For Publication 84.116T FY 2026 FIPSE Open Textbook Pilot Notice and Instructions_FINAL 5.21.26 v2.pdf

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This is a Notice of Funding Opportunity (NOFO) for the Fund for the Improvement of Postsecondary Education-Open Textbook Pilot Program, Fiscal Year 2026, administered by the U.S. Department of Labor on behalf of the U.S. Department of Education. The program provides discretionary grants totaling $7,000,000 with an estimated four awards of $1,500,000 to $2,000,000 each (average $1,750,000) over a 48-month project period. The application deadline is June 23, 2026, with an intergovernmental review deadline of August 24, 2026. Eligibility extends to institutions of higher education, combinations thereof, and public and private nonprofit institutions and agencies, with no cost-sharing requirement.

The program supports projects that create and expand the use of high-quality, openly licensed textbooks to reduce student costs, with emphasis on high-enrollment courses and programs preparing individuals for in-demand fields. Three absolute priorities are required: (1) collaboration involving at least three institutions of higher education with relevant employers and professional associations; (2) addressing marketplace gaps through comprehensive planning for resource assessment, scalability, protocols, dissemination, and professional development; and (3) promoting student success through tracking usage, monitoring learning outcomes, and investigating evidence-based practices. Two competitive preference priorities are available: (1) integrating appropriate and ethical artificial intelligence tools worth up to 10 points, and (2) State higher education agency applicants worth 0 or 10 points. All digital content must comply with accessibility standards including Web Content Accessibility Guidelines 2.1 Level AA and conform to industry-recognized open standards with free, attributed public licensing. Selection criteria are scored on a maximum 100 points plus up to 10 additional points for competitive preferences, evaluating need, project design quality, resource adequacy, management plan, and evaluation quality.

For Publication 84.116T FY 2026 FIPSE Open Textbook Pilot Notice and Instructions_FINAL 5.21.26 v2.pdf

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U.S. Department of Labor on behalf of the U.S. Department of Education

Fund for the Improvement of Postsecondary

Education-Open Textbook Pilot Program

Fiscal Year 2026 Grant Competition

Posted May 21, 2026

Contents Program Information

Eligibility

Submission Requirements and Deadlines

Requirements

Deadlines

Program Description

Overview

Priorities

Selection Criteria

Performance Measures

Application Submission Information

Application Review Information

Definitions

Award Requirements

Application Checklist

Program Information The Employment and Training Administration at the U.S. Department of Labor (Labor) is soliciting applications in support of the administration of the Open Textbook Pilot Program (OTP) on behalf of the U.S. Department of Education (ED) and the Secretary of Education (Secretary). The purpose of the OTP program is to support projects at eligible institutions of higher education (IHEs) or State higher education agencies that create new open textbooks and expand the use of open textbooks and course materials in courses that are part of a degree-granting program, particularly those with high enrollments. This pilot program emphasizes the development of projects that demonstrate the greatest potential to achieve the highest level of savings for students through sustainable, expanded use of open textbooks in high-enrollment courses or in programs that prepare individuals for in-demand fields.

Assistance Listing Number: 84.116T.

OMB Control Number: 1894-0006.

Program authority: 20 U.S.C. 1138-1138d;

the Explanatory Statement accompanying Division B of the Consolidated Appropriations Act, 2026 (Pub. L. 119-75).

For further information contact: Robin Dabney, Telephone: (202) 453-7908.

Email: OTP@ed.gov.

Type of Award: Discretionary grants.

Estimated Available Funds: $7,000,000.

Estimated Range of Awards: $1,500,000- $2,000,000 for the 4-year project period.

Estimated Average Size of Awards:

$1,750,000 over four years.

Estimated number of awards: 4.

Maximum Award: $2,000,000 for the 4-year project period.

Project Period: Up to 48 months.

Application Deadline: June 23, 2026.

Note: ED is not bound by any estimates in this notice.

https://www.govinfo.gov/link/uscode/20/1138 mailto:OTP@ed.gov

Eligibility

Eligible Applicants: Institutions of higher education (as defined in section 101 of the Higher Education Act of 1965, as amended (HEA)), combinations of such institutions, and other public and private nonprofit institutions and agencies.

Note: “Public agencies” include State Education Agencies and State Higher Education Agencies.

Note: An applicant that is a nonprofit organization may, under 34 CFR 75.51, demonstrate its nonprofit status by providing:

1. Proof that the Internal Revenue Service currently recognizes the applicant as an organization to which contributions are tax deductible under section 501(c)(3) of the Internal Revenue Code.

2. A statement from a state taxing body or the State attorney general certifying that the organization is a nonprofit organization operating within the State and that no part of its net earnings may lawfully benefit any private shareholder or individual.

3. A certified copy of the applicant's certificate of incorporation or similar document if it clearly establishes the nonprofit status of the applicant; or

4. Any item described above if that item applies to a State or national parent organization, together with a statement by the State or parent organization that the applicant is a local nonprofit affiliate.

Costs

Cost Sharing

This program does not require cost sharing or matching.

Indirect Cost Rate Information

This program uses an unrestricted indirect cost rate. For more information regarding indirect costs, or to obtain a negotiated indirect cost rate, please see https://www.ed.gov/about/ed-offices/ofo/indirect-cost-group-icg.

Administrative Cost Limitation

This program does not include any program-specific limitation on administrative expenses.

