A02_L27LiftOffTestingSpecs.pdf

US Army Corps of Engineers St. Louis District

LOCKS NO. 27

TIE-DOWN LIFT-OFF TESTING

MISSISSIPPI RIVER

GRANITE CITY, ILLINOIS

SPECIFICATIONS

AUGUST 2018

PROJECT TABLE OF CONTENTS

DI VI SI ON 01 - GENERAL REQUI REMENTS

01 11 30 ENVI RONMENTAL PROTECTI ON

01 13 20 PROJECT SCHEDULE

01 14 40 CONTRACTOR QUALI TY CONTROL

01 33 00 SUBMI TTAL PROCEDURES

01 42 00 SOURCES FOR REFERENCE PUBLI CATI ONS

01 45 00. 15 10 RESI DENT MANAGEMENT SYSTEM CONTRACTOR MODE( RMS CM)

DI VI SI ON 31 - EARTHWORK

31 68 13 LI FT- OFF TESTI NG OF ROCK ANCHORS

- - End of Pr oj ect Tabl e of Cont ent s - -

PROJECT TABLE OF CONTENTS Page 1

SECTI ON TABLE OF CONTENTS

SECTI ON 01 11 30

ENVI RONMENTAL PROTECTI ON

PART 1 GENERAL

1. 1 REFERENCES

1. 2 DEFI NI TI ONS

1. 3 SUBMI TTALS

1. 4 ENVI RONMENTAL PROTECTI ON REQUI REMENTS

1. 4. 1 Pr ot ect i on of Feat ur es

1. 4. 2 Per mi t s

1. 4. 2. 1 Speci al Envi r onment al Requi r ement s

1. 5 ENVI RONMENTAL PROTECTI ON PLAN

1. 5. 1 Li st of St at e and Local Laws and Regul at i ons

1. 5. 2 Spi l l Cont r ol Pl an

1. 5. 3 Recycl i ng and Wast e Mi ni mi zat i on Pl an

1. 5. 4 Cont ami nant Pr event i on Pl an

1. 5. 5 St or m Wat er Pol l ut i on Pr event i on Pl an ( SWPPP)

1. 5. 6 Envi r onment al Moni t or i ng

PART 2 PRODUCTS

PART 3 EXECUTI ON

3. 1 SPECI AL ENVI RONMENTAL PROTECTI ON REQUI REMENTS

3. 1. 1 U. S. Depar t ment of Agr i cul t ur e ( USDA) Quar ant i ned

Considerations

3. 1. 2 Di sposal of Sol i d Wast es

3. 1. 3 Demol i t i on

3. 1. 4 Di sposal of Cont r act or Gener at ed Hazar dous Wast es

3. 1. 5 Fuel s, Lubr i cant s and Gr ease

3. 2 HI STORI CAL, ARCHAEOLOGI CAL, AND CULTURAL RESOURCES

3. 2. 1 Di scover ed Hi st or i c, Ar chaeol ogi cal , and Cul t ur al Resour ces

3. 3 PROTECTI ON OF WATER RESOURCES

3. 3. 1 Wast ewat er

3. 4 PROTECTI ON OF FI SH AND WI LDLI FE RESOURCES

3. 5 PROTECTI ON OF AI R RESOURCES

3. 5. 1 Par t i cul at es

3. 5. 2 Ot her Ai r Pol l ut ant s

3. 5. 2. 1 Hydr ocar bons and Car bon Monoxi de

3. 5. 2. 2 Odor s

3. 6 I NSPECTI ON

3. 7 MAI NTENANCE OF POLLUTI ON CONTROL FACI LI TI ES

3. 8 TRAI NI NG OF CONTRACTOR PERSONNEL

- - End of Sect i on Tabl e of Cont ent s - -

SECTI ON 01 11 30 Page 1

SECTI ON 01 11 30

ENVI RONMENTAL PROTECTI ON

PART 1 GENERAL

1. 1 REFERENCES

The publ i cat i ons l i s t ed bel ow f or m a par t of t hi s speci f i cat i on t o t he ext ent r ef er enced. The publ i cat i ons ar e r ef er r ed t o wi t hi n t he t ext by t he basi c desi gnat i on onl y.

U. S. ARMY CORPS OF ENGI NEERS ( USACE)

EM 385- 1- 1 ( 2014) Saf et y and Heal t h Requi r ement s Manual

U. S. NATI ONAL ARCHI VES AND RECORDS ADMI NI STRATI ON ( NARA)

40 CFR 261 I dent i f i cat i on and Li st i ng of Hazar dous Waste

1. 2 DEFI NI TI ONS

Envi r onment al pol l ut i on and damage i s def i ned as t he pr esence of chemi cal , physi cal , or bi ol ogi cal el ement s or agent s t hat adver sel y af f ect human heal t h or wel f ar e; unf avor abl y al t er ecol ogi cal bal ances of pl ant or ani mal communi t i es; or degr ade t he envi r onment f r om an aest het i c, cul t ur al or hi st or i c per spect i ve. Envi r onment al pr ot ect i on i s t he pr event i on/ cont r ol of pol l ut i on and habi t at di sr upt i on t hat may occur dur i ng const r uct i on. The cont r ol of envi r onment al pol l ut i on and damage r equi r es consi der at i on of ai r , wat er , l and, bi ol ogi cal and cul t ur al r esour ces; and i ncl udes management of v i sual aest het i cs; noi se; sol i d, chemi cal , gaseous, and l i qui d wast e; r adi ant ener gy and r adi oact i ve mat er i al s; and ot her pol l ut ant s.

1. 3 SUBMI TTALS

Gover nment appr oval i s r equi r ed f or submi t t al s wi t h a " G" desi gnat i on;

submi t t al s not havi ng a " G" desi gnat i on ar e f or i nf or mat i on onl y. When used, a desi gnat i on f ol l owi ng t he " G" desi gnat i on i dent i f i es t he of f i ce t hat wi l l r evi ew t he submi t t al f or t he Gover nment . The f ol l owi ng shal l be submi t t ed i n accor dance wi t h Sect i on 01 33 00 - SUBMI TTAL PROCEDURES:

SD- 01 Pr econst r uct i on Submi t t al s

Envi r onment al Pr ot ect i on Pl an; G

Submi t pl an det ai l i ng Cont r act or ' s pr ocedur es f or compl yi ng wi t h al l appl i cabl e envi r onment al pr ot ect i on r egul at i ons and t he speci al r equi r ement s of t hi s cont r act .

1. 4 ENVI RONMENTAL PROTECTI ON REQUI REMENTS

The Cont r act or shal l compl y wi t h al l appl i cabl e Feder al , St at e, and l ocal

SECTI ON 01 11 30 Page 2 l aws and r egul at i ons. The Cont r act or shal l pr ovi de envi r onment al pr ot ect i ve measur es and pr ocedur es t o pr event and cont r ol pol l ut i on, l i mi t habi t at di sr upt i on, and cor r ect envi r onment al damage t hat occur s dur i ng construction.

1. 4. 1 Pr ot ect i on of Feat ur es

Thi s sect i on suppl ement s t he Cont r act Cl ause PROTECTI ON OF EXI STI NG VEGETATI ON, STRUCTURES, EQUI PMENT, UTI LI TI ES, AND I MPROVEMENTS. The Cont r act or shal l pr epar e a l i s t of f eat ur es r equi r i ng pr ot ect i on under t he pr ovi s i ons of t he cont r act c l ause, whi ch ar e not speci al l y i dent i f i ed on t he dr awi ngs as envi r onment al f eat ur es r equi r i ng pr ot ect i on. The Cont r act or shal l pr ot ect t hose envi r onment al f eat ur es shown speci al l y on t he dr awi ngs, even i f such pr eser vat i on i nt er f er es wi t h t he Cont r act or ' s wor k under t hi s cont r act .

