36C24426Q0846.docx
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- J065--PM&R - Support Services | BioView Scanner Full Service - base plus four options | 646-26-4-068-0135
- Solicitation number
- 36C24426Q0846
About this file
This is a Special Notice and Statement of Work (SOW) for a sole source procurement by the Department of Veterans Affairs Network Contracting Office 4 (NCO4) for preventative maintenance and repair services of a government-owned BioView Duet Automated Scanner at the Pittsburgh VA Medical Center. The solicitation number is 36C24426Q0846, with a response deadline of August 14, 2026 at 3:00 PM ET. The contract is a firm-fixed-price award with a base year plus four one-year options, and the VA intends to award solely to BioView (USA), Inc. (UEI: LXH6XY3QN8J5) located at 44 Manning Road, Billerica, MA 01821. The NAICS code is 811210 (Electronic and Precision Equipment Repair and Maintenance) with a $34 million SBA size standard, and the PSC code is J065 (Maintenance, Repair, and Rebuilding of Equipment – Medical, Dental, and Veterinary Equipment and Supplies).
The scope of work requires comprehensive full service and maintenance of two pieces of equipment: a BioView BX63 scanning microscope and a D30M device, both located at the VA Pittsburgh Healthcare System University Drive Campus at 4100 Allequippa Street, Pittsburgh, PA 15240. The contractor must provide both preventative maintenance and corrective maintenance with 24/7 technical telephone support, with scheduled maintenance during normal business hours (8:00 AM–5:00 PM ET, Monday–Friday, excluding federal holidays), and emergency on-site services outside normal hours when authorized. All original equipment manufacturer (OEM) parts must be supplied at no additional cost to the government, parts must arrive by next day at 10:30 AM, software updates must be applied within one month of OEM release, and comprehensive documentation via Engineering Service Reports (ESRs) must be submitted for all work. The contractor must employ fully qualified Field Service Engineers (FSEs) with recent training completion or ongoing education certification on the specified equipment and minimum two years of field experience, and must provide proof of service key dongle ownership. Additional requirements include compliance with OSHA bloodborne pathogen standards, VHA Directive 1192 influenza vaccination requirements, TB and flu vaccination documentation, HIPAA training certification, visible on-site identification, privacy training completion within 30 days of award, and adherence to federal records management obligations. Interested vendors must submit a one-page capability statement including company name, UEI number, socioeconomic category, and business capabilities to sarah.kloecker@va.gov by the response deadline, though this notice is explicitly not a request for quotes and the government retains sole discretion on whether to proceed with competition.
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Special Notice Special Notice
| SUBJECT* |
| PM&R - Support Services | BioView Scanner Full Service - base plus four options | |
646-26-4-068-0135
GENERAL INFORMATION
| CONTRACTING OFFICE’S ZIP CODE* |
| 15215 |
| SOLICITATION NUMBER* |
| 36C24426Q0846 |
| RESPONSE DATE/TIME/ZONE |
| 08-14-2026 3:00 PM EASTERN TIME, NEW YORK, USA |
| ARCHIVE |
| 30 DAYS AFTER THE RESPONSE DATE |
| RECOVERY ACT FUNDS |
| N |
| PRODUCT SERVICE CODE* |
| J065 |
| NAICS CODE* |
| 811210 |
| CONTRACTING OFFICE ADDRESS |
| Department of Veterans Affairs |
Network Contracting Office 4 1010 Delafield Road Pittsburgh PA 15215
POINT OF CONTACT*
Contract Specialist Sarah Kloecker sarah.kloecker@va.gov 814-738-3466
ADDITIONAL INFORMATION
| AGENCY’S URL |
| https://www.va.gov/pittsburgh-health-care/ |
| URL DESCRIPTION |
| Pittsburgh VA Healthcare System |
| AGENCY CONTACT’S EMAIL ADDRESS |
| sarah.kloecker@va.gov |
| EMAIL DESCRIPTION |
| Contract Specialist |
DESCRIPTION
INTENT TO SOLE SOURCE
The Department of Veterans Affairs, Network Contracting Office 4 (NCO4) intends to award sole source a base plus four one-year options contract with BioView (USA), Inc. for Preventative Maintenance and Repair of the Government-owned BioView Duet Automated Scanner at the Pittsburgh VA Medical Center.
