dd0254_form20MAY2020_N0016720Q0250.pdf

Please wait...

If this message is not eventually replaced by the proper contents of the document, your PDF viewer may not be able to display this type of document.

You can upgrade to the latest version of Adobe Reader for Windows®, Mac, or Linux® by visiting http://www.adobe.com/go/reader_download.

For more assistance with Adobe Reader visit http://www.adobe.com/go/acrreader.

Windows is either a registered trademark or a trademark of Microsoft Corporation in the United States and/or other countries. Mac is a trademark of Apple Inc., registered in the United States and other countries. Linux is the registered trademark of Linus Torvalds in the U.S. and other countries.

DOD SECURITY CLASSIFICATION GUIDE DATA ELEMENTS I REPORT CONTROL SYMBOL

DD-C3l(AR) 14 18 See reverse side for purpose and additional completion instrudions

1. REASON FOR SUBMISSION (X as applicable)

Ia. NEW I X I b. REVISION I c. REISSUANCE I d. BIENNIAL I I e. CANCELLATION I f. GUIDE REVIEW CORRECTION

2. PROMULGATING DOCUMENT (lndude type of document, activity, symbol or serial number and date. Do not indude the subject of the documenL If no promulgating document, state "None. · Do not exceed 46 characters.)

OPNAVIN ST 55l33C SCG ID #03-53

3. CLASSIFICATION GUI.DE mLE (fndude the futltitle (if unclassified) and any short title. Do not exoeed f34 characters.)

PROTECTI0 1 TECHNOLOGY, SI-I IP PASSIVE

4. CLASSIFICATION GUIDE DATE

(YYMMDD) (Do not exceed 6

5. CLASSIFICATION GUIDE ORIGINATOR (Activity which issued guide. Do not exceed 25 characters.)

characters} 730621 NAVSEA OSP I

6. AVAILABLETHRU OTIC (X one) • (See paragraph G of Instructions on reverse.)

Is I lc X lo I E I IF I lx I !No

7. BIENNIAL REVIEW DATE (YYMMDD) 8 . NUMBER OF REVISIONS AND DATE OF LATEST (Show number of revisions first, then the date of (Do not exceed 6 characters) latest revision (YYMMDD). If none, so state. A reissued guide would have no revisions. Do not

150901 exceed 8 characters.}

NONE

9. SUBJECT MATTER INDEX TERMS (Selection of these terms is critical to proper indexing of the dassificalion guide. They should concisely describe what the classification guide pertains to. Each term may consist of one or more words. Each term may not exceed 34 characters. A total of three Subject Matter Index terms may be fisted, each on its own line. The classification guide will appear in the Index under each listed Subject Matter Index Term.)

a. SHIP

b. PASSIVE PROTECTION

c. VULNERABILITY

10. CLASSIFICATION OF GUIDE (>(asa.opt:caljo toincJicato dassilr;a(icn slatus of tho d ;m;ifcatlon guide, I"" I is, X tho crossiNcation

X SPECIAL ACCESS of the guKJe <t>c<.<mem. x 11>o Spoo"al Aa:oss R!JqtNo<J block If tho gt.<e1o TS s c u REQUIRED nst>'f requites such aca>SS. or X 1118/act t tt;;J 1118 gt.<cJe cJocvmefll is urw;Jas:ili<!d)

11. INDEX SOURCE NUMBER (Enter 12. The highest classification prescribed by 13. The guide prescribes classification o f information existing number if guide is listed in the guide i s (XasnprJicatie, thal is, Xl/loh.'!Jhest controlled within a Special Access Program (X one, Index.) dassilication 1/roii/Jo guido statos is to bo ap(iisd to th81 is, X YES iftt.e gu/<19 stales thai information ci;Jssifiod pursuant to i t informatiOn by US(JIS Of the !Juide.) • + reqvifes Speoal Access Program protection or X NO ifi/Js is not the case J

03-53 I TS X s c a. YES X b. NO

14. REMARKS

The revised securi ty guidance ror SHIP PASSIVE PROTECTION ·1 ECHNOLOGY added exploit;ll ion thrcal description paragraph in sect ion 02, administratively updates the fonnaL to incorporate current declassi fication guidance. export control statements, Navy CBD :o1nd NBC classi lication guidance, classification of lormulas/calculations/or other data, class ilication by compilat ion statement, and make revisions to the classi fication of ship vulnerability information which include design threats, and lbr ship damage photos.

15. ORIGINATOR

'· TYPEDNAME ~.$; b. TITLE e. DATE SIGNED

RDML Bryant Fuller .

Deputy Commander. Chief Engineer (CIIENG) 0/ 5D}/3

c. OFFICEfAGENCY/DEPARTMENT d.

~Jif51fl~ N AVSEA 05

16. ACTION OFFICER ~ vv ....... f

a. NAME b. TELEPHONE NO. (AUTOVON if outside DC Metropolitan area.)

Roger M. N utting, Jr. 202-78 1-3704

DO Form 2024, JUL 86 ..

Prev1ous ed1!1ons are obsolete . Adobe Profess•onalS.O

Report Documentation Page Form Approved OMB No. 0704-0188

Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number.

1. REPORT DATE

AUG 2013

2. REPORT TYPE

N/A

3. DATES COVERED

4. TITLE AND SUBTITLE

Protection Technology, Ship Passive Security Classificatio Guide (SCG)

5a. CONTRACT NUMBER

5b. GRANT NUMBER

5c. PROGRAM ELEMENT NUMBER

6. AUTHOR(S) 5d. PROJECT NUMBER

5e. TASK NUMBER

5f. WORK UNIT NUMBER

7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES)

NAVSEA 05P1

8. PERFORMING ORGANIZATION

REPORT NUMBER

9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR’S ACRONYM(S)

11. SPONSOR/MONITOR’S REPORT

NUMBER(S)

12. DISTRIBUTION/AVAILABILITY STATEMENT

Distribution authorized to DoD and DoD contractors only; (Administrative/Operational Use); (Aug 2013).