1. 4. 2 Per mi t s

Thi s sect i on suppl ement s t he Cont r act or ' s r esponsi bi l i t y under t he cont r act c l ause PERMI TS AND RESPONSI BI LI TI ES t o t he ext ent t hat t he Gover nment has al r eady obt ai ned envi r onment al per mi t s. The Cont r act or shal l compl y wi t h t he t er ms, and condi t i ons of t hese per mi t s whi ch wi l l be pr ovi ded t o t he Cont r act or af t er awar d of t he cont r act .

1. 4. 2. 1 Speci al Envi r onment al Requi r ement s

The Cont r act or shal l compl y wi t h any speci al envi r onment al r equi r ement s, a copy of whi ch, i f appl i cabl e, i s i ncl uded at t he end of t hi s sect i on.

These speci al envi r onment al r equi r ement s ar e an out gr owt h of envi r onment al commi t ment s made by t he Gover nment dur i ng t he pr oj ect devel opment .

1. 5 ENVI RONMENTAL PROTECTI ON PLAN

Wi t hi n 15 cal endar days of Not i ce of Awar d, t he Cont r act or shal l submi t an Envi r onment al Pr ot ect i on Pl an f or r evi ew and accept ance by t he Cont r act i ng Of f i cer . The Gover nment wi l l consi der an i nt er i m pl an f or t he f i r st 30 days of oper at i ons. However , t he Cont r act or shal l f ur ni sh an accept abl e f i nal pl an not l at er t han 30 cal endar days af t er r ecei pt of t he Not i ce t o Pr oceed. The Cont r act or shal l meet wi t h r epr esent at i ves of t he Cont r act i ng Of f i cer t o devel op a mut ual under st andi ng r el at i ve t o compl i ance wi t h t hi s sect i on and admi ni st r at i on of t he envi r onment al pol l ut i on cont r ol pr ogr am. Accept ance i s condi t i onal and i s pr edi cat ed upon sat i sf act or y per f or mance dur i ng const r uct i on. The Gover nment r eser ves t he r i ght t o r equi r e t he Cont r act or t o make changes i n t he Envi r onment al Pr ot ect i on Pl an or oper at i ons i f t he Cont r act i ng Of f i cer det er mi nes t hat envi r onment al pr ot ect i on r equi r ement s ar e not bei ng met .

The pl an shal l det ai l t he act i ons t hat t he Cont r act or shal l t ake t o compl y wi t h al l appl i cabl e Feder al , St at e, and l ocal l aws and r egul at i ons concer ni ng envi r onment al pr ot ect i on and pol l ut i on cont r ol and abat ement , as wel l as t he addi t i onal speci f i c r equi r ement s of t hi s cont r act . No physi cal wor k at t he s i t e shal l begi n pr i or t o accept ance of t he Cont r act or ' s pl an or an i nt er i m pl an cover i ng t he wor k t o be per f or med.

The envi r onment al pr ot ect i on pl an shal l i ncl ude, but not be l i mi t ed t o, t he f ol l owi ng:

1. 5. 1 Li st of St at e and Local Laws and Regul at i ons

The Cont r act or shal l pr ovi de as par t of t he Envi r onment al Pr ot ect i on Pl an a l i s t of al l St at e and l ocal envi r onment al l aws and r egul at i ons, whi ch

SECTI ON 01 11 30 Page 3 appl y t o t he const r uct i on oper at i ons under t he Cont r act .

1. 5. 2 Spi l l Cont r ol Pl an

The Cont r act or shal l i ncl ude as par t of t he envi r onment al pr ot ect i on pl an, a Spi l l Cont r ol Pl an. The pl an shal l i ncl ude t he pr ocedur es, i nst r uct i ons, and r epor t s t o be used i n t he event of an unf or eseen spi l l of a subst ance r egul at ed by t he Emer gency Response and Communi t y Ri ght t o Know Act or r egul at ed under St at e or l ocal l aws or r egul at i ons. The Spi l l Cont r ol Pl an suppl ement s t he r equi r ement s of EM 385- 1- 1. Thi s pl an shal l i ncl ude as a mi ni mum:

a. The name of t he i ndi v i dual who wi l l be r esponsi bl e f or i mpl ement i ng and super vi s i ng t he cont ai nment and cl eanup.

b. Tr ai ni ng r equi r ement s f or Cont r act or ' s per sonnel and met hods of accompl i shi ng t he t r ai ni ng.

c. A l i s t of mat er i al s and equi pment t o be i mmedi at el y avai l abl e at t he j ob s i t e, t ai l or ed t o c l eanup wor k of t he pot ent i al hazar d( s) identified.

d. The names and l ocat i ons of suppl i er s of cont ai nment mat er i al s and l ocat i ons of addi t i onal f uel oi l r ecover y, c l eanup, r est or at i on, and mat er i al pl acement equi pment avai l abl e i n case of an unf or eseen spi l l emergency.

e. The met hods and pr ocedur es t o be used f or expedi t i ous cont ami nant cleanup.

f . The name of t he i ndi v i dual who wi l l r epor t any spi l l s or hazar dous subst ance r el eases and who wi l l f ol l ow up wi t h compl et e document at i on. Thi s i ndi v i dual shal l i mmedi at el y not i f y t he Cont r act i ng Of f i cer i n addi t i on t o t he l egal l y r equi r ed Feder al , St at e, and l ocal r epor t i ng channel s ( i ncl udi ng t he Nat i onal Response Cent er 1- 801- 424- 8802) i f a r epor t abl e quant i t y spi l l occur s. The pl an shal l cont ai n a l i s t of t he r equi r ed r epor t i ng channel s and t el ephone number s.

1. 5. 3 Recycl i ng and Wast e Mi ni mi zat i on Pl an

The Cont r act or shal l submi t a Recycl i ng and Wast e Mi ni mi zat i on Pl an as a par t of t he Envi r onment al Pr ot ect i on Pl an. The pl an shal l det ai l t he Cont r act or ' s act i ons t o compl y wi t h t he f ol l owi ng r ecycl i ng and wast e mi ni mi zat i on r equi r ement s:

a. The Cont r act or shal l par t i c i pat e i n St at e and l ocal Gover nment sponsor ed r ecycl i ng pr ogr ams t o r educe t he vol ume of sol i d wast e mat er i al s at t he sour ce;

b. Recover y of met al f r om debr i s and sal e t o r ecycl i ng oper at i on wi t h Cont r act or r et ai ni ng any money der i ved f r om sal e;

c. Col l ect i on of al umi num cans at t he s i t e f or r ecycl i ng.

1. 5. 4 Cont ami nant Pr event i on Pl an

As a par t of t he Envi r onment al Pr ot ect i on Pl an, t he Cont r act or shal l pr epar e a cont ami nant pr event i on st at ement i dent i f y i ng pot ent i al l y

SECTI ON 01 11 30 Page 4 hazar dous subst ances t o be used on t he j ob s i t e and i nt ended act i ons t o pr event acci dent al or i nt ent i onal i nt r oduct i on of such mat er i al s i nt o t he ai r , wat er , or gr ound. The Cont r act or shal l det ai l pr ovi s i ons t o be t aken t o meet Feder al , St at e, and l ocal l aws and r egul at i ons r egar di ng t he st or age and handl i ng of t hese mat er i al s.

