FY24 NSEP NOFO_SFOP0010108.pdf

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Nonproliferation Scientist Engagement Program
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This notice of funding opportunity from the Department of State announces $6 million available through the Nonproliferation Scientist Engagement Program to support displaced Ukrainian and emigre scientists. Eligible applicants include not-for-profit organizations, think tanks, educational institutions, federally funded research centers and for-profit organizations.

The program seeks proposals for four lines of effort including sustainable civilian research grants for emigre scientists in Central Asia and the Caucasus, virtual fellowships for Ukrainian scientists, knowledge security training, and capacity building support. Awards between $200,000 to $1 million will be provided through cooperative agreements for a 12-month period beginning October 2024. Proposals are due January 31, 2024 and will be evaluated based on activities addressing nonproliferation objectives, organizational capabilities, budgets, measurable engagement impacts and diversity considerations. Federal assistance will be administered according to 2 CFR 200 and relevant terms and conditions.

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FY24 CTR Project Proposal Template 231030.docx DOCX document
FY24 CTR Consolidated Project List 240126.xlsx XLSX spreadsheet
FY24 CTR Consolidated Project List.xlsx XLSX spreadsheet
DEIA NOFO Doc_Fall2023_final_231010.docx DOCX document
Budget Detail & Budget Summary - TEMPLATE.xlsx XLSX spreadsheet

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U.S. DEPARTMENT OF STATE

Bureau of International Security and Nonproliferation, Office of Cooperative Threat

Reduction (ISN/CTR) Notice of Funding Opportunity

Funding Opportunity Title: Nonproliferation Scientist Engagement Program Funding Opportunity Number: SFOP0010108 Deadline for Applications: January 31, 2024, 11:59PM EDT Assistance Listing Number: 19.033 Total Amount Available: $6,000,000

A. PROGRAM DESCRIPTION

The Department of State’s Bureau of International Security and Nonproliferation, Office of Cooperative Threat Reduction (ISN/CTR) is pleased to announce an open competition for assistance awards through this Notice of Funding Opportunity (NOFO). ISN/CTR sponsors foreign assistance activities funded by the Nonproliferation, Antiterrorism, Demining and Related Programs (NADR) and other accounts, and focuses on mitigating weapons of mass destruction (WMD) and WMD-related delivery systems proliferation and security threats from non-state actors and proliferator states. An underlying aim of all ISN/CTR’s efforts is long-term sustainability to maximize programmatic impact while minimizing the need for foreign partners to rely on outside financial or technical assistance.

ISN/CTR administers the Nonproliferation Scientist Engagement Program (NSEP). The program provides near-term capacity-building and research support to Ukrainian and other former Soviet émigré civilian scientists, technicians, and engineers (STEs) with dual-use relevant expertise who are geographically displaced or otherwise rendered financially vulnerable to proliferator state exploitation due to Russia’s further invasion of Ukraine. The NSEP focuses narrowly on that subset of Ukrainian and émigré STEs who have scientific or engineering expertise that could be redirected and exploited by proliferator states or rogue actors to support nuclear, biological, chemical, or missile programs that could be used to attack the United States and our allies and partners. Via the following lines of effort, the NSEP seeks to provide near-term capacity-building and research support for a time-limited period to engage

1) displaced Ukrainian STEs wherever they currently reside (whether within Ukraine or abroad) on a virtual or hybrid basis and 2) émigré STEs from the former Soviet Union with dual-use relevant expertise. Efforts to relocate scientists are out of scope for the program.

In total, the NSEP will implement four discrete lines of effort in FY24:

1) Sustainable Civilian Research and Development Grants for Displaced Émigré Scientists:

As the primary focus, this program seeks to fund twelve-month peaceful research projects that embed émigré scientists with dual-use relevant expertise in local civilian research institutes in third country locations such as Armenia, Georgia, Kazakhstan, Kyrgyzstan, Tajikistan, and Turkey. The program seeks to foster long-term peaceful collaboration between émigré scientists and their local research community for responsible, secure, and safe scientific research.