The objective of this sole source award is for a firm-fixed price contract with BioView (USA), Inc., 44 Manning Road, Billerica, MA 01821, UEI LXH6XY3QN8J5. This sole source determination is in accordance with RFO FAR 6.103-1(b) & FAR 12.102(a) Soliciting from a Single Source utilizing RFO FAR 12.201-1 simplified procedures.
The North American Industry Classification System (NAICS) code for this procurement is: 811210, Electronic and Precision Equipment Repair and Maintenance. The Small Business Administration (SBA) size standard is: $34 Million. The PSC code is: J065, Maintenance, Repair, and Rebuilding of Equipment – Medical, Dental, and Veterinary Equipment and Supplies.
This notice of intent to sole source is not a request for quotes. Interested vendors that can provide this requested service must respond no later than 8/14/2026 by 3:00 PM EST. Interested vendors must send a capability statement, no more than one page in length; to include Company Name, UEI Number, Socioeconomic Category, brief description of your business entities capability to provide these services.
All information shall be provided at no cost or obligation to the Government. Responses must be sent via email to the Contract Specialist, Sarah Kloecker, E-mail: sarah.kloecker@va.gov. Facsimile or telephonic responses will not be accepted.
Please include in the email Subject Line: 36C24426Q0846 – PM&R BioView Scanner Full Service – Pittsburgh VA.
Simply responding as an “interested party” does not constitute your company as a source. Offeror must provide the above requested information.
A determination by the Government not to compete this proposed contract based on responses to this notice is solely within the discretion of the Government.
Statement of Work
A. GENERAL GUIDANCE
1. Title: Full Service and Maintenance of VA Pittsburgh Medical Center owned BioView Duet Automated Scanner
2. Scope of Work: The Contractor shall provide full service and maintenance of government owned BioView Duet Automated Scanner, telephone support and onsite support, in accordance with the requirements stated herein. The facility is located at:
VA Pittsburgh Healthcare System University Drive Campus 4100 Allequippa St Pittsburgh, PA 15240
3. Background: This contract is issued to ensure the continuous reliability of the VA Pittsburgh-owned BioView Duet Automated Scanner and Workstation in this SOW. This system is utilized by VA Pittsburgh Healthcare System (VAPHS) Lab. The Duet Scanning system is an automated scanning microscope and image analysis system used to assist pathologists in detecting and classifying cells through laboratory slide screening. The Duet Scanner requires annual maintenance. The reliable and accurate operation of this equipment at all times is considered critical to the health of patients.
4. Performance period: Base year plus four options.
5. Type of Contract: Firm-fixed-price.
B. GENERAL REQUIREMENTS
1. This agreement includes all preventive maintenance and corrective maintenance repairs to the following listed equipment for continuous reliability.
a. Equipment to be serviced:
i. Each of the following items is to be serviced in accordance with the specifications, terms and conditions of this contract.
| EE# |
| Manufacturer |
| Model |
| Serial# |
| Location |
| 443627 |
| BIOVIEW |
| BX63 |
| 3090036 |
| 1W138B-1-UD |
| 443628 |
| BIOVIEW |
| D30M |
| 25SHW34 |
| 1W138B-1-UD |
b. Corrective Maintenance:
ii. The Contractor and Biomedical Engineering shall maintain the equipment in accordance with Section D Conformance Standards. Service for corrective maintenance will be provided per hours of coverage defined in Section B.1g. Contractor shall provide corrective and preventative maintenance as well as 24/7 technical telephone support.
