Att 3_13F_Report.pdf

CUSIP NO ISSUER NAME ISSUER DESCRIPTION STATUS

11:52 IVM001

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 1

Year: Run Time: 2020 Qtr: 1

B38564 10 8 * EURONAV NV ANTWERPEN SHS

B38564 90 8 EURONAV NV ANTWERPEN CALL

B38564 95 8 EURONAV NV ANTWERPEN PUT

C0534L AA 3 AURORA CANNABIS INC DEBT 5.500% 2/2 DELETED

C10268 AC 1 BLACKBERRY LTD DEBT 3.750%11/1 DELETED

C8509Q AA 6 SSR MNG INC DEBT 2.500% 4/0 DELETED

D18190 89 8 * DEUTSCHE BANK A G NAMEN AKT

D18190 90 8 DEUTSCHE BANK A G CALL

D18190 95 8 DEUTSCHE BANK A G PUT

F21107 10 1 * CONSTELLIUM SE CL A SHS

F21107 90 1 CONSTELLIUM SE CALL

F21107 95 1 CONSTELLIUM SE PUT

G0080J 10 4 ACT II GLOBAL ACQUISITION CO CL A SHS

G0080J 11 2 ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026

G0080J 12 0 ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202

G0084W 10 1 * ADIENT PLC ORD SHS

G0084W 90 1 ADIENT PLC CALL

G0084W 95 1 ADIENT PLC PUT

G01125 10 6 * AFYA LTD CL A COM

G01125 90 6 AFYA LTD CALL

G01125 95 6 AFYA LTD PUT

G0120M 10 9 AGBA ACQUISITION LTD SHS

G0120M 11 7 AGBA ACQUISITION LTD *W EXP 05/10/202

G0120M 12 5 AGBA ACQUISITION LTD RIGHT 05/10/2024

G0120M 13 3 AGBA ACQUISITION LTD UNIT 05/10/2024

G0129K 10 4 * AIRCASTLE LTD COM DELETED

G0129K 90 4 AIRCASTLE LTD CALL DELETED

G0129K 95 4 AIRCASTLE LTD PUT DELETED

G0132V 10 5 AGM GROUP HOLDINGS INC SHS CL A

G0176J 10 9 * ALLEGION PLC ORD SHS

G0176J 90 9 ALLEGION PLC CALL

G0176J 95 9 ALLEGION PLC PUT

G01767 10 5 * ALKERMES PLC SHS

G01767 90 5 ALKERMES PLC CALL

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 2

Year: Run Time: 2020 Qtr: 1

G01767 95 5 ALKERMES PLC PUT

G0177J 10 8 * ALLERGAN PLC SHS

G0177J 90 8 ALLERGAN PLC CALL

G0177J 95 8 ALLERGAN PLC PUT

G0232J 10 1 ALUSSA ENERGY ACQUISITION CO SHS CL A ADDED

G0232J 11 9 ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 ADDED

G0232J 12 7 ALUSSA ENERGY ACQUISITION CO UNIT 10/31/2026

G0250X 10 7 * AMCOR PLC ORD

G0250X 90 7 AMCOR PLC CALL

G0250X 95 7 AMCOR PLC PUT

G02602 10 3 * AMDOCS LTD SHS

G02602 90 3 AMDOCS LTD CALL

G02602 95 3 AMDOCS LTD PUT

G0335L 20 1 * AMIRA NATURE FOODS LTD SHS NEW

G0335L 90 1 AMIRA NATURE FOODS LTD CALL

G0335L 95 1 AMIRA NATURE FOODS LTD PUT

G037AX 10 1 * AMBARELLA INC SHS

G037AX 90 1 AMBARELLA INC CALL

G037AX 95 1 AMBARELLA INC PUT

G0408V 10 2 * AON PLC SHS CL A

G0408V 90 2 AON PLC CALL

G0408V 95 2 AON PLC PUT

G04415 10 8 ANDINA ACQUISITION CORP III SHS

G04415 11 6 ANDINA ACQUISITION CORP III UNIT 09/24/2020

G04415 12 4 ANDINA ACQUISITION CORP III *W EXP 07/31/202

G04415 13 2 ANDINA ACQUISITION CORP III RIGHT 07/31/2020

G0443N 10 7 AQUAVENTURE HLDGS LTD SHS DELETED

G0450A 10 5 * ARCH CAP GROUP LTD ORD

G0450A 90 5 ARCH CAP GROUP LTD CALL

G0450A 95 5 ARCH CAP GROUP LTD PUT

G04553 10 6 ARCO PLATFORM LTD COM CL A

G0457F 10 7 * ARCOS DORADOS HOLDINGS INC SHS CLASS -A -

G0457F 90 7 ARCOS DORADOS HOLDINGS INC CALL

G0457F 95 7 ARCOS DORADOS HOLDINGS INC PUT

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 3

Year: Run Time: 2020 Qtr: 1

G0464B 10 7 * ARGO GROUP INTL HLDGS LTD COM

G0464B 90 7 ARGO GROUP INTL HLDGS LTD CALL

G0464B 95 7 ARGO GROUP INTL HLDGS LTD PUT

G0535E 10 6 ASIA PACIFIC WIRE & CABLE CO ORD

G0585R 10 6 * ASSURED GUARANTY LTD COM

G0585R 90 6 ASSURED GUARANTY LTD CALL

G0585R 95 6 ASSURED GUARANTY LTD PUT

G0602B 10 0 ATIF HOLDINGS LIMITED SHS

G06207 11 5 * ATLAS FINANCIAL HOLDINGS INC SHS NEW

G06207 90 5 ATLAS FINANCIAL HOLDINGS INC CALL

G06207 95 5 ATLAS FINANCIAL HOLDINGS INC PUT

G06242 10 4 * ATLASSIAN CORP PLC CL A

G06242 90 4 ATLASSIAN CORP PLC CALL

G06242 95 4 ATLASSIAN CORP PLC PUT

G0684D 10 7 * ATHENE HLDG LTD CL A

G0684D 90 7 ATHENE HLDG LTD CALL

G0684D 95 7 ATHENE HLDG LTD PUT

G0692U 10 9 * AXIS CAPITAL HOLDINGS LTD SHS

G0692U 90 9 AXIS CAPITAL HOLDINGS LTD CALL

G0692U 95 9 AXIS CAPITAL HOLDINGS LTD PUT

G07025 20 1 AURIS MEDICAL HOLDING LTD SHS

G0750C 10 8 * AXALTA COATING SYS LTD COM

G0750C 90 8 AXALTA COATING SYS LTD CALL

G0750C 95 8 AXALTA COATING SYS LTD PUT

G0750W 20 3 * AXOVANT GENE THERAPIES LTD COM

G0750W 90 3 AXOVANT GENE THERAPIES LTD CALL

G0750W 95 3 AXOVANT GENE THERAPIES LTD PUT

G0751N 10 3 * ATLANTICA YIELD PLC SHS

G0751N 90 3 ATLANTICA YIELD PLC CALL

G0751N 95 3 ATLANTICA YIELD PLC PUT

G0772R 20 8 BANK OF NT BUTTERFIELD&SON L SHS NEW

G0891M AA 4 BAOZUN INC DEBT 1.625% 5/0

G10830 10 0 BEYONDSPRING INC SHS

G11056 AA 9 BEST INC DEBT 1.750%10/0 ADDED

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 4

Year: Run Time: 2020 Qtr: 1

G1117K 10 6 BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202

G1117K 11 4 BIOCERES CROP SOLUTIONS CORP SHS

G11196 10 5 * BIOHAVEN PHARMACTL HLDG CO L COM

G11196 90 5 BIOHAVEN PHARMACTL HLDG CO L CALL

G11196 95 5 BIOHAVEN PHARMACTL HLDG CO L PUT

G1151C 10 1 * ACCENTURE PLC IRELAND SHS CLASS A

G1151C 90 1 ACCENTURE PLC IRELAND CALL

G1151C 95 1 ACCENTURE PLC IRELAND PUT

G1190F 10 7 BLUE CAP REINS HLDGS LTD COM DELETED

G1329V 10 6 BLUE HAT INTERACTIVE ENTMT T SHS

G1466B 10 3 BORQS TECHNOLOGIES INC SHS

G1466R 20 7 BORR DRILLING LTD SHS

G14838 10 9 * MIMECAST LTD ORD SHS

G14838 90 9 MIMECAST LTD CALL

G14838 95 9 MIMECAST LTD PUT

G1611B 10 7 BROOGE HLDGS LTD SHS

G1611B 11 5 BROOGE HLDGS LTD *W EXP 12/20/202

G16234 10 9 * BROOKFIELD BUSINESS PARTNERS UNIT LTD LP

G16234 90 9 BROOKFIELD BUSINESS PARTNERS CALL

G16234 95 9 BROOKFIELD BUSINESS PARTNERS PUT

G16249 10 7 * BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN

G16249 90 7 BROOKFIELD PROPERTY PARTRS L CALL

G16249 95 7 BROOKFIELD PROPERTY PARTRS L PUT

G16252 10 1 * BROOKFIELD INFRAST PARTNERS LP INT UNIT

G16252 90 1 BROOKFIELD INFRAST PARTNERS CALL

G16252 95 1 BROOKFIELD INFRAST PARTNERS PUT

G16258 10 8 * BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT

G16258 90 8 BROOKFIELD RENEWABLE PARTNER CALL

G16258 95 8 BROOKFIELD RENEWABLE PARTNER PUT

G16962 10 5 * BUNGE LIMITED COM

G16962 90 5 BUNGE LIMITED CALL

G16962 95 5 BUNGE LIMITED PUT

G1757E 11 3 CALEDONIA MNG CORP PLC SHS NEW

G17766 10 9 CAMBIUM NETWORKS CORP SHS

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 5

Year: Run Time: 2020 Qtr: 1

G1890L 10 7 * CAPRI HOLDINGS LIMITED SHS

G1890L 90 7 CAPRI HOLDINGS LIMITED CALL

G1890L 95 7 CAPRI HOLDINGS LIMITED PUT

G1991C 10 5 * CARDTRONICS PLC SHS CL A

G1991C 90 5 CARDTRONICS PLC CALL

G1991C 95 5 CARDTRONICS PLC PUT

G1992S 10 9 * CISION LTD SHS DELETED

G1992S 90 9 CISION LTD CALL DELETED

G1992S 95 9 CISION LTD PUT DELETED

G20045 20 2 * CENTRAL EUROPEAN MEDIA ENTRP CL A NEW

