Final_RFP_660_2400000134_1_SO_FORM.PDF

Document ID: RFP 660 2400000134 Page: 1

Commonwealth of Kentucky

SOLICITATION

Modification: No Version #:

TITLE: Professional Forestry Consultant Services - DBNF

Date Issued:

12/07/2023 Record Date:

12/06/2023

Solicitation Closes Date:

01/04/2024 Time:

12:00

Solicitation No:

RFP 660 2400000134

Online Bidding Prohibited: No For Information Call:

Amy Akers 502-892-4538

Bid Receiving Location:

KY Department of Fish & Wildlife Resources Purchasing #1 Sportsman's Lane

Frankfort KY 40601

Vendor Customer Number:

Vendor Name:

Phone Number:

Fax Number:

Email Address:

Ordering

Address:

City, State, Zip:

Contact Name:

Contact Email:

Contact Phone Number:

Payment

Address:

City, State, Zip:

Contact Name:

Contact Email:

Contact Phone Number:

Ownership Type

__ Sole Proprietorship __ Partnership __ Corporation __ Other_________________________

SIGNATURE OF AUTHORIZED AGENT IS REQUIRED UNLESS RESPONSE

IS SUBMITTED ELECTRONICALLY. FAILURE TO SIGN SHALL RENDER

THE BID INVALID.

Signature X_________________________________________ FEIN#____________________ Date____________

All offers subject to all terms and conditions contained in this solicitation.

Document ID: RFP 660 2400000134 Page: 2

Line Items

Commodity Group: Default

Line CL Description Quantity UOM Unit Cost Line Total or Contract Amnt

1 Professional Forestry Consultant Services -

DBNF

Comm Code Comm Description Manufacturer Model # Manuf Part #

947 FORESTRY SERVICES

Extended Description To implement medium to large scale forest habitat improvement projects on Cumberland Ranger District of the Daniel Boone National Forest in Northeastern Kentucky.

Shipping Information Kentucky Department of Fish & Wildlife Resources Kentucky Department of Fish & Wildlife Resources #1Sportsman's Lane

Frankfort KY 40601

Billing Information Kentucky Department of Fish & Wildlife Resources Kentucky Department of Fish & Wildlife Resources #1 Sportsman's Lane

Frankfort KY 40601

Document ID: RFP 660 2400000134 Page: 3

Submission Checklist

The following items will be required to be submitted with bid:

Item Executive Summary Qualifications and Experience References Cost Proposal

ATTACHMENT A

Request for Proposal (RFP)

For Professional Forestry Consultant Services

RFP 660 2400000134

Release Date: December 7, 2023 CLOSING DATE AND TIME: January 4, 2024, at 12:00pm ET

Issued by

The Kentucky Department of Fish and Wildlife Resources

KY Department of Fish and Wildlife Resources Buyer:

Amy Akers

Purchasing Agent

COMMONWEALTH OF KENTUCKY

THE KENTUCKY DEPARTMENT OF FISH AND WILDLIFE RESOURCES

Division of Administrative Services #1 Sportsman’s Lane Frankfort, KY 40601

(502) 892-4538 Amy.Akers@ky.gov

TABLE OF CONTENTS

Proposal Submission Checklist Section 1 – Summary Section 2 – Introduction Section 3 – Scope of Work Section 4 – Procurement Requirements and Instructions Section 5 – Proposal Submission Section 6 – Proposal Evaluation Section 7 – Negotiations Section 8 – Contract Requirements Section 9 – Standard Terms and Conditions Section 10 – Attachments

Document Description Page 4

2400000134 Professional Forestry Consultant Services - DBNF mailto:Amy.Akers@ky.gov

PROPOSAL SUBMISSION CHECKLIST

The vendor MUST include the following with the proposal submission.

If the items highlighted below are not submitted with the proposal submission, the Kentucky Department of Fish and Wildlife Resources MUST deem the proposal non-responsive and SHALL NOT consider for award.

All other items MUST be submitted prior to award.

SIGNED AND COMPLETED SOLICITATION

*PROPOSED TECHNICAL SOLUTION

*PROPOSED COST SOLUTION

TRANSMITTAL LETTER [see Section 5.7(A)]

All other items MUST be submitted prior to award; however, vendors are strongly encouraged to include with bid submission.

REVENUE FORM 10A100 KENTUCKY TAX REGISTRATION APPLICATION, IF

APPLICABLE [see Section 5.7 (C)], CERTIFICATE OF AUTHORITY- REGISTRATION WITH SECRETARY OF STATE

BY A FOREIGN ENTITY, IF APPLICABLE [see Section 5.7 (D)]

REQUIRED ANNUAL AFFIDAVIT AND OTHER AFFIDAVIT(S)

SECTION 1 – RFP SUMMARY

1.1 Estimated Schedule of RFP Activities

The following table presents the anticipated schedule for major activities associated with the RFP distribution, proposal submission, proposal evaluation process, and contract award. The Kentucky Department of Fish and Wildlife Resources (KDFWR) reserves the right at its sole discretion to change the Schedule of Activities, including the associated dates and times.

Anticipated Schedule of Activities Release of RFP

December 7, 2023

Site Visit (See Section 3.1) December 14, Written Questions due by 12:00 PM EDT

December 19, KDFWR’s Response to Vendors’ Written Questions and Deviations

December 22, Proposals due by 12:00pm EDT

January 4, 2024

Document Description Page 5

1.2 Issuing Office

The Kentucky Department of Fish and Wildlife Resources is issuing this RFP.