1. 5. 5 St or m Wat er Pol l ut i on Pr event i on Pl an ( SWPPP)

As a par t of t he Envi r onment al Pr ot ect i on Pl an, t he Cont r act or shal l pr epar e a St or m Wat er Pol l ut i on Pr ot ect i on Pl an t o ensur e t he desi gn, i mpl ement at i on, management , and mai nt enance of Best Management Pr act i ces ( BMP) i n or der t o r educe t he amount of sedi ment and ot her pol l ut ant s i n st or m wat er di schar ges associ at ed wi t h t he l and di st ur bance act i v i t i es;

compl y wi t h t he Wat er Qual i t y St andar ds of t he st at e i n whi ch t he const r uct i on act i v i t i es t ake pl ace. The SWPPP al so ensur es compl i ance wi t h t he t er ms and condi t i ons of t he Land Di st ur bance Per mi t .

1. 5. 6 Envi r onment al Moni t or i ng

The Cont r act or shal l i ncl ude i n t he pl an t he det ai l s of envi r onment al moni t or i ng r equi r ement s under t he l aws and r egul at i ons and a descr i pt i on of how t hi s moni t or i ng wi l l be accompl i shed.

PART 2 PRODUCTS

Not used.

PART 3 EXECUTI ON

3. 1 SPECI AL ENVI RONMENTAL PROTECTI ON REQUI REMENTS

3. 1. 1 U. S. Depar t ment of Agr i cul t ur e ( USDA) Quar ant i ned Consi der at i ons

The Cont r act or shal l t hor oughl y c l ean al l const r uct i on equi pment at t he pr i or j ob s i t e i n a manner t hat ensur es al l r esi dual soi l i s r emoved and t hat egg deposi t s f r om pl ant pest s ar e not pr esent . The Cont r act or shal l consul t wi t h t he USDA Pl ant Pr ot ect i on and Quar ant i ne ( USDA PPQ) j ur i sdi ct i onal of f i ce f or addi t i onal c l eani ng r equi r ement s t hat may be necessary.

3. 1. 2 Di sposal of Sol i d Wast es

Sol i d wast e i s r ubbi sh, debr i s, wast e mat er i al s, gar bage, and ot her di scar ded sol i d mat er i al s ( excl udi ng cl ear i ng debr i s and hazar dous wast e as def i ned i n f ol l owi ng par agr aphs) . Sol i d wast e shal l be pl aced i n cont ai ner s and di sposed of on a r egul ar schedul e. Al l handl i ng and di sposal shal l be conduct ed i n such a way as t o pr event spi l l age and cont ami nat i on. The Cont r act or shal l t r anspor t al l sol i d wast e of f s i t e and di spose of i t i n compl i ance wi t h Feder al , St at e, and l ocal r equi r ement s unl ess ot her wi se speci f i ed her ei n. The Cont r act or shal l compl y wi t h Feder al , St at e, and l ocal l aws and r egul at i ons per t ai ni ng t o t he use of t he l andf i l l ar ea.

3. 1. 3 Demol i t i on

Demol i t i on pr oduct s shal l be t r anspor t ed f r om t he pr oj ect s i t e f or pr oper di sposal i n compl i ance wi t h Feder al , St at e, and l ocal r equi r ement s unl ess

SECTI ON 01 11 30 Page 5 ot her wi se speci f i ed her ei n.

3. 1. 4 Di sposal of Cont r act or Gener at ed Hazar dous Wast es

Hazar dous wast es ar e hazar dous subst ances as def i ned i n 40 CFR 261, or as def i ned by appl i cabl e St at e and l ocal r egul at i ons. Hazar dous wast e gener at ed by const r uct i on act i v i t i es shal l be pr oper l y l abel ed, r emoved f r om t he wor k ar ea wi t h r equi r ed mani f est s, and be di sposed of i n compl i ance wi t h Feder al , St at e, and l ocal r equi r ement s. Mani f est s shal l be document ed wi t h f ul l y execut ed and si gned mani f est r et ur ned t o t he Cont r act i ng Of f i cer . The Cont r act or shal l segr egat e hazar dous wast e f r om ot her mat er i al s and wast es, and shal l pr ot ect i t f r om t he weat her by pl aci ng i t i n a saf e cover ed l ocat i on; pr ecaut i onar y measur es agai nst acci dent al spi l l age such as ber mi ng or ot her appr opr i at e measur es shal l be t aken. Hazar dous wast e shal l be r emoved f r om t he pr oj ect s i t e wi t hi n 60 days. Hazar dous wast e shal l not be dumped ont o t he gr ound, i nt o st or m sewer s or open wat er cour ses, or i nt o t he sani t ar y sewer syst em.

3. 1. 5 Fuel s, Lubr i cant s and Gr ease

Fuel i ng and l ubr i cat i on of equi pment and mot or vehi c l es shal l be conduct ed i n a manner t hat af f or ds t he maxi mum pr ot ect i on agai nst spi l l s and evapor at i on. Lubr i cant s, wast e oi l and gr ease t o be di scar ded shal l be st or ed i n mar ked cor r osi on r esi st ant cont ai ner s and r ecycl ed or di sposed of i n accor dance wi t h Feder al , St at e, and l ocal l aws and r egul at i ons.

3. 2 HI STORI CAL, ARCHAEOLOGI CAL, AND CULTURAL RESOURCES

3. 2. 1 Di scover ed Hi st or i c, Ar chaeol ogi cal , and Cul t ur al Resour ces

I f dur i ng const r uct i on act i v i t i es, i t ems ar e obser ved t hat may have hi st or i c or ar chaeol ogi cal val ue ( e. g. , Nat i ve Amer i can human r emai ns or associ at ed obj ect s ar e di scover ed) , such obser vat i ons shal l be r epor t ed i mmedi at el y t o t he Cont r act i ng Of f i cer so t hat t he appr opr i at e aut hor i t i es may be not i f i ed and a det er mi nat i on made as t o t hei r s i gni f i cance and what , i f any, speci al di sposi t i on of t he f i nds shoul d be made. The Cont r act or shal l cease al l act i v i t i es t hat may r esul t i n i mpact t o or t he dest r uct i on of t hese r esour ces. The Cont r act or shal l pr event i t s empl oyees f r om t r espassi ng on, r emovi ng, or ot her wi se di st ur bi ng such r esour ces.

3. 3 PROTECTI ON OF WATER RESOURCES

The Cont r act or shal l keep const r uct i on act i v i t i es under sur vei l l ance, management , and cont r ol t o avoi d pol l ut i on of sur f ace and gr ound wat er s.

3. 3. 1 Wast ewat er

Wast ewat er di r ect l y der i ved f r om concr et e const r uct i on act i v i t i es shal l not be di schar ged bef or e bei ng t r eat ed t o r emove pol l ut ant s.

3. 4 PROTECTI ON OF FI SH AND WI LDLI FE RESOURCES

The Cont r act or shal l keep const r uct i on act i v i t i es under sur vei l l ance, management and cont r ol t o mi ni mi ze i nt er f er ence wi t h, di st ur bance t o, and damage of , f i sh and wi l dl i f e.