G20045 90 2 CENTRAL EUROPEAN MEDIA ENTRP CALL

G20045 95 2 CENTRAL EUROPEAN MEDIA ENTRP PUT

G21082 10 5 * CHINA YUCHAI INTL LTD COM

G21082 90 5 CHINA YUCHAI INTL LTD CALL

G21082 95 5 CHINA YUCHAI INTL LTD PUT

G2110U 10 9 CHINA NATURAL RESOURCES INC COM

G2113X 13 4 CHINA CERAMICS CO LTD SHS

G2118P 10 2 CHINA CUST RELATIONS CNTR IN COM

G2120A 10 1 CHINA INTERNET NATIONWIDE FI SHS

G2143T 10 3 * CIMPRESS PLC SHS EURO

G2143T 90 3 CIMPRESS PLC CALL

G2143T 95 3 CIMPRESS PLC PUT

G21513 12 5 CITIC CAPITAL ACQUISITION CO UNIT 99/99/9999 ADDED

G21515 10 4 * CHINA BIOLOGIC PRODS HLDGS I COM

G21515 90 4 CHINA BIOLOGIC PRODS HLDGS I CALL

G21515 95 4 CHINA BIOLOGIC PRODS HLDGS I PUT

G2161P 10 8 CHINA SXT PHARMACEUTICALS IN ORD SHS

G21621 10 0 CHINA XIANGTAI FOOD CO LTD SHS

G21810 10 9 * CLARIVATE ANALYTICS PLC COM

G21810 90 9 CLARIVATE ANALYTICS PLC CALL

G21810 95 9 CLARIVATE ANALYTICS PLC PUT

G21810 11 7 CLARIVATE ANALYTICS PLC *W EXP 05/13/202 DELETED

G22707 10 6 COLLIER CREEK HOLDINGS COM CL A

G22707 11 4 COLLIER CREEK HOLDINGS *W EXP 99/99/999

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Year: Run Time: 2020 Qtr: 1

G22707 12 2 COLLIER CREEK HOLDINGS UNIT 99/99/9999

G23773 10 7 * CONSOLIDATED WATER CO INC ORD

G23773 90 7 CONSOLIDATED WATER CO INC CALL

G23773 95 7 CONSOLIDATED WATER CO INC PUT

G2519Y 10 8 * CREDICORP LTD COM

G2519Y 90 8 CREDICORP LTD CALL

G2519Y 95 8 CREDICORP LTD PUT

G25343 10 7 * COSAN LTD SHS A

G25343 90 7 COSAN LTD CALL

G25343 95 7 COSAN LTD PUT

G25839 10 4 * COCA COLA EUROPEAN PARTNERS SHS

G25839 90 4 COCA COLA EUROPEAN PARTNERS CALL

G25839 95 4 COCA COLA EUROPEAN PARTNERS PUT

G2692M 10 3 DD3 ACQUISITION CORP SHS DELETED

G2692M 11 1 DD3 ACQUISITION CORP *W EXP 10/20/202 DELETED

G2692M 12 9 DD3 ACQUISITION CORP UNIT 10/12/2023 DELETED

G2709G 10 7 * DELPHI TECHNOLOGIES PL SHS

G2709G 90 7 DELPHI TECHNOLOGIES PL CALL

G2709G 95 7 DELPHI TECHNOLOGIES PL PUT

G2717B 10 8 * CUSHMAN WAKEFIELD PLC SHS

G2717B 90 8 CUSHMAN WAKEFIELD PLC CALL

G2717B 95 8 CUSHMAN WAKEFIELD PLC PUT

G27358 10 3 * DESPEGAR COM CORP ORD SHS

G27358 90 3 DESPEGAR COM CORP CALL

G27358 95 3 DESPEGAR COM CORP PUT

G2788T 10 3 DOGNESS INTERNATIONAL CORP COM CL A

G28365 10 7 DRAGON VICTORY INTL LTD SHS

G2911D 10 8 EAST STONE ACQUISITION CORP SHS ADDED

G2911D 11 6 EAST STONE ACQUISITION CORP *W EXP 12/31/202 ADDED

G2911D 12 4 EAST STONE ACQUISITION CORP UNIT 12/31/2026 ADDED

G2911D 13 2 EAST STONE ACQUISITION CORP RIGHT 12/31/2026 ADDED

G29183 10 3 * EATON CORP PLC SHS

G29183 90 3 EATON CORP PLC CALL

G29183 95 3 EATON CORP PLC PUT

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 7

Year: Run Time: 2020 Qtr: 1

G2956M 10 4 8I ENTERPRISES ACQUISITION C SHS

G2956M 11 2 8I ENTERPRISES ACQUISITION C *W EXP 10/29/202

G2956M 12 0 8I ENTERPRISES ACQUISITION C RIGHT 10/29/2020

G2956M 13 8 8I ENTERPRISES ACQUISITION C UNIT 99/99/9999

G30401 10 6 * ENDO INTL PLC SHS

G30401 90 6 ENDO INTL PLC CALL

G30401 95 6 ENDO INTL PLC PUT

G3075P 10 1 ENSTAR GROUP LIMITED SHS

G31249 10 8 ESTABLISHMENT LABS HLDGS INC COM

G3156P 10 3 * ASA GOLD AND PRECIOUS MTLS L SHS

G3156P 90 3 ASA GOLD AND PRECIOUS MTLS L CALL

G3156P 95 3 ASA GOLD AND PRECIOUS MTLS L PUT

G31642 10 4 CLPS INCORPORATION COM

G3165V 10 9 ARYA SCIENCES ACQUISITION CO SHS CL A

G3165V 11 7 ARYA SCIENCES ACQUISITION CO UNIT 10/04/2023

G3165V 12 5 ARYA SCIENCES ACQUISITION CO *W EXP 10/10/202

G3198U 10 2 * ESSENT GROUP LTD COM

G3198U 90 2 ESSENT GROUP LTD CALL

G3198U 95 2 ESSENT GROUP LTD PUT

G32030 12 7 EURO TECH HOLDINGS CO LTD SHS NEW

G3206V 10 0 ESTRE AMBIENTAL INC SHS DELETED

G3206V 11 8 ESTRE AMBIENTAL INC *W EXP 12/21/202 DELETED

G3223R 10 8 * EVEREST RE GROUP LTD COM

G3223R 90 8 EVEREST RE GROUP LTD CALL

G3223R 95 8 EVEREST RE GROUP LTD PUT

G3323L 10 0 * FABRINET SHS

G3323L 90 0 FABRINET CALL

G3323L 95 0 FABRINET PUT

G33277 10 7 FARMMI INC SHS

G3362K 10 4 FELLAZO INC UNIT 99/99/9999 DELETED

G3362K 11 2 FELLAZO INC SHS DELETED

G3362K 12 0 FELLAZO INC *W EXP 05/15/202 DELETED

G3362K 14 6 FELLAZO INC RIGHT 05/26/2026 DELETED

G33856 10 8 * FERROGLOBE PLC SHS

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 8

Year: Run Time: 2020 Qtr: 1

G33856 90 8 FERROGLOBE PLC CALL

G33856 95 8 FERROGLOBE PLC PUT

G3402M 10 2 * FGL HLDGS ORD SHS

G3402M 90 2 FGL HLDGS CALL

G3402M 95 2 FGL HLDGS PUT

G3402M 11 0 FGL HLDGS *W EXP 11/30/202

G35006 10 8 ALBERTON ACQUISITION CORP ORD SHS

G35006 11 6 ALBERTON ACQUISITION CORP UNIT 04/22/2020

G35006 12 4 ALBERTON ACQUISITION CORP *W EXP 04/26/202

G35006 13 2 ALBERTON ACQUISITION CORP RIGHT 10/04/2020

G35947 20 2 FLEX LNG LTD SHS

G36738 10 5 * FRESH DEL MONTE PRODUCE INC ORD

G36738 90 5 FRESH DEL MONTE PRODUCE INC CALL

G36738 95 5 FRESH DEL MONTE PRODUCE INC PUT

G3682E 19 2 * FRONTLINE LTD SHS NEW

G3682E 90 2 FRONTLINE LTD CALL

G3682E 95 2 FRONTLINE LTD PUT

G3704F 11 0 FUWEI FILMS HLDGS CO LTD SHS NEW

G3729B 10 2 FULING GLOBAL INC SHS

G37585 10 9 * GASLOG LTD SHS

G37585 90 9 GASLOG LTD CALL

G37585 95 9 GASLOG LTD PUT

G3770A 10 2 GALILEO ACQUISITION CORP SHS

G3770A 11 0 GALILEO ACQUISITION CORP *W EXP 10/31/202

G3770A 12 8 GALILEO ACQUISITION CORP UNIT 99/99/9999

G3788M 11 4 * EROS INTL PLC SHS NEW

G3788M 90 4 EROS INTL PLC CALL

G3788M 95 4 EROS INTL PLC PUT

G38327 10 5 * GEOPARK LTD USD SHS

G38327 90 5 GEOPARK LTD CALL

G38327 95 5 GEOPARK LTD PUT

G39108 10 8 * GATES INDUSTRIAL CORPRATIN P ORD SHS

G39108 90 8 GATES INDUSTRIAL CORPRATIN P CALL

G39108 95 8 GATES INDUSTRIAL CORPRATIN P PUT

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 9

Year: Run Time: 2020 Qtr: 1

G3922B 10 7 * GENPACT LIMITED SHS

G3922B 90 7 GENPACT LIMITED CALL

G3922B 95 7 GENPACT LIMITED PUT

G3933F 10 5 * GLOBAL INDTY LTD CAYMAN USD CL A SHS

G3933F 90 5 GLOBAL INDTY LTD CAYMAN CALL

G3933F 95 5 GLOBAL INDTY LTD CAYMAN PUT

G39342 10 3 * GLOBAL CORD BLOOD CORPORATIO SHS

G39342 90 3 GLOBAL CORD BLOOD CORPORATIO CALL

G39342 95 3 GLOBAL CORD BLOOD CORPORATIO PUT

G39637 20 5 * GOLDEN OCEAN GROUP LTD SHS NEW

G39637 90 5 GOLDEN OCEAN GROUP LTD CALL

G39637 95 5 GOLDEN OCEAN GROUP LTD PUT

G39973 10 5 GLRY STR NW MDIA GRUP HLDG L SHS ADDED

G39973 11 3 GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 ADDED

G4027R 10 4 GOLDEN BULL LTD SHS

G4095J 10 9 * GREENLIGHT CAPITAL RE LTD CLASS A

G4095J 90 9 GREENLIGHT CAPITAL RE LTD CALL

G4095J 95 9 GREENLIGHT CAPITAL RE LTD PUT

G4095T 10 7 GREENLAND TECHNOLOGIES HLDG SHS NEW

G4289N 11 4 HAPPINESS BIOTECH GROUP LTD SHS