iii. Service calls to the Contractor requesting service are only authorized when they are received from the POC, CO, or designated alternates.
iv. Outside of the Contract’s hours of coverage, emergency on-site services require authorization by the POC. The POC or a Biomedical Engineering Staff Member shall initiate these calls. If VA staff other than the POC or a Biomedical Engineering Staff Member place calls requesting services, the Contractor shall contact Biomedical Engineering Services and verify the request. Service responses on calls from unauthorized personnel can result in nonpayment. The VA Administrative Officer of the Day is an authorized caller and can also be contacted for verification.
v. Uncorrected deficiencies or unfavorable histories of downtime can result in the termination of this contract under the Termination for Default clauses of the Federal Acquisition Regulations.
c. Preventative Maintenance:
i. The Contractor shall perform preventative maintenance (PM) service to ensure that equipment listed in Section B.1a performs in accordance with Section D Conformance Standards. Any exceptions to the PM schedule shall be arranged and approved in advance with the POC and provided in writing to the CO.
ii. The Contractor shall provide complete and original documentation indicating PM work performed, referencing the procedures followed, actual tests and/or evaluation results obtained to the POC at the completion of the PM service.
iii. Parts, travel, and labor necessary for PM are provided by awarded contractor at no additional customer cost.
iv. Any charges for materials such as lubricants, fluids, cleaning supplies, services, manuals, or tools required for the Contractor to successfully complete scheduled PM shall be provided by the Contractor and are included within this contract, and its agreed upon price.
v. Preventative maintenance will be provided at a scheduled time and must be scheduled at least one week in advance to minimize the impact to patient scheduling. All exceptions to the preventative maintenance schedule and procedure shall be addressed and approved in advance with the POC. A designated staff member will accompany the Contractor as an observer during the inspection. The inspection shall be thorough and shall conform to manufacturer and Industry Standards for the equipment. Sufficient time shall be allowed to permit a thorough inspection and test of each device comprising the overall system. Maintenance work and inspections may be combined at the approval of the POC or alternate POC if down time is not considered significant.
vi. The Contractor shall immediately, but no later than 24 consecutive hours after discovery, notify the CO and POC, (in writing), of the existence or the development of any defects in, or repairs required to the scheduled equipment which the Contractor considers he/she is not responsible for under the terms of the contract. The contractor shall furnish the CO and POC with a written estimate of the cost to make necessary repairs.
d. Parts, Software and Additional Discounts
i. All parts supplied shall be OEM and fully compatible with existing equipment. No refurbished part shall be used in the repairs of units covered in this contract. The contract shall include all parts with the exception of consumable or expendable items. Used parts, those removed from another system, shall not be installed without approval by the POC. The contractor is required to install VA supplied parts when said parts are determined to be fully compatible. The determination of compatibility is at the discretion of the POC. All defective parts replaced become the property of the Contractor, unless otherwise specified by the CO, POC, or Alt POC.
ii. Any parts delivery must arrive by next day, 10:30 AM.
iii. Software patches, software enhancements (without hardware changes), and quality updates are included under the terms of this contract and shall be applied in accordance with manufacturer specifications.
1. Upon release from the OEM, software updates must be provided within a month.
e. Hours of Coverage:
i. The contractor will provide all required services within the normal business hours (8:00 AM to 5:00 PM (ET) M-F), excluding holidays.
ii. All services shall be performed during these normal hours of coverage unless one of the following conditions exists:
1. The contractor wishes to furnish services at a time that is outside of the normal hours of coverage, at no additional cost to the Government, the contractor submits a request to the POC prior to the proposed start of the work, and the request is approved in writing by the POC before work is begun.