The KDFWR is the only office authorized to change, modify, amend, alter, or clarify the specifications, terms and conditions of this RFP.

A contract, based on this RFP, may or may not be awarded. Any contract award from this RFP is invalid until properly approved and executed by the KDFWR.

1.3 Agencies to Be Served

This contract shall be for use by the KENTUCK DEPARTMENT OF FISH AND

WILDLIFE RESOURCE.

SECTION 2 - INTRODUCTION

2.1 Purpose and Background

The purpose of this Request for Proposal (RFP) is to solicit proposals for competitive negotiations pursuant to 200 KAR 5:307 all applicable statutes and regulations.

The Northeast Region consists of 21 counties; within those counties lies the Daniel Boone National Forest (DBNF). The DBNF is the largest public landholder in the state of Kentucky. Kentucky Department of Fish and Wildlife Resources (KDFWR) and DBNF have collaborated on many successful projects over the years. We have worked together to create quality habitat for a variety of species across the National Forest.

The Cumberland Ranger District of the DBNF is a mix of forest and patchy openings varying in size. The USFS has managed the openings and forest stands with a rotational schedule for management. This proposal will be to implement intermediate forest management strategies. Many of the open land areas on the Cumberland District have developed a “hard edge” over time, meaning there is little transition from forest to field. Transition zones are critical to many species for food, cover, nesting and other needs. This project is designed to create more herbaceous and shrub material in a 150’ area surrounding openings and transitional areas.

Early successional species and forest components are critical habitat to many declining species. Many wildlife species in decline need a myriad of habitat from early successional through mature forest, and without those varying stages across the landscape, populations and habitat can become stagnant.

With large acreage and limited staff, the most efficient process for managing these forests is to utilize contractors to implement large-scale habitat projects.

Contractors allow staff to complete a scale of work not achievable with current staff levels. Contractors tend to be more equipped with people and equipment to efficiently conduct larger projects.

SECTION 3 – SCOPE OF WORK

3.1 Scope of Work/Technical Requirements

Kentucky Department of Fish and Wildlife Resources (KDFWR) is soliciting proposals to implement forest habitat work on Cumberland Ranger District

Document Description Page 6 of the Daniel Boone National Forest in Northeastern Kentucky. The winning bidder needs to have the ability to implement medium to large scale forest stand improvement projects within the constraints of this document.

Services include:

The offeror will be required to consult with KDFWR foresters and biologists during all phases of the project to ensure compliance with the terms of our agreement with Daniel Boone National Forest. (DBNF).

For this proposal, a professional forestry or environmental company will perform mid-story removal under the following guidelines,

1. During the months of June through January, consultants will hack and spray trees using isopropylamine salt of imazapyr (ARSENAL) with an active ingredient of 28%. This product will be mixed with water as a 22% solution (1-gallon mixture will be 100 ounces of water, 28 ounces of product).

a. Trees will be hacked under the following guidelines, 1 hack per 3”

DBH per tree.

b. When the situation of clusters or pockets of trees of the same species that spread through “sucker” roots, such as beech, only 30% of that cluster needs to be treated.

c. A different chemical may only be used after prior approval from

KDFWR.

2. During the months of February through May consultants will use a basal bark treatment on smooth barked stems with a 20% herbicide by volume mixture with the active ingredient of triclopyr, Garlon 4. This will be mixed with a commercial basal bark oil. Rough barked stems will be hacked at the rate of 1 hack per 2” DBH using Garlon 3.

a. The circumference of trees 6” in diameter or less will be completely covered for the basal bark treatment to a height of 12-15 inches.

b. A dye should be used in the basal spray.

3. For this contract mid-story will be defined as trees that are not part of the canopy, trees that are between 2”-10” DBH or trees considered cull or non-merchantable and are not species of oak or hickory. Soft mast trees such as black cherry, papaw, persimmon, serviceberry, viburnum, dogwood, wild plum or hawthorn will not be hacked or harmed during this contract.

4. Do not spray on days that will not reach 32° for a high temperature or if there has been less than 3.1” of rain in the last 30 days. This is to ensure soil microbial communities can break down the herbicide. If there is a question regarding the specifications, contact the KDFWR forester.

5. Obtain and keep a current Kentucky Herbicide/Pesticide license for working on land managed by a state agency. Classes 2N and 1A will cover forest land and open land areas, there are very few areas that could be labeled as open land, but KDFWR nor USACOE are the enforcing agency for herbicide usage and storage, therefore, we cannot verify the definition for open land for forest land.

Document Description Page 7

6. Restricted use herbicides cannot be used. Only use the herbicides listed in RFP or approved by KDFWR.

7. Provide updates monthly as to progress for approved project areas and practices. Attend a yearly meeting between KDFWR foresters, biologists and upper level administration until the entirety of the contract is completed.

KDFWR reserves the right to conduct discussions/meetings with any offeror to determine their qualifications for further consideration. Discussions shall not disclose any information derived from bid proposal submitted by other offerors.

Mandatory Requirements:

# Vendor must have equipment and knowledge to complete Forest Stand

Improvement (FSI) practices as defined above. This includes a current Kentucky Herbicide/Pesticide applicators license.

# Traverse and work in rough and steep terrain. Some of these areas can be steep and rugged in nature.

# Provide contact information for minimum of 3 references from previous projects that were at least 100 acres in size or larger. Include name, address, email, and phone number of reference.