All administrative expenses must be reasonable and necessary and conform to Cost Principles described in 2 CFR part 200 subpart E of the Uniform Guidance.

https://www.ecfr.gov/current/title-34/section-75.51 https://www.ed.gov/about/ed-offices/ofo/indirect-cost-group-icg https://www.ecfr.gov/current/title-2/part-200/subpart-E

Subgrantees

Under 34 CFR 75.708(b) and (c) a grantee under this competition may award subgrants—to directly carry out project activities described in its application—to entities listed in the grant application.

Submission Requirements and Deadlines

Requirements These requirements are from the Notice of Final Priorities, Requirements, and Definitions- Fund for the Improvement of Postsecondary Education-Open Textbooks Pilot Program (85 FR 57138) (NFP) published in the Federal Register on September 15, 2020, and apply to this competition for FY 2026 and any subsequent year in which we make awards from the list of unfunded applications from this competition.

Accessibility All digital content developed under this grant program must incorporate the principles of universal design (https://udlguidelines.cast.org/) to ensure that they are accessible to individuals with disabilities. The content and courses must be in full compliance with the Americans with Disabilities Act, Section 504 of the Rehabilitation Act of 1973, as amended, and the Web Content Accessibility Guidelines 2.1, Level AA (www.w3.org/ TR/ WCAG/).

Note: The Web Content Accessibility Guidelines (WCAG) 2.2 was published on December 12, 2024. WCAG 2.2 extends Web Content Accessibility Guidelines 2.1 (WCAG 2.1) (https://www.w3.org/TR/WCAG22/).

Technical Standards for Interoperability All digital assets developed under this grant program must be produced to maximize interoperability, exchange, and reuse and must conform to industry-recognized open standards and specifications. Applicants must identify the industry standard they will use.

All digital assets created in whole or in part under this grant program must be licensed for free, attributed public use and distribution as required under 2 CFR 3474.20.

Deadlines Applications Available May 21, 2026 https://www.ecfr.gov/current/title-34/section-75.708#p-75.708(b) https://www.ecfr.gov/current/title-34/section-75.708#p-75.708(c) https://www.federalregister.gov/documents/2020/09/15/2020-20378/final-priorities-requirements-and-definitions-fund-for-the-improvement-of-postsecondary https://www.federalregister.gov/documents/2020/09/15/2020-20378/final-priorities-requirements-and-definitions-fund-for-the-improvement-of-postsecondary https://udlguidelines.cast.org/ http://www.w3.org/TR/WCAG/ https://www.w3.org/TR/WCAG22/ https://www.ecfr.gov/current/title-2/section-3474.20

Application Deadline June 23, 2026 Deadline for Intergovernmental Review August 24, 2026

Applicants are required to follow the 2025 Common Instructions and Information for Applicants to Department of Education Discretionary Grant Programs, published in the Federal Register on August 29, 2025 (90 FR 42234) and available at ED 2025 Common Instructions.

Program Description

Overview The Open Textbook Pilot program invites applications that will expand the use of high-quality, openly licensed textbooks that dramatically reduce costs for students. In this competition, applicants are encouraged to further America’s Talent Strategy by harnessing Artificial Intelligence (AI) to accelerate the creation, adaptation, customization and continuous improvement of open textbooks. AI tools may be used to support rigorous content development, improve accessibility, enable learning pathways, or facilitate efficient updates to keep materials current. Applicants are also encouraged to integrate enduring primary sources from the Great Books of Western History—such as the foundational works in philosophy, literature, history, science, etc., that are critical for the survival of the American Constitutional Republic—into open textbooks across disciplines, including the humanities, social sciences, general education, and interdisciplinary studies.

Projects may adapt or contextualize the Great Books, with AI, in ways that promote deep reading, critical inquiry, civil discourse, and education for democratic citizenship, while making these sources accessible and adaptable. Such integration of AI and the Great Books can help address gaps in the open educational resources ecosystem by providing affordable, high-fidelity alternatives to current textbooks that are historically inaccurate and/or not grounded in the tradition of the Western Canon.

Priorities This notice includes three absolute priorities and two competitive preference priorities. The absolute priorities are from the NFP (85 FR 57138) for this program published in the Federal Register on September 15, 2020. Competitive preference priority 1 is from the Secretary’s Supplemental Priority and Definitions on Advancing Artificial Intelligence in Education (91 FR 18774) (Advancing Artificial Intelligence in Education Supplemental Priority), published in the Federal Register on April 13, 2026. Competitive preference priority 2 is from the Secretary's Supplemental Priorities and Definitions on https://www.federalregister.gov/documents/2025/08/29/2025-16571/common-instructions-and-information-for-applicants-to-department-of-education-discretionary-grant https://www.federalregister.gov/documents/2025/08/29/2025-16571/common-instructions-and-information-for-applicants-to-department-of-education-discretionary-grant https://www.dol.gov/sites/dolgov/files/OPA/newsreleases/2025/08/Americas-Talent-Strategy-Building-the-Workforce-for-the-Golden-Age.pdf https://www.federalregister.gov/citation/85-FR-57138 https://www.federalregister.gov/documents/2026/04/13/2026-07087/final-priority-and-definitions-secretarys-supplemental-priority-and-definitions-on-advancing

Evidence-Based Literacy, Education Choice, and Returning Education to the States (90 FR 43514)(( 2025 Supplemental Priorities), published in the Federal Register on September 9, 2025.

All priorities that are being addressed must be identified in the abstract form and the project narrative section of the application.

