SF33_RFP 50310224R0006 002.pdf

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13F List Services
Solicitation number
50310224R0006
Issued by

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This document is a Solicitation, Offer and Award (SF 33) for Request for Proposals (RFP) 50310224R0006 Amendment 002, issued by the Securities and Exchange Commission (SEC) for 13F List Services. The SEC is seeking a qualified vendor to provide quarterly 13F list services, which comply with the requirements of Section 13(f) and Rule 13f-1 of the Securities Exchange Act of 1934, as described in the Statement of Work.

The solicitation includes a base period from 09/01/2024 to 08/31/2025 and four one-year option periods. Offers are due by the date and time specified, and will be evaluated based on the factors outlined in the solicitation. The contract will be awarded to the responsible offeror whose proposal, conforming to the solicitation, is determined to be the best value to the government. Detailed pricing, technical, and other terms and conditions are provided in the solicitation documents.

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Other files

File Type Posted
Questions and Answers_RFP 50310224R0006.pdf PDF
50310224R0006 Amend 001.pdf PDF
Att 3_13F_Report.pdf PDF
Att 4_13F List.txt TXT text file
Att 2_ NDA Contractor Personnel.pdf PDF
Att 1_NDA Contractor Entity.pdf PDF
RFP 50310224R0006.pdf PDF

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Text version

SOLICITATION, OFFER AND AWARD

4. TYPE OF SOLICITATION2. CONTRACT NUMBER 3. SOLICITATION NUMBER

50310224R006 Amendment 002

7. ISSUED BY CODE 8. ADDRESS OFFER TO (If other than Item 7)

ORDER UNDER DPAS (15 CFR 700)

6. REQUISITION/PURCHASE NUMBER

NOTE: In sealed bid solicitations "offer" and "offeror" mean "bid" and "bidder".

NEGOTIATED (RFP)

SEALED BID (IFB)

5. DATE ISSUED

1. THIS CONTRACT IS A RATED RATING PAGE OF PAGES

C. E-MAIL ADDRESS

EXT.NUMBERAREA CODE

B. TELEPHONE (NO COLLECT CALLS)A. NAME

10. FOR

INFORMATION

CALL:

CAUTION: LATE Submissions, Modifications, and Withdrawals: See Section L, Provision No. 52.214-7 or 52.215-1. All offers are subject to all terms and conditions contained in this solicitation.

(Date)(Hour) local timeuntildepository located in copies for furnishing the supplies or services in the Schedule will be received at the place specified in Item 8, or if hand carried, in the

SOLICITATION

9. Sealed offers in original and

PART IV - REPRESENTATIONS AND INSTRUCTIONS

OTHER STATEMENTS OF OFFERORS

EVALUATION FACTORS FOR AWARD

INSTRS., CONDS., AND NOTICES TO OFFERORS

REPRESENTATIONS, CERTIFICATIONS AND

LIST OF ATTACHMENTS

CONTRACT CLAUSES

PART III - LIST OF DOCUMENTS, EXHIBITS AND OTHER ATTACH.

I

J

K

L

M SPECIAL CONTRACT REQUIREMENTS

CONTRACT ADMINISTRATION DATA

DELIVERIES OR PERFORMANCE

INSPECTION AND ACCEPTANCE

PACKAGING AND MARKING

DESCRIPTION/SPECS./WORK STATEMENT

SUPPLIES OR SERVICES AND PRICES/COSTS

SOLICITATION/CONTRACT FORM

PART II - CONTRACT CLAUSESPART I - THE SCHEDULE

H

G

F

E

D

C

B

A

SEC. DESCRIPTION PAGE(S) (X) DESCRIPTION SEC. (X)

11. TABLE OF CONTENTS

18. OFFER DATE17. SIGNATURE

SUCH ADDRESS IN SCHEDULE.