2. The POC directs that the services be furnished at a time that is outside the normal hours of coverage and the additional cost is recommended by the POC and authorized by the CO.
iii. Customer service shall respond to service request calls 24 hours a day, 7 days a week and all holidays.
iv. Work performed outside the normal hours of coverage must be preapproved by the CO, POC or Alt POC. The Contractor will provide a written estimate of the charges prior to approval of the work.
v. Work performed outside the normal hours of coverage at the request of FSE/contractor shall be considered service performed during normal hours of coverage.
vi. There will be no additional charge for time spent waiting at the site during or after the normal hours of coverage for delivery of parts Note: Any hardware/software upgrade installations shall be scheduled and performed during normal hours of coverage at no additional charge to the government.
vii. Federal Holidays Observed by the VA Medical Center
| New Year’s Day, |
| Martin Luther King, Jr. Day, |
President’s Day (Washington’s birthday), Memorial Day, Juneteenth National Independence Day, Independence Day, Labor Day, Columbus Day, Veterans Day, Thanksgiving Day, Christmas Day, and any other day specifically designated by the President of the United States.
f. Customer Notification:
i. Contractor shall notify Biomedical Engineering and the Police service when they arrive on site. Contractor will schedule all preventative maintenance with Biomedical Engineering.
ii. When the service(s) is/are completed, the FSE shall document the services rendered on a legible ESR(s) per Section E.
iii. The FSE shall be required to check out with the Biomedical Engineering Department and submit the ESR(s) to the POC. All ESRs shall be submitted to the equipment user for an "acceptance signature" and to the POC for an "authorization signature." If the POC is unavailable, a signed accepted copy of the ESR will be sent to the POC within five business days of work completion.
iv. FAILURE TO COMPLY, EITHER IN WHOLE OR IN PART, WITH EITHER THE NOTIFICATION OR ESR REQUIREMENTS WILL BE DEEMED SIGNIFICANT NON-COMPLIANCE WITH THE CONTRACT AND MAY BE JUSTIFICATION FOR TERMINATION OF THE CONTRACT.
C. DEFINITIONS/ACRONYMS:
1. Biomedical Engineering - Supervisor or designee, Phone Number (412) 360-3780
2. CO - Contracting Officer.
3. POC – Point of Contact.
4. PM - Preventive Maintenance Inspection. Services which are periodic in nature and are required to maintain the equipment in such condition that it may be operated in accordance with its intended design and functional capacity with minimal incidence of malfunction or operative conditions. Service shall consist of calibration and testing in accordance with the manufacturer’s latest established service procedures to ensure operation of equipment within manufacturer’s or VA’s performance specifications, whichever is the most rigorous. PM includes cleaning, inspecting, lubricating and testing all equipment. All equipment shall be operated at least one complete operating cycle at the end of each PM.
5. FSE - Field Service Engineer. A person who is authorized by the contractor to perform maintenance (corrective and/or preventive) services on the VA Medical Center premises.
6. ESR - Vendor Engineering Service Report. Documentation of the services rendered for each incidence of work performance under the terms and conditions of the contract.
7. Acceptance Signature - VAPHS employee who indicates FSE demonstrated service conclusion/status and user has accepted work as complete/pending as stated in ESR.
8. Authorization Signature – POC’s signature; indicates POC accepts work status as stated in ESR.
9. NFPA - National Fire Protection Association.
10. CDRH - Center for Devices and Radiological Health.
11. VAPHS - Department of Veterans Affairs Pittsburgh Healthcare System.
12. OEM - Original Equipment Manufacturer
13. IABP – Intra-Aortic Balloon Pump(s)
D. CONFORMANCE STANDARDS:
Contractor shall provide services and material to ensure that the equipment functions in conformance with the latest requirements of NFPA-99, JC, NEC, OSHA, HIPAA, Federal and VA security specifications and requirements as applicable. The equipment shall be maintained such that it meets or exceeds the current performance specifications as established in the OEM’s technical specifications. Upon equipment failure, the contractor is required to return the equipment to fully functional and operating status. Additional performance specifications that exceed the OEM specifications shall be specified in writing by the VA.