Absolute Priority: For Fiscal Year (FY) 2026 and any subsequent year in which we make awards from the list of unfunded applications from this competition, the priority is an absolute priority. Under 34 CFR 75.105(c)(3), we consider only applications that meet the absolute priority. Each application must clearly identify the specific subset of the absolute priority for which a grant is requested.

Competitive Preference Priority: For FY 2026, and any subsequent year in which we make awards from the list of unfunded applications from this competition, this priority is a competitive preference priority. Under 34 CFR 75.105(c)(2)(i), an application may receive up to 10 additional points under the competitive preference priority 1 and may be awarded 0 or 10 points under competitive preference priority 2. ED will not review or award points where an applicant fails to clearly identify the competitive preference priority that it wishes ED to consider for purposes of awarding competitive preference priority points.

Priorities

Title Required Points Priority Language Absolute Priority 1— Improving Collaboration and Dissemination (from the NFP (85 FR 57138))

Yes N/A To meet this priority, an eligible applicant must propose to lead and carry out projects that involve a consortia of institutions, instructors, and subject matter experts, including no less than three IHEs, along with relevant employers, workforce stakeholders (as defined in this notice), and/or trade or professional associations (as defined in this notice). Applicants must explain how the members of the consortium will work together to develop and implement open textbooks that: (a) Reduce the cost of college for large numbers of students through a variety of cost saving measures; and (b) contain instructional content and ancillary instructional materials that align student learning objectives with the skills or knowledge required by large numbers of students (at a given institution or nationally), or in the case of a career and https://www.federalregister.gov/documents/2025/09/09/2025-17310/final-priorities-and-definitions-secretarys-supplemental-priorities-and-definitions-on https://www.federalregister.gov/documents/2025/09/09/2025-17310/final-priorities-and-definitions-secretarys-supplemental-priorities-and-definitions-on https://https//www.ecfr.gov/current/title-34/part-75/section-75.105#p-75.105(c)(3) https://www.ecfr.gov/current/title-34/section-75.105#p-75.105(c)(2)(i) technical postsecondary program, meet industry standards in in-demand industry sectors or in-demand occupations (as defined in this notice).

Absolute Priority 2— Addressing Gaps in the Open Textbook Marketplace and Bringing Solutions to Scale (from the NFP (85

FR 57138))

Yes N/A To meet this priority, an applicant must identify the gaps in the open textbook marketplace in courses that are part of a degree-granting program that it seeks to address and propose how to close such gaps. An applicant must propose a comprehensive plan to: (a) identify and assess existing open educational resources in the proposed subject area before creating new ones, such as by identifying any existing open textbooks that could potentially be used as models for the design of the project or ancillary learning resources that would support the development of courses that use open textbooks;

(b) focus on the creation and expansion of education and training materials that can be scaled, within and beyond the participating consortium members, to reach a broad range of students participating in high-enrollment courses or preparing for in-demand industry sectors or in-demand occupations; (c) create and disseminate protocols to review any open textbooks created or adapted through the project for accuracy, rigor, and accessibility for students with disabilities; (d) disseminate information about the results of the project to other IHEs, including promoting the adoption of any open textbooks created or adapted through the project, or adopting open standard protocols and processes that support the interoperability for any digital assets created; (e) include professional development to build capacity of faculty, instructors, and other staff to adapt and use open textbooks; and (f) describe the courses for which open textbooks and ancillary materials are being developed.

Absolute Priority 3— Promoting Student Success (from the NFP

(85 FR 57138))

Yes N/A To meet this priority, an applicant must propose to build upon existing open textbook materials and/or develop new open textbooks for high-enrollment courses or high-enrollment programs https://www.federalregister.gov/citation/85-FR-57138 in order to achieve the highest level of savings for students.

Additionally, this priority requires the applicant to include plans for: (a) promoting and tracking the use of open textbooks in postsecondary courses across participating members of the consortium, including an estimate of the projected direct cost savings for students which will be reported during the annual performance review; (b) monitoring the impact of open textbooks on instruction, learning outcomes, course outcomes, and educational costs; (c) investigating and disseminating evidence-based practices associated with using open textbooks that improve student outcomes; and (d) updating the open textbooks beyond the funded period.

Competitive Preference Priority (CPP) 1— Advancing Artificial Intelligence in Education (from the Secretary’s Supplemental Priority and Definitions on Advancing Artificial Intelligence in Education (91 FR 18774)

No Up to points

Projects or proposals that expand the appropriate and ethical use of AI technology in education through one or more of the following:

(i) Integrate AI-driven tools into classrooms to personalize learning, improve student outcomes, and support differentiated instruction. This integration may include, but is not limited to, adaptive learning technologies, virtual teaching assistants, tutoring, and data analytics tools to support student progress;

(ii) Use AI technology to provide high-quality instructional resources, high-impact tutoring, college and career pathway exploration, advising, and navigation to improve educational outcomes.

CPP 2—Returning Education to the States (from the Secretary's Supplemental Priorities and Definitions on Evidence-Based Literacy, Education Choice, and Returning Education to the States

(90 FR 43514))

No 0 or 10 points

Projects or proposals that will be carried out by State higher education agencies (as defined in 20 U.S.C. 1003(22).