Site Visit Information:

There will be a site visit meeting on this project. Interested vendors are encouraged to attend. The site visit will be held on December 14, at 10:30am Eastern Time. Vendors are to meet the project manager at the Cumberland Ranger District Office, Visitors Center, 2375 KY 801 South, Morehead, KY 40351

SECTION 4 – PROCUREMENT REQUIRMENTS AND INSTRUCTIONS

4.1 Procurement Requirements

Procurement requirements are listed under “Procurement Laws, Preference, Regulations and Policies” and “Response to Solicitation” located on the eProcurement Web page at https://finance.ky.gov/eProcurement/Pages/procurement-laws-regulations-and-policies.aspx and https://finance.ky.gov/eProcurement/Pages/doing-business-with-the-commonwealth.aspx respectively. The vendor must comply with all applicable statutes, regulations and policies related to this procurement.

4.2 Access to Solicitation, RFP, and Addenda

The KDFWR wants each prospective vendor to have full and complete information on which to base a proposal response. Only information presented or referred to in this RFP and any additional written information that is supplied by the KDFWR shall be used by vendors in preparing the response.

The solicitation, addenda, and attachments shall be posted to the Kentucky Vendor Self Service link at https://emars311.ky.gov/webapp/vssprdonline3111d/ AltSelfService

Document Description Page 8

2400000134 Professional Forestry Consultant Services - DBNF https://finance.ky.gov/eProcurement/Pages/procurement-laws-regulations-and-policies.aspx https://finance.ky.gov/eProcurement/Pages/procurement-laws-regulations-and-policies.aspx https://finance.ky.gov/eProcurement/Pages/doing-business-with-the-commonwealth.aspx https://finance.ky.gov/eProcurement/Pages/doing-business-with-the-commonwealth.aspx https://emars311.ky.gov/webapp/vssprdonline3111d/AltSelfService https://emars311.ky.gov/webapp/vssprdonline3111d/AltSelfService

It is not necessary to register to access the solicitation. Unregistered vendors can access solicitations by clicking on public access.

In the event of any conflict or variation between the solicitation or modification as issued by the KDFWR and the vendor’s response, the version as issued shall prevail.

4.3 RFP Terminology

For the purpose of this RFP, the following terms may be used interchangeably:

o Proposer, Offeror, Contractor, Provider, or Vendor o KDFWR Buyer, Buyer, Purchaser, or Contract Officer o RFP, Solicitation, or Procurement o Bid, Proposal, or Offer o Commonwealth of Kentucky, Commonwealth, or State, Agency, Kentucky Department of Fish and Wildlife Resources o Fiscal Year will be defined as the Commonwealth fiscal year: July 1 through June 30 o Biennium will be defined as the Commonwealth biennium: July

1 of each even numbered year through June 30 of the next even numbered year o Requirements that include the words “Shall”, “Will”, “Must” indicate a mandatory requirement o Mandatory Requirement means a condition set out in the specifications or statement of work that must be met without exception.”

4.4 Restrictions on Communications

The KDFWR Buyer named on the Cover Sheet of this RFP shall be the sole point of contact throughout the procurement process. All communications, oral and written (regular, express, or electronic mail,), concerning this procurement shall be addressed to the Buyer.

For violation of this provision, the KDFWR shall reserve the right to disqualify the vendors’ proposal response.

4.5 Confidentiality of Contract Terms

The contractor and the KDFWR agree that all information communicated between them before the effective date of the contract shall be received in strict confidence and shall not be necessarily disclosed by the receiving party, its agents, or employees without prior written consent of the other party.

Such material will be kept confidential subject to KDFWR and Federal public information disclosure laws.

Upon signing of the contract by all parties, terms of the contract become available to the public, pursuant to the provisions of the Kentucky Revised Statutes.

Document Description Page 9

The contractor shall have an appropriate agreement with its subcontractors extending these confidentiality requirements to all subcontractors’ employees.

4.6 Written Questions Regarding this RFP

Vendors are encouraged to submit written questions pursuant to Section 1.1 of this RFP. Written questions shall be submitted to the KDFWR Buyer via email at amy.akers@ky.gov. No questions shall be accepted after the date(s) listed in Section 1.1 unless the question(s) is considered material to the procurement. The KDFWR shall respond to salient questions in writing by issuing an addendum to the solicitation. The addendum shall be posted to the Kentucky Vendor Self Service site.

4.7 Vendor Response and Proprietary Information

The RFP specifies the format, required information, and general content of proposals submitted in response to the RFP. The KDFWR will not disclose any portions of the proposals prior to Contract Award to anyone outside the KDFWR, for whose benefit the contract is proposed, representatives of the Federal Government, if required, and the members of the evaluation committees. After a contract is awarded in whole or in part, the KDFWR shall have the right to duplicate, use, or disclose all proposal data submitted by vendors in response to this RFP as a matter of public record. Although the KDFWR recognizes the vendor's possible interest in preserving selected data which may be part of a proposal, the KDFWR must treat such information as provided by the Kentucky Open Records Act, KRS 61.870 et sequitur.

Informational areas which normally might be considered proprietary shall be limited to individual personnel data, customer references, selected financial data, formulae, and financial audits which, if disclosed, would permit an unfair advantage to competitors. If a proposal contains information in these areas that a vendor declares proprietary in nature and not available for public disclosure, the vendor should declare in the Transmittal Letter [see Section 5.7 (A)] the inclusion of proprietary information and shall noticeably label as proprietary each file containing such information.