Other requests shall be referred to (COMNAVSEASYSCOM (SEA 09P3). ).

13. SUPPLEMENTARY NOTES

14. ABSTRACT

15. SUBJECT TERMS

saftas collection

16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF

ABSTRACT

SAR

18. NUMBER

OF PAGES

19a. NAME OF

RESPONSIBLE PERSON

a. REPORT unclassified

b. ABSTRACT

c. THIS PAGE

Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18

DISTRIBUTION STATEMENT D: Distribution authorized to the Department of Defense and U.S. DoD contractors only;

Administrative or Operational Use, August 2013. Other U.S.

requests shall be referred to COMNAVSEASYSCOM (SEA 09P3).

FOR OFFICIAL USE ONLY

01. IDENTIFYING DATA:

ID: 03-053.01

CL: U

SU: PROTECTION TECHNOLOGY, SHIP PASSIVE

OC: NAVSEA 05P1

CA: NAVSEA 05

OD: 21 JUN 73

CD: 30 AUG 13

RD: 30 AUG 18

02. THREAT/BACKGROUND:

A. This security classification guide applies to information pertaining to U.S. Navy ship and submarine vulnerability reduction requirements, threat weapon vulnerability mitigation features, and un-mitigated vulnerabilities to weapon effects.

B. Certain information which was originated 25 years or more ago by this guide continues to warrant security classification.

Refer to the Department of the Navy Declassification Guide dated Dec 12, 2012 for continued protection guidance.

C. Information classified by this security classification guide is classified under category 1.4(g) Executive Order 13526.

D. U.S. Navy ship and submarine information if not protected from disclosure, can be exploited by hostile forces so as to:

(1) Leverage un-mitigated ship and submarine vulnerabilities to weapon effects so as to damage or sink US Navy ships and submarines and injure/kill US Navy personnel

(2) Assess anti-ship and anti-submarine weapon lethality and develop means to over-come ship and submarine vulnerability mitigation features so as to damage or sink U.S. Navy ships or submarines and injure/kill US Navy personnel

(3) Establish means to inhibit the effective use of Naval power projection by fielding new offensive and defense measures derived from U.S. Navy ship and submarine vulnerability information.

E. The term “ship passive protection technology” used within this security classification guide refers to U.S. Navy ship or submarine vulnerability reduction features such as separation and redundancy of vital/mission critical/mission essential equipment and systems, conventional and nuclear effects

SCG ID# 03-053.01

mitigations (shock, blast, electromagnetic pulse (EMP), thermal radiation, transient radiation effect on electronics (TREE), gamma, etc). This term also refers to passive protection systems such as ballistic armor, fragmentation armor, side or under-bottom protection systems, blast hardened structure, etc that may be used in ship or submarines to protect against weapon effects.

03. MISSION: The mission of ship passive protection technology and fielded passive protection systems is to reduce, mitigate or eliminate the effects of threat weapons and accidents on naval ships and submarines.

04. FINANCIAL: U

05. MILESTONES: U

06. DESIGN PERFORMANCE AND FUNCTIONAL CHARACTERISTICS:

A. Naval ship and submarine vulnerability to threat weapon effects which identifies a specific threat or includes specific information from which a threat’s lethality can be derived: S- 25X4; when the information does not identify a specific threat or include specific information from which a threat’s lethality can be derived: C-25X4.

B. New research and development information in ship and submarine vulnerability reduction features or mitigation protection systems which provides a significant increase in the protection levels above the existing system: S-25X4.

C. Protection systems for withstanding conventional and nuclear weapons effects: C-25X4.

D. Protection requirements or protection levels for withstanding conventional and nuclear weapons effects, excluding personnel protection and CBRN contamination:

(1) When the lack of protection is revealed: C-25X4

(2) When the threat is revealed: S-25X4

E. Structural information pertaining to a ship’s integrated or parasitic type A or type A special ballistic protective plates which reveal: location, material, and thicknesses: C- 25X4.

F. Structural information pertaining to a ship’s integrated or parasitic type A or type A special ballistic protective plate which reveals its location without revealing its materials or thicknesses: U

G. Structural information pertaining to a ship’s integrated type B fragmentation protective plate, when identified as fragmentation protection and which reveals its location in addition to its material or thickness: C-25X4.

H. Passive protection parasitic or composite armor systems which reveal materials and thicknesses that makes up the system:

C-25X4.

I. Passive protection parasitic or composite armor systems which only reveal its location (no materials or thickness revealed): U

J. Formulas, calculations and/or other data which reveals how a ship or submarine’s passive protection system is derived or the protection capability of the protection system: C-25X4.

K. Shock factor equations: U

L. Surface ship shock:

1. Design shock factors or shock factors related to survivability of structures/systems when a specific threat is revealed: S-25X4; when no specific threat mentioned: C-25X4.

2. Information relating to ship protection requirements, or documentation designating protection levels for withstanding conventional or nuclear shock effects:

a. When such requirements or documentation includes shock factor, design level kick-off velocities, etc., and if design threat information is revealed:

S-24X4

b. When such requirements or documentation includes shock factor, design level kick-off velocities, etc., but if design threat information is not revealed: C-25X4

c. When information reveals lack of designated protection or failure to meet requirements for other than Grade A equipment: U

d. When information reveals lack of designated protection or failure to meet requirements for Grade A equipment that could affect the overall mission accomplishment: C-25X4; that could not affect the overall mission accomplishment: U.