Note: Only one State higher education agency within each State may apply for CPP 2, consistent with the adopted definition in 20 U.S.C. 1003(22) that a State higher education agency is “the https://www.federalregister.gov/documents/2025/07/21/2025-13650/proposed-priority-and-definitions-secretarys-supplemental-priority-and-definitions-on-advancing https://www.federalregister.gov/documents/2025/07/21/2025-13650/proposed-priority-and-definitions-secretarys-supplemental-priority-and-definitions-on-advancing https://www.federalregister.gov/documents/2025/09/09/2025-17310/final-priorities-and-definitions-secretarys-supplemental-priorities-and-definitions-on https://www.govinfo.gov/link/uscode/20/1003 https://www.govinfo.gov/link/uscode/20/1003 https://www.govinfo.gov/link/uscode/20/1003 officer or agency primarily responsible for the State supervision of higher education.”

Selection Criteria

The selection criteria for this competition are from 34 CFR 75.210. The maximum score for all of the selection criteria is 100 points. The maximum score for each criterion is included in parentheses following the title of the specific selection criterion. Each criterion also includes the factors that reviewers will consider in determining the extent to which an applicant meets the criterion.

Points awarded under the competitive preference priorities are in addition to any points an applicant earns for all of the selection criteria in this notice. The maximum score that an application may receive under the competitive preference priorities and the selection criteria is 120. Under 34 CFR 75.105(c)(2)(i), an application may receive up to 10 additional points under the competitive preference priority 1 and may be awarded 0 or 10 points under competitive preference priority 2. ED will not review or award points where an applicant fails to clearly identify the competitive preference priority that it wishes ED to consider for purposes of awarding competitive preference priority points.

The selection criteria are as follows:

(a) Need for the Project (up to 12 points): The Secretary considers the need for the proposed project. In determining the need for the proposed project, the Secretary considers one or more of the following factors:

(1) The data presented (including a comparison to local, State, regional, or national, or international data) that demonstrates the issue, challenge, or opportunity to be addressed by the proposed project. (Up to 6 points)

(2) The extent to which the specific nature and magnitude of gaps or challenges are identified and the extent to which these gaps or challenges will be addressed by the services, supports, infrastructure, or opportunities described in the proposed project. (Up to 6 points)

(b) Quality of the Project Design (up to 48 points): The Secretary considers the quality of the design of the proposed project. In determining the quality of the design of the proposed project, the Secretary considers one or more of the following factors:

https://www.ecfr.gov/current/title-34/section-75.210 https://www.ecfr.gov/current/title-34/section-75.105#p-75.105(c)(2)(i)

(1) The extent to which the design of the proposed project demonstrates meaningful community engagement and input to ensure that the project is appropriate to successfully address the needs of the target population or other identified needs and will be used to inform continuous improvement strategies. (Up to 4 points)

(2) The extent to which the goals, objectives, and outcomes to be achieved by the proposed project are clearly specified, measurable, and ambitious yet achievable within the project period, and aligned with the purposes of the grant program. (Up to 4 points)

(3) The extent to which the proposed project proposes specific, measurable targets, connected to strategies, activities, resources, outputs, and outcomes, and uses reliable administrative data to measure progress and inform continuous improvement. (Up to 4 points)

(4) The extent to which the proposed project will integrate or build on ideas, strategies, and efforts from similar external projects to improve relevant outcomes, using existing funding streams from other programs or policies supported by community, State, and Federal resources. (Up to 4 points)

(5) The extent to which the training or professional development services to be provided by the proposed project are of sufficient quality, intensity, and duration to build recipient and project capacity in ways that lead to improvements in practice among the recipients of those services. (Up to 4 points)

(6) The likelihood that the services to be provided by the proposed project will lead to meaningful improvements in the achievement of students as measured against rigorous and relevant standards. (Up to 4 points)

(7) The likelihood that the services to be provided by the proposed project will lead to meaningful improvements in the skills and competencies necessary to gain employment in high-quality jobs, careers, and industries or build capacity for independent living. (Up to 4 points)

(8) The extent to which the services to be provided by the proposed project involve the use of efficient strategies, including the use of technology, as appropriate, and the leveraging of non-project resources. (Up to 4 points)

(9) The applicant's capacity (such as qualified personnel, financial resources, or management capacity), together with any project partners, to bring the proposed project effectively to scale on a national or regional level during the grant period. (Up to 10 points)

(10) The quality of the mechanisms the applicant will use to broadly disseminate information and resources on its project to support further development, adaptation, or replication by other entities to implement project components in additional settings or with other populations. (Up to 6 points)

(c) Adequacy of Resources (up to 12 points): The Secretary considers the adequacy of resources for the proposed project. In determining the adequacy of resources for the proposed project, the Secretary considers one or more of the following factors:

(1) The relevance and demonstrated commitment of each partner in the proposed project to the implementation and success of the project. (Up to 6 points)

(2) The potential for the purposes, activities, or benefits of the proposed project to be institutionalized into the ongoing practices and programs of the applicant, agency, or organization and continue after Federal funding ends.

(Up to 6 points)

(d) Quality of the Management Plan (up to 16 points): The Secretary considers the quality of the management plan for the proposed project. In determining the quality of the management plan for the proposed project, the Secretary considers one or more of the following factors:

(1) The feasibility of the management plan to achieve project objectives and goals on time and within budget, including clearly defined responsibilities, timelines, and milestones for accomplishing project tasks. (Up to 8 points)

(2) The adequacy of mechanisms for ensuring high-quality and accessible products and services from the proposed project for the target population.