Proprietary information shall be submitted separately and identified as “Proprietary Data”. Proposals containing information declared by the vendor to be proprietary, either in whole or in part, outside the areas listed above may be deemed non-responsive to the RFP and may be rejected.

4.8 Notification of Award of Contract

The procurement process will provide for the evaluation of proposals and selection of the successful proposal in accordance with State law and regulations. KRS Chapter 45A of the Kentucky Model Procurement Code provides the regulatory framework for the procurement of services by State agencies.

All applicable statutes, regulations, policies, and requirements shall become a part of an award as well as the Information Technology requirements.

For additional award information, vendors may email the Commonwealth Buyer.

4.9 Protest

Document Description Page 10 mailto:amy.akers@ky.gov

Any actual or prospective Contractor, who is aggrieved in connection with the RFB or selection for award of a Contract, may file a protest with the KDFWR Division of Administrative Services.# A protest or notice of other controversy must be filed promptly and in any event within two (2) calendar weeks after such aggrieved person knows or should have known of the facts giving rise thereto.

A bidder is presumed to have knowledge of the award of contract on the date of the email from the KDFWR Division of Administrative Services advising that the contract has been awarded. Bidders who require additional information about the award of the bid or bid documents must contact Melissa Trent at melissa.trent@ky.gov or:

Division of Administrative Services, Purchasing Branch Kentucky Department of Fish and Wildlife Resources #1 Sportsman’s Lane Frankfort, KY 40601

Only a Hearing Officer appointed by the Attorney General’s Office, or designee, has authority to determine protests and other controversies of actual or prospective Contractors in connection with the RFB or selection for award of a Contract. The Hearing Officer, appointed by the Attorney General’s Office, will promptly issue a decision in writing.# A copy of that decision will be mailed or otherwise furnished to the aggrieved party and shall state the reasons for the action taken. The decision by the Hearing Officer, appointed by the Attorney General’s Office, shall be final and conclusive.

4.10 Vendor Notification – Ineligible for Award

The KDFWR will not consider or evaluate any proposal submitted by a vendor when the vendor, the vendor’s employees, or agents, had any involvement, contribution or participation in the development, preparation or review of this RFP prior to its issuance. The vendors proposal will be deemed ineligible for award.

4.11 Past Vendor Performance

Past vendor performance may be considered in the award of this Contract.

Vendors with a record of poor performance in the last twelve (12) months may be found non-responsible and ineligible for award.

SECTION 5 – PROPOSAL SUBMISSION

5.1 Disposition of Proposals

All proposals become the property of the Commonwealth of Kentucky. The successful proposal shall be incorporated into the resulting contract by reference.

Disposal of unsuccessful proposals shall be at the discretion of the KDFWR Buyer.

5.2 Rules for Withdrawal of Proposals

Prior to the date specified for receipt of offers, a submitted proposal may be withdrawn by electronic or written notice by submitting a signed written request for its withdrawal to the KDFWR Buyer.

5.3 Commonwealth’s Right to Use Proposal Ideas

Document Description Page 11 mailto:melissa.trent@ky.gov

The KDFWR shall have the right to use all system ideas, or adaptations of those ideas, contained in any proposals received in response to the RFP. Selection or rejection of the proposal will not affect this right.

5.4 Submission of RFP Response

Each qualified offeror shall submit only one (1) proposal. Alternate proposals shall not be allowed. Failure to submit as specified shall result in a non-responsive proposal.

Acknowledgment of Addenda It is the vendor's responsibility to check the web site for any modifications to this solicitation.

Failure to specifically acknowledge addenda with submission will not excuse the vendor from adhering to all changes to the requirements of the solicitation set forth therein nor provide justification for any pricing changes.

5.5 Electronic Proposal Submission

Proposals shall be received by electronic submission in the eProcurement System.

An electronic proposal shall be authorized by the proper agent of the firm by the act of submitting it electronically through the eProcurement system.

Proposal information MUST be completed online. Response must contain all required information for the Solicitation. All bidders MUST be registered in the Commonwealth eProcurement System via the Vendor Self Service System at https://vss.ky.gov

Allow 24 – 48 hours to complete Vendor Registration. Vendors must be logged in to their Vendor Self Service (VSS) account in order to submit a response. Registrations completed the day of bid closing must be completed by the Vendor in the VSS portal. The Customer Resource Center is not able to complete registrations and activate accounts on the same day. Closing dates will not be extended for Vendors not registered by the date/time of the bid closing.

Vendor Self Service Registration Guides are provided at https://vss.ky.gov

All bidders are cautioned to begin their electronic submission in sufficient time to complete before the closing date and time. Delays due to technical difficulties or document upload impediments shall not be justification for acceptance of a late bid or proposal. Vendor attention to this advisory is encouraged. If you need assistance, please contact the Customer Resource Center (CRC) by email at Finance.CRCGroup@ky.gov or phone 502-564-9641 or toll-free 877-973-HELP (4357).

Proposals shall be submitted in three (3) parts: The Technical Proposal, the Cost Proposal, and Proprietary Information. Each part shall consist of one document attachment. Do not submit multiple document attachments as Technical, Cost or Proprietary. All files shall be labeled accordingly. Attachments may not exceed

65,000 KB.

Document Description Page 12 https://vss.ky.gov https://vss.ky.gov mailto:Finance.CRCGroup@ky.gov

Proposals submitted online must be in an “Accepted” status and shall be assigned a date and time stamp from the eProcurement system at the time of final acceptance and formal submission by the vendor. The system will not allow submission of an online proposal after the published date and time for closing.