SECTI ON 01 11 30 Page 6

3. 5 PROTECTI ON OF AI R RESOURCES

Speci al management t echni ques as set out bel ow shal l be i mpl ement ed t o cont r ol ai r pol l ut i on by t he const r uct i on act i v i t i es. These t echni ques suppl ement t he r equi r ement s of Feder al , St at e, and l ocal l aws and r egul at i ons; and t he saf et y r equi r ement s under t hi s Cont r act . I f any of t he f ol l owi ng t echni ques conf l i c t wi t h t he r equi r ement s of Feder al , St at e, or l ocal l aws or r egul at i ons, or saf et y r equi r ement s under t hi s cont r act , t hen t hose r equi r ement s shal l be f ol l owed i n l i eu of t he f ol l owi ng.

3. 5. 1 Par t i cul at es

Ai r bor ne par t i cul at es, i ncl udi ng dust par t i c l es, f r om const r uct i on act i v i t i es and pr ocessi ng and pr epar at i on of mat er i al s shal l be cont r ol l ed at al l t i mes, i ncl udi ng weekends, hol i days, and hour s when wor k i s not i n pr ogr ess. The Cont r act or shal l mai nt ai n al l excavat i ons, st ockpi l es, haul r oads, per manent and t empor ar y access r oads, pl ant s i t es, di sposal s i t es, and al l ot her wor k ar eas f r ee f r om ai r bor ne dust whi ch woul d cause a hazar d or nui sance.

3. 5. 2 Ot her Ai r Pol l ut ant s

3. 5. 2. 1 Hydr ocar bons and Car bon Monoxi de

Hydr ocar bons and car bon monoxi de emi ssi ons f r om equi pment shal l be cont r ol l ed t o Feder al and St at e al l owabl e l i mi t s at al l t i mes.

3. 5. 2. 2 Odor s

Odor s shal l be cont r ol l ed at al l t i mes f or al l const r uct i on act i v i t i es, pr ocessi ng and pr epar at i on of mat er i al s.

3. 6 I NSPECTI ON

I f t he Cont r act i ng Of f i cer not i f i es t he Cont r act or i n wr i t i ng of any obser ved noncompl i ance wi t h cont r act r equi r ement s or Feder al , St at e, or l ocal l aws, r egul at i ons, or per mi t s, t he Cont r act or shal l i nf or m t he Cont r act i ng Of f i cer of pr oposed cor r ect i ve act i on and t ake such act i on t o cor r ect t he noncompl i ance. I f t he Cont r act or f ai l s t o compl y pr ompt l y, t he Cont r act i ng Of f i cer may i ssue an or der st oppi ng al l or par t of t he wor k unt i l sat i sf act or y cor r ect i ve act i on i s t aken. No t i me ext ensi ons wi l l be gr ant ed or cost s or damages al l owed t o t he Cont r act or f or any such suspension.

3. 7 MAI NTENANCE OF POLLUTI ON CONTROL FACI LI TI ES

The Cont r act or shal l mai nt ai n al l const r uct ed pol l ut i on cont r ol f aci l i t i es and por t abl e pol l ut i on cont r ol devi ces f or t he dur at i on of t he Cont r act or f or t he l engt h of t i me const r uct i on act i v i t i es cr eat e t he par t i cul ar pollutant.

3. 8 TRAI NI NG OF CONTRACTOR PERSONNEL

Cont r act or per sonnel shal l be t r ai ned i n envi r onment al pr ot ect i on and pol l ut i on cont r ol . The Cont r act or shal l conduct envi r onment al pr ot ect i on/ pol l ut i on cont r ol meet i ngs f or al l Cont r act or per sonnel mont hl y. The t r ai ni ng and meet i ng agenda shal l i ncl ude met hods of det ect i ng and avoi di ng pol l ut i on, f ami l i ar i zat i on wi t h pol l ut i on st andar ds, bot h st at ut or y and cont r act ual , i nst al l at i on and car e of

SECTI ON 01 11 30 Page 7 f aci l i t i es ( veget at i ve cover s, et c. ) , and i nst r ument s r equi r ed f or moni t or i ng pur poses t o ensur e adequat e and cont i nuous envi r onment al pr ot ect i on/ pol l ut i on cont r ol . Ant i c i pat ed hazar dous or t oxi c chemi cal s or wast es, and ot her r egul at ed cont ami nant s, shal l al so be di scussed. Ot her i t ems t o be di scussed shal l i ncl ude r ecogni t i on and pr ot ect i on of ar chaeol ogi cal s i t es and ar t i f act s.

- - End of Sect i on - -

SECTI ON 01 11 30 Page 8

SECTI ON 01 13 20

PROJECT SCHEDULE

PART 1 GENERAL

1. 1 QUALI FI CATI ONS

1. 2 SUBMI TTALS

PART 2 PRODUCTS

PART 3 EXECUTI ON

3. 1 GENERAL REQUI REMENTS

3. 2 BASI S FOR PAYMENT

3. 3 PROJECT SCHEDULE

3. 3. 1 Schedul e Updat es

SECTI ON 01 13 20 Page 1

SECTI ON 01 13 20

PROJECT SCHEDULE

PART 1 GENERAL

1. 1 QUALI FI CATI ONS

The Cont r act or shal l desi gnat e an aut hor i zed r epr esent at i ve who shal l be r esponsi bl e f or t he pr epar at i on of al l r equi r ed pr oj ect schedul e r epor t s.

1. 2 SUBMI TTALS

Gover nment appr oval i s r equi r ed f or submi t t al s wi t h a " G" desi gnat i on;

submi t t al s not havi ng a " G" desi gnat i on ar e f or i nf or mat i on onl y. When used, a desi gnat i on f ol l owi ng t he " G" desi gnat i on i dent i f i es t he of f i ce t hat wi l l r evi ew t he submi t t al f or t he Gover nment . The f ol l owi ng shal l be submi t t ed i n accor dance wi t h Sect i on 01 33 00 SUBMI TTAL PROCEDURES:

SD- 01 Pr econst r uct i on Submi t t al s

Pr oj ect Schedul e; G

The pr oj ect schedul e shal l be submi t t ed t o t he Cont r act i ng Of f i cer wi t hi n 10 days of Not i ce t o Pr oceed. The schedul e shal l cont ai n suf f i c i ent det ai l t o show t he or der i n whi ch t he Cont r act or pr oposes t o per f or m t he wor k and shal l compl y t o t he r equi r ement s speci f i ed i n t hi s sect i on.

PART 2 PRODUCTS

Not used.

PART 3 EXECUTI ON

3. 1 GENERAL REQUI REMENTS

Pur suant t o t he Cont r act Cl ause, SCHEDULE FOR CONSTRUCTI ON CONTRACTS, a Pr oj ect Schedul e as descr i bed bel ow shal l be pr epar ed. The schedul i ng of const r uct i on shal l be t he r esponsi bi l i t y of t he Cont r act or . Cont r act or management per sonnel shal l act i vel y par t i c i pat e i n i t s devel opment .

Subcont r act or s and suppl i er s wor ki ng on t he pr oj ect shal l al so cont r i but e i n devel opi ng and mai nt ai ni ng an accur at e Pr oj ect Schedul e. The appr oved Pr oj ect Schedul e shal l be used t o measur e t he pr ogr ess of t he wor k, t o ai d i n eval uat i ng t i me ext ensi ons, and t o pr ovi de t he basi s of al l pr ogr ess payments.