2) Virtual Fellowships for Ukrainian Scientists: As the program’s secondary focus, virtual short-term fellowships (either individual or group) and similar opportunities for eligible displaced Ukrainian scientists to supplement their income on a temporary basis while simultaneously building their capacity to conduct peaceful and responsible civilian research, writing, publication, and scientific collaboration with foreign partners under their displaced circumstances.

3) Knowledge Security Training: Tailored capacity-building support for eligible Ukrainian or émigré scientists in knowledge security, individual cybersecurity, and intellectual property protection to protect sensitive dual-use knowledge from unwitting disclosure to proliferator states or other malign actors.

4) Enhancing Capacity to Find Near-Term Civilian Research Opportunities for Displaced Scientists: Tailored capacity-building support in topics such as research vetting, proposal writing, microgrants, and related support for eligible Ukrainian or émigré scientists to help these STEs find near-term civilian research opportunities. This support could also include a microgrant component to support travel to conferences, publication of work, and other short-term career-related opportunities.

5) Other Programming: Innovative cooperative programming to address the nonproliferation mission described in this NOFO.

Priority Regions: This program prioritizes émigré scientists, technicians, and engineers with dual-use expertise who are currently located in Central Asia, the Caucasus, and other locations in Europe. The program also prioritizes Ukrainian scientists, technicians, and engineers with dual-use expertise wherever they reside, with a recognition that this community largely remains either within Ukraine or within the Eastern, Central, and Southern European region.

Additionally, the program anticipates primarily engaging experts on a virtual basis in Ukraine, and on a virtual or hybrid basis in the Baltics and Eastern, Central and Southern Europe; the Southern Caucasus, and Central Asia. As a U.S. foreign assistance program authorized to deliver nonproliferation capacity-building abroad, the program does not engage Ukrainian or émigré STEs located in the United States, nor does the program support the relocation of Ukrainian or émigré scientists to the United States or any other location. The program does not fund the activity of experts from countries other than Ukraine or the former Soviet Union or train personnel at U.S.-based institutions. This program will NOT fund individuals or activities located within the Russian Federation or employed by the Government of the Russian Federation.

Program Objectives:

ISN/CTR sponsors foreign assistance activities funded by the Nonproliferation, Antiterrorism, Demining and Related Programs (NADR) and other accounts, and focuses on mitigating proliferation and security risks from state and non-state actors.

In Fiscal Year 2024 (FY24), the Nonproliferation Scientist Engagement Program will fund activities that align with and support one or more of its five goals. Proposals should clearly indicate which of the four goals the work is intended to support.

Nonproliferation Scientist Engagement Program Goals:

1) Implementing sustainable peaceful research grants for émigré dual-use scientists, technicians, and engineers (STEs) to supplement their income on a temporary basis and foster long-term sustainable collaboration with local research institutes in third country locations where these emigres are currently based without requiring further travel or relocation. These fellowships are intended to embed groups of émigré STEs with local research institutes for responsible, secure, safe, and supervised peaceful research in these institutes, and can also include nationals of the local host institute.

These fellowships should have an ISN/CTR-approved scope of peaceful civilian work, with funding provided directly by the implementer to the émigré scientists performing the work, based on monthly reports submitted or similar deliverables. ISN/CTR relies on its implementing organizations to conduct targeted outreach to émigré partners; solicit applications; identify subject matter experts to review proposals, provide recommendations, and act as collaborators for selected proposals; administer the fellowship program and funding; and conduct monitoring and reporting to ISN/CTR. This line of effort is exclusively focused on émigré scientists with dual-use relevant expertise in Central Asia, the Caucuses, and elsewhere in Europe. This program will NOT fund individuals or activities located within the Russian Federation, or employed by the Government of the Russian Federation.

2) Providing virtual fellowships and similar opportunities for Ukrainian dual-use scientists, technicians, and engineers (STEs) to supplement their income on a temporary basis in support of peaceful civilian research, writing, publication, and engagement that can occur on a virtual and/or hybrid basis or otherwise without requiring travel or relocation. The program seeks to provide twelve-month virtual fellowships and similar opportunities, based on applications submitted and assessed on a competitive basis, to supplement Ukrainian experts’ income while they pursue specific, longer-term civilian research, writing, publication, and engagement activities.