3. Simple designation of system or equipment shock requirements by Grade (e.g. Grade A, Grade B, etc.): U

4. Detailed shock design calculation (e.g., Dynamic Design Analysis Method (DDAM)) for equipment or structure which utilize loads (e.g., deflections, equivalent static forces, acceleration, etc.) stemming from classified design data (e.g., DDS-072-1) where the classified design data can be derived: C-25X4

a. Results from these calculations (e.g., stresses, displacements, etc.) provided that the classified design data cannot be derived and the results do not reveal a deficiency in grade A shock performance (if such information is obtained, documented, and dated prior to the time when the equipment or system is delivered to and receipt-inspected at a shipyard):

U

b. Analysis model without the classified design data loads: U

5. Shock qualifications or non-qualifications of individual pieces of equipment provided that no shock levels or deficiencies affecting the overall mission accomplishment of an in-service ship are revealed (e.g., unqualified Grade A equipment that has not yet been subjected to qualification testing or analysis, unqualified Grade B equipment, unqualified Grade A components whose deficiency does not indicate the inability of the system to support the mission, etc.): U

6. Non-qualifications of a Grade A system whose deficiency could affect the overall mission accomplishment of an in-service ship (e.g, shock qualification deficiencies of Grade A components discovered from qualification testing or analysis that indicate the inability of an in-service system to support the ship's overall mission): C-25X4.

7. General theoretical analysis relating to the response of structures subjected to a shock wave loading in water: U

M. Ship and submarine vulnerability assessments pertaining to weapon effects and weapon induced damage when a threat weapon or weapon effect is revealed: S-25X4; when the association with a threat weapon or weapon effect is not revealed: C-25X4.

N. Ship and submarine recoverability assessments which assess how much of a ship’s mission capability was restored or can be restored after damage by a threat weapon or weapon effects when a threat weapon or weapon effect is revealed: S-25X4.

O. Threat Based Damage Descriptions used in Total Ship Survivability Trials:

1. TSST Hit Point Scenario Overview which contains the graphics of damage by type and compartment/space location, damage simulations, expected system/mission recovery: S- 25X4

2. TSST hit point scenario Implementation Sheets and Drill Guides which do not contain threat information or how the TSST system pre-sets they describe impact the ship’s or submarine’s ability to function: U

3. All TSST Implementation Sheets and Drill Guides shall be tracked numerically, transmitted by encryption, secured when not in use by the TSST, and destroyed in accordance with SECNAV M-5510.36 to prevent the disclosure outside the conduct of the TSST.

4. TSST Integrated Timeline, Safety Warnings and Cautions, and Implementer Locations for conducting a TSST hit point scenario: U

P. Correlation of various weapon effects simulation techniques or testing methods (e.g. shock machines/vehicles) with actual or predicted operating ship or submarine environment or weapon effects protection requirements: C-25X4.

Q. Foreign weapon effect data when characterized in conjunction with assessing a ship’s or submarine’s vulnerabilities or developing mitigations to the foreign threat weapon: C-25X4.

R. Design calculation of a particular equipment or structure which indicates derived loads (e.g. deflections, equivalent static forces, acceleration, etc.) when the derivation stems from a specified weapon or specified weapon induced loading: C- 25X4.

S. Ship or submarine nuclear weapon effects vulnerability assessment tools or methods (e.g. handbooks, computer programs, etc.), drawings or other data when they include or reveal U.S.

Navy weapon effects protection levels: C-25X4.

T. Submarine Shock:

(1) Information relating to operational capabilities or vulnerabilities of submarines or submarine systems when exposed to underwater explosion (UNDEX) shock: C-25X4

(2) UNDEX test results of submarine models and or test configurations (i.e. model dimensions, charge weight and standoff) with or without reference to the scale of the models:

C-25X4

(3) Theoretical work correlated with underwater explosion test results of submarine models: C-25X4

(4) Theoretical analysis of actual submarine structures:

C-25X4

(5) Assessment of relative effectiveness of different analytical approaches for submarine structures such as ring stiffened cylindrical shells and end closures, with or without reference to any experimental results: C-25X4

(6) The shock qualification or non-qualification of individual pieces of equipment where such information reveals shock levels or deficiencies affecting the performance of systems required to be grade A shock-qualified: C-25X4

(7) General theoretical analysis relating to the response of structures subjected to shock wave loading in an acoustic medium. No experimental correlation is made or alluded to: U

(8) Test information from non-ship type structures where no interpretations of the operational significance of the results are provided: U

(9) The shock qualification or non-qualification of individual pieces of equipment provided that no shock levels or deficiencies affecting performance of systems required to be grade A shock-qualified are revealed: U

07. OPERATIONAL AND TACTICAL:

A. U.S. Navy ship and submarine damage descriptions resulting from weapon effects when the threat weapon is indentified or an explosive equivalency is provided: S-25X4; when the threat weapon is not identified: C-25X4.

B. Individual damage descriptions of ship and submarine equipment which reveal weapon effect hardening requirements, or which links damage/loss to its impact on a ship’s operational capability: C-25X4.

C. Images of U.S. Navy ship/submarine or ship/submarine equipment responses to weapon effects when the specific threat weapon, weapon effect, or attack conditions can be derived: C- 25X4.

08. HARDWARE: Classify as required per section 06 and section 07 classification guidance pertaining to ship and submarine passive protection systems and features.

A. Material deficiencies as related to fielded ship passive protection systems (e.g. INSURV reports, CASREPS, etc.):

(1) Deficiencies which reveal classified performance or classified technical characteristics of a ship’s vulnerability reduction features or a ship’s passive protection system, subsystem, or component: Classify according to the information revealed.

(2) Deficiencies which reveal degrading or the inability of the ship’s vulnerability reduction features or a ship’s passive protection system, subsystem, or component to function as designated or could affect the over-all mission accomplishment:

Classify according to the information revealed.

