pay only for work requested by Caltrans Contract Manager, who will notify Contractor of the location, nature, and extent of the work to be done. The service call and Service Request shall be the complete instruction and authorization for the proposed work and Contractor shall comply fully with all instructions therein.

I. Contractor shall only perform the work authorized on the Service Request. If non-contemplated work is required to accomplish the intent of the assignment, additional authorization shall be obtained from Caltrans Contract Manager before said work is begun and the Service Request shall be amended accordingly.

J. Contractor shall begin work upon issuance of a Service Request. Failure to begin work or to complete assigned work in the time required shall be considered default and be grounds for termination of this Agreement pursuant to Exhibit D, Item 2, Termination.

8. Description of Work A. Regularly Scheduled Pick-ups

1) Unless otherwise directed in a Service Request, Contractor shall furnish the following trash, compost and recycling pick-up, transport, and disposal services at the regularly scheduled pick-up location:

a) One (1) four (4) cubic yard (CY) bin for general trash and debris,

b) One (1) four (4) CY bin for composting materials, and

c) One (1) four (4) CY bin for recycling materials.

2) All containers shall be placed in a location approved by Caltrans Contract Manager.

3) All containers shall have retractable covers that operate smoothly and with ease, so containers remain covered in accordance with National Pollutant Discharge Elimination System (NPDES) storm water requirements.

4) Regularly scheduled pick-up services will occur on weekdays as described in the Service Request. No normal pick-up services shall occur on State holidays, as listed below. If a listed State holiday falls on a scheduled pick-up date, Contractor shall pick up the trash on the following business day. If a listed State holiday falls on a Sunday, the following Monday shall be considered a State holiday. State holidays are:

January 1 New Year’s Day

Third Monday in January Martin Luther King Day

Third Monday in February Presidents’ Day

March 31 Last Monday in May

Cesar Chavez Day Memorial Day

July 4 Independence Day

First Monday in September Labor Day

November 11 Veterans Day

Fourth Thursday in November Thanksgiving Day

Fourth Friday in November Day after Thanksgiving

December 25 Christmas Day

5) Following Agreement execution, Caltrans Contract Manager will arrange a mutually agreeable pick-up schedule with Contractor, to assure that scheduled properties will be accessible for trash pick-up.

6) Contractor shall remove, replace, or empty the bins according to the schedule as described in the Service Request.

7) Additional pick-ups may be requested by issuance of additional Service Requests by Caltrans Contract Manager. Contractor shall make additional pick-ups within three (3) working days of such issuance by Caltrans Contract Manager. If Contractor does not pick up within three (3) working days, Contractor shall be responsible for cleaning up all trash overflow placed on or adjacent to the bin(s) at no additional cost to Caltrans.

8) The materials to be disposed of include, but are not limited to, tires, metal, plastic, fiberglass, fabric, glass, asphalt, dirt, concrete, wood, and landscape trimmings.

9) The trash is not expected to, but may unintentionally, include hazardous waste. If hazardous waste is encountered, it will be handled according to Paragraph 10 below.

10) Tires, carcasses, metal, plastic, fiberglass, glass, asphalt, dirt, concrete, and other trash may include constituents of concern. These materials are not pre-determined to be hazardous waste. Contractor shall inspect the materials before taking possession of the materials.

11) Travel time from the worksite to the disposal or recycling site shall be included as a part of Contractor’s Price Quote Proposal, Attachment 1, and no additional compensation shall be paid for travel time.

12) Caltrans Contract Manager must sign and date all pick-up tickets. If Caltrans staff are not available to sign a pick-up ticket within 24 hours of pick-up, Contractor shall fax or email the pick-up ticket to Caltrans Contract Manager. All pick-up tickets are to be included with the disposal receipts and invoices for verification of pick-ups.

B. Normal and Emergency As-Needed Debris Removal, Hauling and Disposal On an as-needed basis, Contractor shall also perform general debris removal, hauling and disposal as assigned in a Service Request. Each Service Request will specify whether normal or emergency response times are required. Service Requests may require collection of dumped, abandoned, or otherwise scattered trash, debris or personal property, including abandoned homeless camp property. Contractor will not be required to remove or disturb persons occupying Caltrans properties or handle any hazardous substances/materials under this Agreement. Refer to Section 10 below.

9. General Contractor Responsibilities A. Contractor will conduct operations in such a manner as to avoid damage to adjacent property.

If any such property is damaged by reason of Contractor’s operation, it shall be replaced or restored at Contractor’s expense and to the satisfaction of Caltrans Contract Manager.

B. Contractor is solely responsible for any injuries, losses, and damages caused by the Contractor, its employees, or its agents.

C. Caltrans and its employees are not responsible for any injury, loss, or damage that may occur to Contractor, its employees, vehicles, equipment, tools, or materials.

D. Contractor shall remove any trash strewn in the bin area during the process of pick-up.

Contractor must respond within a 24 hour period following the request to correct any unacceptable condition, unless instructed otherwise by Caltrans Contract Manager.

E. Contractor’s vehicles shall be in good operating condition and free of leaking fluids. Vehicles not meeting these requirements will not be allowed to pick up trash until the requirements are met. Any spills or leaks shall be cleaned up by Contractor at no additional charge.