E. DOCUMENTATION/REPORTS:
The documentation will include equipment downtime and detailed descriptions of the scheduled and unscheduled maintenance procedures performed, including replaced parts and prices (for outside normal working hour services) required to maintain the equipment in accordance with conformance standards. Such documentation shall meet the guidelines as set forth in the Conformance Standards. In addition, each ESR must at a minimum document the following data legibly and in complete detail:
1. Name of Contractor
2. Name of FSE who performed services.
3. Contractor Service ESR Number/Log Number.
4. Date, Time (starting and ending), Hours-On-Site for service call.
5. VA Purchase Order Number(s) (if any) covering the call, if outside normal working hours.
6. Description of Problem Reported by POC/User.
7. Identification of Equipment to be serviced to include the following: Equipment ID # or EE# from the bar-code, Manufacturer's Name, Device Name, Model#, Serial #, and any other Manufacturer's identification numbers.
8. Itemized Description of Service(s) Performed (including Costs associated with after normal working hour services), including: Labor and Travel, Parts (with part numbers) and Materials and Circuit Location of problem/corrective action.
9. Total Cost to be billed.
10. Signatures from the following:
a. FSE performing services described.
b. VA Employee who witnessed service described.
11. Equipment downtime calculated in accordance with Conformance Standards.
Note: Any additional charges claimed must be approved by the POC before service is started.
F. SCHEDULE FOR DELIVERABLES:
Draft copies of deliverables shall be provided to Biomedical Engineering staff at VAPHS before the contractor leaves the facility at each visit. If a final copy can be provided at that time then a draft copy is not necessary, final copies must be provided within 5 business days of the time of each deliverable.
G. CHANGES TO STATEMENT OF WORK:
Any changes to this SOW shall be authorized and approved only through written correspondence from the CO. A copy of each change will be kept in a project folder along with all other products of the project. Costs incurred by the contractor through the actions of parties other than the CO shall be borne by the contractor.
H. SERVICE MANUALS/TOOLS/EQUIPMENT:
1. VAPHS shall not provide service manuals or service diagnostic software to the contractor for use in providing services under this contract. The contractor shall obtain, have on file, and make available to its FSE's all operational and technical documentation, (such as: operational and service manuals, schematics, and parts list), which are necessary to meet the performance requirements of this contract. The location and listing of the service data manuals, by name, and/or the manuals themselves shall be provided to the CO upon request.
2. Prior to commencement of work on this contract, the contractor shall make available if requested a copy of the current calibration certification of all test equipment that is to be used by the contractor in performing work under the contract. This certification shall also be provided on a periodic basis when requested by VAPHS. Test equipment calibration shall be traceable to a national standard.
I. CONDITION OF EQUIPMENT:
The contractor accepts responsibility for the equipment described in this scope of work, in "as is" condition. Failure to inspect the equipment prior to contract award will not relieve the contractor from performance of the requirements of this contract.
J. CONTRACTOR EXPERIENCE REQUIREMENTS:
1. Each respondent must have an established business, with an office and full-time staff. The staff includes a "fully qualified" FSE and a "fully qualified" FSE who will serve as the backup.
2. "Fully Qualified" is based upon training and on experience in the field. For training, the FSE(s) shall have successfully completed a formalized training program, for the equipment or similar equipment identified in Section B.1a. To be valid, the training shall be completed within the last 2 years, or a certificate of the original training program and a recent class completion (on equipment identified in Section B.1a) to certify FSE’s continual education must be provided. For field experience, the FSE(s) shall have a minimum of two years of experience, with respect to scheduled and unscheduled preventive and remedial maintenance on equipment. Additionally, FSE(s) must provide proof of service key dongle ownership upon request by VAPHS to confirm they can service and troubleshoot the equipment in its entire capacity; refusal or lack of ownership void all training and field experience requirements met.