G4388N 10 6 * HELEN OF TROY CORP LTD COM

G4388N 90 6 HELEN OF TROY CORP LTD CALL

G4388N 95 6 HELEN OF TROY CORP LTD PUT

G4412G 10 1 * HERBALIFE NUTRITION LTD COM SHS

G4412G 90 1 HERBALIFE NUTRITION LTD CALL

G4412G 95 1 HERBALIFE NUTRITION LTD PUT

G4418R 10 1 HEBRON TECHNOLOGY CO LTD COM CLASS A

G4474Y 21 4 * JANUS HENDERSON GROUP PLC ORD SHS

G4474Y 90 4 JANUS HENDERSON GROUP PLC CALL

G4474Y 95 4 JANUS HENDERSON GROUP PLC PUT

G4481U 10 6 HIGHWAY HLDGS LTD ORD

G4511M 10 8 * HERMITAGE OFFSHORE SERVICE L SHS

G4511M 90 8 HERMITAGE OFFSHORE SERVICE L CALL

G4511M 95 8 HERMITAGE OFFSHORE SERVICE L PUT

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 10

Year: Run Time: 2020 Qtr: 1

G45667 10 5 * HOLLYSYS AUTOMATION TECHNOLO SHS

G45667 90 5 HOLLYSYS AUTOMATION TECHNOLO CALL

G45667 95 5 HOLLYSYS AUTOMATION TECHNOLO PUT

G4603R 10 6 HL ACQUISITIONS CORP SHS

G4603R 11 4 HL ACQUISITIONS CORP UNIT 06/21/2023

G4603R 12 2 HL ACQUISITIONS CORP *W EXP 06/21/202

G4603R 13 0 HL ACQUISITIONS CORP RIGHT 07/17/2023

G46188 10 1 * HORIZON THERAPEUTICS PUB LTD SHS

G46188 90 1 HORIZON THERAPEUTICS PUB LTD CALL

G46188 95 1 HORIZON THERAPEUTICS PUB LTD PUT

G46408 10 3 * HUDSON LTD COM CL A

G46408 90 3 HUDSON LTD CALL

G46408 95 3 HUDSON LTD PUT

G4645B 10 1 HUITAO TECHNOLOGY CO LTD SHS

G4705A 10 0 * ICON PLC SHS

G4705A 90 0 ICON PLC CALL

G4705A 95 0 ICON PLC PUT

G4740B 10 5 * ICHOR HOLDINGS SHS

G4740B 90 5 ICHOR HOLDINGS CALL

G4740B 95 5 ICHOR HOLDINGS PUT

G47567 10 5 * IHS MARKIT LTD SHS

G47567 90 5 IHS MARKIT LTD CALL

G47567 95 5 IHS MARKIT LTD PUT

G4760X 10 2 INDONESIA ENERGY CORP LTD ORD SHS

G47791 10 1 * INGERSOLL-RAND PLC SHS DELETED

G47791 90 1 INGERSOLL-RAND PLC CALL DELETED

G47791 95 1 INGERSOLL-RAND PLC PUT DELETED

G4809J 10 6 INTL GNRL INSURANCE HLDNGS L SHS ADDED

G4809J 11 4 INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 ADDED

G4863A 10 8 * INTERNATIONAL GAME TECHNOLOG SHS USD

G4863A 90 8 INTERNATIONAL GAME TECHNOLOG CALL

G4863A 95 8 INTERNATIONAL GAME TECHNOLOG PUT

G4887W 10 2 WEALTHBRIDGE ACQUISITION LTD UNIT 99/99/9999

G4887W 11 0 WEALTHBRIDGE ACQUISITION LTD SHS

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Year: Run Time: 2020 Qtr: 1

G4887W 12 8 WEALTHBRIDGE ACQUISITION LTD *W EXP 01/31/202

G4887W 13 6 WEALTHBRIDGE ACQUISITION LTD RIGHT 11/02/2023

G491BT 10 8 * INVESCO LTD SHS

G491BT 90 8 INVESCO LTD CALL

G491BT 95 8 INVESCO LTD PUT

G4939K AB 2 IQIYI INC DEBT 2.000% 4/0

G5005R 10 7 * JAMES RIV GROUP LTD COM

G5005R 90 7 JAMES RIV GROUP LTD CALL

G5005R 95 7 JAMES RIV GROUP LTD PUT

G50871 10 5 * JAZZ PHARMACEUTICALS PLC SHS USD

G50871 90 5 JAZZ PHARMACEUTICALS PLC CALL

G50871 95 5 JAZZ PHARMACEUTICALS PLC PUT

G51502 10 5 * JOHNSON CTLS INTL PLC SHS

G51502 90 5 JOHNSON CTLS INTL PLC CALL

G51502 95 5 JOHNSON CTLS INTL PLC PUT

G5223X 10 0 KAIXIN AUTO HLDGS SHS

G5269C 10 1 KINIKSA PHARMACEUTICALS LTD COM CL A

G54050 10 2 * LAZARD LTD SHS A

G54050 90 2 LAZARD LTD CALL

G54050 95 2 LAZARD LTD PUT

G5463L 10 5 LEO HOLDINGS CORP COM CL A

G5463L 11 3 LEO HOLDINGS CORP *W EXP 07/31/202

G5463L 12 1 LEO HOLDINGS CORP UNIT 99/99/9999

G5478K 10 0 LIANLUO SMART LTD COM CL A

G5480U 10 4 * LIBERTY GLOBAL PLC SHS CL A

G5480U 90 4 LIBERTY GLOBAL PLC CALL

G5480U 95 4 LIBERTY GLOBAL PLC PUT

G5480U 11 2 LIBERTY GLOBAL PLC SHS CL B

G5480U 12 0 * LIBERTY GLOBAL PLC SHS CL C

G5480U 90 0 LIBERTY GLOBAL PLC CALL

G5480U 95 0 LIBERTY GLOBAL PLC PUT

G5494J 10 3 * LINDE PLC SHS

G5494J 90 3 LINDE PLC CALL

G5494J 95 3 LINDE PLC PUT

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 12

Year: Run Time: 2020 Qtr: 1

G5509L 10 1 * LIVANOVA PLC SHS

G5509L 90 1 LIVANOVA PLC CALL

G5509L 95 1 LIVANOVA PLC PUT

G5510C 10 8 LIV CAP ACQUISITION CORP CL A ADDED

G5510C 11 6 LIV CAP ACQUISITION CORP *W EXP 12/13/202 ADDED

G5510C 12 4 LIV CAP ACQUISITION CORP UNIT 99/99/9999

G56372 10 8 LONGEVITY ACQUISITION CORP UNIT 08/29/2024

G56372 11 6 LONGEVITY ACQUISITION CORP *W EXP 07/31/202

G56372 12 4 LONGEVITY ACQUISITION CORP RIGHT 07/31/2020

G56372 13 2 LONGEVITY ACQUISITION CORP ORD SHS

G5698L AA 0 LUCKIN COFFEE INC DEBT 0.750% 1/1 ADDED

G5698W 11 6 * LUXFER HOLDINGS PLC SHS

G5698W 90 6 LUXFER HOLDINGS PLC CALL

G5698W 95 6 LUXFER HOLDINGS PLC PUT

G56981 10 6 LUOKUNG TECHNOLOGY CORP SHS

G5753U 11 2 * MAIDEN HOLDINGS LTD SHS

G5753U 90 2 MAIDEN HOLDINGS LTD CALL

G5753U 95 2 MAIDEN HOLDINGS LTD PUT

G5784H 10 6 * MANCHESTER UTD PLC NEW ORD CL A

G5784H 90 6 MANCHESTER UTD PLC NEW CALL

G5784H 95 6 MANCHESTER UTD PLC NEW PUT

G5785G 10 7 * MALLINCKRODT PUB LTD CO SHS

G5785G 90 7 MALLINCKRODT PUB LTD CO CALL

G5785G 95 7 MALLINCKRODT PUB LTD CO PUT

G5876H 10 5 * MARVELL TECHNOLOGY GROUP LTD ORD

G5876H 90 5 MARVELL TECHNOLOGY GROUP LTD CALL

G5876H 95 5 MARVELL TECHNOLOGY GROUP LTD PUT

G59290 10 9 MDJM LTD SHS

G5960L 10 3 * MEDTRONIC PLC SHS

G5960L 90 3 MEDTRONIC PLC CALL

G5960L 95 3 MEDTRONIC PLC PUT

G59665 10 2 * MEIRAGTX HOLDINGS PLC COM

G59665 90 2 MEIRAGTX HOLDINGS PLC CALL

G59665 95 2 MEIRAGTX HOLDINGS PLC PUT

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 13

Year: Run Time: 2020 Qtr: 1

G6S41R 10 1 OSMOTICA PHARMACEUTICALS PLC SHS

G6055H 11 4 METEN EDTECHX ED GROUP LTD ORD SHS ADDED

G6095L 10 9 * APTIV PLC SHS

G6095L 90 9 APTIV PLC CALL

G6095L 95 9 APTIV PLC PUT

G6096M 10 6 APTORUM GROUP LIMITED CL A ORD SHS

G6181K 10 6 MMTEC INC SHS

G6331P 10 4 * ALPHA & OMEGA SEMICONDUCTOR SHS

G6331P 90 4 ALPHA & OMEGA SEMICONDUCTOR CALL

G6331P 95 4 ALPHA & OMEGA SEMICONDUCTOR PUT

G6333L 10 1 ITERUM THERAPEUTICS PLC SHS

G6359F 10 3 * NABORS INDUSTRIES LTD SHS

G6359F 90 3 NABORS INDUSTRIES LTD CALL

G6359F 95 3 NABORS INDUSTRIES LTD PUT

G6359F 12 9 NABORS INDUSTRIES LTD 6% PFD CNV SR A

G63637 10 5 * NABRIVA THERAPEUTICS PLC SHS

G63637 90 5 NABRIVA THERAPEUTICS PLC CALL

G63637 95 5 NABRIVA THERAPEUTICS PLC PUT

G637AM 10 2 * MYOVANT SCIENCES LTD COM

G637AM 90 2 MYOVANT SCIENCES LTD CALL

G637AM 95 2 MYOVANT SCIENCES LTD PUT

G6375R 10 7 NATIONAL ENERGY SERVICES REU SHS

G6375R 11 5 NATIONAL ENERGY SERVICES REU *W EXP 05/05/202

G63907 10 2 * NAM TAI PPTY INC SHS

G63907 90 2 NAM TAI PPTY INC CALL

G63907 95 2 NAM TAI PPTY INC PUT

G64335 10 5 NEWATER TECHNOLOGY INC SHS

G6455A 10 7 NETFIN ACQUISITION CORP SHS CL A

G6455A 11 5 NETFIN ACQUISITION CORP *W EXP 08/01/202

G6455A 12 3 NETFIN ACQUISITION CORP UNIT 08/01/2024

G6461G 10 6 NEW FRONTIER HEALTH CORP ORD SHS

G6461G 11 4 NEW FRONTIER HEALTH CORP *W EXP 11/30/202

G6463T 13 0 NEWBORN ACQUISITION CORP UNIT 99/99/9999 ADDED