(3) Evaluations, assessments or compilations of material deficiencies of a ship’s vulnerability reduction features or a ship’s passive protection system, subsystem, or components which reveal them to be ineffective or unable to perform as intended:

Classify according to the information revealed.

09. COMPUTER RESOURCES: Computer hardware is unclassified until computer software is installed or data file are installed or loaded which has been determined to be classified using the classification guidance in this SCG. When this occurs, the computer hardware assumes the same classification as the classified computer software or classified data files.

10. OTHER:

A. Additional security classification guidance.

(1) CG-RN-1(NOTAL) provides security classification guidance for restricted data and naval nuclear propulsion information (NNPI) as defined in OPNAVINST 9210.3, 7 June 2010.

(2) OPNAVINST 5513.3C, SCG ID# 03-069 provides security classification guidance for air target and ship target vulnerability and ordnance systems analysis.

(3) Security classification guidance pertaining to U.S Navy Chemical and Biological Defense and Nuclear, Biological, and

Chemical contamination is referenced in the DoD SCG for CBRN survivability, dated 22 March 2011.

(4)Additional classification guidance pertaining to aircraft carrier vulnerability reduction features, passive protection systems, and vulnerability information is contained in SCG ID# 03-124, CVN Passive Protection Systems and SCG ID# 03-139, Carrier Protection Program.

(5) Additional classification guidance that may uniquely pertain to a specific ship class’s vulnerability reduction features, passive protection systems, and vulnerability information, consult the appropriate OPNAVINST 5513 Series for the appropriate SCG.

B. Any intelligence data related to this system/program shall normally be classified IAW source documents. If intelligence data are incorporated in documentation related to this system/program, the title page shall indicate specifically which pages contain the data (e.g. 1,5,18,26). The cover and title page shall be marked with the most restrictive downgrading and declassification date as reflected on the intelligence source documents.

C. Documentation Marking: Classified and unclassified technical documentation generated under this program will have the following handling caveats affixed to the cover and title page:

(1) WARNING – This document contains technical data whose export is restricted by the Arms Export Control Act (Title 22, U.S.C. Sec 2751 et seq.) or the Export Administration Act of 1979, as amended, Title 50, U.S.C., App 2401, et seq. Violations of these export laws are subject to severe criminal penalties. Disseminate per the provisions of

OPNAVINST 5510.161.

(2) DESTRUCTION NOTICE – Classified information, destroy in accordance with the SECNAV M-5510.36, (DON Information Security Program) or DoD 5220.22-M, (National Industrial Security Program Operating Manual). Unclassified limited documents, (e.g., FOUO, distribution statement control) destroy by any methods that will prevent disclosure of contents or reconstruction of the document.

(3) DISTRIBUTION STATEMENT D: Distribution authorized to the Department of Defense and U.S. DoD contractors only;

Administrative or Operational Use; August 2013. Other U.S.

requests shall be referred to COMNAVSEASYSCOM (SEA 05P1).

D. Classified material derived from this SCG shall be marked:

Classified by: Derivative Classifier's Name, Title, and Code Derived from: OPNAVINST 5513.3C, SCG ID# 03-053.01 Declassify on: 25X4, (specify date utilize the guidance in note 1 and 2 below)

NOTE 1: New information classified using this SCG must contain a date or event not to exceed 25 years from the date of the document, data, equipment, or material.

NOTE 2: Information in this SCG over 25 years old is exempt from automatic declassification for a period not to exceed 50 years from the date of origin. When assigning the 25X4 exemption code the derivative classifier must include a date or event.

Immediately following the 25X4 marking indicate a declassification date or event up to 50 years from the date of the document, data, equipment, or material.

E. ‘‘Document’’ means any recorded information, regardless of the nature of the medium or the method or circumstances of recording. All documents classified using the classification guidance in this SCG must be provided with a date of origin when created, as this will serve to establish its date for declassification.

F. Public Release: No publicity releases, Internet or World Wide Web Sites, or public displays of any kind are authorized on this program without the prior expressed written consent of COMNAVSEASYSCOM (SEA 00D) or higher DoD authority. The fact that certain details of information are shown to be unclassified information does not automatically mean it is eligible for public release. All requests for public release shall be processed through appropriate channels for publication approval.

G. Foreign disclosure considerations: No information relating to ship vulnerability reduction features, passive protection technology, ship passive protection features, or ship vulnerability information shall be released to foreign nationals without the specific approval of COMNAVSEASYSCOM (SEA 09P and

SEA 05P).

H. Compilation of Information: Compilations of information that are individually unclassified or classified at a lower level may be classified or classified at a higher level if the compiled information reveals an additional association or relationship that qualifies for classification pursuant to Section 1.4 of EO 13526 that is not otherwise revealed by the individual information. Classifications by compilation of information which reveals an additional association or relationship shall be classified per the applicable section of this guide.

I. New research and developmental information that results in a significant “state-of-the-art” advancement to this program shall be assigned a classification level pursuant to this guide.

Elements of information that are not covered in this guide and are determined to be classified shall be assigned the lowest classification level deemed appropriate for the information and forwarded to the OCA for a final classification decision.

DOD SECURITY CLASSIFICATION GUIDE DATA ELEMENTS I

REPORT CONTROL SYMBOL

DD-C3I(AR)1418

See reverse side for purpose and additional completion instructions

1. REASON FOR SUBMISSION (X as applicable)

J a. NEW _I J b. REVISION I c. REISSUANCE I d. BIENNIAL

_I _le. CANCELLATION " GUIDE REVIEW f. CORRECTION

2. PROMULGATING DOCUMENT (Include type of document, activity, symbol or serial number and date. Do not include the subject of the document. If no promulgating document, state "None." Do not exceed 46 characters.)

OPNA VINST S5513.5C SCG ID #05-090.03

3. CLASSIFICATION GUIDE TITLE (Include the full title (if unclassified) and any short title. Do not exceed 134 characters.)