Fellowships are intended for both individuals and/or groups of STEs and should have an ISN/CTR-approved scope of peaceful civilian work, with funding provided directly by the implementer to the Ukrainian scientists performing the work, based on monthly reports submitted or similar deliverables. ISN/CTR relies on its implementing organizations to conduct outreach to Ukrainian partners; solicit applications; identify subject matter experts to review proposals, provide recommendations, and act as collaborators for selected proposals; administer the fellowship program and funding; and conduct monitoring and provide reporting to ISN/CTR. This line of effort is exclusively focused on Ukrainian scientists with dual-use relevant expertise in Ukraine, the Baltics, Eastern, Central, and Southern Europe.

3) Strengthening Ukrainian or émigré scientists’ capacity to conduct knowledge security best practices to safeguard dual-use knowledge from inadvertent disclosure, protect their sensitive intellectual property, and implement individual cybersecurity best practices to mitigate the risk of online exploitation from proliferator states. This capacity-building may be conducted via virtual or hybrid formats, either synchronous or asynchronous, in locations where Ukrainian or émigré dual-use scientists are clustered.

Implementers will be responsible for outreach to Ukrainian or émigré participants, participant registration, agenda and curriculum development and delivery, all logistical arrangements, event implementation, project monitoring and reporting to ISN/CTR.

4) Enhancing and sustaining Ukrainian or émigré scientists’ capacity to find near-term interim civilian research opportunities through grants and proposal writing, research vetting, and other training and support. This capacity-building may be conducted via virtual or hybrid formats, either synchronous or asynchronous, in locations where Ukrainian or émigré dual-use scientists are clustered. This support could also include a microgrant component to support travel to conferences, publication of work, and other career-related opportunities. Implementers will be responsible for outreach to Ukrainian or émigré participants, participant registration, agenda and curriculum development and delivery, all logistical arrangements, event implementation, project monitoring and reporting to ISN/CTR.

5) Designing and delivering other innovative cooperative programming to address the nonproliferation mission described in this NOFO.

Other Considerations:

• Leveraging Technical and Other Expertise: The program may incorporate experts from U.S. and international technical organizations, national laboratories, academia, non-governmental organizations, and industry in its relevant activities. ISN/CTR seeks to facilitate long-term collaboration between Ukrainian and/or émigré scientists and foreign partners but does not seek to displace scientists from their current employment or location.

• Tailored Engagement Strategies: ISN/CTR sponsors projects that are relevant to each Ukrainian and/or émigré scientists’ needs, capabilities, location, and circumstances.

These activities do not use a one-size-fits-all approach. Instead, they are tailored based on the technical and human capacity of the community involved, as well as cultural and policy considerations and build upon previous engagements and relationships from ISN/CTR or other experts.

• Utilizing Innovative Technology: To sustain developments made during trainings and to provide consistent, regular support throughout project implementation, ISN/CTR encourages the use of online training modules readily accessible outside a traditional work environment and virtual communication for capacity building.

• Concrete Impact: The program seeks to move beyond generic awareness-raising and one-off engagement to adopt implement, and sustain best practices. To accomplish the project objective, ISN/CTR is open to a variety of approaches, including leveraging private sector capabilities. Proposals that provide specific and feasible approaches to sustainability, rather than platitudes or vague references, are highly encouraged.

This program engages a specific subset of experts with scientific or engineering expertise on dual-use knowledge security, peaceful civilian employment, and professional development to avert proliferator state exploitation or redirection for illicit WMD programs. To this end, ISN/CTR will evaluate each proposal, and each project during implementation, based on the strength of its proposed structure of engagement activities and established milestones, seeking work that will continue throughout the period of the project and utilize hybrid activities where necessary (without working on the ground in country) to ensure the effectiveness of the ongoing training effort.

B. FEDERAL AWARD INFORMATION

Length of performance period: Twelve (12) Months Number of awards anticipated: 4-5 awards (dependent on amounts) Number of awards applications: 20 Award amounts: awards may range from a minimum of $200,000 to a maximum of $1,000,000 Total available funding: $6,000,000 Type of Funding: FY24/25 Nonproliferation, Anti-Terrorism, Demining and Related Activities Funds under the Foreign Assistance Act.