G6518L 10 8 * NIELSEN HLDGS PLC SHS EUR

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Year: Run Time: 2020 Qtr: 1

G6518L 90 8 NIELSEN HLDGS PLC CALL

G6518L 95 8 NIELSEN HLDGS PLC PUT

G6525F AA 0 NIO INC DEBT 4.500% 2/0

G65431 10 1 * NOBLE CORP PLC SHS USD

G65431 90 1 NOBLE CORP PLC CALL

G65431 95 1 NOBLE CORP PLC PUT

G6564A 10 5 * NOMAD FOODS LTD USD ORD SHS

G6564A 90 5 NOMAD FOODS LTD CALL

G6564A 95 5 NOMAD FOODS LTD PUT

G65773 10 6 * NORDIC AMERICAN TANKERS LIMI COM

G65773 90 6 NORDIC AMERICAN TANKERS LIMI CALL

G65773 95 6 NORDIC AMERICAN TANKERS LIMI PUT

G66721 10 4 * NORWEGIAN CRUISE LINE HLDG L SHS

G66721 90 4 NORWEGIAN CRUISE LINE HLDG L CALL

G66721 95 4 NORWEGIAN CRUISE LINE HLDG L PUT

G6674U 10 8 * NOVOCURE LTD ORD SHS

G6674U 90 8 NOVOCURE LTD CALL

G6674U 95 8 NOVOCURE LTD PUT

G6700G 10 7 * NVENT ELECTRIC PLC SHS

G6700G 90 7 NVENT ELECTRIC PLC CALL

G6700G 95 7 NVENT ELECTRIC PLC PUT

G67145 10 5 OAKTREE ACQUISITION CORP SHS CL A

G67145 11 3 OAKTREE ACQUISITION CORP *W EXP 99/99/999

G67145 12 1 OAKTREE ACQUISITION CORP UNIT 99/99/9999

G67828 20 5 * ORIGIN AGRITECH LIMITED SHS NEW

G67828 90 5 ORIGIN AGRITECH LIMITED CALL

G67828 95 5 ORIGIN AGRITECH LIMITED PUT

G6855A 10 3 * OXFORD IMMUNOTEC GLOBAL PLC ORD SHS

G6855A 90 3 OXFORD IMMUNOTEC GLOBAL PLC CALL

G6855A 95 3 OXFORD IMMUNOTEC GLOBAL PLC PUT

G6856M 10 6 OXBRIDGE RE HLDGS LTD SHS

G6856M 11 4 OXBRIDGE RE HLDGS LTD *W EXP 03/26/202

G68707 10 1 * PAGSEGURO DIGITAL LTD COM CL A

G68707 90 1 PAGSEGURO DIGITAL LTD CALL

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Year: Run Time: 2020 Qtr: 1

G68707 95 1 PAGSEGURO DIGITAL LTD PUT

G6891L 10 5 PANGAEA LOGISTICS SOLUTION L SHS

G7S00T 10 4 * PENTAIR PLC SHS

G7S00T 90 4 PENTAIR PLC CALL

G7S00T 95 4 PENTAIR PLC PUT

G7T16G 10 3 * SAPIENS INTL CORP N V SHS

G7T16G 90 3 SAPIENS INTL CORP N V CALL

G7T16G 95 3 SAPIENS INTL CORP N V PUT

G7T96K 10 7 * SCULLY ROYALTY LTD COM SHS

G7T96K 90 7 SCULLY ROYALTY LTD CALL

G7T96K 95 7 SCULLY ROYALTY LTD PUT

G7114V 10 2 PINGTAN MARINE ENTERPRISE LT SHS

G7115T AA 4 PINDUODUO INC DEBT 10/0

G72007 10 0 POWERBRIDGE TECHNLOGIES CO L ORD SHS

G72800 10 8 * PROTHENA CORP PLC SHS

G72800 90 8 PROTHENA CORP PLC CALL

G72800 95 8 PROTHENA CORP PLC PUT

G7306H 10 1 PUHUI WEALTH INVT MGMT CO LT SHS

G7314V AA 8 QUDIAN INC DEBT 1.000% 7/0

G73268 10 7 * QUOTIENT LTD SHS

G73268 90 7 QUOTIENT LTD CALL

G73268 95 7 QUOTIENT LTD PUT

G7415M 12 4 RECON TECHNOLOGY LTD SHS NEW

G7457R 12 2 REEBONZ HLDG LTD SHS

G7496G 10 3 * RENAISSANCERE HOLDINGS LTD COM

G7496G 90 3 RENAISSANCERE HOLDINGS LTD CALL

G7496G 95 3 RENAISSANCERE HOLDINGS LTD PUT

G75130 10 7 REPLAY ACQUISITION CORP COM

G75130 11 5 REPLAY ACQUISITION CORP *W EXP 03/01/202

G75130 12 3 REPLAY ACQUISITION CORP UNIT 03/01/2024

G75271 10 9 RETO ECO SOLUTIONS INC COM

G7738W 10 6 * SFL CORPORATION LTD SHS

G7738W 90 6 SFL CORPORATION LTD CALL

G7738W 95 6 SFL CORPORATION LTD PUT

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Year: Run Time: 2020 Qtr: 1

G78516 20 3 SC HEALTH CORP COM CL A

G78516 30 2 SC HEALTH CORP UNIT 99/99/9999

G78516 40 1 SC HEALTH CORP *W EXP 99/99/999

G79448 10 9 SCVX CORP UNIT 99/99/9999 ADDED

G79448 11 7 SCVX CORP *W EXP 99/99/999 ADDED

G79448 20 8 SCVX CORP COM ADDED

G7945M 10 7 * SEAGATE TECHNOLOGY PLC SHS

G7945M 90 7 SEAGATE TECHNOLOGY PLC CALL

G7945M 95 7 SEAGATE TECHNOLOGY PLC PUT

G7948T AC 3 SEA LTD DEBT 1.000%12/0

G7998G 10 6 * SEADRILL LTD COM

G7998G 90 6 SEADRILL LTD CALL

G7998G 95 6 SEADRILL LTD PUT

G8060N 10 2 * SENSATA TECHNOLOGIES HLDNG P SHS

G8060N 90 2 SENSATA TECHNOLOGIES HLDNG P CALL

G8060N 95 2 SENSATA TECHNOLOGIES HLDNG P PUT

G80751 12 9 SGOCO GROUP LTD SHS NEW

G81075 AF 3 SHIP FINANCE INTERNATIONAL L NOTE 5.750%10/1

G81276 10 0 * SIGNET JEWELERS LIMITED SHS

G81276 90 0 SIGNET JEWELERS LIMITED CALL

G81276 95 0 SIGNET JEWELERS LIMITED PUT

G8136L 10 6 SILVER SPIKE ACQUISITION COR CL A SHS

G8136L 11 4 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202

G8136L 12 2 SILVER SPIKE ACQUISITION COR UNIT 99/99/9999

G81477 10 4 * SINA CORP ORD

G81477 90 4 SINA CORP CALL

G81477 95 4 SINA CORP PUT

G8196D 10 1 SIRIUS INTERNATIONAL INSURAN COM

G8232Y 10 1 * SMART GLOBAL HLDGS INC SHS

G8232Y 90 1 SMART GLOBAL HLDGS INC CALL

G8232Y 95 1 SMART GLOBAL HLDGS INC PUT

G8473T 10 0 * STERIS PLC SHS USD

G8473T 90 0 STERIS PLC CALL

G8473T 95 0 STERIS PLC PUT

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 17

Year: Run Time: 2020 Qtr: 1

G85158 10 6 * STONECO LTD COM CL A

G85158 90 6 STONECO LTD CALL

G85158 95 6 STONECO LTD PUT

G85347 10 5 * STRONGBRIDGE BIOPHARMA PLC SHS USD

G85347 90 5 STRONGBRIDGE BIOPHARMA PLC CALL

G85347 95 5 STRONGBRIDGE BIOPHARMA PLC PUT

G8651P 11 0 SPI ENERGY CO LTD SHS NEW

G8675V 10 1 * TAOPING INC COM

G8675V 90 1 TAOPING INC CALL

G8675V 95 1 TAOPING INC PUT

G8675X 10 7 TANTECH HLDGS LTD COM

G8708A 10 8 TENZING ACQUISITION CORP *W EXP 02/23/202

G8708A 11 6 TENZING ACQUISITION CORP ORD SHS

G8708A 12 4 TENZING ACQUISITION CORP UNIT 08/24/2024

G87084 10 2 TDH HLDGS INC SHS

G87110 10 5 * TECHNIPFMC PLC COM

G87110 90 5 TECHNIPFMC PLC CALL

G87110 95 5 TECHNIPFMC PLC PUT

G87264 10 0 TECNOGLASS INC SHS

G8766E 10 9 * TEXTAINER GROUP HOLDINGS LTD SHS

G8766E 90 9 TEXTAINER GROUP HOLDINGS LTD CALL

G8766E 95 9 TEXTAINER GROUP HOLDINGS LTD PUT

G8807B 10 6 * THERAVANCE BIOPHARMA INC COM

G8807B 90 6 THERAVANCE BIOPHARMA INC CALL

G8807B 95 6 THERAVANCE BIOPHARMA INC PUT

G8827U 10 0 * THIRD PT REINS LTD COM

G8827U 90 0 THIRD PT REINS LTD CALL

G8827U 95 0 THIRD PT REINS LTD PUT

G8857S 10 8 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202

G8857S 11 6 THUNDER BRDG ACQUISTION II L CL A SHS

G8857S 12 4 THUNDER BRDG ACQUISTION II L UNIT 99/99/9999

G88950 10 3 TKK SYMPHONY ACQUISITION COR ORD SHS DELETED

G88950 11 1 TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 DELETED

G88950 12 9 TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 DELETED

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Year: Run Time: 2020 Qtr: 1

G88950 13 7 TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 DELETED

G89479 10 2 TORM PLC SHS CL A

G8959N 10 6 TOTTENHAM ACQUISITION I LTD SHS

G8959N 11 4 TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202

G8959N 12 2 TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020

G8959N 13 0 TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025

G8994E 10 3 * TRANE TECHNOLOGIES PLC SHS ADDED

G8994E 90 3 TRANE TECHNOLOGIES PLC CALL ADDED

G8994E 95 3 TRANE TECHNOLOGIES PLC PUT ADDED

