6-SUBMITTAL SECTION LITIGATION 1.5.1.xlsx

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Attached to
Maintenance and Repair of Vessel for the Department of Law Enforcement, Fire Rescue and Marine Unit
Solicitation number
26 001 AG
Issued by
Broward County, Fort Lauderdale City, Florida

About this file

This is a submittal requirement form for a Request for Proposals (RFP) issued by the Broward Sheriff's Office (BSO) in Florida for Maintenance and Repair of Vessel for the Department of Law Enforcement, Fire Rescue and Marine Unit. The form requires proposers who answered affirmatively to question 1.5.1 on the Submittal Section Questionnaire to provide detailed litigation and regulatory action information. All litigation, judgments, settlements, and court cases related to providing the solicited services must be disclosed for the proposer and its principals if they occurred within the last three years. The document specifies that "cases" include lawsuits, bankruptcies, administrative hearings, and arbitrations. Proposers must identify the type of action, the court or regulatory agency involved, the case or file number, the status or disposition, and the named parties. Joint venture and team proposers must submit information for each member. The RFP responses are to be submitted through Bonfire only, with proposals submitted by email, fax, or other means not being accepted.

The form also requires disclosure of any debarments or suspensions from doing business with government agencies or professional boards affecting the proposer or its principals. The definition of "principals" is provided for corporations, partnerships, associations, trusts, limited partnerships, and subsidiary or parent entities, with controlling interest defined as ownership of more than 50 percent of voting power or beneficial ownership. If no litigation or regulatory actions have been filed against the firm, proposers must provide a statement to that effect. Proposers may contact Bonfire's support team at 1-800-354-8010 (Option 2) or support.bonfire@eunasolutions.com for document upload assistance.

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Sheet1

SUBMITTAL SECTION LITIGATION 1.5.1
If yes was selected on the Submittal Section Questionnaire for question 1.5.1, please complete the columns below and upload completed document in Requested Information labeled "Submittal Section Litigation 1.5.1". If none was selected, do not complete.
Proposer is to submit detailed information below regarding all litigation, judgments, settlements of court cases relative to providing services as outlined in this solicitation that have occurred within the last three (3) years of the Proposer and its Principals. “Case” includes lawsuits, bankruptcy, administrative hearings and arbitrations. If an action has been filed, state and describe the litigation or regulatory action filed, and identify the court or agency before which the action was instituted, the applicable case or file number and the status or disposition for such reported action. If no litigation or regulatory action has been filed against your firm(s), provide a statement to that effect. For joint venture or team Proposers, submit the requested information for each member of the joint venture or team.

Also indicate if Proposer or its Principals have been debarred or suspended from doing business with any government agency and/or professional board.

“Principals” mean the following:

(A)For a corporation, the corporate officers including president, vice-president, secretary and treasurer; directors; and shareholders who have a controlling interest in a corporation. A "controlling interest” for a corporation means someone who owns, directly or indirectly, either more than 50 percent of the total combined voting power of all classes of stock of the corporation or more than 50 percent of the beneficial ownership interest in the voting stock of the corporation.
(B)For a partnership, association, trust or other entity, the managing members; general partners; and individuals who own more than 50 percent, directly or indirectly, of the capital, profits, or beneficial interest in the partnership, association, trust, or other entity.
(C)For a limited partnership, the managing members; general partners; and individuals who own either more than 50 percent, directly or indirectly, of the total membership interest of the limited liability company or more than 50 percent, directly or indirectly, of the beneficial ownership interest in the membership interest of the limited liability company.
(D)A parent and/or a subsidiary of your firm.
State the type of Action (litigation, bankruptcy, judgments, settlements, debarments and/or suspensions)Name of Court, Regulatory Agency, etc. where action filedCase/File No.Date Action Filed/InitiatedList whether against the Proposer and/or its Principals (and provide legal name for each)("Named Parties")Provide a summary/nature of the ActionProvide a status/Disposition of the Action (active, closed, debarred, settled, suspended [state the period of debarment and/or suspension], etc.) for each of the

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