7-Attachment K Vendor Information Sheet and Certification Form.pdf
PDF 19 KB Posted
- Attached to
- Investment Consulting Services
- Solicitation number
- RFP-2025-030
- Issued by
- Milwaukee County, Mattoon Village, Wisconsin
About this file
This is a Vendor Information Sheet and Certification Form for the Wisconsin Pension Board's Investment Consulting Services procurement. The form serves as a mandatory submission component with each proposal and is designed to collect vendor identification information, designate key personnel responsible for proposal preparation, and certify that the responding firm meets the RFP's minimum qualification requirements. Vendors must identify a specific contact person to serve as the primary liaison for any clarification requests from the Pension Board regarding their response.
The certification requirements establish minimum qualifications for investment consulting vendors, including: SEC registration as an Investment Advisor or documentation of exemption status with regulatory oversight details; a minimum of ten years of experience in investment consulting; demonstrated client base of at least three clients with $750 million or more in assets, with at least one being a public pension or trust fund at the state, county, or city level; agreement to act as a fiduciary; and capability to review all asset classes listed in the Pension Board's Flash Report. Vendors must complete all sections of the form with their firm name, address, contact information, and provide the signature of the individual responsible for preparing the proposal response.
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Text version
ATTACHMENT K
VENDOR INFORMATION SHEET/
CERTIFICATION FORM
This form must be completed and submitted with the proposal. It is intended to provide the Entities with information on the vendor’s name and address and the specific persons who were responsible for preparation of the vendor’s response. It is also intended to certify that the vendor has met the RFP’s minimum requirements.
Each vendor must also designate a specific contact person who will be responsible for responding to the Entities if any clarification of the vendor’s response should become necessary.
Vendor Name:
Vendor Address:
Phone Number: FAX:
E-mail:
I certify that the following are truthful:
� My firm is (check one) ___ an SEC-registered Investment Advisor; or
___ exempt from such registration.
If your firm is exempt from being a Registered Investment Advisor, you must provide the following information with your proposal:
a) the rationale as to why your firm is exempt from registration;
b) the regulatory bodies responsible for oversight of your firm;
c) Form ADV or the disclosure of the nature of your firm’s exemption.
� My firm has ten (10) or more years in the business of investment consulting.
� My firm has at least at least three (3) clients of at least $750 million in assets, and at least one of those clients is a public pension or trust fund (state, county or city level).
� My firm agrees to be, and act in the manner of, a fiduciary.
� My firm is capable of reviewing all of the Pension Board’s asset classes listed in the Flash Report.
Vendor Response Prepared By:
Signature:
File details come from the government source that posted it. Updated .