Anticipated projects start date: October 1, 2024 Funding Instrument Type: Interagency Agreements (IAAs) and Cooperative agreements.

Cooperative agreements are different from grants in that bureau staff are more actively involved in the grant implementation. The CTR office will play an active role in developing and shaping the materials developed and implanted during this award. CTR will also help identify participants.

Project Performance Period: Proposed projects should be completed in 12 months.

This notice is subject to availability of funding.

C. ELIGILIBITY INFORMATION

1. Eligible Applicants

The following organizations are eligible to apply:

• Not-for-profit organizations, including think tanks and civil society/non-governmental organizations

• Public and private educational institutions

• Federally funded research and development centers (FFRDCs)

• For-profit organizations Public International Organizations and Governmental institutions

2. Cost Sharing or Matching

Cost sharing is not required and will play no role in when the project is being evaluated.

3. Other Eligibility Requirements

In order to be eligible to receive an award, all organizations must have a Unique Entity Identifier (UEI) number issued via www.SAM.gov as well as a valid registration on www.SAM.gov. Please see Section D.3 for more information.

Applicants are only allowed to submit one proposal package per organization. If more than one proposal package is submitted from an organization, all proposals from that institution may be considered ineligible for funding.

D. APPLICATION AND SUBMISSION INFORMATION

1. Address to Request Application Package

Required application forms are available at grants.gov.

2. Content and Form of Application Submission

Please follow all instructions below carefully. Proposals that do not meet the requirements of this announcement or fail to comply with the stated requirements will be ineligible.

Content of Application Please ensure:

• The proposal clearly addresses the goals and objectives of this funding opportunity.

• All documents are in English

• All budgets are in U.S. dollars

• All pages are numbered

• All documents are formatted to 8 ½ x 11 paper, and

• All Microsoft Word documents are single-spaced, 12 point Calibri font, with a minimum of 1-inch margins.

Proposal documents Mandatory documents o SF-424 (Application for Federal Assistance – organizations) o Project Proposal: Please follow the directions to complete the proposal template included in the application package.

o Consolidated Project List o Budget Detail

Optional documents http://www.sam.gov/ o SF-424B (Only required for organizations not registered in

SAM.gov) o SF -LLL (DISCLOSURE OF LOBBYING ACTIVITIES) o Copy of most recent approved NICRA o Summary Page o DEIA standalone document (Separate from DEIA plan information included in project proposal)

2. Summary Page: Cover sheet stating the applicant name and organization, proposal date, program title, program period proposed start and end date, and brief purpose of the program.

3. Proposal (3 pages per project maximum): The proposal should contain sufficient information that anyone not familiar with it would understand exactly what the applicant wants to do. Use the project proposals template posted with this NOFO.

5. Budget Detail: Use the spreadsheet template included with the NOFO to describe each of the budget expenses in detail. See section H. Other Information: Guidelines for Budget Submissions below for further information.

6. Consolidated Project List: Please use the provided template to identify all key information about the project. Each project included with this proposal should have its own line on the spreadsheet.

7. Attachments (Optional)

• 1-page CV or resume of key personnel who are proposed for the program

• If your organization has a Negotiated Indirect Cost Rate Agreement (NICRA) and includes NICRA charges in the budget, your latest NICRA should be included as a PDF file.

• Standalone DEIA Statement in compliance with the optional proposal document, format included in with the guidance posted with the NOFO.

• SF-LLL form

3. Unique Entity Identifier and System for Award Management (SAM.gov) (NOTE: This section is required and not optional. )

Required Registrations:

All organizations, whether based in the United States or in another country, must have a Unique Entity Identifier (UEI) and an active registration with the SAM.gov. A UEI is one of the data elements mandated by Public Law 109-282, the Federal Funding Accountability and Transparency Act (FFATA), for all Federal awards.

Note: As of April 2022, a DUNS number is no longer required for federal assistance applications.

The 2 CFR 200 requires that sub-grantees obtain a UEI number. Please note the UEI for sub-grantees is not required at the time of application but will be required before an award is processed and/or directed to a sub-grantee.