(Up to 8 points)

(e) Quality of the Evaluation Plan (up to 12 points): The Secretary considers the quality of the evaluation or other evidence-building of the proposed project. In determining the quality of the evaluation or other evidence-building, the Secretary considers one or more of the following factors:

(1) The extent to which the methods of evaluation or other evidence-building are thorough, feasible, relevant, and appropriate to the goals, objectives, and outcomes of the proposed project. (Up to 6 points)

(2) The extent to which the evaluation employs an appropriate analytic strategy to build evidence about the relationship between key project components, mediators, and outcomes and inform decisions on which project components to continue, revise, or discontinue. (Up to 6 points)

Performance Measures ED has developed the following performance measures for the purposes of the reporting to ED under 34 CFR 75.110.

Program Performance Measures. The Department developed the following program performance indicators to evaluate the overall effectiveness of this program. These measures constitute the Department's indicators of success for this program.

Consequently, we advise an applicant for a grant under this program to give careful consideration to these measures in conceptualizing the approach and evaluation for its proposed project. If funded, you will be required to collect and report data in your project's annual performance report (34 CFR 75.590).

Program Performance Measure 1

The number of students who enrolled in courses that use open textbooks and/or ancillary materials developed through the grant

Program Performance Measure 2

The number of students who completed courses that used open textbooks and/or ancillary materials developed through the grant

Program Performance Measure 3

The failure rate or withdrawal rate in courses that use open textbooks and/or ancillary materials compared with equivalent courses that used commercial textbooks

Program Performance Measure 4

The average grade of students who completed a course that used open textbooks and/or ancillary materials developed through the grant compared with the equivalent average grade of students who used commercial textbooks

Program Performance Measure 5

The number of faculty/instructors that use open textbooks and/or ancillary materials developed through the grant

Program Performance Measure 6

The number of institutions within the consortium, and the number of institutions outside of the consortium, that adopted the open textbooks and/or ancillary materials developed through the grant

Program Performance Measure 7

The number of courses among consortium members that adopted the open textbooks and/or ancillary materials developed through the grant, compared to those that continued to use commercial textbooks;

Program Performance Measure 8

The number of faculty/instructors or institutions that use tools for revising and remixing open educational https://www.ecfr.gov/current/title-34/section-75.110 https://www.ecfr.gov/current/title-34/subtitle-A/part-75/subpart-E/subject-group-ECFR56c6d4101bb3491/section-75.590 resources content to facilitate adoption of open textbooks and/or ancillary materials developed through the grant

Program Performance Measure 9

The average cost savings per student

Program Performance Measure 10

The total cost savings for students who used open textbooks and/or ancillary materials developed through the grant compared to students in the same course of study who used traditional textbooks

Application Submission Information Application Submission Instructions

Applicants are required to follow the Common Instructions and Information for Applicants to Department of Education Discretionary Grant Programs, published in the Federal Register on August 29, 2025 (90 FR 42234), which contain requirements and information on how to submit an application.

Registration

To apply, you must first be registered in two systems: SAM.gov and Grants.gov. If you are already registered, make sure your registration is active and up to date.

Grants.gov registration involves several steps including registration on SAM.gov. You may begin working on your application while completing the registration process, but you cannot apply until all registration steps are complete. Once your SAM registration is active, it will take 24-48 hours for the information to be available in Grants.gov, and before you can apply through Grants.gov. For detailed information on the registration steps, please go to:

Grants.gov Applicant Registration. Please note that your organization will need to update its SAM registration annually.

SAM.gov

You must have an active account with SAM.gov. This includes having a Unique Entity Identifier. SAM.gov registration can take several weeks. Begin that process early.

To register, go to SAM.gov and click on "Get Started."

Click on the Entity Registration Checklist for the information you will need to register in SAM.gov.

If you need help, you can call 866-606-8220 or live chat with the Federal Service Desk.

https://www.federalregister.gov/documents/2025/08/29/2025-16571/common-instructions-and-information-for-applicants-to-department-of-education-discretionary-grant https://www.federalregister.gov/documents/2025/08/29/2025-16571/common-instructions-and-information-for-applicants-to-department-of-education-discretionary-grant https://www.federalregister.gov/citation/90-FR-42234 http://www.sam.gov/ https://www.grants.gov/applicants/applicant-registration

ED strongly recommends that you do not wait until the last day to submit your application.

Grants.gov will put a date/time stamp on your application and then process it after it is fully uploaded. If Grants.gov rejects your application, you will need to resubmit successfully to Grants.gov before 11:59:59 p.m. Eastern Time on the deadline date.

You must provide the Unique-Entity Identifier (UEI) on your application that was used when you registered as an Authorized Organization Representative (AOR) on Grants.gov. This UEI is assigned to your organization in SAM at the time your organization registers in SAM. If you do not enter the UEI assigned by SAM on your application, Grants.gov will reject your application.

A Grants.gov applicant must apply online using Workspace, a shared environment in Grants.gov where members of a grant team may simultaneously access and edit different web forms within an application. The Grants.gov website contains further instructions on how to apply.

Intergovernmental Review

This is subject to Executive Order 12372 (Intergovernmental Review of Federal Programs) and the regulations in 34 CFR Part 79. One of the objectives of Executive Order 12372 is to strengthen federalism – or the distribution of responsibility between localities, states, and the Federal government – by fostering intergovernmental partnerships. This idea includes supporting processes that state or local governments have developed to coordinate and review proposed Federal financial grant applications. Grant applicants need to contact State Single Points of Contact (SPOC) for information on their state’s procedures. Multi-state applicants should follow procedures specific to each state. Further information about the SPOC and the official list of entities can be found at:

https://www.ojp.gov/IntergovernmentalReviewSPOCList.pdf.