G89982 11 3 * TRANSATLANTIC PETROLEUM LTD SHS NEW

G89982 90 3 TRANSATLANTIC PETROLEUM LTD CALL

G89982 95 3 TRANSATLANTIC PETROLEUM LTD PUT

G9001E 10 2 * LIBERTY LATIN AMERICA LTD COM CL A

G9001E 90 2 LIBERTY LATIN AMERICA LTD CALL

G9001E 95 2 LIBERTY LATIN AMERICA LTD PUT

G9001E 12 8 * LIBERTY LATIN AMERICA LTD COM CL C

G9001E 90 8 LIBERTY LATIN AMERICA LTD CALL

G9001E 95 8 LIBERTY LATIN AMERICA LTD PUT

G9078F 10 7 * TRITON INTL LTD CL A

G9078F 90 7 TRITON INTL LTD CALL

G9078F 95 7 TRITON INTL LTD PUT

G9087Q 10 2 * TRONOX HOLDINGS PLC SHS

G9087Q 90 2 TRONOX HOLDINGS PLC CALL

G9087Q 95 2 TRONOX HOLDINGS PLC PUT

G9108L 10 8 * TSAKOS ENERGY NAVIGATION LTD SHS

G9108L 90 8 TSAKOS ENERGY NAVIGATION LTD CALL

G9108L 95 8 TSAKOS ENERGY NAVIGATION LTD PUT

G918JW JK 2 UBS AG LONDON BRH DEBT 8/0 DELETED

G918JW JL 0 UBS AG LONDON BRH DEBT 8/0 DELETED

G9310A 11 4 * UTSTARCOM HOLDINGS CORP SHS NEW

G9310A 90 4 UTSTARCOM HOLDINGS CORP CALL

G9310A 95 4 UTSTARCOM HOLDINGS CORP PUT

G9329Z 10 0 * VENATOR MATLS PLC SHS

G9329Z 90 0 VENATOR MATLS PLC CALL

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Year: Run Time: 2020 Qtr: 1

G9329Z 95 0 VENATOR MATLS PLC PUT

G9376R 10 0 VIVOPOWER INTERNATIONAL PLC SHS

G9381B 10 8 UROVANT SCIENCES LTD SHS

G9396G 10 0 URBAN TEA INC ORD SHS

G9402Q 10 0 UNION ACQUISITION CORP II SHS

G9402Q 11 8 UNION ACQUISITION CORP II UNIT 99/99/9999

G9402Q 12 6 UNION ACQUISITION CORP II *W EXP 04/01/202

G9402V 10 9 * VALARIS PLC SHS CLASS A

G9402V 90 9 VALARIS PLC CALL

G9402V 95 9 VALARIS PLC PUT

G94184 10 1 WAH FU EDUCATION GROUP LIMIT SHS

G9456A 10 0 * GOLAR LNG LTD SHS

G9456A 90 0 GOLAR LNG LTD CALL

G9456A 95 0 GOLAR LNG LTD PUT

G94787 10 1 WATFORD HOLDINGS LTD SHS

G9618E 10 7 WHITE MTNS INS GROUP LTD COM

G96629 10 3 * WILLIS TOWERS WATSON PLC LTD SHS

G96629 90 3 WILLIS TOWERS WATSON PLC LTD CALL

G96629 95 3 WILLIS TOWERS WATSON PLC LTD PUT

G97223 10 4 WINS FIN HLDGS INC ORD SHS

G97822 10 3 * PERRIGO CO PLC SHS

G97822 90 3 PERRIGO CO PLC CALL

G97822 95 3 PERRIGO CO PLC PUT

G98239 10 9 * XP INC CL A

G98239 90 9 XP INC CALL

G98239 95 9 XP INC PUT

G98338 10 9 YATRA ONLINE INC ORD SHS

G9887Y AB 3 YY INC DEBT 0.750% 6/1

G9887Y AC 1 YY INC DEBT 1.375% 6/1

G98882 11 4 YUNHONG INTL UNIT 99/99/9999 ADDED

G9892K 10 0 ZK INTL GROUP CO LTD SHS

G9897X 10 7 ZHONGCHAO INC CL A ADDED

H00263 10 5 * AC IMMUNE SA SHS

H00263 90 5 AC IMMUNE SA CALL

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Year: Run Time: 2020 Qtr: 1

H00263 95 5 AC IMMUNE SA PUT

H01301 12 8 * ALCON INC ORD SHS

H01301 90 8 ALCON INC CALL

H01301 95 8 ALCON INC PUT

H1467J 10 4 * CHUBB LIMITED COM

H1467J 90 4 CHUBB LIMITED CALL

H1467J 95 4 CHUBB LIMITED PUT

H17182 10 8 * CRISPR THERAPEUTICS AG NAMEN AKT

H17182 90 8 CRISPR THERAPEUTICS AG CALL

H17182 95 8 CRISPR THERAPEUTICS AG PUT

H2906T 10 9 * GARMIN LTD SHS

H2906T 90 9 GARMIN LTD CALL

H2906T 95 9 GARMIN LTD PUT

H42097 10 7 * UBS GROUP AG SHS

H42097 90 7 UBS GROUP AG CALL

H42097 95 7 UBS GROUP AG PUT

H50430 23 2 * LOGITECH INTL S A SHS

H50430 90 2 LOGITECH INTL S A CALL

H50430 95 2 LOGITECH INTL S A PUT

H5861P 10 3 * OBSEVA SA COM

H5861P 90 3 OBSEVA SA CALL

H5861P 95 3 OBSEVA SA PUT

H84989 10 4 * TE CONNECTIVITY LTD REG SHS

H84989 90 4 TE CONNECTIVITY LTD CALL

H84989 95 4 TE CONNECTIVITY LTD PUT

H8817H 10 0 * TRANSOCEAN LTD REG SHS

H8817H 90 0 TRANSOCEAN LTD CALL

H8817H 95 0 TRANSOCEAN LTD PUT

L00849 10 6 * ADECOAGRO S A COM

L00849 90 6 ADECOAGRO S A CALL

L00849 95 6 ADECOAGRO S A PUT

L0164E 10 8 AKAZOO SA SHS

L0164E 11 6 AKAZOO SA *W EXP 09/11/202

L0175J 10 4 * ALTISOURCE PORTFOLIO SOLNS S REG SHS

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Year: Run Time: 2020 Qtr: 1

L0175J 90 4 ALTISOURCE PORTFOLIO SOLNS S CALL

L0175J 95 4 ALTISOURCE PORTFOLIO SOLNS S PUT

L0223L 10 1 * ARDAGH GROUP S A CL A

L0223L 90 1 ARDAGH GROUP S A CALL

L0223L 95 1 ARDAGH GROUP S A PUT

L0427L 10 5 ATENTO S A SHS

L1995B 10 7 CORPORACION AMER ARPTS S A COM

L44385 10 9 * GLOBANT S A COM

L44385 90 9 GLOBANT S A CALL

L44385 95 9 GLOBANT S A PUT

L4441G AA 8 GOL EQUITY FIN DEBT 3.750% 7/1

L5140P 10 1 * INTELSAT S A COM

L5140P 90 1 INTELSAT S A CALL

L5140P 95 1 INTELSAT S A PUT

L6388F 11 0 MILLICOM INTL CELLULAR S A COM STK

L67359 10 6 NEXA RES S A COM

L7257P 20 5 PACIFIC DRILLING SA LUXEMBOU COM

L72967 10 9 * ORION ENGINEERED CARBONS S A COM

L72967 90 9 ORION ENGINEERED CARBONS S A CALL

L72967 95 9 ORION ENGINEERED CARBONS S A PUT

L8681T 10 2 * SPOTIFY TECHNOLOGY S A SHS

L8681T 90 2 SPOTIFY TECHNOLOGY S A CALL

L8681T 95 2 SPOTIFY TECHNOLOGY S A PUT

L9340P 10 1 * TRINSEO S A SHS

L9340P 90 1 TRINSEO S A CALL

L9340P 95 1 TRINSEO S A PUT

M0854Q 10 5 * ALLOT LTD SHS

M0854Q 90 5 ALLOT LTD CALL

M0854Q 95 5 ALLOT LTD PUT

M15342 10 4 * AUDIOCODES LTD ORD

M15342 90 4 AUDIOCODES LTD CALL

M15342 95 4 AUDIOCODES LTD PUT

M15629 10 4 B COMMUNICATIONS LTD SHS

M20115 18 0 BOS BETTER ONLINE SOLUTIONS SHS NEW NIS 80

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Year: Run Time: 2020 Qtr: 1

M20598 10 4 * CAESARSTONE LTD ORD SHS

M20598 90 4 CAESARSTONE LTD CALL

M20598 95 4 CAESARSTONE LTD PUT

M20791 10 5 * CAMTEK LTD ORD

M20791 90 5 CAMTEK LTD CALL

M20791 95 5 CAMTEK LTD PUT

M2196U 10 9 * CELLCOM ISRAEL LTD SHS

M2196U 90 9 CELLCOM ISRAEL LTD CALL

M2196U 95 9 CELLCOM ISRAEL LTD PUT

M22013 10 2 * CERAGON NETWORKS LTD ORD

M22013 90 2 CERAGON NETWORKS LTD CALL

M22013 95 2 CERAGON NETWORKS LTD PUT

M22465 10 4 * CHECK POINT SOFTWARE TECH LT ORD

M22465 90 4 CHECK POINT SOFTWARE TECH LT CALL

M22465 95 4 CHECK POINT SOFTWARE TECH LT PUT

M2361E 12 0 CHECK CAP LTD *W EXP 02/28/202 DELETED

M2361E 16 1 CHECK CAP LTD *W EXP 05/03/202

M2361E 20 3 CHECK CAP LTD SHS

M25722 10 5 * COMPUGEN LTD ORD

M25722 90 5 COMPUGEN LTD CALL

M25722 95 5 COMPUGEN LTD PUT

M2682V 10 8 * CYBERARK SOFTWARE LTD SHS

M2682V 90 8 CYBERARK SOFTWARE LTD CALL

M2682V 95 8 CYBERARK SOFTWARE LTD PUT

M26895 10 8 * CYREN LTD SHS

M26895 90 8 CYREN LTD CALL

M26895 95 8 CYREN LTD PUT

M3760D 10 1 * ELBIT SYS LTD ORD

M3760D 90 1 ELBIT SYS LTD CALL

M3760D 95 1 ELBIT SYS LTD PUT

M39927 12 0 ELLOMAY CAPITAL LIMITED SHS

M4R82T 10 6 * FIVERR INTL LTD ORD SHS

M4R82T 90 6 FIVERR INTL LTD CALL

M4R82T 95 6 FIVERR INTL LTD PUT

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Year: Run Time: 2020 Qtr: 1

M40184 20 8 ELTEK LTD SHS

M40527 10 9 ENTERA BIO LTD SHS

M40527 11 7 ENTERA BIO LTD *W EXP 06/27/202

M4119S 10 4 EVOGENE LTD SHS

M4130Y 10 6 ENLIVEX THERAPEUTICS LTD COM