Note: The process of obtaining or renewing a SAM.gov registration may take anywhere from 4-8 weeks. Please begin your registration as early as possible.

• Organizations based in the United States or that pay employees within the United States will need an Employer Identification Number (EIN) from the Internal Revenue Service (IRS) and a UEI number prior to registering in SAM.gov.

• Organizations based outside of the United States and that do not pay employees within the United States do not need an EIN from the IRS but do need a UEI number prior to registering in SAM.gov.

• Please note that as of November 2022 and February 2022 respectively, organizations based outside of the United States that do not intend to apply for U.S. Department of Defense (DoD) awards are no longer required to have a NATO Commercial and Government Entity (NCAGE) code or CAGE code to apply for non-DoD foreign assistance funding opportunities. If an applicant organization is mid-registration and wishes to remove a CAGE or NCAGE code from their SAM.gov registration, the applicant should submit a help desk ticket (“incident”) with the Federal Service Desk (FSD) online at www.fsd.gov using the following language: “I do not intend to seek financial assistance from the Department of Defense. I do not wish to obtain a CAGE or NCAGE code. I understand that I will need to submit my registration after this incident is resolved in order to have my registration activated.”

Organizations based outside of the United States and that DO NOT plan to do business with the DoD should follow the below instructions:

Step 1: Proceed to SAM.gov to obtain a UEI and complete the SAM.gov registration process. SAM.gov registration must be renewed annually.

Organizations based outside of the United States and that DO plan to do business with the DoD in addition to Department of State should follow the below instructions:

Step 1: Apply for an NCAGE code by following the instructions on the NSPA NATO website linked below:

NCAGE Homepage:

https://eportal.nspa.nato.int/AC135Public/sc/CageList.aspx NCAGE Code Request Tool (NCRT):

https://gcc02.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.fsd.gov%2Fgsafsd_sp%3Fid%3Dgsafsd_kb_articles%26sys_id%3Dc81018e71b1601d0937fa64ce54bcb57&data=05%7C01%7Cfjeldkk%40state.gov%7C0cc4e2b471f44abcd32308db093ecead%7C66cf50745afe48d1a691a12b2121f44b%7C0%7C0%7C638113937577534024%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=W2ShcazZBQbanYGj0cLOTnUJwv%2BGL4xfwr83%2BycQY2E%3D&reserved=0 https://gcc02.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.fsd.gov%2Fgsafsd_sp%3Fid%3Dgsafsd_kb_articles%26sys_id%3Dc81018e71b1601d0937fa64ce54bcb57&data=05%7C01%7Cfjeldkk%40state.gov%7C0cc4e2b471f44abcd32308db093ecead%7C66cf50745afe48d1a691a12b2121f44b%7C0%7C0%7C638113937577534024%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=W2ShcazZBQbanYGj0cLOTnUJwv%2BGL4xfwr83%2BycQY2E%3D&reserved=0 https://gcc02.safelinks.protection.outlook.com/?url=http%3A%2F%2Fwww.fsd.gov%2F&data=05%7C01%7Cfjeldkk%40state.gov%7C0cc4e2b471f44abcd32308db093ecead%7C66cf50745afe48d1a691a12b2121f44b%7C0%7C0%7C638113937577534024%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=t32ANWzgpiB93pMWoq%2BFCSHz4YJY9QF1S1iQzCsS6RM%3D&reserved=0 https://gcc02.safelinks.protection.outlook.com/?url=https%3A%2F%2Feportal.nspa.nato.int%2FAC135Public%2Fscage%2FCageList.aspx&data=05%7C01%7Cfjeldkk%40state.gov%7C0cc4e2b471f44abcd32308db093ecead%7C66cf50745afe48d1a691a12b2121f44b%7C0%7C0%7C638113937577534024%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=v3TLT8F%2FNfk5SuTcI2zw7SMhV4HK542OhP9XDx4ln%2BY%3D&reserved=0

Exemptions An exemption from the UEI and sam.gov registration requirements may be permitted on a case-by-case basis if:

• An applicant’s identity must be protected due to potential endangerment of their mission, their organization’s status, their employees, or individuals being served by the applicant.