Absent specific State review programs, applicants may submit comments directly to the point of contact listed in this notice.

Verify Submission

Grants.gov

You must also have an active account with Grants.gov.

To register, go to Grants.gov and click “Register.” When ready click on “Get Registered Now” and complete required fields.

For more information or assistance, click on “Applicant Registration Page.”

https://www.grants.gov/applicants/grant-applications/how-to-apply-for-grants https://www.grants.gov/applicants/grant-applications/how-to-apply-for-grants https://www.federalregister.gov/executive-order/12372 https://www.ecfr.gov/current/title-34/part-79 https://www.ojp.gov/IntergovernmentalReviewSPOCList.pdf

Verify that Grants.gov received your application submission on time and that it was validated successfully. To see the date/time your application was received, login to Grants.gov and click on the Track My Application link. For a successful submission, the date/time received should be earlier than 11:59:59 p.m. Eastern Time, on the deadline date, AND the application status should be: Validated, Received by Agency, or Agency Tracking Number Assigned.

If the date/time received is later than 11:59:59 p.m. Eastern Time, on the deadline date, your application is late. If your application has a status of “Received” it is still awaiting validation by Grants.gov. Once validation is complete, the status will either change to “Validated” or “Rejected with Errors.” If the status is “Rejected with Errors,” your application has not been received successfully. Some of the reasons Grants.gov may reject an application can be found at https://www.grants.gov/applicants/encountering-error-messages. For more detailed information on troubleshooting Adobe errors, you can review the Adobe Reader Software Tip Sheet at: https://www.grants.gov/applicants/adobe-software-compatibility. If you discover your application is late or has been rejected, please see the instructions below. Note: You will receive a series of confirmations both online and via e-mail about the status of your application. Please do not rely solely on e-mail to confirm whether your application has been received timely and validated successfully.

Submission Problems – What should you do?

If you have problems submitting to Grants.gov before the closing date, please contact Grants.gov Customer Support at 1-800-518-4726 or email at: support@grants.gov or access the Grants.gov Self- Service Knowledge Base web portal.

Application Review Information Review and Selection Process

We remind potential applicants that in reviewing applications in any discretionary grant competition, the Secretary may consider, under 34 CFR 75.217, information outside the rank order of applications, including: the information in each application; and any other information—

(1) Relevant to a criterion, priority, or other requirement that applies to the selection of applications for new grants;

(2) Concerning the applicant's performance and use of funds under a previous award under any Department program; and https://www.grants.gov/applicants/encountering-error-messages https://www.grants.gov/applicants/encountering-error-messages https://www.grants.gov/applicants/adobe-software-compatibility https://www.grants.gov/applicants/adobe-software-compatibility mailto:support@grants.gov https://grants-portal.psc.gov/Welcome.aspx?pt=Grants.

https://www.ecfr.gov/current/title-34/section-75.217#p-75.217(d)(3)

(3) Concerning the applicant's failure under any Department program to submit a performance report or its submission of a performance report of unacceptable quality.

Before making awards, Department staff will screen applications submitted in accordance with the requirements in this notice to determine whether applications have met eligibility and other requirements, including whether an application may fail to meet the “General Terms and Conditions” applicable to awarded funds referenced elsewhere within this notice. This screening process may occur at various stages of the review and selection process. Applicants that are determined to be ineligible will not receive a grant, regardless of whether the application was included in the peer review process. Applications not selected for funding will be informed of the Secretary's decision in accordance with 34 CFR 75.218.

Peer reviewers will read, prepare a written evaluation of, and score the assigned applications, using the selection criteria provided in this notice.

For this competition, a panel of non-Federal reviewers will review each application in accordance with the selection criteria. The individual scores assigned by the reviewers will be added and the sum divided by the number of reviewers to determine the peer reviewer score received in the review process.

In addition, in making a competitive grant award, the Secretary requires various assurances, including those applicable to Federal civil rights laws that prohibit discrimination in programs or activities receiving Federal financial assistance from ED (34 CFR 100.4, 104.5, 106.4, 108.8, and 110.23).

Tiebreaker

In the event there are two or more applications with the same final score in the rank order listing, and there are insufficient funds to fully support each of these applications, the Department will apply the following procedure to determine which application, or applications, will receive an award:

First Tiebreaker: Under the first tiebreaker, the Secretary will select the application(s) with the smallest amount of funding allocated to indirect costs. If a tie remains, the second tiebreaker will be utilized.

Second Tiebreaker: Under the second tiebreaker, the Secretary will select the application(s) with the greatest projected total cost savings for students to be achieved during the 48-month performance period.

https://www.ecfr.gov/current/title-34/section-100.4 https://www.ecfr.gov/current/title-34/section-100.4 https://www.ecfr.gov/current/title-34/section-104.5 https://www.ecfr.gov/current/title-34/section-106.4 https://www.ecfr.gov/current/title-34/section-108.8 https://www.ecfr.gov/current/title-34/section-110.23

Definitions

The following definitions are from the NFP (85 FR 57138): “high-enrollment courses”, “high-enrollment program”, “in-demand industry sector”, “in-demand occupation”, “open textbook”, “sector partner”, “trade or professional association”, and “workforce stakeholder”. The terms “continuous improvement”, “evaluation”, “evidence-building”, “performance measure”, “performance target”, “project component”, “quality data”, “relevant outcome”, and “state educational agency” are defined in 34 CFR 77.1. “Artificial intelligence” or “AI” has the meaning set forth in 15 U.S.C. 9401(3). “Institution of higher education” has the meaning as defined in section 101 of the HEA (20 U.S.C. 1001). “State higher education agency” has the meaning as defined in 20 U.S.C. 1003(22).