M46135 10 5 * FOAMIX PHARMACEUTICALS LTD SHS DELETED

M46135 90 5 FOAMIX PHARMACEUTICALS LTD CALL DELETED

M46135 95 5 FOAMIX PHARMACEUTICALS LTD PUT DELETED

M47238 10 6 * GALMED PHARMACEUTICALS LTD SHS

M47238 90 6 GALMED PHARMACEUTICALS LTD CALL

M47238 95 6 GALMED PHARMACEUTICALS LTD PUT

M47364 10 0 GAMIDA CELL LTD SHS

M51363 11 3 * MELLANOX TECHNOLOGIES LTD SHS

M51363 90 3 MELLANOX TECHNOLOGIES LTD CALL

M51363 95 3 MELLANOX TECHNOLOGIES LTD PUT

M51474 11 8 * GILAT SATELLITE NETWORKS LTD SHS NEW

M51474 90 8 GILAT SATELLITE NETWORKS LTD CALL

M51474 95 8 GILAT SATELLITE NETWORKS LTD PUT

M52523 10 3 G WILLI FOOD INTL LTD ORD

M53644 10 6 * INTEC PHARMA LTD JERUSALEM SHS

M53644 90 6 INTEC PHARMA LTD JERUSALEM CALL

M53644 95 6 INTEC PHARMA LTD JERUSALEM PUT

M5425M 10 3 * INMODE LTD SHS

M5425M 90 3 INMODE LTD CALL

M5425M 95 3 INMODE LTD PUT

M5920A 10 9 * ISRAEL CHEMICALS LIMITED SHS

M5920A 90 9 ISRAEL CHEMICALS LIMITED CALL

M5920A 95 9 ISRAEL CHEMICALS LIMITED PUT

M6158M 10 4 * ITURAN LOCATION AND CONTROL SHS

M6158M 90 4 ITURAN LOCATION AND CONTROL CALL

M6158M 95 4 ITURAN LOCATION AND CONTROL PUT

M6240T 10 9 KAMADA LTD SHS

M6372Q 11 3 * KORNIT DIGITAL LTD SHS

M6372Q 90 3 KORNIT DIGITAL LTD CALL

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Year: Run Time: 2020 Qtr: 1

M6372Q 95 3 KORNIT DIGITAL LTD PUT

M6786D 10 4 * MAGAL SECURITY SYS LTD ORD

M6786D 90 4 MAGAL SECURITY SYS LTD CALL

M6786D 95 4 MAGAL SECURITY SYS LTD PUT

M68830 10 4 * MEDIWOUND LTD ORD SHS

M68830 90 4 MEDIWOUND LTD CALL

M68830 95 4 MEDIWOUND LTD PUT

M69676 20 9 MER TELEMANAGEMENT SOLUTIONS SHS

M70240 10 2 MIND C T I LTD ORD

M7516K 10 3 * NOVA MEASURING INSTRUMENTS L COM

M7516K 90 3 NOVA MEASURING INSTRUMENTS L CALL

M7516K 95 3 NOVA MEASURING INSTRUMENTS L PUT

M7524R 11 6 OPTIBASE LTD SHS NEW NIS0.13

M78673 11 4 * PERION NETWORK LTD SHS NEW

M78673 90 4 PERION NETWORK LTD CALL

M78673 95 4 PERION NETWORK LTD PUT

M81863 12 4 * RADA ELECTR INDS LTD COM PAR NEW

M81863 90 4 RADA ELECTR INDS LTD CALL

M81863 95 4 RADA ELECTR INDS LTD PUT

M81865 11 1 RADCOM LTD SHS NEW

M81873 10 7 * RADWARE LTD ORD

M81873 90 7 RADWARE LTD CALL

M81873 95 7 RADWARE LTD PUT

M8216Q 20 0 REWALK ROBOTICS LTD SHS

M84116 10 8 * SILICOM LTD ORD

M84116 90 8 SILICOM LTD CALL

M84116 95 8 SILICOM LTD PUT

M85548 10 1 * STRATASYS LTD SHS

M85548 90 1 STRATASYS LTD CALL

M85548 95 1 STRATASYS LTD PUT

M8694L 10 3 SOL GEL TECHNOLOGIES SHS

M87095 11 9 SUPERCOM LTD NEW SHS NEW

M8737E 10 8 * TARO PHARMACEUTICAL INDS LTD SHS

M8737E 90 8 TARO PHARMACEUTICAL INDS LTD CALL

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Year: Run Time: 2020 Qtr: 1

M8737E 95 8 TARO PHARMACEUTICAL INDS LTD PUT

M8740S 22 7 TAT TECHNOLOGIES LTD ORD NEW

M87915 27 4 * TOWER SEMICONDUCTOR LTD SHS NEW

M87915 90 4 TOWER SEMICONDUCTOR LTD CALL

M87915 95 4 TOWER SEMICONDUCTOR LTD PUT

M8893U 10 2 * TUFIN SOFTWARE TECHNOLOGIS L SHS

M8893U 90 2 TUFIN SOFTWARE TECHNOLOGIS L CALL

M8893U 95 2 TUFIN SOFTWARE TECHNOLOGIS L PUT

M96088 10 5 * UROGEN PHARMA LTD COM

M96088 90 5 UROGEN PHARMA LTD CALL

M96088 95 5 UROGEN PHARMA LTD PUT

M96883 10 9 * VASCULAR BIOGENICS LTD COM

M96883 90 9 VASCULAR BIOGENICS LTD CALL

M96883 95 9 VASCULAR BIOGENICS LTD PUT

M98068 10 5 * WIX COM LTD SHS

M98068 90 5 WIX COM LTD CALL

M98068 95 5 WIX COM LTD PUT

N00985 10 6 * AERCAP HOLDINGS NV SHS

N00985 90 6 AERCAP HOLDINGS NV CALL

N00985 95 6 AERCAP HOLDINGS NV PUT

N01045 10 8 * AFFIMED N V COM

N01045 90 8 AFFIMED N V CALL

N01045 95 8 AFFIMED N V PUT

N07059 21 0 * ASML HOLDING N V N Y REGISTRY SHS

N07059 90 0 ASML HOLDING N V CALL

N07059 95 0 ASML HOLDING N V PUT

N14506 10 4 * ELASTIC N V ORD SHS

N14506 90 4 ELASTIC N V CALL

N14506 95 4 ELASTIC N V PUT

N1976T 10 9 CENTOGENE N V COM

N20944 10 9 * CNH INDL N V SHS

N20944 90 9 CNH INDL N V CALL

N20944 95 9 CNH INDL N V PUT

N22717 10 7 * CORE LABORATORIES N V COM

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 26

Year: Run Time: 2020 Qtr: 1

N22717 90 7 CORE LABORATORIES N V CALL

N22717 95 7 CORE LABORATORIES N V PUT

N3167Y 10 3 * FERRARI N V COM

N3167Y 90 3 FERRARI N V CALL

N3167Y 95 3 FERRARI N V PUT

N31738 10 2 * FIAT CHRYSLER AUTOMOBILES N SHS

N31738 90 2 FIAT CHRYSLER AUTOMOBILES N CALL

N31738 95 2 FIAT CHRYSLER AUTOMOBILES N PUT

N33462 10 7 * FRANKS INTL N V COM

N33462 90 7 FRANKS INTL N V CALL

N33462 95 7 FRANKS INTL N V PUT

N44821 10 1 INFLARX NV COM

N47279 10 9 * INTERXION HOLDING N.V SHS DELETED

N47279 90 9 INTERXION HOLDING N.V CALL DELETED

N47279 95 9 INTERXION HOLDING N.V PUT DELETED

N53745 10 0 * LYONDELLBASELL INDUSTRIES N SHS - A -

N53745 90 0 LYONDELLBASELL INDUSTRIES N CALL

N53745 95 0 LYONDELLBASELL INDUSTRIES N PUT

N5749R 10 0 MERUS N V COM

N59465 10 9 * MYLAN NV SHS EURO

N59465 90 9 MYLAN NV CALL

N59465 95 9 MYLAN NV PUT

N6596X 10 9 * NXP SEMICONDUCTORS N V COM

N6596X 90 9 NXP SEMICONDUCTORS N V CALL

N6596X 95 9 NXP SEMICONDUCTORS N V PUT

N70544 10 6 * PLAYA HOTELS & RESORTS NV SHS

N70544 90 6 PLAYA HOTELS & RESORTS NV CALL

N70544 95 6 PLAYA HOTELS & RESORTS NV PUT

N71542 10 9 * PROQR THRAPEUTICS N V SHS EURO

N71542 90 9 PROQR THRAPEUTICS N V CALL

N71542 95 9 PROQR THRAPEUTICS N V PUT

N72482 AB 3 QIAGEN NV DEBT 0.875% 3/1

N72482 AT 4 QIAGEN NV DEBT 1.000%11/1

N72482 12 3 * QIAGEN NV SHS NEW

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 27

Year: Run Time: 2020 Qtr: 1

N72482 90 3 QIAGEN NV CALL

N72482 95 3 QIAGEN NV PUT

N90064 10 1 * UNIQURE NV SHS

N90064 90 1 UNIQURE NV CALL

N90064 95 1 UNIQURE NV PUT

N96617 11 8 * WRIGHT MED GROUP N V ORD SHS

N96617 90 8 WRIGHT MED GROUP N V CALL

N96617 95 8 WRIGHT MED GROUP N V PUT

N97284 10 8 * YANDEX N V SHS CLASS A

N97284 90 8 YANDEX N V CALL

N97284 95 8 YANDEX N V PUT

P1666E 10 5 BETTERWARE DE MEXCO S A DE C SHS ADDED

P31076 10 5 * COPA HOLDINGS SA CL A

P31076 90 5 COPA HOLDINGS SA CALL

P31076 95 5 COPA HOLDINGS SA PUT

P5626F 12 8 INTERCORP FINL SVCS INC SHS

P73398 10 2 * NYMOX PHARMACEUTICAL CORP COM

P73398 90 2 NYMOX PHARMACEUTICAL CORP CALL

P73398 95 2 NYMOX PHARMACEUTICAL CORP PUT

P73684 11 3 * ONESPAWORLD HOLDINGS LIMITED COM

P73684 90 3 ONESPAWORLD HOLDINGS LIMITED CALL

P73684 95 3 ONESPAWORLD HOLDINGS LIMITED PUT

P8696W 10 4 * SINOVAC BIOTECH LTD SHS

P8696W 90 4 SINOVAC BIOTECH LTD CALL

P8696W 95 4 SINOVAC BIOTECH LTD PUT

Q4867H 22 3 IMMURON LTD *W EXP 05/12/202

Q49376 10 8 INTEGRATED MEDIA TECHNLOGY L SHS

Q6519T 11 7 NAKED BRAND GROUP LIMITED SHS NEW

U16344 AB 6 CHENIERE ENERGY INC DEBT 4.875% 5/2