• For an applicant, if the Federal awarding agency makes a determination that there are exigent circumstances that prohibit the applicant from receiving a unique entity identifier and completing SAM registration prior to receiving a Federal award.

In these instances, Federal awarding agencies must require the recipient to obtain a unique entity identifier and complete SAM registration within 30 days of the Federal award date.

Organizations requesting exemption from UEI or SAM.gov requirements must email the point of contact listed in the NOFO at least two weeks prior to the deadline in the NOFO providing a justification of their request. Approval for a SAM.gov exemption must come from the warranted Grants Officer before the application can be deemed eligible for review.

4. Submission Dates and Times

Applications are due no later than 31 January 2024 at 11:59pm (EDT).

5. Funding Restrictions

Legal restrictions prevent ISN/CTR from providing assistance to Burma, China, Cuba, Iran, North Korea, South Sudan, Sudan, and Syria.

Under Section 635b of the Foreign Assistance Act, CTR is able to provide awards to for-profit corporations, so long as the for profit does not benefit in profit from the implementation of the award.

6. Other Submission Requirements

All application materials must be submitted through www.Grants.gov unless you are a U.S.

Government entity applying for Inter-Agency Agreement (IAA) funding. If you are applying for an IAA please submit proposals to the relevant program team and ISN-CTR- BUDGET@state.gov.

E. APPLICATION REVIEW INFORMATION

1. Criteria

Applicants should note that the following criteria serve as a standard against which all project proposals will be evaluated and identify significant considerations that should be addressed in all proposals. ISN/CTR will award a cooperative agreement to the applicant(s) whose offer represents the best overall value to the government from both a technical and cost perspective.

ISN/CTR will evaluate proposals against the stated criteria. Criteria are listed in descending order of importance.

• Proposed Activity or Activities: Applicants should clearly describe what they propose to do and how they will do it. The proposed project(s) must directly relate to meeting the specified objectives and applicants should include specific information on how they will systematically meet ISN/CTR’s global threat reduction mission. ISN/CTR will evaluate the project proposal in terms of how well it addresses the issues at hand, relevance and feasibility of the proposed activities, the timeline for completion, and the extent to which the impact of the project will continue beyond the conclusion of the period of performance.

• Organizational Capability: Applicants must demonstrate how their resources, capabilities, and experience will enable them to achieve the stated goals and objectives in an international technical context. The proposal(s) must identify all key partners and organizations that will be involved in implementation of this project.

• Budget: Proposed costs will be evaluated for feasibility, fiscal control practices, and efficiency. ISN/CTR must be able to determine that proposed costs are reasonable, allowable, and allocable to the proposed project activities.

ISN/CTR will evaluate the budget to determine if the overall costs are realistic for the work to be performed, if the costs reflect the applicant’s understanding of the allowable cost principles established by 2CFR200, and if the costs are consistent with the program narrative.

• Impactful and Measurable Engagements: Although complex nonproliferation objectives demand persistent engagement with partner countries, discrete projects should individually advance progress toward a particular objective. Proposals should describe the end-state the project aims to achieve, along with specific, measurable, and realistic benchmarks by which to gauge progress toward that end state. Compelling project proposals will establish milestones to be met during the implementation period, and describe observable progress in meeting the program goals described above.

• Diversity and Inclusion: ISN/CTR values collaboration and promotes diversity, equity, and inclusion with all stakeholders by creating an environment that is open to equal opportunities without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran or disabled status. Implementers are welcome but not required to submit with their proposal a plan for how the implementer intends to further ISN/CTR’s diversity, equity, inclusion, and accessibility (DEIA) objectives through their programming.

Submitted plans will be evaluated separate to the overall evaluation of projects and

• Cyber Security: Implementer shall be required to establish and follow policy and procedures for an effective implementation of security controls using NIST 800-53 (Rev. 5 or higher)), System and Information Integrity Policy (SI-1) as follows:

a. Identification and Authentication: Implement multifactor authentication for network access and local access.

b. Access Controls: Implement security controls for information sharing, remote access and wireless access including: Monitoring, controlling, and protecting remote and wireless access to information by auditing information systems components (e.g., workstations, notebook computers, smartphones, and tablets).

c. Incident Handling: Monitor and report any and all security incidents including breaches to ISN/CTR directly within 48 hours of the incident and include a risk assessment of the security access controls.