Artificial intelligence (AI) has the meaning set forth in 15 U.S.C. 9401(3).

Continuous improvement means using plans for collecting and analyzing data about a project component's implementation and outcomes (including the pace and extent to which project outcomes are being met) to inform necessary changes throughout the project. These plans may include strategies to gather ongoing feedback from participants and stakeholders on the implementation of the project component (34 CFR 77.1).

Evaluation means an assessment using systematic data collection and analysis of one or more programs, policies, practices, and organizations intended to assess their implementation, outcomes, effectiveness, or efficiency (34 CFR 77.1).

Evidence-building means a systematic plan for identifying and answering questions relevant to programs and policies through performance measurement, exploratory studies, or program evaluation (34 CFR 77.1).

High-enrollment courses means courses that are required for a degree-granting program offered by an eligible IHE that either have total student enrollments within the top third of courses: (a) at the lead institution, if applicable, or at one or more of the consortia partner institutions; (b) in the State; or (c) nationally as compared to other academic or career and technical education courses (85 FR 57138).

High-enrollment program means a program that yields a postsecondary degree that either has total student enrollments within the top third of programs: (a) at the lead institution, if applicable, or at one or more of the consortia partner institutions; (b) in the State; or (c) nationally as compared to other academic or career and technical education programs (85

FR 57138).

https://www.federalregister.gov/citation/85-FR-57138 https://www.ecfr.gov/current/title-34/section-77.1 https://www.govinfo.gov/link/uscode/15/9401 https://www.govinfo.gov/link/uscode/20/1001 https://www.govinfo.gov/link/uscode/20/1003 https://www.govinfo.gov/link/uscode/15/9401 https://www.ecfr.gov/current/title-34/section-77.1 https://www.ecfr.gov/current/title-34/section-77.1 https://www.ecfr.gov/current/title-34/section-77.1 https://www.federalregister.gov/citation/85-FR-57138

In-demand industry sector means an industry sector that has a substantial current or potential impact (including through jobs that lead to economic self-sufficiency and opportunities for advancement) on the State, regional, or local economy, as appropriate, and that contributes to the growth or stability of other supporting businesses, or the growth of other industry sectors (85 FR 57138).

In-demand occupation means an occupation that currently has or is projected to have a number of positions (including positions that lead to economic self-sufficiency and opportunities for advancement) in an industry sector so as to have a significant impact on the State, regional, or local economy, as appropriate (85 FR 57138).

Institution of higher education has the meaning as defined in section 101 of the HEA (20 U.S.C. 1001).

Open textbook means a textbook that is licensed under a worldwide, nonexclusive, royalty-free, perpetual, and irrevocable license to the public to exercise any of the rights under copyright conditioned only on the requirement that attribution be given as directed by the copyright owner. An open textbook may also include a variety of open educational resources or materials used by instructors in the development of a course and those learning activities necessary for successful completion of a course by students. These include any learning exercises, technology-enabled experiences (e.g., simulations), and adaptive support and assessment tools (85 FR 57138).

Performance measure means any quantitative indicator, statistic, or metric used to gauge program or project performance (34 CFR 77.1).

Performance target means a level of performance that an applicant would seek to meet during the course of a project or as a result of a project (34 CFR 77.1).

Project component means an activity, strategy, intervention, process, product, practice, or policy included in a project. Evidence may pertain to an individual project component or to a combination of project components (e.g., training teachers on instructional practices for English learners and follow-on coaching for these teachers) (34 CFR 77.1).

Quality data encompasses utility, objectivity, and integrity of the information. “Utility” refers to how the data will be used, either for its intended use or other uses. “Objectivity” refers to data being accurate, complete, reliable, and unbiased. “Integrity” refers to the protection of data from being manipulated (34 CFR 77.1).

https://www.federalregister.gov/citation/85-FR-57138 https://www.federalregister.gov/citation/85-FR-57138 https://www.govinfo.gov/link/uscode/20/1001 https://www.govinfo.gov/link/uscode/20/1001 https://www.federalregister.gov/citation/85-FR-57138 https://www.ecfr.gov/current/title-34/section-77.1 https://www.ecfr.gov/current/title-34/section-77.1 https://www.ecfr.gov/current/title-34/section-77.1 https://www.ecfr.gov/current/title-34/section-77.1

Relevant outcome means the student outcome(s) or other outcome(s) the key project component is designed to improve, consistent with the specific goals of the program (34

CFR 77.1).

Sector partner means a member of a workforce collaborative, convened by or acting in partnership with a state board or local board, that organizes key stakeholders interconnected by labor markets, technologies, and worker skill needs into a working group that focuses on shared goals and resource needs (85 FR 57138).

State educational agency means the State board of education or other agency or officer primarily responsible for the supervision of public elementary and secondary schools in a State. In the absence of this officer or agency, it is an officer or agency designated by the Governor or State law. (34 CFR 77.1)

State higher education agency has the meaning as defined in 20 U.S.C. 1003(22).

Trade or professional association means a membership organization that inspects employers or practitioners, or leads credentialing programs, in a specific industry or sector

(85 FR 57138).

Workforce stakeholder means an individual or organization with an interest in the employability of others either for self-interest or the interest of other employers (85 FR 57138).