U2481A AK 4 DENBURY RES INC DEL DEBT 6.375%12/3

U45793 AA 1 INSULET CORP DEBT 0.375% 9/0

V0393H 10 3 AZURE PWR GLOBAL LTD SHS

V5633W 10 9 * MAKEMYTRIP LIMITED MAURITIUS SHS

V5633W 90 9 MAKEMYTRIP LIMITED MAURITIUS CALL

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 28

Year: Run Time: 2020 Qtr: 1

V5633W 95 9 MAKEMYTRIP LIMITED MAURITIUS PUT

V7780T 10 3 * ROYAL CARIBBEAN CRUISES LTD COM

V7780T 90 3 ROYAL CARIBBEAN CRUISES LTD CALL

V7780T 95 3 ROYAL CARIBBEAN CRUISES LTD PUT

Y0207T 10 0 * ARDMORE SHIPPING CORP COM

Y0207T 90 0 ARDMORE SHIPPING CORP CALL

Y0207T 95 0 ARDMORE SHIPPING CORP PUT

Y0436Q 10 9 * ATLAS CORP SHS ADDED

Y0436Q 90 9 ATLAS CORP CALL ADDED

Y0436Q 95 9 ATLAS CORP PUT ADDED

Y11082 20 6 * CAPITAL PRODUCT PARTNERS L P PARTNERSHP UNITS

Y11082 90 6 CAPITAL PRODUCT PARTNERS L P CALL

Y11082 95 6 CAPITAL PRODUCT PARTNERS L P PUT

Y1146L 10 9 CASTOR MARITIME INC SHS

Y1771G 10 2 * COSTAMARE INC SHS

Y1771G 90 2 COSTAMARE INC CALL

Y1771G 95 2 COSTAMARE INC PUT

Y1968P 12 1 * DANAOS CORPORATION SHS

Y1968P 90 1 DANAOS CORPORATION CALL

Y1968P 95 1 DANAOS CORPORATION PUT

Y2065G 12 1 * DHT HOLDINGS INC SHS NEW

Y2065G 90 1 DHT HOLDINGS INC CALL

Y2065G 95 1 DHT HOLDINGS INC PUT

Y2066G 10 4 * DIANA SHIPPING INC COM

Y2066G 90 4 DIANA SHIPPING INC CALL

Y2066G 95 4 DIANA SHIPPING INC PUT

Y20676 10 5 DIAMOND S SHIPPING INC COM

Y2106R 11 0 * DORIAN LPG LTD SHS USD

Y2106R 90 0 DORIAN LPG LTD CALL

Y2106R 95 0 DORIAN LPG LTD PUT

Y2187A 14 3 * EAGLE BULK SHIPPING INC SHS NEW

Y2187A 90 3 EAGLE BULK SHIPPING INC CALL

Y2187A 95 3 EAGLE BULK SHIPPING INC PUT

Y2188B 10 8 * DYNAGAS LNG PARTNERS LP COM UNIT LTD PT

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 29

Year: Run Time: 2020 Qtr: 1

Y2188B 90 8 DYNAGAS LNG PARTNERS LP CALL

Y2188B 95 8 DYNAGAS LNG PARTNERS LP PUT

Y21898 AA 2 EAGLE BULK SHIPPING INC DEBT 5.000% 8/0

Y23508 10 7 EURODRY LTD COM

Y23592 13 5 EUROSEAS LTD SHS

Y2573F 10 2 * FLEX LTD ORD

Y2573F 90 2 FLEX LTD CALL

Y2573F 95 2 FLEX LTD PUT

Y2685T 13 1 * GENCO SHIPPING & TRADING LTD SHS

Y2685T 90 1 GENCO SHIPPING & TRADING LTD CALL

Y2685T 95 1 GENCO SHIPPING & TRADING LTD PUT

Y2687W 10 8 * GASLOG PARTNERS LP UNIT LTD PTNRP

Y2687W 90 8 GASLOG PARTNERS LP CALL

Y2687W 95 8 GASLOG PARTNERS LP PUT

Y2711Y 11 2 * GIGAMEDIA LTD SHS NEW

Y2711Y 90 2 GIGAMEDIA LTD CALL

Y2711Y 95 2 GIGAMEDIA LTD PUT

Y27183 60 0 * GLOBAL SHIP LEASE INC NEW COM CL A

Y27183 90 0 GLOBAL SHIP LEASE INC NEW CALL

Y27183 95 0 GLOBAL SHIP LEASE INC NEW PUT

Y27265 40 7 GLOBUS MARITIME LIMITED NEW COM

Y2745C 10 2 * GOLAR LNG PARTNERS LP COM UNIT LPI

Y2745C 90 2 GOLAR LNG PARTNERS LP CALL

Y2745C 95 2 GOLAR LNG PARTNERS LP PUT

Y28895 10 3 GRINDROD SHIPPING HOLDINGS L SHS

Y3262R 10 0 * HOEGH LNG PARTNERS LP COM UNIT LTD

Y3262R 90 0 HOEGH LNG PARTNERS LP CALL

Y3262R 95 0 HOEGH LNG PARTNERS LP PUT

Y41053 10 2 * INTERNATIONAL SEAWAYS INC COM

Y41053 90 2 INTERNATIONAL SEAWAYS INC CALL

Y41053 95 2 INTERNATIONAL SEAWAYS INC PUT

Y46002 20 3 KBS FASHION GROUP LTD COM NEW

Y46717 10 7 KENON HLDGS LTD SHS

Y48125 10 1 * KNOT OFFSHORE PARTNERS LP COM UNITS

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 30

Year: Run Time: 2020 Qtr: 1

Y48125 90 1 KNOT OFFSHORE PARTNERS LP CALL

Y48125 95 1 KNOT OFFSHORE PARTNERS LP PUT

Y62132 10 8 * NAVIGATOR HOLDINGS LTD SHS

Y62132 90 8 NAVIGATOR HOLDINGS LTD CALL

Y62132 95 8 NAVIGATOR HOLDINGS LTD PUT

Y62151 10 8 NAVIOS MARITIME CONTAINERS L COM UNIT RP LP

Y62159 14 3 * NAVIOS MARITIME ACQUIS CORP SHS

Y62159 90 3 NAVIOS MARITIME ACQUIS CORP CALL

Y62159 95 3 NAVIOS MARITIME ACQUIS CORP PUT

Y62197 11 9 * NAVIOS MARITIME HLDGS INC COM

Y62197 90 9 NAVIOS MARITIME HLDGS INC CALL

Y62197 95 9 NAVIOS MARITIME HLDGS INC PUT

Y62267 40 9 * NAVIOS MARITIME PARTNERS L P COM UNIT LPI

Y62267 90 9 NAVIOS MARITIME PARTNERS L P CALL

Y62267 95 9 NAVIOS MARITIME PARTNERS L P PUT

Y67305 10 5 PERFORMANCE SHIPPING INC COM

Y71726 10 6 PYXIS TANKERS INC COM

Y73760 14 5 SEANERGY MARITIME HLDGS CORP *W EXP 11/10/202

Y73760 15 2 SEANERGY MARITIME HLDGS CORP *W EXP 05/13/202

Y73760 30 1 SEANERGY MARITIME HLDGS CORP SHS

Y7388L 10 3 * SAFE BULKERS INC COM

Y7388L 90 3 SAFE BULKERS INC CALL

Y7388L 95 3 SAFE BULKERS INC PUT

Y7542C 13 0 * SCORPIO TANKERS INC SHS

Y7542C 90 0 SCORPIO TANKERS INC CALL

Y7542C 95 0 SCORPIO TANKERS INC PUT

Y7546A 12 2 * SCORPIO BULKERS INC COM

Y7546A 90 2 SCORPIO BULKERS INC CALL

Y7546A 95 2 SCORPIO BULKERS INC PUT

Y75638 10 9 * SEASPAN CORP SHS DELETED

Y75638 90 9 SEASPAN CORP CALL DELETED

Y75638 95 9 SEASPAN CORP PUT DELETED

Y8162K 20 4 * STAR BULK CARRIERS CORP. SHS PAR

Y8162K 90 4 STAR BULK CARRIERS CORP. CALL

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 31

Year: Run Time: 2020 Qtr: 1

Y8162K 95 4 STAR BULK CARRIERS CORP. PUT

Y81669 10 6 * STEALTHGAS INC SHS

Y81669 90 6 STEALTHGAS INC CALL

Y81669 95 6 STEALTHGAS INC PUT

Y8564M 10 5 * TEEKAY LNG PARTNERS L P PRTNRSP UNITS

Y8564M 90 5 TEEKAY LNG PARTNERS L P CALL

Y8564M 95 5 TEEKAY LNG PARTNERS L P PUT

Y8564W 10 3 * TEEKAY CORPORATION COM

Y8564W 90 3 TEEKAY CORPORATION CALL

Y8564W 95 3 TEEKAY CORPORATION PUT

Y8565J 10 1 * TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN DELETED

Y8565J 90 1 TEEKAY OFFSHORE PARTNERS L P CALL DELETED

Y8565J 95 1 TEEKAY OFFSHORE PARTNERS L P PUT DELETED

Y8565N 30 0 * TEEKAY TANKERS LTD CL A

Y8565N 90 0 TEEKAY TANKERS LTD CALL

Y8565N 95 0 TEEKAY TANKERS LTD PUT

Y8897Y 16 4 TOP SHIPS INC COM NEW

Y95308 10 5 * WAVE LIFE SCIENCES LTD SHS

Y95308 90 5 WAVE LIFE SCIENCES LTD CALL

Y95308 95 5 WAVE LIFE SCIENCES LTD PUT

000360 20 6 * AAON INC COM PAR $0.004

000360 90 6 AAON INC CALL

000360 95 6 AAON INC PUT

000361 10 5 * AAR CORP COM

000361 90 5 AAR CORP CALL

000361 95 5 AAR CORP PUT

000375 20 4 * ABB LTD SPONSORED ADR

000375 90 4 ABB LTD CALL

000375 95 4 ABB LTD PUT

00081T 10 8 * ACCO BRANDS CORP COM

00081T 90 8 ACCO BRANDS CORP CALL

00081T 95 8 ACCO BRANDS CORP PUT

000868 10 9 ACNB CORP COM

000899 10 4 * ADMA BIOLOGICS INC COM

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 32

Year: Run Time: 2020 Qtr: 1

000899 90 4 ADMA BIOLOGICS INC CALL

000899 95 4 ADMA BIOLOGICS INC PUT

00090Q 10 3 * ADT INC COM

00090Q 90 3 ADT INC CALL

00090Q 95 3 ADT INC PUT

000957 10 0 * ABM INDS INC COM

000957 90 0 ABM INDS INC CALL

000957 95 0 ABM INDS INC PUT

001055 10 2 * AFLAC INC COM

001055 90 2 AFLAC INC CALL

001055 95 2 AFLAC INC PUT

00108J 10 9 * ACM RESEARCH INC COM CL A

00108J 90 9 ACM RESEARCH INC CALL