3. The FSE(s) shall be authorized by the contractor to perform the maintenance services as required. All work shall be performed by "Fully Qualified" competent FSEs. The contractor shall provide written assurance of the competency of their personnel and a list of credentials of approved FSEs for each make and model the contractor services at VAPHS. The CO may authenticate the training requirements, request copies of training certificates or credentials from the contractor at any time for any personnel who are servicing or installing any VAPHS equipment. The CO and/or the POC specifically reserve the right to reject any of the contractor's personnel and refuse them permission to work on the VAPHS equipment.
4. Any Contractor personnel must provide a copy of: 1) Tuberculosis (Tb) vaccination documentation, 2) flu vaccination documentation and 3) copy of HIPAA compliance training certificate.
5. If a sub-contractor is utilized to fulfill the requirements of this contract, the sub-contractor must be pre-approved by VAPHS and must be responsible for maintaining the requirements stated herein. VAPHS reserves the right to meet all associated sub-contractors to determine their qualifications and ability to service, prior to contract award. Failure of sub-contractor to comply, either in whole or in part, with this SOW’s requirements is grounds for dismission. Upon dismissal, the contractor has exactly 1 week (7 business days) to provide a replacement sub-contractor or contract will be terminated due to failure to meet the contract requirements.
K. COMPLIANCE WITH OSHA BLOODBORNE PATHOGENS STANDARD:
1. The contractor shall comply with the Federal OSHA Bloodborne Pathogens Standard. The contractor shall:
a. Have methods by which all employees are educated as to risks associated with bloodborne pathogens.
b. Have policies and procedures that reduce the risk of employee exposure to bloodborne pathogens.
c. Have mechanisms for employee counseling and treatment following exposure to bloodborne pathogens.
d. Provide appropriate personal protective equipment/clothing such as gloves, gowns, masks, protective eyewear, mouthpieces for the employee during performance of the contract.
L. INFLUENZA PREVENTION PROGRAM:
1. VHA Directive 1192 requires all health care personnel (HCP) to participate in the seasonal influenza prevention program and outlines the key implementation steps. Healthcare personnel is defined in VHA Directive 1192 as all VA licensed and unlicensed, clinical and administrative, paid and unpaid, full- and part-time employees, intermittent employees, fee basis employees, VA contractors, students, researchers, volunteers, and trainees who work in VHA locations. HCP covered by the policy are expected to receive annual influenza vaccination. Those HCP unable or unwilling to be vaccinated are required to wear a face mask throughout the influenza season. Masks are available at entrances throughout the medical center.
2. It is the responsibility of the contractor to ensure that all contract staff is compliant with the requirements outlined in VHA Directive 1192. The contractor shall maintain the following documentation:
a. Documentation of vaccination, e.g., signed record of immunization from a healthcare provider or pharmacy, or a copy of medical records documenting the vaccination.
b. Completed Healthcare Personnel Influenza Vaccination Form (Attachment B of VHA Directive 1192) if unwilling or unable to receive the vaccine.
3. The contractor is required to submit annual certification to the POC that all contract staff performing services at VA facilities are in compliance with the VHA Directive 1192.
M. CONFIDENTIALITY AND NONDISCLOSURE:
It is agreed that:
1. The preliminary and final deliverables, and all associated working papers, application source code, and other material deemed relevant by VA which have been generated by the contractor in the performance of this task order, are the exclusive property of the U.S. Government and shall be submitted to the CO at the conclusion of the task order.
2. The CO will be the sole authorized official to release, verbally or in writing, any data, draft deliverables, final deliverables, or any other written or printed materials pertaining to this task order. No information shall be released by the contractor. Any request for information relating to this task order, presented to the contractor, shall be submitted to the CO for response.
3. Press releases, marketing material, or any other printed or electronic documentation related to this project, shall not be publicized without the written approval of the CO.
