NAICS Code 523120: Securities Brokerage

National industry

SBA small business size standard: $41.5 million in average annual receipts

Definition

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis.

Code facts

NAICS codes and definitions come from the U.S. Census Bureau, size standards from the SBA and contract spending from SAM.gov/FPDS.

Business activities under NAICS 523120

  • Bond brokerages
  • Brokerages, securities
  • Certificate of deposit (CD) brokers' offices
  • Commercial note brokers' offices
  • Mutual fund agencies (i.e., brokerages)
  • Mutual fund agents' (i.e., brokers') offices
  • Securities brokerages
  • Securities brokers' offices
  • Securities floor brokers
  • Stock brokerages
  • Stock brokers' offices
  • Stock options brokerages

Looking for another activity? Search the NAICS code lookup or browse business activities from A to Z.

Contract obligations by fiscal year

Fiscal year Obligated
FY2027 To date $0
FY2026 $0
FY2025 -$332,396
FY2024 $0
FY2023 -$10,229

Contract opportunities

Notice Posted Due
SSN/RFI - Treasury OCC and OTS 401(k) Plans Support Pre-Solicitation · Office of the Comptroller of the Currency
Antenna Lease Site Pre-Solicitation · Internal Revenue Service
Securities Liquidation for the Funds Management Branch of the Bureau of the Fiscal Service Solicitation · Bureau of the Fiscal Service
Securities Liquidation Solicitation · Bureau of the Fiscal Service · 2033H619R00002
Securities liquidation services Pre-Solicitation · Bureau of the Fiscal Service · RFI-FSA-19-004
Industry Informational Session - Fiscal Service - Securities Liquidation Services Pre-Solicitation · Bureau of the Fiscal Service
Securities Liquidation Award Notice · Bureau of the Fiscal Service —
Intent to Sole Source - UBS Financial Services Special Notice · Bureau of the Fiscal Service
Securities Liquidation Services Pre-Solicitation · Bureau of the Fiscal Service · RFI-FSA-17-044
Customs Brokerage Support Pre-Solicitation · RCO Soto Cano 410th CSB
OCC & OTS 401(k) Award Notice · Office of the Comptroller of the Currency —
OPDA Securities Liquidation - DRAFT RFP for Focus Group Pre-Solicitation · Bureau of the Fiscal Service
OCC/OTS 401(k) Award Notice · Office of the Comptroller of the Currency
Securities Liquidations Cancellation · Bureau of the Fiscal Service
Securities liquidation Pre-Solicitation · Bureau of the Fiscal Service · RFI-BPD-12-0118
NOx Emissions Allowances Environmental Brokerage Services Pre-Solicitation · Veterans Integrated Service Network 17 (VHA)
TBA-MBS Pre-Solicitation · Housing Office of Single Family Housing
Securities Brokerage Services Pre-Solicitation · US Marshals Service Asset Forfeiture Contracts Team (USMS)
Securities Liquidation Services Pre-Solicitation · Bureau of the Fiscal Service · BPD-BPD-09-CI-0006
Securities Liquidation Pre-Solicitation · Bureau of the Fiscal Service · RFI-BPD-09-0035
Show all 20

Size standard history

Federal Register rules that named this code

Final rule Published Effective
Small Business Size Standards: Adjustment of Monetary-Based Size Standards for Inflation 84 FR 34261 · 3245-AH17
Small Business Size Standards: Inflation Adjustment to Monetary Based Size Standards 79 FR 33647 · 3245-AG60
Small Business Size Standards: Finance and Insurance and Management of Companies and Enterprises 78 FR 37409 · 3245-AG45
Small Business Size Standards: Inflation Adjustment to Size Standards, Business Loan Program, and Disaster Assistance Loan Program 73 FR 41237 · 3245-AF41
Small Business Size Standards, Inflation Adjustment to Size Standards; Business Loan Program; Disaster Assistance Loan Program 70 FR 72577 · 3245-AF41
Small Business Size Standards; Adoption of Size Standards by 2002 North American Industry Classification System for Size Standards 67 FR 56905 · 3245-AF00
Small Business Size Standards; Inflation Adjustment to Size Standards 67 FR 3041 · 3245-AE56
Small Business Size Regulations; Size Standards and the North American Industry Classification System 65 FR 30836

From the NAICS codes each rule's amendments to 13 CFR 121.201 name. Rules that print their size standard tables as images aren't listed.

Quick answers

What is NAICS 523120?

NAICS 523120 is Securities Brokerage, a national industry in NAICS 52, Finance and Insurance.

What is the NAICS code for bond brokerages?

The NAICS code for bond brokerages is 523120, Securities Brokerage.

What is the NAICS code for stock brokerages?

The NAICS code for stock brokerages is 523120, Securities Brokerage.

What is the NAICS code for securities brokerages?

The NAICS code for securities brokerages is 523120, Securities Brokerage.

When did the size standard for NAICS 523120 last change?

The most recent Federal Register rule on record that names NAICS 523120 in the SBA's size standards is "Small Business Size Standards: Adjustment of Monetary-Based Size Standards for Inflation" (84 FR 34261), published Jul 18, 2019 and effective Aug 19, 2019.

What is the latest contract opportunity under NAICS 523120?

The latest contract opportunity under NAICS 523120 is SSN/RFI - Treasury OCC and OTS 401(k) Plans Support, pre-solicitation from Office of the Comptroller of the Currency, posted June 3, 2022.

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