Submarine Technology for New Design Nuclear Powered Attack Submarines Commencing WITH SEA WOLF Class (SSN-21)

4. CLASSIFICATION GUIDE DATE 5. CLASSIFICATION GUIDE ORIGINATOR (Activity which issued guide. Do not exceed 25 characters.)

(YYMMDD) (Do not exceed 6

PEO SUBS characters) 100510

6. AVAILABLE THRU OTIC (X one) _j(See paragraph G of Instructions on reverse.)

is I !c " I D I E I IF X INO

7. BIENNIAL REVIEW DATE (YYMMDD) 8. NUMBER OF REVISIONS AND DATE OF LATEST (Show number of revisions first, then the date of (Do not exceed 6 characters) latest revision (YYMMDD). If none, so state. A reissued guide would have no revisions. Do not

150510 exceed 8 characters.) 3 100510

9. SUBJECT MATTER INDEX TERMS (Selection of these terms is critical to proper indexing of the classification guide. They should concisely describe what the classification guide pertains to. Each term may consist of one or more words. Each term may not exceed 34 characters.

A total of three Subject Matter Index terms may be listed, each on its own line. The classification guide will appear in the Index under each listed Subject Matter Index Term.)

a. Submarine Warfare b.

c.

1 u. vLAl:>O:.If"lvA II UN ur- \.>UIIJC (X as applicable to indicate SPECIAL classification status of the classification guide, that is, X the classifi· cation of the guide document. X the Special Access Required block if TS s c " u ACCESS the guide itself requires such access, or X the fact that the guide REQUIRED document is unclassified.)

11. INDEX SOURCE NUMBER (Enter 12. The highest classification prescribed by u. 1 ~e gu,~e pr~s~r10es c•a.SSI!ICatlon or mrormat1on existing number if guide is listed in the guide is (X as applicable, that is, X the highest controlled w1thm a Spec1al Access Program (X one, that is, X YES if the guide states that information classified pursuant Index.) classification that the guide states is to be applied to to it requires Special Access Program protection or X NO if this is not

05-90.03 information by users of the guide.} ~ the case.)

ITS " s c a. YES " b. NO

14. REMARKS

This SCG was administratively updated on 29 Mar 2013 to reflect exemption codes approved by the Interagency Security Classification Appeals Panel (ISCAP) for use in the Department of the Navy Declassification Guide and Manual.

15. ORIGINATOR

a. TYPED NAME b. TITLE e. DATE SIGNED

A. S. Beresford Division Head, Information and Industrial Security 5 ~ 1/f;

c. OFFICE/AGENCY/DEPARTMENT d. SIGNATURE

&~/~ NA VSEA (SEA OOP3) ~ s.

16. ACTION OFFICER /

a. NAME b. TELEPHONE NO. (AUTO VON if outside DC Metropolitan area.)

Christine Hansen 202-433-5028

DO Form 2024, JUL 86 (EG)

Prev1ous ed1t1ons are obsolete . Des1gned us1ng Perform Pro, WHS/DIOR. Mar 95

DISTRIBUTION STATEMENT D: Distribution authorized to the Department of Defense and U.S. DoD contractors only;

Administrative/operational use, May 2010. Other U.S. requests shall be referred to COMNAVSEASYSCOM (SEA 09P3).

01. IDENTIFYING DATA:

ID: 05-090.03

CL: U

SU: SUBMARINE TECHNOLOGY FOR NEW DESIGN NUCLEAR POWERED

ATTACK SUBMARINES COMMENCING WITH SEAWOLF CLASS (SSN-2l)

OC: SEA 073

CA: PEO SUB

OD: 15 SEP 91

CD: 10 MAY 10

RD: 10 MAY 15

02. THREAT/BACKGROUND: This guide provides classification guidance for the New Design Nuclear Powered Attack Submarines commencing with SEAWOLF Class (SSN-2l) coming under the technical cognizance of the Assistant Secretary of the Navy for Research Development and Acquisition (ASN (RD&A)). Information originally classified by this guide is classified under category 1.4(a) of E.O. 13526.

03. MISSION: The mission of the SEAWOLF Class is stated in OPNAVINST C9010.332A of 25 Sep 91 (NOTAL). The mission for Attack Submarine Capability is stated in the Joint Chiefs of Staff Memorandum for Under Secretary of Defense for Acquisition JROCM-058-9l of 23 Oct 91 (NOTAL).

04. FINANCIAL:

A. Unit Cost: U B. Individual contract quantities: U C. Current year and out year budgetary funding data: FOUO (Unclassified upon submission to Congress) D. Descriptive information in budgetary submittals will be classified per this guide.

05. MILESTONES:

A. Scope of work: Classify per the information revealed.

B. Contract delivery schedule of current budget year: FOUO C. Contract schedules for out year ships: FOUO (Unless information requiring classification by paragraph 05D is revealed) D. Present and projected submarine force levels (per OPNAVINST 55l3.5C, SCG ID: 05-37

SCG ID# 05-090.03

(1) Current and planned ending levels for current fiscal year: U

(2) Beyond the current fiscal year (budget year) total submarine inventory levels: U (Note: Classification changed from C to U per 18 Feb 09 change to OPNAVINST 5513.5C, SCG ID# 05-37.1)

(3) Submarine inventory levels by numbered fleets and individual homeport assignments: C (Declassify information for current fiscal year). (Note: Classification from S to C per 18 Feb 09 change to OPNAVINST 5513.5C, SCG ID# 05-037.01) E. Initial Operating Capability (IOC) for nuclear powered attack submarines: U F. Status of construction, overhaul, repair or conversion work schedules, procedures, manning (actual or estimated), priorities, and plans for use and support, including length of overhaul and cost: Classified per the information revealed.

