50310223R0019 LSSP Q and A Attachment.pdf

LSSP Q AND A ATTACHMENT 50310223R0019-AMENDMENT 0001 FEE TRACKING

Number of Inquiry actions by direct participant from January 01 to June 30 and July 01 to December 31 Number of Report actions by direct participant from January 01 to June 30 and July 01 to December 31 Number of Successor Transfer Agent actions linked to a direct participant from Janyary 01 to June 30 and July 01 t Number of CUSIP change actions per direct participant from January 01 to June 31 and July 01 to December 31

LSSP Q AND A ATTACHMENT 50310223R0019-AMENDMENT 0001 TRANSACTION DATA

Inquiry Transactions( Able to identify each unique Inquiry) Direct Inquirer Information( Enquiry Submitter Information) Inquiry Date CUSIP or Associated ID ( if match) Certificate Number ( if Match) Prefix Info( if Match) Shares Info ( if Match) Issue Dates ( for each match) Match Status (Match/Passback or No Match)

LSSP Q AND A ATTACHMENT 50310223R0019-AMENDMENT 0001 PARTICIPANT DATA

A. Part I

a. Name of Institution i.FINS Identification No.

ii.Mailing Address (Number, Street, City, State, Zip Code) iii.Institution's Bills Point of Contact(Name,Title and TelephoneNumber) iv.Information about Person responsible for Institutions Complaince with Rule 17F-1 (Name,Title and TelephoneNumber) b.Type of Institution i.Federal Reserve

ii. Bank whose deposits are insured by the Federal Deposit Insurance Corporation iii.National Securities Exchange iv.Nation Securities Exchange member

v. National Securities Exchange member firm vi.Registered Securities Association vii.Registered Securities Association member viii.Securities broker ix.Securities dealer

x. Municipal Securities dealer xi.Registered transfer agent xii.Registered clearing agency xiii.Participant in a registered clearing agency

c. Size of Institution i.Banks (More than $1 billion in deposits, $500 million to $1 billion in deposits, or Less than $500 million in deposits)

ii. Securities Organization (More than $25 million in annual revenues, $5 million to $25 million in annual revenues, $500,000 to $5 million in annual revenues, or Less than $500,000 in annual revenues) iii.Non-Bank Transfer Agents (That issued 100,000 shares or more last year, or That issued less than 100,000 shares last year)

B.Part II a.Registration of Access Stations i.Number of primary access stations ii.Primary access station fee iii.Number of secondary access stations iv.Secondary access station fee

b. Optional Prompt Written confirmation Service i.We do not desire prompt written confirmation service ii.We do desire prompt written confirmation service and agree to pay the fee for this service c.Agreement to Pay Fees i.Signature of Authorized Institutional representative ii.Name of authorized Institutional Representative iii.Title of Authorized Institutional Representative iv.Primary access station fee v.Secondary access station fee vi.Effective date

C. Part III - Indirect Inquirer a.Name of Registered Direct Inquirer b.Name of authorized Institutional Representative c.Title of Authorized Institutional Representative d.Effective date

D.Part IV a.Agreement

i. Name of Registered Authorized Institutional Representative ii.Date iii.Name of authorized Institutional Representative iv.Title of Authorized Institutional Representative b.Names and Signatures of Persons Making Reports on Behalf of the Institution(There could be multiple individuals with this access. For each person with this access, need the below information) i.Signature of Authorized Institutional representative ii.Date iii.Name of authorized Institutional Representative iv.Title of Authorized Institutional Representative

LSSP Q AND A ATTACHMENT 50310223R0019-AMENDMENT 0001 FEE STRUCTURE

Reports Inquiries CUSIP Transfer Agent File Maintenance Hits 92,551 387,245 33,639 387,695 11,741

Average of 6 months from Jan 2023 to Jun 2023, Total Volumes for:

LSSP Q AND A ATTACHMENT 50310223R0019-AMENDMENT 0001 PARTICIPANT

Count >$1b 22 $500 - $1b 12 <$500m 216 >$25m 25 $5m - $25m 19 $500k - $5m 12 < $500k 14 100,000 shares 14 < 100,000 shares 18

Bank

Broker/Dealer

Transfer Agent

Direct Inquirers (Average from 2019 to 2022)