F. At all times for the duration of this Agreement, Contractor and its employees shall maintain all current permits and licenses from local enforcement agencies (such as city and county) required for the services described in this Agreement.

G. Contractor shall abide by all applicable laws regarding trash, composting, and recycling pick-up, hauling, disposal, and debris removal services.

H. A filled bin or open-top vehicle leaving any Caltrans facility or site shall be properly and lawfully covered and tarped.

I. Contractor shall utilize disposal sites that are licensed and legally authorized to accept the material that is the subject matter of this Agreement.

J. Contractor must provide written receipts from the used disposal site, to ensure Contractor followed the proper disposal process for each bin or vehicle, and legally disposed of the contents of same. Receipts shall accompany the invoices submitted to Caltrans Contract Manager for payment. Disposal receipts shall include the following:

1) Agreement number

2) Date(s) of service

3) Weight of trash (tonnage)

4) Name of disposal site

5) Signature of disposal site employee

6) Disposal fee receipts (if applicable) are required for reimbursement. Costs of disposal fees are to be substantiated by a copy of the appropriately signed invoice verifying the actual cost.

K. Once Contractor takes possession of materials, Contractor shall take ownership of the materials and shall dispose of or recycle the materials in a lawful manner.

L. Transportation of trash, compost, and recycling materials shall be in compliance with all laws and regulations of the State of California. Neither the State nor Caltrans will be responsible for any mishandling and/or any unlawful acts that Contractor or its workers might perform in the performance of this Agreement. Trash, compost, and recycling materials shall be disposed of in a legal manner.

M. Contractor shall ensure that only qualified and competent employees are permitted on the work site and that the work is safely performed to the highest industry standards.

N. Contractor shall take all necessary precautions to prevent injury or hazard to Caltrans employees or visitors and shall avoid causing unreasonable inconvenience to any person doing business on Caltrans property. In the event Contractor’s operation creates a condition hazardous to Caltrans property, its occupants, or the public, Contractor shall provide warning signs alerting to any dangerous conditions at Contractor’s own expense and without cost to Caltrans.

O. Items encountered by Contractor on Caltrans property that have apparent value and are not fouled with human waste or other hazardous material shall be collected by Contractor and turned over to Caltrans.

P. Contractor and its employees shall be aware that they are working on Caltrans property and be courteous and respectful at all times. Contractor and its employees shall refrain from using loud voices, inappropriate language, and shall conduct themselves in a professional manner at all times. If any employee of Contractor displays any behavior that Caltrans Contract Manager deems inappropriate or offensive, Caltrans Contract Manager shall have the right to remove that employee from doing further work on this Agreement.

10. Discovery of Asbestos, Lead-based Paint, or Other Hazardous Substances/Materials A. If Contractor discovers or suspects the presence of asbestos, lead-based paint, or other known hazardous substances/materials in a work area under the Agreement, Contractor shall stop work immediately. Contractor shall verbally notify Caltrans Contract Manager of these findings immediately and confirm verbal notification in writing within 24 hours. Contractor is not responsible for any work related to clean up or disposal of these substances.

B. Continuation of work shall not commence until Contractor has been authorized to do so in writing by Caltrans Contract Manager.

C. Should it become necessary to terminate any service, Contractor shall be compensated only for work completed to Caltrans Contract Manager’s satisfaction. No payment shall be made to Contractor for delay or lost profits anticipated for uncompleted work.

D. Failure to notify Caltrans Contract Manager of the discovery of asbestos, lead-based paint, or other hazardous substances/materials may result in immediate termination of the Agreement for default per Exhibit D, Item 2, Termination. Contractor shall be responsible for all damages arising from failure to disclose the discovery of any hazardous substances.

11. Damages to Caltrans Property In the event that any Caltrans property is damaged as a result of the actions of Contractor or its employees, Contractor shall repair, at its sole expense, the damage which has occurred as a direct result of Contractor or its employees. Repair efforts must be performed in a manner which ensures all warranties are maintained for any products that are damaged. Repair efforts shall include payment by Contractor of the full cost for all required labor and materials. If the repair must be completed by an outside entity, Caltrans Contract Manager shall pre-approve the entity hired to complete the work.

12. Final Clean Up A. Contractor shall leave the work site in a neat and clean condition. Contractor shall clean and keep work areas in an orderly, safe, and clean condition including, but not limited to, treating spills and smudges. If work site is not left in a clean and orderly condition, Contractor shall be called back to correct the condition at no extra charge to Caltrans.

B. Contractor shall own and assume all responsibility for litter, waste, debris, and similar materials arising from or produced by work performed under this Agreement. Contractor shall haul away and legally discard any materials or debris caused by its work actions from work areas.

C. Contractor’s Price Quote, Attachment 1, shall include the cost to dispose of or recycle materials picked up and Contractor shall be responsible for such disposal and recycling costs.

13. Inspection and Acceptance for Payment Work is subject to inspection and acceptance at all times by Caltrans Contract Manager. Caltrans Contract Manager shall have the ultimate responsibility and authority to determine whether Contractor has satisfied all Contractor’s duties and obligations under the Agreement, including specifically whether Contractor has delivered all work product and deliverables and whether…

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