IS DIFFERENT FROM ABOVE - ENTER

15C. CHECK IF REMITTANCE ADDRESS

EXT.NUMBERAREA CODE

15B. TELEPHONE NUMBER

(Type or print)AND

ADDRESS

OF

OFFEROR

CODE FACILITY

16. NAME AND TITLE OF PERSON AUTHORIZED TO SIGN OFFER15A. NAME

DATEAMENDMENT NO.DATEAMENDMENT NO.

and related documents numbered and dated):

amendments to the SOLICITATION for offerors

(The offeror acknowledges receipt of

14. ACKNOWLEDGEMENT OF AMENDMENTS

CALENDAR DAYS (%)30 CALENDAR DAYS (%)20 CALENDAR DAYS (%)10 CALENDAR DAYS (%)

(See Section I, Clause No. 52.232.8)

13. DISCOUNT FOR PROMPT PAYMENT

designated point(s), within the time specified in the schedule.

by the offeror) from the date for receipt of offers specified above, to furnish any or all items upon which prices are offered at the price set opposite each item, delivered at the

NOTE: Item 12 does not apply if the solicitation includes the provisions at 52.214-16, Minimum Bid Acceptance Period.

OFFER (Must be fully completed by offeror)

IMPORTANT - Award will be made on this Form, or on Standard Form 26, or by other authorized official written notice.

28. AWARD DATE

(Signature of Contracting Officer)

27. UNITED STATES OF AMERICA

25. PAYMENT WILL BE MADE BY

26. NAME OF CONTRACTING OFFICER (Type or print)

CODE 24. ADMINISTERED BY (If other than Item 7)

ITEM

(4 copies unless otherwise specified)

23. SUBMIT INVOICES TO ADDRESS SHOWN IN

41 U.S.C. 253 (c) ( 10 U.S.C. 2304 (c) (

22. AUTHORITY FOR USING OTHER THAN FULL AND OPEN COMPETITION:

21. ACCOUNTING AND APPROPRIATION20. AMOUNT19. ACCEPTED AS TO ITEMS NUMBERED

AWARD (To be completed by government)

CODE

04/18/2024 X

SEC-OA - 03

SECURITIES AND EXCHANGE COMMISSION

OFFICE OF ACQUISITIONS

MISSION AND OPERATIONS SUPPORT BRANCH

100 F STREET NE

MAIL STOP 4226

WASHINGTON DC 20549

1500 ES 04/29/2024

KATHLEEN FERTE 202

fertek@sec.gov

551-6946

X

X

X

X

X

X

X

X

X

X

X

X

X

PAGE(S)

KATHLEEN FERTE

AUTHORIZED FOR LOCAL REPRODUCTION

Previous edition is unusable

STANDARD FORM 33 (Rev. 9-97)

Prescribed by GSA - FAR (48 CFR) 53.214(c)

12. In compliance with the above, the undersigned agrees, if this offer is accepted within _____0_________ calendar days (60 calendar days unless a different period is inserted

ITEM NO. SUPPLIES/SERVICES QUANTITY UNIT UNIT PRICE AMOUNT

NAME OF OFFEROR OR CONTRACTOR

2 35

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

50310224R0006

(A) (B) (C) (D) (E) (F)

Period of Performance: 09/01/2024 to 08/31/2025

00001 Base Period: The Contractor shall provide the services necessary to provide the 13F List in acordance with Section C, Statement of Work (SOW).

00002 Option Period One: The Contractor shall provide the services necessary to provide the 13F List in acordance with Section C, Statement of Work (SOW).

(Option Line Item)

Period of Performance: 09/01/2025 to 08/31/2026

00003 Option Period Two: The Contractor shall provide the services necessary to provide the 13F List in acordance with Section C, Statement of Work (SOW).

(Option Line Item)

09/01/2026

Period of Performance: 09/01/2026 to 08/31/2027

00004 Option Period Three: The Contractor shall provide the services necessary to provide the 13F List in acordance with Section C, Statement of Work (SOW).

(Option Line Item)

09/01/2027

Period of Performance: 09/01/2027 to 08/31/2028

00005 Option Period Four: The Contractor shall provide the services necessary to provide the 13F List in acordance with Section C, Statement of Work (SOW).

(Option Line Item)

09/01/2028

Period of Performance: 09/01/2028 to 08/31/2029

OPTIONAL FORM 336 (4-86)

Sponsored by GSA

FAR (48 CFR) 53.110

NSN 7540-01-152-8067

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