13F Securities List Services
Closed Pre-Solicitation Posted
- Solicitation number
- 50310224S0001
- Responses due
- Set-aside
- No set-aside
Opportunity facts
- NAICS code
- 523210 Securities and Commodity Exchanges
- Place of performance
- Washington, District of Columbia, United States
Notice details come from SAM.gov. Updated .
About this opportunity
The Securities and Exchange Commission seeks a contractor to compile and deliver a quarterly 13F Securities List. The contractor will obtain data to create a list of securities that must be reported on Form 13F, including the security name, description, and CUSIP number. The list must be delivered electronically in text and PDF format within 10 business days before the end of each calendar quarter. The contractor must also provide an annual certification describing the compilation process and quality assurance measures used. Responses to the pre-solicitation notice are due by December 22, 2023.
There is no set-aside designated for this requirement. The contractor will be responsible for maintaining the necessary data sources and delivering corrections within 3 business days of notification by the Commission. The statement of work does not provide the main NAICS and PSC codes, potential incumbents, or award values. The contractor must compile the securities list on a quarterly basis for an unspecified period of performance.
Notice text
2 versions
Update #2 · Latest ·
See Amendment below.
This Notice is issued solely for informational, market research, and planning purposes only. It does not constitute a Request for Proposal (RFP) or a promise to issue an RFP in the future. Respondents are advised that the U.S. Government will not pay for any information or administrative cost incurred in response to this notice. All costs associated with responding to this notice will be solely at the responding party's expense. Not responding to this notice does not preclude participation in any future RFP, if any is issued. Responses to this notice are not offers and cannot be accepted by the U.S. Government to form a binding contract. It is the responsibility of the interested parties to monitor the http://sam.gov website for additional information related to this requirement.
All responses must include company name, address, POC name, telephone number, cage code, Tax ID number, and Business size. Comments regarding the Draft SOW for the Government’s awareness and/or consideration are acceptable. The Government may only provide a response confirming receipt of the information. No telephonic responses will be accepted. All responses to this notice shall be by email to the Contracting Officer: Kathleen Ferte at Fertek@sec.gov using “Response to Sources Sought Notice – 13F Services” in the subject line no later than 4:00PM EST on Friday, December 22, 2023.
Attachment: Draft Statement of Work
AMENDMENT: Please see File Format at: https://www.sec.gov/files/investment/13flist2023q3.pdf
Update #1 ·
This Notice is issued solely for informational, market research, and planning purposes only. It does not constitute a Request for Proposal (RFP) or a promise to issue an RFP in the future. Respondents are advised that the U.S. Government will not pay for any information or administrative cost incurred in response to this notice. All costs associated with responding to this notice will be solely at the responding party's expense. Not responding to this notice does not preclude participation in any future RFP, if any is issued. Responses to this notice are not offers and cannot be accepted by the U.S. Government to form a binding contract. It is the responsibility of the interested parties to monitor the http://sam.gov website for additional information related to this requirement.
All responses must include company name, address, POC name, telephone number, cage code, Tax ID number, and Business size. Comments regarding the Draft SOW for the Government’s awareness and/or consideration are acceptable. The Government may only provide a response confirming receipt of the information. No telephonic responses will be accepted. All responses to this notice shall be by email to the Contracting Officer: Kathleen Ferte at Fertek@sec.gov using “Response to Sources Sought Notice – 13F Services” in the subject line no later than 4:00PM EST on Friday, December 22, 2023.
Attachment: Draft Statement of Work
Files
| File | Type | Posted |
|---|---|---|
| SEC 13F RFI SOW Attachment 1.pdf |
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