A proposal may be modified or withdrawn by electronic or written notice ONLY if received prior to the bid closing date and time. An electronic offer may be modified by applying the appropriate electronic signature and following the procedure in the state’s eProcurement signature.

5.6 Format of Response

A. Proposals shall be submitted in three (3) parts: the Technical Proposal, the Cost Proposal, and Proprietary Information. Each part shall consist of one document. Do not submit multiple documents as Technical, Cost or Proprietary.

1. Proposals must be submitted electronically in the eProcurement System: See Attachment D - How to Respond to an Online Bid through the Kentucky Vendor Self Service site.

a. The Technical Proposal shall be submitted on one (1) document marked Technical (in Microsoft Word, Microsoft Excel or PDF format ONLY). Do not include embedded documents, hyperlinks or hyperlinks to videos. The document should be named in the following manner: Technical – Name of offeror RFP 660 2400000134

b. The Cost Proposal shall be submitted on one (1) document marked Cost (in Microsoft Word, Microsoft Excel or PDF format ONLY). Do not include embedded documents, hyperlinks or hyperlinks to videos. The document should be named in the following manner: Cost – Name of offeror RFP 660 2400000134

c. Any Proprietary Information shall be submitted on one (1) document marked Proprietary (in Microsoft Word, Microsoft Excel or PDF format ONLY). Do not include embedded documents, hyperlinks or hyperlinks to videos. The document should be named in the following manner: Proprietary – Name of offeror RFP 660 2400000134

Pricing shall only be provided in the Cost Proposal. DO NOT SUBMIT

ANY PRICING INFORMATION IN THE TECHNICAL PROPOSAL.

All submitted Technical and Cost Proposals shall remain valid for a minimum of six (6) months after the proposal due date.

5.7 Technical Proposal Content

A. Transmittal Letter The transmittal letter shall be on the vendor’s letterhead and signed by an agent authorized to bind the vendor. The transmittal letter shall include the following:

Document Description Page 13

i. A statement that deviations are included, if applicable.

Proposed deviations must be outlined in the transmittal letter. Any deviation from the provisions of the solicitation must be specifically identified by the vendor in its proposal, which if successful, shall become part of the contract. Such deviations shall not be in conflict with the basic nature of this solicitation. The KDFWR reserves the right to reject any and/or all deviations in whole or in part.

ii. A statement that, if awarded a contract as a result of this solicitation, the vendor shall comply in full with all requirements of the Kentucky Civil Rights Act, and shall submit all data required by KRS 45.560 to 45.640;

iii. A statement pursuant to KRS 11A.040 that the vendor has not knowingly violated any provisions of the Executive Branch Code of Ethics;

iv. A statement of that the vendor is in compliance with Prohibitions of Certain Conflicts of Interest;

v. A statement of certification in accordance with Federal Acquisition Regulation 52.209-5, Certification Regarding Debarment, Suspension, and Proposed Debarment that to the best of its knowledge and belief, the vendor and/or its principals is (are) not presently debarred, suspended, proposed for debarment, or declared ineligible for the award of contracts by any State or Federal agency.

vi. The name, address, telephone number, and email address of the contact person for this RFP. The address shall be one in which the major overnight delivery services will deliver.

vii. The name, address, telephone number, and email address of the contact person to serve as a point of contact for day-to-day operations.

viii. Subcontractor information to include name of company, address, telephone number and contact name, if applicable.

ix. Federal Tax ID

x. A statement that the vendor agrees to comply with items included in the Mandatory Checklist, if applicable.

B. Disclosure of Violation of Statutes Pursuant to KRS 45A.485, contractors are required to reveal final determinations of violation of certain statutes incurred within the last five

(5) years and be in continuous compliance with those statutes during the contract. Where applicable, the vendor is required to complete and submit Report of Prior Violations of Tax and Employment Laws.

C. Kentucky Tax Registration Application Revenue Form 10A100, Kentucky Tax Registration Application effective July 2008, is a form to be completed by any person or entity wishing to contract with the Commonwealth to provide goods or services subject to sales and use tax pursuant to KRS 139.200.

https://finance.ky.gov/eProcurement/Pages/doing-business-with-the-commonwealth.aspx

Document Description Page 14 https://finance.ky.gov/eProcurement/Pages/doing-business-with-the-commonwealth.aspx

In accordance with administrative regulation 200 KAR 5:390, this form must be completed and submitted, before a contract can be awarded.

Section 2 of the regulation also notes: “Failure to submit the required documentation or to remain registered and in compliance with the sales and use tax filing and remittance requirements of KRS 139.540 and KRS

139.550 throughout the duration of the contract shall constitute a material breach of the contract and the contract may be terminated.

D. Registration with the Secretary of State by a Foreign Entity Pursuant to KRS 45A.480(1)(b), an agency, department, office, or political subdivision of the Commonwealth of Kentucky shall not award a state contract to a person that is a foreign entity required by KRS 14A.9-010:

to obtain a certificate of authority to transact business in the Commonwealth (“certificate”) from the Secretary of State under KRS 14A.9-030: https://apps.legislature.ky.gov/law/statutes/statute.aspx?

id=40424 therefore, foreign entities should submit a copy of their certificate with their solicitation response. If the foreign entity is not required to obtain a certificate as provided in KRS 14A.9-010: https:// apps.legislature.ky.gov/law/statutes/statute.aspx?id=44318, the foreign entity should identify the applicable exception in its solicitation response.