3. 2 BASI S FOR PAYMENT

The schedul e shal l be t he basi s f or measur i ng Cont r act or pr ogr ess. Lack of an appr oved schedul e or schedul i ng per sonnel wi l l r esul t i n an i nabi l i t y of t he Cont r act i ng Of f i cer t o eval uat e t he Cont r act or ' s pr ogr ess f or t he pur poses of payment . Fai l ur e of t he Cont r act or t o pr ovi de al l i nf or mat i on, as speci f i ed bel ow, shal l r esul t i n t he di sappr oval of t he ent i r e Pr oj ect Schedul e submi ssi on and t he i nabi l i t y of t he Cont r act i ng Of f i cer t o eval uat e Cont r act or pr ogr ess f or payment pur poses. I n t he case

SECTI ON 01 13 20 Page 2 wher e Pr oj ect Schedul e r evi s i ons have been di r ect ed by t he Cont r act i ng Of f i cer , and t hose r evi s i ons have not been i ncl uded i n t he Pr oj ect Schedul e, t he Cont r act i ng Of f i cer may hol d r et ai nage up t o t he maxi mum al l owed by cont r act , each payment per i od, unt i l r evi s i ons t o t he Pr oj ect Schedul e have been made.

3. 3 PROJECT SCHEDULE

The pr oj ect schedul e shal l be submi t t ed t o t he Cont r act i ng Of f i cer wi t hi n 10 days of Not i ce t o Pr oceed. The schedul e shal l cont ai n suf f i c i ent det ai l t o show t he or der i n whi ch t he Cont r act or pr oposes t o per f or m t he wor k and shal l cont ai n t he f ol l owi ng f eat ur es as a mi ni mum:

a. A separ at e act i v i t y bar shal l be cr eat ed f or each of t he sal i ent f eat ur es of wor k ( i ncl udi ng acqui r i ng mat er i al s, pl ant , equi pment , mobi l i zat i on, and demobi l i zat i on) .

b. The st ar t dat e, compl et i on dat e, and schedul ed per cent age compl et e per mont h shal l be i ndi cat ed f or each act i v i t y.

c. The st ar t dat e f or t he cont r act , whi ch i s t he dat e of Not i ce t o Pr oceed, any cont r act r equi r ed i nt er i m compl et i on dat es, and t he r equi r ed compl et i on dat e shal l be i ndi cat ed on t he schedul e and al l t i me bet ween sai d dat es shal l be account ed f or on t he schedul e.

d. The associ at ed cont r act pay i t em ( CLI N, Cont r act Li ne I t em Number ) shal l be i ndi cat ed f or each act i v i t y. I n addi t i on, t he dol l ar amount f or each act i v i t y shal l be i ndi cat ed.

e. A cont r act ear ni ngs schedul e shal l be i ncl uded wi t h t he Pr oj ect Schedul e i ndi cat i ng t he schedul ed ear ni ngs per mont h and cumul at i ve ear ni ngs t hr ough t he dur at i on of t he cont r act .

3. 3. 1 Schedul e Updat es

The Cont r act or shal l ent er t he act ual pr ogr ess on t he appr oved pr ogr ess schedul e at l east ever y 30 days and shal l submi t t hi s annot at ed schedul e t o t he Cont r act i ng Of f i cer . I f , i n t he opi ni on of t he Cont r act i ng Of f i cer , t he Cont r act or f al l s behi nd t he appr oved schedul e, t he Cont r act or shal l t ake st eps necessar y t o i mpr ove i t s pr ogr ess, i ncl udi ng t hose t hat may be r equi r ed by t he Cont r act i ng Of f i cer , wi t hout addi t i onal cost t o t he Gover nment . I n t hi s c i r cumst ance, t he Cont r act i ng Of f i cer may r equi r e t he Cont r act or t o i ncr ease t he number of shi f t s, over t i me oper at i ons, days of wor k, and/ or t he amount of const r uct i on pl ant , and t o submi t f or appr oval a suppl ement ar y schedul e or schedul es i n char t f or m as t he Cont r act i ng Of f i cer deems necessar y t o demonst r at e how t he appr oved r at e of pr ogr ess wi l l be r egai ned.

SECTI ON 01 13 20 Page 3

SECTI ON 01 14 40

CONTRACTOR QUALI TY CONTROL

PART 1 GENERAL

1. 1 REFERENCES

1. 2 PAYMENT

1. 3 SUBMI TTALS

PART 2 PRODUCTS ( NOT USED)

PART 3 EXECUTI ON

3. 1 GENERAL

3. 2 QUALI TY CONTROL PLAN

3. 2. 1 Gener al

3. 2. 2 Cont ent of t he CQC Pl an

3. 2. 3 Accept ance of Pl an

3. 2. 4 Not i f i cat i on of Changes

3. 3 COORDI NATI ON MEETI NG

3. 3. 1 Weekl y Coor di nat i on Meet i ng

3. 4 QUALI TY CONTROL ORGANI ZATI ON

3. 4. 1 CQC Or gani zat i onal St af f i ng

3. 4. 1. 1 CQC St af f

3. 4. 1. 2 CQC Syst em Manager

3. 4. 1. 3 Assi st ant CQC Syst em Manager

3. 4. 2 Or gani zat i onal Changes

3. 5 SUBMI TTALS

3. 6 CONTROL

3. 6. 1 Pr epar at or y Phase

3. 6. 2 I ni t i al Phase

3. 6. 3 Fol l ow- up Phase

3. 6. 4 Addi t i onal Pr epar at or y and I ni t i al Phases

3. 7 TESTS

3. 7. 1 Mat er i al s Test i ng and I nspect i on

3. 7. 2 Test i ng Pr ocedur e

3. 7. 3 Test i ng Labor at or i es

3. 7. 3. 1 Capabi l i t y Check

3. 7. 3. 2 Capabi l i t y Recheck

3. 7. 4 On- Si t e Labor at or y

3. 7. 5 Fur ni shi ng or Tr anspor t at i on of Sampl es f or Test i ng

3. 8 COMPLETI ON I NSPECTI ON

3. 9 DOCUMENTATI ON

3. 10 NOTI FI CATI ON OF NONCOMPLI ANCE

SECTI ON 01 14 40 Page 1

SECTI ON 01 14 40

CONTRACTOR QUALI TY CONTROL

PART 1 GENERAL

1. 1 REFERENCES

The publ i cat i ons l i s t ed bel ow f or m a par t of t hi s speci f i cat i on t o t he ext ent r ef er enced. The publ i cat i ons ar e r ef er r ed t o i n t he t ext by basi c desi gnat i on onl y.

ASTM I NTERNATI ONAL ( ASTM)

ASTM D 3740 ( 2012a) Mi ni mum Requi r ement s f or Agenci es Engaged i n t he Test i ng and/ or I nspect i on of Soi l and Rock as Used i n Engi neer i ng Desi gn and Const r uct i on

ASTM E 329 ( 2014a) St andar d Speci f i cat i on f or Agenci es Engaged i n t he Test i ng and/ or I nspect i on of Mat er i al s Used i n Construction

1. 2 PAYMENT

Separ at e payment wi l l not be made f or pr ovi di ng and mai nt ai ni ng an ef f ect i ve Qual i t y Cont r ol pr ogr am, and al l cost s associ at ed t her ewi t h shal l be i ncl uded i n t he appl i cabl e uni t pr i ces or l ump sum pr i ces cont ai ned i n t he Bi ddi ng Schedul e.