N. IDENTIFICATION, PARKING, SMOKING, CELLULAR PHONE USE AND VA REGULATIONS:
1. The contractor's FSE shall wear visible identification at all times while on the premises of VAPHS. Identification shall include, as a minimum, the employee’s name, position, and the contractor’s trade name.
2. It is the responsibility of the contractor to park in the appropriate designated parking areas. Information on parking is available from the VA Police-Security Service. VAPHS will not invalidate or make reimbursement for parking violations of the contractor under any conditions.
3. Smoking is prohibited inside any buildings and on premise at VAPHS. This covers all smoking and tobacco products, including but not limited to:
a. Cigarettes
b. Cigars
c. Pipes
d. Any other combustion of tobacco
e. Electronic nicotine delivery systems (ENDS), including but not limited to electronic or e-cigarettes, vape pens, or e-cigars.
f. Chewing tobacco
4. Cellular phones and two-way radios are not to be used within six feet of any medical equipment.
5. Possession of weapons is prohibited. Enclosed containers, including tool kits, shall be subject to search. Violations of VA regulations may result in a citation answerable in the United States (Federal) District Court, not a local district state, or municipal court.
O. CONTRACTOR PERSONNEL SECURITY REQUIREMENTS
Contractor may not have access to the VA network or any VA sensitive information under this contract.
Contractor owned computer equipment including laptops are not permitted to be connected to the VA network. Any removable storage device used in medical equipment must first be scanned by Biomed or OIT.
The following language from VA Handbook 6500.6 is required in this contract:
5. Appendix C: Paragraphs #3a, #5h, #6a, #7a, #7d, #9(all) All Contractors must receive Privacy training within 30 days of award and annually thereafter using one of the following methods:
1. Complete “VA Privacy Training for Personnel without Access to VA Computer Systems or Direct Access to or Use to VA Sensitive Information” training by using VA’s TMS system (https://www.tms.va.gov/). Contractors may use the TMS Managed Self Enrollment method to complete the training in TMS. Proof of Privacy training shall be submitted to the POC upon initial completion and annually thereafter upon request.
1. Complete the hard copy version of “VA Privacy Training for Personnel without Access to VA Computer Systems or Direct Access to or Use to VA Sensitive Information”. Signed training documents must be submitted to the POC.
P. RECORDS MANAGEMENT OBLIGATIONS
A. Applicability This clause applies to all Contractors whose employees create, work with, or otherwise handle Federal records, as defined in Section B, regardless of the medium in which the record exists.
B. Definitions “Federal record” as defined in 44 U.S.C. § 3301, includes all recorded information, regardless of form or characteristics, made or received by a Federal agency under Federal law or in connection with the transaction of public business and preserved or appropriate for preservation by that agency or its legitimate successor as evidence of the organization, functions, policies, decisions, procedures, operations, or other activities of the United States Government or because of the informational value of data in them.
The term Federal record:
1. includes [Agency] records.
2. does not include personal materials.
3. applies to records created, received, or maintained by Contractors pursuant to their [Agency] contract.
4. may include deliverables and documentation associated with deliverables.
C. Requirements
1. Contractor shall comply with all applicable records management laws and regulations, as well as National Archives and Records Administration (NARA) records policies, including but not limited to the Federal Records Act (44 U.S.C. chs. 21, 29, 31, 33), NARA regulations at 36 CFR Chapter XII Subchapter B, and those policies associated with the safeguarding of records covered by the Privacy Act of 1974 (5 U.S.C. 552a). These policies include the preservation of all records, regardless of form or characteristics, mode of transmission, or state of completion.
2. In accordance with 36 CFR 1222.32, all data created for Government use and delivered to, or falling under the legal control of, the Government are Federal records subject to the provisions of 44 U.S.C. chapters 21, 29, 31, and 33, the Freedom of Information Act (FOIA) (5 U.S.C. 552), as amended, and the Privacy Act of 1974 (5 U.S.C. 552a), as amended and must be managed and scheduled for disposition only as permitted by statute or regulation.