06. DESIGN PERFORMANCE AND FUNCTIONAL CHARACTERISTICS:

A. Ship characteristics and operating capabilities:

(1) Depths in excess of 800 feet: C-25X4

(2) Speeds in excess of 25 knots: C-25X4

(3) Cruising range: C-25X4

(4) Submerged endurance: C-25X4

(5) Length: U

(6) Beam: U

(7) Draft: U

(8) Displacement: U

(9) Performance characteristics or requirements which reveal military capability: C-25X4

(10) Inclining experiment data (e.g., stability, equilibrium data, etc.): C-25X4

(11) Sea water pressures in excess of the pressure at 800 feet when related to or associated with operating, test or “Silencing Data, Ship”, “Vibration Data, Ship”, “Special Hull Treatment ,"Degaussing and Deperming" (55), (57), (84), collapse depth of submarines (e.g., when specified for piping, valves, fittings, pumps, etc.): C-25X4

(12) Hull vulnerability (e.g., characteristics and calculations for withstanding rupture by implosive and explosive forces): C-25X4

(13) Ship characteristics, existing or planned, to resist underwater shock: C-25X4 (See paragraph 06C).

(14) Research and development technologies relating to mission capability or operational limitations which reveal state of the art in these areas: C-25X4

(15) Limiting ship performance characteristics: C-25X4

(16) Limiting performance characteristics of installed equipment: C-25X4

(17) Signature characteristics and items whose purpose is to affect signature characteristics will be classified as specified in the applicable security classification guide as follows:

OPNAVINST 5513.3C, SCG ID# 03-022, "Drag and Noise Reduction" (NOTAL) OPNAVINST 5513.5C, SCG ID# 05-084, “Special Hull Treatment (SHT) Systems” OPNAVINST 5513.5C, SCG ID# 05-055, “Silencing Data, Ship” OPNAVINST 5513.5C, SCG ID# 05-057, “Vibration Data, Ship” OPNAVINST 5513.7C, SCG ID# 07-007, “Degaussing and Deperming” (NOTAL)

(18) Propulsor details of unique hydro-acoustic features (e.g., design characteristics, configuration, materials, fabrication and installation techniques, etc.): C-25X4

(19) Design and actual shaft horsepower, including revolutions per minute (RPMs): C-25X4

(20) Expanded Ship Work Breakdown Structure (ESWBS) Manual which provides total ship configuration: C-25X4 (However, individual pages extracted from the manual may not be classified and may be remarked as unclassified)

(21) Ship construction drawings (configuration drawings, sectional construction (SC) drawings, and ship support drawings) Classified per information revealed in drawing.

(22) Frame spacing and identity or thickness of specific material used in construction of the hull: U (See Note 1).

(23) Individual details and techniques of design or construction: Classified per information revealed.

(24) Height of the antenna: U

(25) Rate of speed for raising/lowering the antenna: U (See Note 1)

(26) Time required to extend/lower antenna: U (See Note 1)

(27) Weight summaries that identify or otherwise disclose the weight or weight summaries of the nuclear propulsion plant equipment: C-25X4

(28) Weight summaries that do not identify the weight of the nuclear propulsion plant equipment: U B. New application of materials:

(1) Basic technology information including special chemical compositions and special process requirements for materials that facilitate application to submarines and that data not readily available which the program has or will expend effort obtaining (e.g., those with noise damping properties, special compilations of physical and mechanical properties and fatigue data) that permits new applications of material to submarines to yield significant advantages in weight, acoustic and non-acoustic signatures, or submarine operational capabilities: S-25X4

(2) New applications of specific materials to submarines in a way that would significantly affect weight, acoustic and non-acoustic signatures, or operational capabilities: C-25X4

(3) Upon construction contract award of a submarine that incorporates material classified as a result of paragraph 06B (2), a review will be made for the purpose of possibly declassifying the new application of a specific material.

(4) New applications of specific materials to submarines that do not significantly affect the overall submarine characteristics cited in paragraph 06B (2): U (Unless classified by CG-RN-l, Rev. 3 (NOTAL)).

C. Shock:

(1) Data relating to vulnerabilities of the submarine or submarine systems (e.g., survivability of systems, shock factor, etc.): C-25X4

(2) Underwater explosion test results of submarines and submarine models, and/or test configurations (e.g., model dimensions, charge weights, and standoff distances): C-25X4

(3) Correlation of analyses with underwater explosion test results of submarines or submarine models: C-25X4

(4) Shock analysis of actual submarine structures and equipment: C-25X4

(5) Data revealing actual shock test levels or shock qualification deficiencies for Grade A equipment: C-25X4

(6) Shock qualifications or non-qualifications of individual pieces of equipment provided that no shock levels or deficiencies affecting the performance of a system required to be Grade A shock-qualified are revealed: U

(7) General theoretical analysis relating to the response of structures subjected to a shock wave loading in water: U

07. OPERATIONAL AND TACTICAL:

A. Tactical and maneuvering characteristics (e.g., turning diameter, acceleration and deceleration times and distances, time to change depth, etc.): C-25X4

B. Material deficiencies related to the submarine program (e.g., INSURV Reports, CASREPs, sea trials, etc.) (except NNPI which is handled per paragraph 10B):

(1) Deficiencies which reveal performance or technical characteristics of the system/program: Classify per the specific characteristics revealed.

(2) Deficiencies which significantly degrade the ability of the system/program to function as designed or which could affect the overall mission capability: S-25X4

(3) Evaluations, assessments, or compilations of material deficiencies which degrade the ability of the system/program to function as designed: C-25X4

(4) Safety deficiencies: Classify per information revealed.

08. HARDWARE:

A. Portions of assembled submarines or sectional construction elements (e.g., hull modular sections) which reveal a compilation of design or construction details or techniques will be fully covered by mesh shrouding, cardboard, or similar opaque material whenever necessary to prevent inadvertent public view or disclosure by aerial or satellite photography.