00108J 95 9 ACM RESEARCH INC PUT

001084 10 2 * AGCO CORP COM

001084 90 2 AGCO CORP CALL

001084 95 2 AGCO CORP PUT

00110G 10 1 AGF INVESTMENTS TRUST AGFIQ US MK MNTM

00110G 20 0 AGF INVESTMENTS TRUST AGFIQ US MKT VLU

00110G 40 8 AGF INVESTMENTS TRUST AGFIQ US MK ANTI

00110G 50 7 AGF INVESTMENTS TRUST AGFIQ DYNAMIC

00110G 60 6 AGF INVESTMENTS TRUST AGFIQ GBL INFR

00110G 88 7 AGF INVESTMENTS TRUST AGFIQ HEDGED DIV

001228 10 5 * AG MTG INVT TR INC COM

001228 90 5 AG MTG INVT TR INC CALL

001228 95 5 AG MTG INVT TR INC PUT

00123Q 10 4 * AGNC INVT CORP COM

00123Q 90 4 AGNC INVT CORP CALL

00123Q 95 4 AGNC INVT CORP PUT

001282 10 2 * A H BELO CORP COM CL A

001282 90 2 A H BELO CORP CALL

001282 95 2 A H BELO CORP PUT

00130H 10 5 * AES CORP COM

00130H 90 5 AES CORP CALL

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 33

Year: Run Time: 2020 Qtr: 1

00130H 95 5 AES CORP PUT

001547 10 8 * AK STL HLDG CORP COM DELETED

001547 90 8 AK STL HLDG CORP CALL DELETED

001547 95 8 AK STL HLDG CORP PUT DELETED

00162Q 10 6 ALPS ETF TR REIT DIVIDE DOGS

00162Q 20 5 ALPS ETF TR EQUAL SEC ETF

00162Q 46 0 ALPS ETF TR CLEAN ENERGY

00162Q 47 8 ALPS ETF TR DISRUPTIVE TECH

00162Q 51 0 ALPS ETF TR RIVERFRNT FLEX

00162Q 52 8 ALPS ETF TR RIVERFRNT DYMC

00162Q 53 6 ALPS ETF TR RIVERFRONT DYM

00162Q 54 4 ALPS ETF TR RIVERFRONT UNC

00162Q 59 3 * ALPS ETF TR MED BREAKTHGH

00162Q 90 3 ALPS ETF TR CALL

00162Q 95 3 ALPS ETF TR PUT

00162Q 66 8 ALPS ETF TR EM SECT DIV DG

00162Q 67 6 ALPS ETF TR ALERIAN ENERGY

00162Q 71 8 ALPS ETF TR INTL SEC DV DOG

00162Q 72 6 * ALPS ETF TR BARRONS 400 ETF

00162Q 90 6 ALPS ETF TR CALL

00162Q 95 6 ALPS ETF TR PUT

00162Q 78 3 ALPS ETF TR RIVRFRNT STR INC

00162Q 85 8 * ALPS ETF TR SECTR DIV DOGS

00162Q 90 8 ALPS ETF TR CALL

00162Q 95 8 ALPS ETF TR PUT

00162Q 86 6 * ALPS ETF TR ALERIAN MLP

00162Q 90 6 ALPS ETF TR CALL

00162Q 95 6 ALPS ETF TR PUT

001627 10 8 ALJ REGIONAL HLDGS INC COM

00163U AD 8 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0

00163U 10 6 * AMAG PHARMACEUTICALS INC COM

00163U 90 6 AMAG PHARMACEUTICALS INC CALL

00163U 95 6 AMAG PHARMACEUTICALS INC PUT

00164V 10 3 * AMC NETWORKS INC CL A

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 34

Year: Run Time: 2020 Qtr: 1

00164V 90 3 AMC NETWORKS INC CALL

00164V 95 3 AMC NETWORKS INC PUT

00165C 10 4 * AMC ENTMT HLDGS INC CL A COM

00165C 90 4 AMC ENTMT HLDGS INC CALL

00165C 95 4 AMC ENTMT HLDGS INC PUT

00165R 10 1 AMCI ACQUISITION CORP CLASS A

00165R 11 9 AMCI ACQUISITION CORP *W EXP 05/20/202

00165R 20 0 AMCI ACQUISITION CORP UNIT 01/07/2019

001744 10 1 * AMN HEALTHCARE SVCS INC COM

001744 90 1 AMN HEALTHCARE SVCS INC CALL

001744 95 1 AMN HEALTHCARE SVCS INC PUT

00180G 10 6 AMTD INTL INC SPONSORED ADS

00181T 10 7 A MARK PRECIOUS METALS INC COM

00182C 10 3 * ANI PHARMACEUTICALS INC COM

00182C 90 3 ANI PHARMACEUTICALS INC CALL

00182C 95 3 ANI PHARMACEUTICALS INC PUT

00183L 10 2 * ANGI HOMESERVICES INC COM CL A

00183L 90 2 ANGI HOMESERVICES INC CALL

00183L 95 2 ANGI HOMESERVICES INC PUT

00191G 10 3 * ARC DOCUMENT SOLUTIONS INC COM

00191G 90 3 ARC DOCUMENT SOLUTIONS INC CALL

00191G 95 3 ARC DOCUMENT SOLUTIONS INC PUT

00191U 10 2 * ASGN INC COM

00191U 90 2 ASGN INC CALL

00191U 95 2 ASGN INC PUT

00206R 10 2 * AT&T INC COM

00206R 90 2 AT&T INC CALL

00206R 95 2 AT&T INC PUT

00211V 10 6 ATA CREATIVITY GLOBAL SPONSORED ADS

00211Y 50 6 ARCA BIOPHARMA INC COM

002120 20 2 * ATYR PHARMA INC COM NEW

002120 90 2 ATYR PHARMA INC CALL

002120 95 2 ATYR PHARMA INC PUT

002121 10 1 * A10 NETWORKS INC COM

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 35

Year: Run Time: 2020 Qtr: 1

002121 90 1 A10 NETWORKS INC CALL

002121 95 1 A10 NETWORKS INC PUT

00214Q 10 4 * ARK ETF TR INNOVATION ETF

00214Q 90 4 ARK ETF TR CALL

00214Q 95 4 ARK ETF TR PUT

00214Q 20 3 ARK ETF TR AUTNMUS TECHNLGY

00214Q 30 2 ARK ETF TR GENOMIC REV ETF

00214Q 40 1 * ARK ETF TR NEXT GNRTN INTER

00214Q 90 1 ARK ETF TR CALL

00214Q 95 1 ARK ETF TR PUT

00214Q 50 0 ARK ETF TR 3D PRINTING ETF

00214Q 60 9 ARK ETF TR ISRAEL INOVATE

00214Q 70 8 ARK ETF TR FINTECH INNOVA

00215F 10 7 * ATN INTL INC COM

00215F 90 7 ATN INTL INC CALL

00215F 95 7 ATN INTL INC PUT

00215W 10 0 * ASE TECHNOLOGY HOLDING CO LT SPONSORED ADS

00215W 90 0 ASE TECHNOLOGY HOLDING CO LT CALL

00215W 95 0 ASE TECHNOLOGY HOLDING CO LT PUT

002444 10 7 * AVX CORP NEW COM DELETED

002444 90 7 AVX CORP NEW CALL DELETED

002444 95 7 AVX CORP NEW PUT DELETED

00246W 10 3 * AXT INC COM

00246W 90 3 AXT INC CALL

00246W 95 3 AXT INC PUT

002474 10 4 * AZZ INC COM

002474 90 4 AZZ INC CALL

002474 95 4 AZZ INC PUT

002535 30 0 * AARONS INC COM PAR $0.50

002535 90 0 AARONS INC CALL

002535 95 0 AARONS INC PUT

002824 10 0 * ABBOTT LABS COM

002824 90 0 ABBOTT LABS CALL

002824 95 0 ABBOTT LABS PUT

Run Date: 4/21/2020 ** List of Section 13F Securities ** Page 36

Year: Run Time: 2020 Qtr: 1

00287Y 10 9 * ABBVIE INC COM

00287Y 90 9 ABBVIE INC CALL

00287Y 95 9 ABBVIE INC PUT

00289Y 10 7 * ABEONA THERAPEUTICS INC COM

00289Y 90 7 ABEONA THERAPEUTICS INC CALL

00289Y 95 7 ABEONA THERAPEUTICS INC PUT

002896 20 7 * ABERCROMBIE & FITCH CO CL A

002896 90 7 ABERCROMBIE & FITCH CO CALL

002896 95 7 ABERCROMBIE & FITCH CO PUT

003009 10 7 ABERDEEN ASIA-PACIFIC INCOME COM

00301W 10 5 ABERDEEN EMRG MRKTS EQT INM COM

003011 10 3 ABERDEEN AUSTRALIA EQUITY FD COM

003013 10 9 ABERDEEN GLOBAL INCOME FD IN COM

00302L 10 8 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT

00302M 10 6 ABERDEEN GLOBAL DYNAMIC DIVI COM

003057 10 6 ABERDEEN INCOME CR STRATEGIE COM

00306J 10 9 ABERDEEN JAPAN EQUITY FD INC COM

00326A 10 4 * ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS

00326A 90 4 ABERDEEN STD GOLD ETF TR CALL

00326A 95 4 ABERDEEN STD GOLD ETF TR PUT

00326L 10 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT

003260 10 6 ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS

003261 10 4 * ABERDEEN STD INVTS ETFS BBRG ALL COMD K1

003261 90 4 ABERDEEN STD INVTS ETFS CALL

003261 95 4 ABERDEEN STD INVTS ETFS PUT

003261 20 3 ABERDEEN STD INVTS ETFS BBRG ALL LNGR K1

003261 50 0 ABERDEEN STD INVTS ETFS BBRG WTI CRUD K1 DELETED

003262 10 2 ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM

003263 10 0 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET

003264 10 8 * ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS

003264 90 8 ABERDEEN STD SILVER ETF TR CALL

003264 95 8 ABERDEEN STD SILVER ETF TR PUT

003654 10 0 * ABIOMED INC COM

003654 90 0 ABIOMED INC CALL

Ru…