Award Requirements Terms and Conditions

If you are awarded a grant under this competition, you must ensure and may be required to demonstrate that federal funds will not be used under this project in any manner that violates the United States Constitution, Title VI or Title VII of the Civil Rights Act of 1964 (42 U.S.C. 2000d et seq. or 42 U.S.C. 2000e et seq.), Title IX of the Education Amendments of 1972 (20 U.S.C. 1681 et seq.), section 504 of the Rehabilitation Act (29 U.S.C. 794), the Age Discrimination Act of 1975 (42 U.S.C. 6101 et seq.), Title II of the Americans with Disabilities Act of 1990 (42 U.S.C. 12131 et seq.), the Boy Scouts of America Equal Access Act of 2001 (20 U.S.C. 7905), section 117 of the Higher Education Act of 1965, as amended (20 U.S.C. 1011f), or other applicable federal law. To the extent that a grantee uses grant funds for such unallowable activities, ED may pursue termination under 2 CFR 200.340.

The Grant Award Notification document accompanying your award may contain further https://www.ecfr.gov/current/title-34/section-77.1 https://www.ecfr.gov/current/title-34/section-77.1 https://www.federalregister.gov/citation/85-FR-57138 https://www.ecfr.gov/current/title-34/section-77.1 https://www.govinfo.gov/link/uscode/20/1003 https://www.federalregister.gov/citation/85-FR-57138 https://www.federalregister.gov/citation/85-FR-57138 https://www.federalregister.gov/citation/85-FR-57138 https://www.govinfo.gov/link/uscode/42/2000d https://www.govinfo.gov/link/uscode/42/2000d https://www.govinfo.gov/link/uscode/42/2000e https://www.govinfo.gov/link/uscode/20/1681 https://www.govinfo.gov/link/uscode/29/794 https://www.govinfo.gov/link/uscode/42/6101 https://www.govinfo.gov/link/uscode/42/12131 https://www.govinfo.gov/link/uscode/20/7905 https://www.govinfo.gov/link/uscode/20/1011f https://www.ecfr.gov/current/title-2/section-200.340 terms and conditions, as necessary to ensure grantee compliance with applicable laws, regulations, and administrative priorities.

Please note the provisions of Executive Orders 14151, 14168, 14173, and 14190 as well as the U.S. Department of Justice’s July 29, 2025, non-regulatory “Guidance for Recipients of Federal Funding Regarding Unlawful Discrimination,” which clarifies the application of federal antidiscrimination laws to programs or initiatives that may involve discriminatory practices, including those labeled as Diversity, Equity, and Inclusion (“DEI”) programs.

Such activities may risk violating federal civil rights laws and may jeopardize federal funding. This includes any discriminatory equity ideology in violation of a Federal anti-discrimination law. A definition of “discriminatory equity ideology” is contained in Section 2(b) of Executive Order 14190. To the extent that an ED grantee uses grant funds for unallowable activities, ED reserves the right to take appropriate enforcement action, including recovery of grant funds.

Applicable Regulations

(a) The Education Department General Administrative Regulations (EDGAR) in 34 CFR parts 75, 77, 79, 82, 84, 86, 97, 98, and 99. (b) The Office of Management and Budget Guidelines to Agencies on Governmentwide Debarment and Suspension (Nonprocurement) in 2 CFR part 180, as adopted and amended as regulations of the Department in 2 CFR part 3485. (c) The Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards in 2 CFR part 200, as adopted and amended in 2 CFR part 3474. (d) The NFP. (e) The Supplemental Priorities.

Note: The regulations in 34 CFR part 79 apply to all applicants except federally recognized Indian Tribes.

Note: The regulations in 34 CFR part 86 apply to institutions of higher education only.

Application Checklist The application will require you to fill out several forms, which are listed and linked in grants.gov. See below for a description of forms and sections:

1. Standard Documents

❑ Application for Federal Assistance (SF 424)

❑ Department of Education Supplemental Information for SF 424

2. Budget Information

❑ Budget Information for Non-Construction Programs (SF 424A)

3. Abstract Form

❑ Abstract –– Attach this document to the Abstract Form in the Grants.gov application.

4. Project Narrative

❑ Application Narrative (Project Narrative Attachment Form)

5. Budget Narrative

❑ Budget Narrative Attachment Form

6. Other Attachment Forms

❑ Competitive Preference Priority 1 Narrative (no more than 3 pages) ❑ Competitive Preference Priority 2––Letter of attestation from the State higher education agency official

❑ Curriculum Vitae (CV)

❑ Letters of support from all members of the consortium and other partners ❑ Bibliography ❑ Proof of nonprofit status to meet the eligibility requirements

7. Assurances and Certifications

❑ Disclosure of Lobbying Activities (Standard Form LLL)

❑ Grants.gov Lobbying Form

Part 1: Standard Documents

Application for Federal Assistance (SF 424)

ED Supplemental Information for SF 424 (Instructions)

This form requires basic identifying information about the applicant and the application. Please provide all requested applicant information (including name, address, e-mail address and UEI). When applying electronically via Grants.gov, https://www.ed.gov/media/document/2025-ed-sf424-supplemental-form-110031.pdf you will need to ensure that the UEI on your application is the same as the UEI your organization used when it registered with the System for Award Management.

Applicants are advised to complete the Application for Federal Assistance (Form SF

424) first. Grants.gov will automatically insert the correct Assistance Listing Number and program name automatically wherever needed on other…

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