B. Security classification guidance for certain items of hardware is found in paragraph 10.

09. COMPUTER RESOURCES:

A. Computer programs, software packages, firmware, and associated performance and design specifications will be classified per this guide.

B. Computer hardware is unclassified until a classified program, software package, computer data or firmware is installed, at which time the computer hardware assumes the classification of the program.

10. OTHER:

A. Additional information security guidance:

(1) NAVSEAINST 5500.3A, "Control of Access to Vessels by Non-U.S. Citizens" (NOTAL)

(2) OPNAVINST N9210.3, "Safeguarding of Naval Nuclear Propulsion Information;" (NOTAL)

(3) CG-RN-l, Rev. 3, "DOD/DOE Classification Guide for the Naval Nuclear Propulsion Program" (NOTAL)

(4) OPNAVINST 55l3.3C, SCG ID# 03-053, "Protection Technology, Ship Passive" (NOTAL)

(5) OPNAVINST 5513.5C, SCG ID# 05-005, "Gas Management System"

(6) OPNAVINST 5513.5C, SCG ID# 05-017, "SSN Combat Control System"

(7) OPNAVINST 5513.5C, SCG ID# 05-031, "Security Alarm System, Circuit FZ, 4FZ and 5FZ"

(8) OPNAVINST 5513.5C, SCG ID# 05-034, "Sonar and Acoustic Warfare Exploratory Development"

(9) OPNAVINST 55l3.5C, SCG ID# 05-037, "Submarine Warfare Matters"

(10) OPNAVINST 55l3.5C, SCG ID# 05-038, "Submarine Technology, Nuclear, Conventional and Submersible Research"

(11) OPNAVINST 5513.5C, SCG ID# 05-068, "AN/BLD-l"

(12) OPNAVINST 55l3.5C, SCG ID# 05-069, "Periscopes"

(13) OPNAVINST 55l3.5C, SCG ID# 05-056, "Propulsors, Submarine"

(14) OPNAVINST 55l3.5C, SCG ID# 05-085, "Turbine Pump Ejection System (TPES), all MKS and MODS"

(15) OPNAVINST 5513.5C, SCG ID# 05-088, "AN/BSY-2 Submarine Combat System"

(16) OPNAVINST 5513.6C, SCG ID# 06-002, "Integrated Antenna System, Submarine (SIAS)" (NOTAL)

(17) OPNAVINST 55l3.6C, SCG ID# 06-022, "SSN Integrated Communications System" (NOTAL) B. Naval Nuclear Propulsion Information (NNPI):

(1) NNPI is all information, classified or unclassified, concerning the design, arrangement, development, manufacture, testing, operation, administration, training, maintenance, and repair of the propulsion plants of nuclear-powered ships including the associated nuclear support facilities.

(2) Information relating to NNPI is of significant intelligence value to foreign powers; as such, uncontrolled dissemination of NNPI is not authorized. Special control and handling requirements are set forth in OPNAVINST N9210.3 (NOTAL). Further, disclosure of classified and unclassified NNPI to persons cleared under the Reciprocal Clearance Provisions of OPNAVINST 5510.36 and DOD 5220.22-M, "National Industrial Security Program Operational Manual" (NOTAL) is prohibited without the specific authorization of COMNAVSEASYSCOM (SEA 08).

(3) Distribution of NNPI will be limited to U.S. Government agencies or their contractors and only on a need-to-know basis.

Need-to-know will be judged based on the need of the agency or contractor for the information in order for them to perform work in support of the Naval Nuclear Propulsion Program.

Dissemination of NNPI to any person, agency or contractor not involved with Naval Nuclear Propulsion work is prohibited without COMNAVSEASYSCOM (SEA 08) approval. Prior to dissemination of any unclassified NNPI, the disseminating authority must ensure that appropriate requirements for protection and control of NNPI have been provided to the recipient, and confirm that the recipient understands and will comply with the requirements.

(4) Documentation containing NNPI generated under this program will have Distribution Statement F affixed to the cover and title page and be marked "NOFORN."

(5) NNPI will be marked per OPNAVINST N9210.3 (NOTAL) (see also CG-RN-l, Rev. 3 (NOTAL) and OPNAVINST 5510.36).

(6) Photographs which reveal NNPI will be classified per the information revealed. In general, CG-RN-l, Rev. 3 (NOTAL) provides detailed guidance for classifying NNPI. Photographs which reveal unclassified NNPI will be marked with Distribution Statement F and "NOFORN." Public release of any photograph which contains NNPI, classified or unclassified, is prohibited.

(7) No publicity releases or public displays of any kind are authorized for NNPI.

C. Mockups:

(1) Mockups of portions of the ship or sections of such mockups represent a compilation of significant details of design and construction. Therefore, mockups and sections of mockups must be maintained in enclosures that are secure from unauthorized entry and observation. Sections of a mockup that are constructed outside of the mockup enclosure will be secure from observation by aerial or satellite photography and personnel without proper security clearances. The same requirement applies when mockup sections are transported, as within a shipyard. Further, observation of a mockup within the mockup enclosure must be restricted to properly cleared and authorized personnel. When it is necessary to open access openings in the mockup enclosure for movement of materials, all sections of the mockup inside the enclosure must be covered or screened in a manner which precludes observation by any unauthorized personnel outside the enclosure. Mockups of portions of the ship or sections of such mockups are classified C-25X4.

D. Models:

(1) Models which reveal information classified by this or related guides in this instruction will be classified per the information revealed.

(2) Refer to OPNAVINST 55l3.5C, SCG ID# 05-56, "Propulsors, Submarine" for the classification of models which reveal propulsor information.