Foreign entity is defined within KRS 14A.1-070:

https://apps.legislature.ky.gov/law/statutes/statute.aspx?id=50474

Businesses can register with the Secretary of State at:.

https://www.sos.ky.gov/bus/business-filings/Pages/default.aspx

E. Required Annual Affidavit and Other Affidavit(s)

F. Proposed Solution (see Section 5.8)

5.8 Proposed Solution Content

Response should be based on the RFP requirements and should include the following:

A. Executive Summary

The purpose of the Executive Summary is to provide a high-level description of the vendor’s ability and proposed approach to meet the requirements of the RFP.

B. Qualifications and Experience

1. Provide documentation or summary of minimum three (3) professional projects at least 100 acres in size, which could be on state, federal, or private land. Points are awarded as follows:

One hundred (100) points for 3 listed projects and (10) points for each additional project or provide documentation of at least three large scale professional projects that were 700+ acres or more per project (150) points, maximum (150) points for either method.

Document Description Page 15 https://apps.legislature.ky.gov/law/statutes/statute.aspx?id=40424 https://apps.legislature.ky.gov/law/statutes/statute.aspx?id=40424 https://apps.legislature.ky.gov/law/statutes/statute.aspx?id=44318 https://apps.legislature.ky.gov/law/statutes/statute.aspx?id=44318 https://www.sos.ky.gov/bus/business-filings/Pages/default.aspx

2. Must have equipment and knowledge to complete Forest Stand Improvement (FSI) practices as defined in Section 3.1. This includes a current Kentucky Herbicide/Pesticide applicators license.

3. Must be able to work in rough and steep terrain.

4. Demonstrate a minimum of three (3) years’ experience in forestry consulting work, involving wildlife habitat or forest management.

Points are awarded as follows: One hundred (100) points for 3 years and ten (10) points for each additional year beyond 3 years.

Maximum of one hundred and fifty (150) points.

C. References

Provide contact information for minimum of 3 references from previous projects that were at least 100 acres in size or larger. Include name, address, email, and phone number of reference.

DO NOT INCLUDE ANY COST IN THE TECHNICAL RESPONSE. COST

SHOULD BE SUBMITTED SEPARATELY

5.9 Cost Proposal Content

The vendor should provide its costs for the proposed solution as instructed on the Cost Proposal Form. (See Attachment B).

The Commonwealth of Kentucky is Tax Exempt. Do not include Federal Excise Tax, Kentucky Sales or Use Tax in proposed costs.

Costs for developing the proposals are solely the responsibility of the offerors.

The KDFWR shall not provide any reimbursements for such costs.

A proposal shall not be considered for award if the price in the proposal was not arrived at independently without collusion, consultation, communication, or agreement as to any matter relating to such prices with any other offeror or with any competitor. In addition, the offeror is prohibited from making multiple proposals in a different form.

Should conflict of interest be detected any time during the contract, the contract shall be null, and void and the contractor shall assume all costs of this project until such time that a new contractor is selected.

SECTION 6 – PROPOSAL EVALUATION

6.1 Proposal Evaluation

The KDFWR shall conduct a comprehensive, fair, and impartial evaluation of all proposals. The KDFWR may reject any proposal that is incomplete or in which there are significant inconsistencies or inaccuracies. The KDFWR reserves the right to reject all proposals.

The KDFWR has established a Proposal Evaluation Committee to review, evaluate and verify information submitted by the offeror.

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Each vendor is responsible for submitting all relevant, factual and correct information with their offer to enable the evaluator(s) to afford each vendor the maximum score based on the available data submitted by the vendor.

The KDFWR shall evaluate the proposals by assigning scores as indicated.

6.2 Technical Proposal Evaluation

Criteria Maximum Points

Possible Executive Summary (see Section 5.8) 100 Qualifications and Experience (see Section 5.8)

Reference (see Section 5.8) 100 Maximum Points Possible 600

6.3 Cost Proposal Evaluation

Criteria Maximum Points Possible

Proposed Cost of Solution 200 Maximum Points Possible 200

The scoring of bids/proposals is subject to the reciprocal preference for Kentucky resident bidders and preferences for a Qualified Bidder or the Department of Corrections, Division of Prison Industries (See KRS 45A.490(1), (2), 45A.492, 45A.494 and KAR 200 5:410).

6.4 Best and Final Offer (BAFO)

In accordance with FWP 111-57-00 (3) (h), the KDFWR reserves the right to request Best and Final Offers (BAFO).

6.5 Total Proposal Evaluation

Criteria Maximum Points Possible

Technical Proposal 600 Cost Proposal 200

MAXIMUM POINTS POSSIBLE 800

SECTION 7 - NEGOTIATIONS

The KDFWR reserves the right pursuant to KRS 45A.085 to negotiate a contract with the top-ranked vendor. In the event the KDFWR cannot reach agreement with the top-ranked vendor, it may proceed to negotiate with the next highest ranked vendor, and so on. It is the KDFWR intent to award a contract to the vendor with whom successful negotiations are completed.

Terms and conditions that may be negotiated at the sole discretion of the KDFWR include but are not limit to issues related to the Technical and/or Cost Proposals.

SECTION 8 – CONTRACT REQUIREMENTS AND PROVISIONS

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8.1 Agencies to Be Served

This contract shall be for use by the Kentucky Department of Fish and Wildlife RESOURCES. No shipments shall be made except upon receipt by vendor of an official delivery order from the using agency.

8.2 Term of Contract and Renewal Options

The initial term of the contract is anticipated to be from January 18, 2024, through June 30, 2024.