1. 3 SUBMI TTALS

Gover nment appr oval i s r equi r ed f or submi t t al s wi t h a " G" desi gnat i on;

submi t t al s not havi ng a " G" desi gnat i on ar e f or i nf or mat i on onl y. When used, a desi gnat i on f ol l owi ng t he " G" desi gnat i on i dent i f i es t he of f i ce t hat wi l l r evi ew t he submi t t al f or t he Gover nment . The f ol l owi ng shal l be submi t t ed i n accor dance wi t h Sect i on 01 33 00 - SUBMI TTAL PROCEDURES:

SD- 01 Pr econst r uct i on Submi t t al s

Qual i t y Cont r ol Pl an; G

The qual i t y cont r ol pl an shal l be submi t t ed t o t he Cont r act i ng Of f i cer as speci f i ed bel ow. The pl an shal l cont ai n suf f i c i ent det ai l s of per sonnel , pr ocedur es and f or ms t o be used and shal l compl y t o t he r equi r ement s speci f i ed i n t hi s sect i on.

PART 2 PRODUCTS ( NOT USED)

PART 3 EXECUTI ON

3. 1 GENERAL

The Cont r act or i s r esponsi bl e f or qual i t y cont r ol and shal l est abl i sh and mai nt ai n an ef f ect i ve qual i t y cont r ol syst em i n compl i ance wi t h t he

SECTI ON 01 14 40 Page 2

Cont r act Cl ause ent i t l ed " I nspect i on of Const r uct i on. " The qual i t y cont r ol syst em shal l consi st of pl ans, pr ocedur es, and or gani zat i on necessar y t o pr oduce an end pr oduct t hat compl i es wi t h t he cont r act r equi r ement s. The syst em shal l cover al l const r uct i on oper at i ons, bot h on- si t e and of f - s i t e, and shal l be keyed t o t he pr oposed const r uct i on sequence.

3. 2 QUALI TY CONTROL PLAN

3. 2. 1 Gener al

The Gover nment wi l l consi der an i nt er i m pl an f or t he f i r st 60 days of oper at i on t o be submi t t ed no l at er t han 15 days af t er r ecei pt of Not i ce of Awar d. Subsequent t o submi t t al of an i nt er i m pl an, t he Cont r act or shal l f ur ni sh f or accept ance by t he Gover nment , not l at er t han 35 days af t er r ecei pt of Not i ce of Awar d, t he or i gi nal and one copy of t he t ot al Cont r act or Qual i t y Cont r ol ( CQC) Pl an pr oposed f or use i n i mpl ement i ng t he r equi r ement s of t he Cont r act Cl ause ent i t l ed " I nspect i on of Const r uct i on" . I f an i nt er i m pl an i s not submi t t ed, t he Cont r act or shal l submi t f or appr oval wi t hi n 15 days af t er r ecei pt of Not i ce of Awar d, t he t ot al Qual i t y Cont r ol Pl an speci f i ed above. The pl an shal l i dent i f y per sonnel , pr ocedur es, cont r ol , i nst r uct i ons, t est , r ecor ds, and f or ms t o be used. Const r uct i on wi l l be per mi t t ed t o begi n onl y af t er accept ance of t he CQC Pl an.

3. 2. 2 Cont ent of t he CQC Pl an

The CQC pl an shal l i ncl ude, as a mi ni mum, t he f ol l owi ng t o cover al l const r uct i on oper at i ons, bot h on- si t e and of f - s i t e, i ncl udi ng wor k by subcont r act or s, f abr i cat or s, suppl i er s, and pur chasi ng agent s:

a. A descr i pt i on of t he qual i t y cont r ol or gani zat i on, i ncl udi ng a char t showi ng l i nes of aut hor i t y and acknowl edgment t hat t he CQC st af f shal l i mpl ement t he t hr ee phase cont r ol syst em f or al l aspect s of t he wor k speci f i ed. The st af f shal l i ncl ude a CQC syst em manager who shal l r epor t t o t he pr oj ect manager or someone hi gher i n t he Cont r act or ' s or gani zat i on. Pr oj ect Manager i n t hi s cont ext shal l mean t he i ndi v i dual wi t h r esponsi bi l i t y f or t he over al l management of t he pr oj ect i ncl udi ng qual i t y and pr oduct i on.

b. The name, qual i f i cat i ons ( i n r esume f or mat ) , dut i es, r esponsi bi l i t i es, and aut hor i t i es of each per son assi gned a CQC function.

c. The name and addr ess of t he Cor ps of Engi neer s val i dat ed commer ci al t est i ng l abor at or y t o be used f or qual i t y cont r ol t est i ng;

a l et t er of val i dat i on f r om t he Mat er i al Test i ng Cent er ( MTC) ; a l i s t of appl i cabl e ASTM pr ocedur es t hat t he l abor at or y i s val i dat ed t o per f or m; and t he qual i f i cat i ons of t he f i el d t echni c i an( s) i dent i f i ed f or t he pr oj ect .

d. A copy of t he l et t er t o t he CQC Syst em Manager s i gned by an aut hor i zed of f i c i al of t he f i r m, whi ch descr i bes t he r esponsi bi l i t i es and del egat es t he aut hor i t i es of t he CQC Syst em Manager .

e. Pr ocedur es f or schedul i ng, r evi ewi ng, cer t i f y i ng, and managi ng submi t t al s, i ncl udi ng t hose of subcont r act or s, of f - s i t e f abr i cat or s, suppl i er s, and pur chasi ng agent s. These pr ocedur es shal l be i n accor dance wi t h SECTI ON 01 33 00 - SUBMI TTAL PROCEDURES.

SECTI ON 01 14 40 Page 3 f . Cont r ol , ver i f i cat i on, and accept ance t est i ng pr ocedur es f or each speci f i c t est t o i ncl ude t he t est name, speci f i cat i on par agr aph r equi r i ng t est , f eat ur e of wor k t o be t est ed, t est f r equency, and per son r esponsi bl e f or each t est . ( Labor at or y f aci l i t i es wi l l be appr oved by t he Cont r act i ng Of f i cer . )

g. Pr ocedur es f or t r acki ng pr epar at or y, i ni t i al , and f ol l ow- up cont r ol phases and cont r ol , ver i f i cat i on, and accept ance t est s i ncl udi ng document at i on.

h. Pr ocedur es f or t r acki ng const r uct i on def i c i enci es f r om i dent i f i cat i on t hr ough accept abl e cor r ect i ve act i on. These pr ocedur es shal l est abl i sh ver i f i cat i on t hat i dent i f i ed def i c i enci es have been corrected.

i . Repor t i ng pr ocedur es, i ncl udi ng pr oposed r epor t i ng f or mat s.

j . A l i s t of t he def i nabl e f eat ur es of wor k. A def i nabl e f eat ur e of wor k i s a t ask t hat i s separ at e and di st i nct f r om ot her t asks and has separ at e cont r ol r equi r ement s. I t coul d be i dent i f i ed by di f f er ent t r ades or di sci pl i nes, or i t coul d be wor k by t he same t r ade i n a di f f er ent envi r onment . Al t hough each sect i on of t he speci f i cat i ons may gener al l y be consi der ed as a def i nabl e f eat ur e of wor k, t her e ar e f r equent l y mor e t han one def i nabl e f eat ur e under a par t i cul ar sect i on. Thi s l i s t shal l be agr eed upon dur i ng t he coor di nat i on meeting.

3. 2. 3 Accept ance of Pl an

Accept ance of t he Cont r act or ' s pl an i s r equi r ed pr i or t o t he st ar t of const r uct i on. Accept ance i s condi t i onal and wi l l be pr edi cat ed on sat i sf act or y per f or mance dur i ng t he const r uct i on. The Gover nment r eser ves t he r i ght t o r equi r e t he Cont r act or t o make changes i n t he CQC pl an and oper at i ons i ncl udi ng r emoval of per sonnel , as necessar y, t o obt ai n t he qual i t y speci f i ed.