(3) Photographs of SEAWOLF Class Nuclear Powered Attack Submarines and installed equipment will be classified per the information revealed by the photograph. However, even when unclassified, submarine equipment should continue to be protected from public view by actions such as the good submarine practice of housing all masts and antennas when they are not being used.

(4) Photographs of submarine models will be classified per the information revealed. Photographs of models which have been specifically declassified, but have not been approved for public display by NAVSEA (SEA 00D), will be marked with Distribution Statement D and will not be publicly released without prior approval.

(5) Photographs, sketches or other pictorial representations of the propulsors or models (e.g., close-up photographs showing configurations and blade details, dimensional sketch, detailed or scaled model, etc.): C-25X4 (See paragraph 06A(18)).

(6) Exterior photographs and viewing of waterborne submarines including masts and antennas: U

(7) Photographs of submarines under construction, conversion or repair; photographs showing installed equipment, construction details, damage, etc.; and photographs of constructions sites and related industrial facilities, even when unclassified, could be of intelligence value to hostile countries and thus require specific approval for other than official dissemination. Such photographs will be marked with Distribution Statement D.

(8) If intended for public dissemination, photographs will be submitted via channels for security review and release approval as provided for in SECNAVINST 5720.44A, "Public Affairs Policy and Regulations," of 3 Jun 87. NAVSEA shore activities and contractors will formally submit such photographs to COMNAVSEASYSCOM (SEA 00D).

(9) For guidance concerning photographs which reveal NNPI, see Section 10B (7).

(a) Artists' renditions of new design nuclear powered submarines will be classified per the information revealed.

Artists' renditions should be generic representations of the ship and not reveal classified design details. They should be submitted to COMNAVSEASYSCOM (SEA 00D) for review and not be publicly released without prior approval.

(b) Certain artists' renditions, brochures, and pictures (e.g., brochure of SEAWOLF Program and certain preliminary design artworks) authorized for public release are not intended to confirm any design detail but are to be used only as generic representations of a submarine class.

E. Disclosure Policy:

(1) Information relating to submarine technology, propulsors, ship silencing information, and advanced new materials and fabrications is of significant intelligence value.

Uncontrolled dissemination of such information is not in the national interest and is not authorized.

(2) For guidance concerning the disclosure policy for NNPI.

See paragraph 10B(2).

(3) U.S. Navy ships and shipyards. Access to vessels, overhaul sites and areas adjacent thereto and commercial shipyards where naval vessels are under construction, conversion, repair or overhaul is subject to the requirements of

NAVSEAINST 5500.3A (NOTAL).

F. Additional Guidance:

(1) Unclassified technical documents that have not been assigned a distribution statement will be safeguarded until an appropriate distribution statement is assigned. NAVSEA shore activities will not release any program technical information to the public without prior approval of COMNAVSEASYSCOM (SEA 00D).

This requirement applies even if such information has been previously published by unofficial sources.

(2) Programmatic information. Information regarding status of submarine construction, overhaul or conversion, schedules, procedures, scope of work, priorities, plans for use, plans for support, etc., will be marked with Distribution Statement D and will not be publicly released without prior approval of NAVSEA (SEA 00D). Commanders of all naval shipyards will ensure that the personnel of forces afloat and personnel onboard ships assigned to their respective shipyards are advised of and comply with these requirements and other applicable NAVSEA instructions regarding release of shipyard information.

(3) All documentation generated under New Design Nuclear Attack Submarine programs commencing with SEAWOLF will have the following caveats and distribution statements affixed to the cover and title page unless otherwise noted here (see paragraph 10A for further guidance):

(a) DISTRIBUTION STATEMENT D: Distribution authorized to the Department of Defense and U.S. DoD contractors only;

critical technology, May 2010. Other U.S. requests shall be referred to COMNAVSEASYSCOM (SEA 09P3) and COMNAVSEASYSCOM (SEA 073).

(b) No secondary distribution authorized without written approval of the applicable COMNAVSEASYSCOM program management office.

(c) WARNING: This document contains technical data whose export is restricted by the Arms Export Control Act (Title 22, U.S.C. Section 2751, et seq.) or Executive Order 12470.

Violations of these export laws are subject to severe criminal penalties. Disseminate per the provisions of OPNAVINST 5510.161.

(d) DESTRUCTION NOTICE: For classified documents follow the procedures in DOD 5220.22-M, National Industrial Security Program Operating Manual or OPNAVINST M-5510.36, Department of the Navy Information Security Program. For unclassified, limited documents, destroy by any method that will prevent disclosure of contents or reconstruction of the document.

G. Exploratory Development Data: Exploratory and advanced developmental data resulting in a significant advancement of the “state-of-the-art” technology shall be marked according to the security classification guidance of this guide and may be declassified only upon determination by the Original Classification Authority.

H. Classified information (less NNPI) derivatively generated based upon this SCG shall be marked as follows:

Classified by: Derivative Classifier’s Name, Title, and Code Derived from: OPNAVINST 5513.5C, SCG ID# 05-90.03 Declassify on: 25X4

NOTE 1: New information derivatively classified by this SCG must contain a date or event not to exceed 25 years from the date of the document, data, equipment, or material.

NOTE 2: Information in this SCG over 25 years old is exempt from automatic declassification for a period not to exceed 50 years from the date of origin. When assigning the 25X4 exemption code the derivative classifier must include a date or event.

Immediately following the 25X4 marking indicate a declassification date or event up to 50 years from the date of the document, data, equipment, or material.

I. For guidance concerning the marking of NNPI, see paragraphs 10B (5) and 10B(6).

J. Public Release:

(1) No publicity releases, internet or world wide web sites, or public displays of any kind are authorized on this program without the prior expressed written consent of COMNAVSEASYSCOM (SEA 00D) or higher DoD authority. The fact that certain details of information are shown to be unclassified information does not automatically mean it is eligible for public releases.