This contract will be renewed at the completion of the initial contract period.

At the end of the contract, the vendor shall provide all agency data in a form that can be converted to any subsequent system of the agency’s choice. The vendor shall cooperate to this end with the vendor of the agency’s choice, in a timely and efficient manner.

8.3 Basis of Price Revisions

PRICE ADJUSTMENTS: Unless otherwise specified, the prices established by the contract resulting from this solicitation shall remain firm for the contract period subject to the following:

A. Price Increases: A price increase shall not occur during the first twelve (12) months of the contract. A vendor may request a price increase after twelve (12) months of the contract, which may be granted or denied by the KDFWR.

Any such price increase shall be based on industry wide price changes. The contract holder must request in writing a price increase at least thirty (30) days prior to the effective date and shall provide firm proof that the price increase(s) is justified. The KDFWR may request additional information or justification. If the price increase is denied, the contract holder may withdraw from the contract without prejudice upon written notice and approval by the KDFWR. Provided, however, that the vendor must continue service, at the contract prices, until a new contract can be established (usually within sixty (60) days).

B. Price Decreases: The contract price shall be reduced to reflect any industry wide price decreases. The contract holder is required to furnish the KDFWR with notice of any price decreases as soon as such decreases are available.

C. Extended Contract Periods: If the contract provides for an optional renewal period, a price adjustment may be granted at the time the contract is renewed, subject to price increase justification as required in Paragraph A “Price Increases” as stated above.

8.4 Notices

After the award of contract, all programmatic communications with regard to day-to-day performance under the contract are to be made to the agency technical contact(s) identified during the negotiation phase of this procurement. After the

Document Description Page 18 award of contract, all communications of a contractual or legal nature are to be made to the KDFWR Buyer.

8.5 Subcontractors

The contractor is permitted to make subcontract(s) with any other party for furnishing any of the work or services herein. The contractor shall be solely responsible for performance of the entire contract whether or not subcontractors are used. The KDFWR shall not be involved in the relationship between the prime contractor and the subcontractor. Any issues that arise as a result of this relationship shall be resolved by the prime contractor. All references to the contractor shall be construed to encompass both the contractor and any subcontractors of the contractor.

SECTION 9 – STANDARD TERMS AND CONDITIONS

9.1 Contract Components and Order of Precedence

The KDFWR’s acceptance of the contractor’s offer in response to the solicitation, indicated by the issuance of a contract award by the KDFWR’s, shall create a valid contract between the Parties consisting of the following:

1. Procurement Statutes, Regulations and Policies

2. Any written Agreement between the Parties;

3. Any Addenda to the Solicitation;

4. The Solicitation and all attachments

5. Any Best and Final Offer;

6. Any clarifications concerning the Contractor’s proposal in response to the Solicitation;

7. The Contractor’s proposal in response to the Solicitation.

In the event of any conflict between or among the provisions contained in the contract, the order of precedence shall be as enumerated above.

9.2 Final Agreement

The contract represents the entire agreement between the parties with respect to the subject matter hereof. Prior negotiations, representations, or agreements, either written or oral, between the parties hereto relating to the subject matter hereof shall be of no effect upon this contract.

9.3 Contract Provisions

If any provision of this contract (including items incorporated by reference) is declared or found to be illegal, unenforceable, or void, then both the KDFWR and the contractor shall be relieved of all obligations arising under such provision. If the remainder of this contract is capable of performance, it shall not be affected by such declaration or finding and shall be fully performed.

9.4 Type of Contract

The contract shall be on the basis of a firm fixed unit price for the elements listed in this solicitation. This solicitation is specifically not intended to solicit proposals for contracts on the basis of cost-plus, open-ended rate schedule, nor any non-fixed price arrangement.

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9.5 Contract Usage

As a result of this RFP, the contractual agreement with the selected vendor will in no way obligate the KDFWR to purchase any services or equipment under this contract. The KDFWR agrees, in entering into any contract, to purchase only such services in such quantities as necessary to meet the actual requirements as determined by the KDFWR.

9.6 Addition or Deletion of Items or Services

The KDFWR reserves the right to add new and similar items, by issuing a contract modification, to this contract with the consent of the vendor. Until such time as the vendor receives a modification, the vendor shall not accept delivery orders from any agency referencing such items or services.

9.7 Changes and Modifications to the Contract

Pursuant to KRS 45A.210 (1) and 200 KAR 5:311, no modification or change of any provision in the contract shall be made, or construed to have been made, unless such modification is mutually agreed to in writing by the contractor and the KDFWR, and incorporated as a written amendment to the contract and processed and approved through the Kentucky Department of Fish and Wildlife Resources, Division of Administrative Services prior to the effective date of such modification or change pursuant to KRS 45A.210(1) and 200 KAR 5:311.

Memorandum of understanding, written clarification, and/or correspondence shall not be construed as amendments to the contract.

If the contractor finds at any time that existing conditions made modification of the contract necessary, it shall promptly report such matters to the KDFWR Buyer for consideration and decision.

9.8 Changes in Scope

The KDFWR may, at any time by written order, make changes within the general scope of the contract. No changes in scope are to be conducted except at the approval of the KDFWR.

9.9 Contract Conformance

If the KDFWR Buyer determines that deliverables due under the contract are not in conformance with the terms and conditions of the contract and the mutually agreed-upon project plan, the Buyer may request the contractor to deliver assurances in the form of additional contractor resources and to demonstrate that other major schedules will not be affected. The KDFWR shall determine the quantity and quality of such additional resources and failure to comply may constitute default by the contractor.