3. In accordance with 36 CFR 1222.32, Contractor shall maintain all records created for Government use or created in the course of performing the contract and/or delivered to, or under the legal control of the Government and must be managed in accordance with Federal law. Electronic records and associated metadata must be accompanied by sufficient technical documentation to permit understanding and use of the records and data.
4. [Agency] and its contractors are responsible for preventing the alienation or unauthorized destruction of records, including all forms of mutilation. Records may not be removed from the legal custody of [Agency] or destroyed except for in accordance with the provisions of the agency records schedules and with the written concurrence of the Head of the Contracting Activity. Willful and unlawful destruction, damage or alienation of Federal records is subject to the fines and penalties imposed by 18 U.S.C. 2701. In the event of any unlawful or accidental removal, defacing, alteration, or destruction of records, Contractor must report to [Agency]. The agency must report promptly to NARA in accordance with 36 CFR 1230.
5. The Contractor shall immediately notify the appropriate Contracting Officer upon discovery of any inadvertent or unauthorized disclosures of information, data, documentary materials, records or equipment. Disclosure of non-public information is limited to authorized personnel with a need-to-know as described in the [contract vehicle]. The Contractor shall ensure that the appropriate personnel, administrative, technical, and physical safeguards are established to ensure the security and confidentiality of this information, data, documentary material, records and/or equipment is properly protected. The Contractor shall not remove material from Government facilities or systems, or facilities or systems operated or maintained on the Government’s behalf, without the express written permission of the Head of the Contracting Activity. When information, data, documentary material, records and/or equipment is no longer required, it shall be returned to [Agency] control, or the Contractor must hold it until otherwise directed. Items returned to the Government shall be hand carried, mailed, emailed, or securely electronically transmitted to the Contracting Officer or address prescribed in the [contract vehicle]. Destruction of records is EXPRESSLY PROHIBITED unless in accordance with Paragraph (4).
6. The Contractor is required to obtain the Contracting Officer's approval prior to engaging in any contractual relationship (sub-contractor) in support of this contract requiring the disclosure of information, documentary material and/or records generated under, or relating to, contracts. The Contractor (and any sub-contractor) is required to abide by Government and [Agency] guidance for protecting sensitive, proprietary information, classified, and controlled unclassified information.
7. The Contractor shall only use Government IT equipment for purposes specifically tied to or authorized by the contract and in accordance with [Agency] policy.
8. The Contractor shall not create or maintain any records containing any non-public [Agency] information that are not specifically tied to or authorized by the contract.
9. The Contractor shall not retain, use, sell, or disseminate copies of any deliverable that contains information covered by the Privacy Act of 1974 or that which is generally protected from public disclosure by an exemption to the Freedom of Information Act.
10. The [Agency] owns the rights to all data and records produced as part of this contract. All deliverables under the contract are the property of the U.S. Government for which [Agency] shall have unlimited rights to use, dispose of, or disclose such data contained therein as it determines to be in the public interest. Any Contractor rights in the data or deliverables must be identified as required by FAR 52.227-11 through FAR 52.227-20.
11. Training. All Contractor employees assigned to this contract who create, work with, or otherwise handle records are required to take [Agency]-provided records management training. The Contractor is responsible for confirming training has been completed according to agency policies, including initial training and any annual or refresher training.
[Note: To the extent an agency requires contractors to complete records management training, the agency must provide the training to the contractor.] D. Flowdown of requirements to subcontractors
1. The Contractor shall incorporate the substance of this clause, its terms and requirements including this paragraph, in all subcontracts under this [contract vehicle], and require written subcontractor acknowledgment of same.
2. Violation by a subcontractor of any provision set forth in this clause will be attributed to the Contractor.
Records Management Language for Contracts | National Archives End of Document
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Special Notice
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