2. Review and Selection Process

A review committee will evaluate all eligible applications, final funding decision will be made by ISN/CTR Office Director and Deputy Director.

3. Responsibility/Qualification Information in SAM.gov (formerly, FAPIIS)

i. The Federal awarding agency, prior to making a Federal award with a total amount of Federal share greater than the simplified acquisition threshold, is required to review and consider any information about the applicant that is in the U.S. government designated integrity and performance system accessible through SAM.gov (see 41 U.S.C. 2313);

ii. An applicant, at its option, may review and comment on any information about itself that a Federal awarding agency previously entered. Currently, federal agencies create integrity records in the integrity module of the Contractor Performance Assessment and Reporting System (CPARS) and these records are visible as responsibility/qualification records in SAM.gov;

iii. The Federal awarding agency will consider any comments by the applicant, in addition to the other information in the designated integrity and performance system, in making a judgment about the applicant's integrity, business ethics, and record of performance under

Federal awards when completing the review of risk posed by applicants as described in §200.206 Federal awarding agency review of risk posed by applicants.

F. FEDERAL AWARD ADMINISTRATION INFORMATION

1. Federal Award Notices

The grant award or cooperative agreement will be written, signed, awarded, and administered by the Grants Officer. The assistance award agreement is the authorizing document and it will be provided to the recipient for review and signature by email. The recipient may only start incurring program expenses beginning on the start date shown on the grant award document signed by the Grants Officer.

If a proposal is selected for funding, the Department of State has no obligation to provide any additional future funding. Renewal of an award to increase funding or extend the period of performance is at the discretion of the Department of State.

Issuance of this NOFO does not constitute an award commitment on the part of the U.S.

government, nor does it commit the U.S. government to pay for costs incurred in the preparation and submission of proposals. Further, the U.S. government reserves the right to reject any or all proposals received.

Payment Method: Payment Management System or SF-270 on a monthly basis.

2. Administrative and National Policy Requirements

Before submitting an application, applicants should review all the terms and conditions and required certifications which will apply to this award, to ensure that they will be able to comply.

These include:

• 2 CFR 25 - UNIVERSAL IDENTIFIER AND SYSTEM FOR AWARD MANAGEMENT

• 2 CFR 170 - REPORTING SUBAWARD AND EXECUTIVE COMPENSATION

INFORMATION

• 2 CFR 175 - AWARD TERM FOR TRAFFICKING IN PERSONS

• 2 CFR 182 - GOVERNMENTWIDE REQUIREMENTS FOR DRUG-FREE WORKPLACE

(FINANCIAL ASSISTANCE)

• 2 CFR 183 - NEVER CONTRACT WITH THE ENEMY

• 2 CFR 600 – DEPARTMENT OF STATE REQUIREMENTS

• 41 USC 4712 - Enhancement of contractor protection from reprisal for disclosure of certain information

• U.S. DEPARTMENT OF STATE STANDARD TERMS AND CONDITIONS

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https://www.state.gov/about-us-office-of-the-procurement-executive/

In accordance with the Office of Management and Budget’s guidance located at 2 CFR part 200, all applicable Federal laws, and relevant Executive guidance, the Department of State will review and consider applications for funding, as applicable to specific programs, pursuant to this notice of funding opportunity in accordance with the following: NOTE:

• Guidance for Grants and Agreements in Title 2 of the Code of Federal Regulations (2 CFR), as updated in the Federal Register’s 85 FR 49506 on August 13, 2020, particularly on:

o Selecting recipients most likely to be successful in delivering results based on the program objectives through an objective process of evaluating Federal award applications (2 CFR part 200.205), o Prohibiting the purchase of certain telecommunication and video surveillance services or equipment in alignment with section 889 of the National Defense Authorization Act of 2019 (Pub. L. No. 115—232) (2 CFR part 200.216), o Promoting the freedom of speech and religious liberty in alignment with Promoting Free Speech and Religious Liberty (E.O. 13798) and Improving Free Inquiry, Transparency, and Accountability at Colleges and Universities (E.O.