9.10 Assignment

The contract shall not be assigned in whole or in part without the prior written consent of the KDFWR Buyer.

9.11 Payment

The KDFWR will make payment within thirty (30) working days of receipt of contractor's invoice or of acceptance of goods and/or services in accordance with KRS 45.453 and KRS 45.454.

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Payments are predicated upon successful completion and acceptance of the described work, services, supplies, or commodities, and delivery of the required documentation. Invoices for payment shall be submitted to the agency contact person or his representative.

9.12 Contractor Cooperation in Related Efforts

The KDFWR may undertake or award other contracts for additional or related work, services, supplies, or commodities, and the contractor shall fully cooperate with such other contractors and KDFWR employees. The contractor shall not commit or permit any act that will interfere with the performance of work by any other contractor or by KDFWR employees.

9.13 Contractor Affiliation

"Affiliate" shall mean a branch, division or subsidiary that is effectively controlled by another party. If any affiliate of the contractor shall take any action that, if done by the contractor, would constitute a breach of this agreement, the same shall be deemed a breach by such party with like legal effect.

9.14 KDFWR Property

The contractor shall be responsible for the proper custody and care of any KDFWR-owned property furnished for contractor's use in connections with the performance of this contract. The contractor shall reimburse the KDFWR for its loss or damage, normal wear and tear excepted.

9.15 Confidential Information

The contractor shall comply with the provisions of the Privacy Act of 1974 and instruct its employees to use the same degree of care as it uses with its own data to keep confidential information concerning client data, the business of the KDFWR, its financial affairs, its relations with its citizens and its employees, as well as any other information which may be specifically classified as confidential by the KDFWR in writing to the contractor. All Federal and State Regulations and Statutes related to confidentiality shall be applicable to the contractor. The contractor shall have an appropriate agreement with its employees, and any subcontractor employees, to that effect, provided however, that the foregoing will not apply to:

A. Information which the KDFWR has released in writing from being maintained in confidence;

B. Information which at the time of disclosure is in the public domain by having been printed and published and available to the public in libraries or other public places where such data is usually collected; or

C. Information, which, after disclosure, becomes part of the public domain as defined above, thorough no act of the contractor.

9.16 Advertising Award

The contractor shall not refer to the award of contract in commercial advertising in such a manner as to state or imply that the firm or its services are endorsed or preferred by the KDFWR without the expressed written consent of the buyer.

(see Section 8.4)

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9.17 Patent or Copyright Infringement

The contractor shall report to the KDFWR promptly and in reasonable written detail, each notice of claim of patent or copyright infringement based on the performance of this contract of which the contractor has knowledge.

The KDFWR agrees to notify the contractor promptly, in writing, of any such claim, suit or proceeding, and at the contractor's expense give the contractor proper and full information needed to settle and/or defend any such claim, suit or proceeding.

If, in the contractor's opinion, the equipment, materials, or information mentioned in the paragraphs above is likely to or does become the subject of a claim or infringement of a United States patent or copyright, then without diminishing the contractor's obligation to satisfy any final award, the contractor may, with the KDFWR’s written consent, substitute other equally suitable equipment, materials, and information, or at the contractor's options and expense, obtain the right for the KDFWR to continue the use of such equipment, materials, and information.

The KDFWR agrees that the contractor has the right to defend, or at its option, to settle and the contractor agrees to defend at its own expense, or at its option to settle, any claim, suit or proceeding brought against the KDFWR on the issue of infringement of any United States patent or copyright or any product, or any part thereof, supplied by the contractor to the KDFWR under this agreement. The contractor agrees to pay any final judgment entered against the KDFWR on such issue in any suit or proceeding defended by the contractor.

If principles of governmental or public law are involved, the KDFWR may participate in the defense of any such action, but no costs or expenses shall be incurred for the account of the contractor without the contractor's written consent.

The contractor shall have no liability for any infringement based upon:

A. the combination of such product or part with any other product or part not furnished to the KDFWR by the contractor

B. the modification of such product or part unless such modification was made by the contractor

C. the use of such product or part in a manner for which it was not designed

9.18 Permits, Licenses, Taxes and Commonwealth Registration

The contractor shall procure all necessary permits and licenses and abide by all applicable laws, regulations, and ordinances of all Federal, State, and local governments in which work under this contract is performed.

The contractor shall maintain certification of authority to conduct business in the Commonwealth of Kentucky during the term of this contract. Such registration is obtained from the Secretary of State, who will also provide the certification thereof. However, the contractor need not be registered as a prerequisite for responding to the RFP. Additional local registration or license may be required.

The contractor shall pay any sales, use, and personal property taxes arising out of this contract and the transaction contemplated hereby. Any other taxes

Document Description Page 22 levied upon this contract, the transaction, or the equipment or services delivered pursuant hereto shall be borne by the contractor.

9.19 EEO Requirements

The Equal Employment Opportunity Act of 1978 applies to All State government projects with an estimated value exceeding $500,000. The contractor shall comply with all terms and conditions of the Act.

https://finance.ky.gov/eProcurement/Pages/doing-business-with-the-commonwealth.aspx

9.20 Provisions for Termination of the Contract

Any contract resulting from this solicitation shall be subject to the termination provisions set forth in 200 KAR 5:312.

9.21 Bankruptcy

In the event the contractor becomes the subject debtor in a case pending under the Federal Bankruptcy Code, the KDFWR’s right to…