3. 2. 4 Not i f i cat i on of Changes

Af t er accept ance of t he CQC pl an, t he Cont r act or shal l not i f y t he Cont r act i ng Of f i cer i n wr i t i ng a mi ni mum of seven cal endar days pr i or t o any pr oposed change. Pr oposed changes ar e subj ect t o accept ance by t he Cont r act i ng Of f i cer .

3. 3 COORDI NATI ON MEETI NG

Af t er t he Pr econst r uct i on Conf er ence, bef or e st ar t of const r uct i on, and pr i or t o accept ance by t he Gover nment of t he Qual i t y Cont r ol Pl an, t he Cont r act or shal l meet wi t h t he Cont r act i ng Of f i cer or Aut hor i zed Repr esent at i ve and di scuss t he Cont r act or ' s qual i t y cont r ol syst em.

Dur i ng t he meet i ng, a mut ual under st andi ng of t he syst em det ai l s shal l be devel oped, i ncl udi ng t he f or ms f or r ecor di ng t he CQC oper at i ons, cont r ol act i v i t i es, t est i ng, admi ni st r at i on of t he syst em f or bot h on- si t e and of f - s i t e wor k, and t he i nt er r el at i onshi p of Cont r act or ' s Management and cont r ol wi t h t he Gover nment ' s Qual i t y Assur ance. Mi nut es of t he meet i ng shal l be pr epar ed by t he Gover nment and si gned by bot h t he Cont r act or and t he Cont r act i ng Of f i cer . The mi nut es shal l become a par t of t he cont r act f i l e. Ther e may be occasi ons when subsequent conf er ences wi l l be cal l ed by ei t her par t y t o r econf i r m mut ual under st andi ngs and/ or addr ess

SECTI ON 01 14 40 Page 4 def i c i enci es i n t he CQC syst em or pr ocedur es whi ch may r equi r e cor r ect i ve act i on by t he Cont r act or .

3. 3. 1 Weekl y Coor di nat i on Meet i ng

Once const r uct i on begi ns t he Cont r act or shal l conduct weekl y onsi t e coor di nat i on meet i ngs at a mut ual l y agr eed upon t i me wi t h t he Gover nment .

The meet i ng may be conduct ed at a l esser i nt er val i f mut ual l y agr eed upon by t he Gover nment and Cont r act or . The Cont r act or shal l pr epar e mi nut es f or each meet i ng and pr ovi de a copy t o t he Gover nment pr i or t o t he next meet i ng f or r evi ew and concur r ence. The mi ni mum out l i ne of i t ems t o be addr essed at t he coor di nat i on meet i ngs shal l i ncl ude an updat e and a r evi ew of pr ogr ess s i nce l ast week, pr oj ect schedul e, wor k schedul e f or t he week ahead, submi t t al s, modi f i cat i ons and pot ent i al modi f i cat i ons, QC/ QA i ssues, RFI ' s, envi r onment al pr ot ect i on, saf et y, and any ot her i ssues det er mi ned appr opr i at e by t he CQC Manager or at t he r equest of t he Gover nment .

3. 4 QUALI TY CONTROL ORGANI ZATI ON

The Cont r act or shal l i dent i f y an i ndi v i dual wi t hi n i t s or gani zat i on at t he wor ksi t e who shal l be r esponsi bl e f or over al l management of CQC and have t he aut hor i t y t o act i n al l CQC mat t er s f or t he Cont r act or . Thi s CQC Syst em Manager shal l be on t he si t e at al l t i mes dur i ng const r uct i on and shal l be empl oyed by t he Cont r act or . Thi s Cont r act or Qual i t y Cont r ol Syst em Manager shal l be Cor ps' cer t i f i ed and shal l be appr oved by t he Cont r act i ng Of f i cer . To become " cer t i f i ed" t he manager must have compl et ed t he cour se ent i t l ed " Const r uct i on Qual i t y Management f or Cont r act or s" . Thi s cour se i s of f er ed quar t er l y at t he St . Loui s Cor ps of Engi neer s Di st r i ct Of f i ce. An al t er nat e f or t he CQC Syst em Manager shal l be i dent i f i ed i n t he pl an t o ser ve i n t he event of t he Syst em Manager ' s absence. Per i od of absence may not exceed one ( 1) week at any one t i me, and not mor e t han t en ( 10) wor kdays dur i ng a cal endar year . The r equi r ement s f or t he al t er nat e wi l l be t he same as f or t he desi gnat ed CQC Manager.

3. 4. 1 CQC Or gani zat i onal St af f i ng

The Cont r act or shal l pr ovi de a CQC st af f , whi ch shal l be at t he wor ksi t e at al l t i mes dur i ng pr ogr ess, wi t h compl et e aut hor i t y t o t ake any act i on necessar y t o ensur e compl i ance wi t h t he cont r act .

3. 4. 1. 1 CQC St af f

Fol l owi ng ar e t he mi ni mum r equi r ement s f or t he CQC st af f . These mi ni mum r equi r ement s wi l l not necessar i l y assur e an adequat e st af f t o meet t he CQC r equi r ement s at al l t i mes dur i ng const r uct i on. The act ual st r engt h of t he CQC st af f may var y dur i ng any speci f i c wor k per i od t o cover t he needs of t he wor k per i od. When necessar y f or a pr oper CQC or gani zat i on, t he Cont r act or shal l add addi t i onal st af f at no cost t o t he Gover nment . Thi s l i s t i ng of mi ni mum st af f i n no way r el i eves t he Cont r act or of meet i ng t he basi c r equi r ement s of qual i t y const r uct i on i n accor dance wi t h cont r act r equi r ement s. Al l CQC st af f member s shal l be cer t i f i ed i n accor dance wi t h par agr aph QUALI TY CONTROL ORGANI ZATI ON, and shal l be subj ect t o accept ance by t he Cont r act i ng Of f i cer .

3. 4. 1. 2 CQC Syst em Manager

CQC Manager may al so ser ve dual l y as t he Saf et y and Heal t h Of f i cer . The

SECTI ON 01 14 40 Page 5

Si t e Super i nt endent may al so ser ve dual l y as t he Saf et y and Heal t h Of f i cer . The CQC Manager shal l not ser ve as t he Si t e Super i nt endent . The CQC Manager shal l be an empl oyee of t he pr i me cont r act or .

3. 4. 1. 3 Assi st ant CQC Syst em Manager

The assi st ant CQC Syst em Manager shal l hol d t he same qual i f i cat i ons as t he CQC Syst em Manager and shal l be on si t e at al l t i mes dur i ng t he absence of t he CQC Syst em Manager .

3. 4. 2 Or gani zat i onal Changes

The Cont r act or shal l obt ai n Cont r act i ng Of f i cer ' s accept ance bef or e r epl aci ng any member of t he CQC st af f . Request s shal l i ncl ude t he names, qual i f i cat i ons, dut i es, and r esponsi bi l i t i es of each pr oposed r epl acement .

3. 5 SUBMI TTALS

Submi t t al s shal l be made as speci f i ed i n SECTI ON 01 33 00 - SUBMI TTAL PROCEDURES. The CQC or gani zat i on shal l be r esponsi bl e f or cer t i f y i ng t hat al l submi t t al s ar e i n compl i ance wi t h t he cont r act r equi r ement s.