13864) (§§ 200.300, 200.303, 200.339, and 200.341), o Providing a preference, to the extent permitted by law, to maximize use of goods, products, and materials produced in the United States (2 CFR part 200.322), and o Terminating agreements in whole or in part to the greatest extent authorized by law, if an award no longer effectuates the program goals or agency priorities (2 CFR part 200.340).

In accordance with the Executive Order on Advancing Racial Equity and Underserved Communities, proposals should demonstrate how the program advances equity with respect to race, ethnicity, religion, income, geography, gender identity, sexual orientation, and disability. The proposal should also demonstrate how the program will further engagement in underserved communities and with individuals from underserved communities. Proposals should demonstrate how addressing racial equity and underserved communities will enhance the program’s goals and objectives, as well as the experience of participants.

The support of underserved communities will be part of the review criteria for this opportunity. Therefore, proposals should clearly demonstrate how the program will support and advance equity and engage underserved communities in program administration, design, and implementation.

3. Reporting

Reporting Requirements: Recipients will be required to submit financial reports and program reports. The award document will specify how often these reports must be submitted.

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Foreign Assistance Data Review: As required by Congress, the Department of State must make progress in its efforts to improve tracking and reporting of foreign assistance data through the Foreign Assistance Data Review (FADR). The FADR requires tracking of foreign assistance activity data from budgeting, planning, and allocation through obligation and disbursement. Successful applicants will be required to report and draw down federal funding based on the appropriate FADR Data Elements, indicated within their award documentation. In cases of more than one FADR Data Element, typically program or sector and/or regions or country, the successful applicant will be required to maintain separate accounting records.

Applicants should be aware of the post award reporting requirements reflected in 2 CFR 200 Appendix XII—Award Term and Condition for Recipient Integrity and Performance Matters.

G. FEDERAL AWARDING AGENCY CONTACTS

For programmatic questions about this solicitation, contact:

Nonproliferation Scientist Engagement Program Office of Cooperative Threat Reduction U.S. Department of State Email: isn-ctr-sciencecenters-dl@state.gov

If you have any questions about the grant application process, please contact: ISN-CTR- Budget@state.gov.

H. OTHER INFORMATION

Guidelines for Budget Justification Personnel and Fringe Benefits: Describe the wages, salaries, and benefits of temporary or permanent staff who will be working directly for the applicant on the program, and the percentage of their time that will be spent on the program.

Travel: Estimate the costs of travel and per diem for this program, for program staff, consultants or speakers, and participants/beneficiaries. If the program involves international travel, include a brief statement of justification for that travel.

Equipment: Describe any machinery, furniture, or other personal property that is required for the program, which has a useful life of more than one year (or a life longer than the duration of the program), and costs at least $5,000 per unit.

Supplies: List and describe all the items and materials, including any computer devices, that are needed for the program. If an item costs more than $5,000 per unit, then put it in the budget under Equipment.

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Contractual: Describe goods and services that the applicant plans to acquire through a contract with a vendor. Also describe any sub-awards to non-profit partners that will help carry out the program activities.

Other Direct Costs: Describe other costs directly associated with the program, which do not fit in the other categories. For example, shipping costs for materials and equipment or applicable taxes. All “Other” or “Miscellaneous” expenses must be itemized and explained.

Indirect Costs: These are costs that cannot be linked directly to the program activities, such as overhead costs needed to help keep the organization operating. If your organization has a Negotiated Indirect Cost Rate (NICRA) and includes NICRA charges in the budget, attach a copy of your latest NICRA. Organizations that have never had a NICRA may request indirect costs of 10% of modified total direct costs as defined in 2 CFR 200.68.

“Cost Sharing” refers to contributions from the organization or other entities other than the U.S. Embassy. It also includes in-kind contributions such as volunteers’ time and donated venues.

Alcoholic Beverages: Please note that award funds cannot be used for alcoholic beverages.

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