3. 6 CONTROL

The cont r ol s shal l i ncl ude at l east t hr ee phases of cont r ol t o be conduct ed by t he CQC Syst em Manager f or al l def i nabl e f eat ur es of wor k, as follows:

3. 6. 1 Pr epar at or y Phase

Thi s phase shal l be per f or med pr i or t o begi nni ng wor k on each def i nabl e f eat ur e of wor k and shal l i ncl ude:

a. A r evi ew of each par agr aph of appl i cabl e speci f i cat i ons.

b. A r evi ew of t he cont r act dr awi ngs.

c. A check t o assur e t hat al l mat er i al s and/ or equi pment have been t est ed, submi t t ed, and appr oved.

d. A check t o assur e t hat pr ovi s i ons have been made t o pr ovi de r equi r ed cont r ol i nspect i on and t est i ng.

e. Exami nat i on of t he wor k ar ea t o assur e t hat al l r equi r ed pr el i mi nar y wor k has been compl et ed and i s i n compl i ance wi t h t he contract.

f . A physi cal exami nat i on of r equi r ed mat er i al s, equi pment , and sampl e wor k t o assur e t hat t hey ar e on hand, conf or m t o appr oved shop dr awi ngs or submi t t ed dat a, and ar e pr oper l y st or ed.

g. A r evi ew of t he appr opr i at e act i v i t y hazar d anal ysi s t o assur e saf et y r equi r ement s ar e met .

h. Di scussi on of pr ocedur es f or const r uct i ng t he wor k i ncl udi ng r epet i t i ve def i c i enci es. Document const r uct i on t ol er ances and wor kmanshi p st andar ds f or t hat phase of wor k.

i . A check t o ensur e t hat t he por t i on of t he pl an f or t he wor k t o be

SECTI ON 01 14 40 Page 6 per f or med has been accept ed by t he Cont r act i ng Of f i cer .

j . The Gover nment shal l be not i f i ed at l east 24 hour s i n advance of begi nni ng any of t he r equi r ed act i on of t he pr epar at or y phase. Thi s phase shal l i ncl ude a meet i ng conduct ed by t he CQC Syst em Manager and at t ended by t he super i nt endent , ot her CQC per sonnel ( as appl i cabl e) , and t he f or eman r esponsi bl e f or t he def i nabl e f eat ur e. The r esul t s of t he pr epar at or y phase act i ons shal l be document ed by separ at e mi nut es pr epar ed by t he CQC Syst em Manager and at t ached t o t he dai l y CQC r epor t . The Cont r act or shal l i nst r uct appl i cabl e wor ker s as t o t he accept abl e l evel of wor kmanshi p r equi r ed i n or der t o meet cont r act specifications.

3. 6. 2 I ni t i al Phase

Thi s phase shal l be accompl i shed at t he begi nni ng of a def i nabl e f eat ur e of wor k. The f ol l owi ng shal l be accompl i shed:

a. A check of pr el i mi nar y wor k t o ensur e t hat i t i s i n compl i ance wi t h cont r act r equi r ement s. Revi ew mi nut es of t he pr epar at or y meet i ng.

b. Ver i f i cat i on of f ul l cont r act compl i ance. Ver i f y r equi r ed cont r ol i nspect i on and t est i ng.

c. Est abl i sh l evel of wor kmanshi p and ver i f y t hat i t meet s mi ni mum accept abl e wor kmanshi p st andar ds. Compar i son wi t h sampl e panel s i s appropriate.

d. Resol ve al l di f f er ences.

e. Check saf et y t o i ncl ude compl i ance wi t h and upgr adi ng of t he saf et y pl an and act i v i t y hazar d anal ysi s. Revi ew t he act i v i t y anal ysi s wi t h each wor ker .

f . The Gover nment shal l be not i f i ed at l east 24 hour s i n advance of begi nni ng t he i ni t i al phase. Separ at e mi nut es of t hi s phase shal l be pr epar ed by t he CQC Syst em Manager and at t ached t o t he dai l y CQC r epor t . Exact l ocat i on of i ni t i al phase shal l be i ndi cat ed f or f ut ur e r ef er ence and compar i son wi t h f ol l ow- up phases.

g. The i ni t i al phase shoul d be r epeat ed f or each new cr ew t o wor k on- si t e, or any t i me accept abl e speci f i ed qual i t y st andar ds ar e not bei ng met .

3. 6. 3 Fol l ow- up Phase

Dai l y checks shal l be per f or med t o assur e cont i nui ng compl i ance wi t h cont r act r equi r ement s, i ncl udi ng cont r ol t est i ng, unt i l compl et i on of t he par t i cul ar f eat ur e of wor k. The checks shal l be made a mat t er of r ecor d i n t he CQC document at i on. Fi nal f ol l ow- up checks shal l be conduct ed and al l def i c i enci es cor r ect ed pr i or t o t he st ar t of addi t i onal f eat ur es of wor k whi ch may be af f ect ed by t he def i c i ent wor k. The Cont r act or shal l not bui l d upon or conceal non- conf or mi ng wor k.

3. 6. 4 Addi t i onal Pr epar at or y and I ni t i al Phases

As det er mi ned by t he Gover nment , addi t i onal pr epar at or y and i ni t i al phases may be conduct ed on t he same def i nabl e f eat ur es of wor k i f t he qual i t y of on- goi ng wor k i s unaccept abl e, i f t her e ar e changes i n t he appl i cabl e CQC

SECTI ON 01 14 40 Page 7 st af f , on- si t e pr oduct i on super vi s i on or wor k cr ew, i f wor k on a def i nabl e f eat ur e i s r esumed af t er a subst ant i al per i od of i nact i v i t y, or i f ot her pr obl ems devel op.

3. 7 TESTS

3. 7. 1 Mat er i al s Test i ng and I nspect i on

Test i ng shal l be t he r esponsi bi l i t y of t he Cont r act or and shal l be per f or med at no addi t i onal cost t o t he Gover nment . Al l t est i ng shal l be per f or med by a Cor ps of Engi neer s val i dat ed commer ci al t est i ng l abor at or y. Bot h t he f i el d and per manent l abor at or y shal l be val i dat ed. A l i s t of cur r ent val i dat ed t est i ng l abor at or i es can be vi ewed at http://www.erdc.usace.army.mil/Media/FactSheets/FactSheetArticleView/tabid/ 9254/Article/476661/materials-testing-center.aspx . I f t he Cont r act or el ect s t o est abl i sh t est i ng f aci l i t i es, wor k r equi r i ng t est i ng wi l l not be per mi t t ed unt i l t he Cont r act or ' s f aci l i t i es have been val i dat ed by t he Mat er i al s Test i ng Cent er . The Cont r act or shal l ensur e t hat t he Mat er i al s Test i ng Cent er i s r ei mbur sed f or al l cost s r egar di ng val i dat i on of t est i ng l abor at or i es per t ai ni ng t o t hi s cont r act .

3. 7. 2 Test i ng Pr ocedur e

The Cont r act or shal l per f or m speci f i ed or r equi r ed t est s t o ver i f y t hat cont r ol measur es ar e adequat e t o pr ovi de a pr oduct t hat conf or ms t o cont r act r equi r ement s. Test i ng i ncl udes oper at i on and/ or accept ance t est s when speci f i ed. The Cont r act or shal l pr ocur e t he ser vi ces of a t est i ng l abor at or y on or of f s i t e t hat i s val i dat ed by t he Mat er i al Test i ng Cent er ( MTC) f or t he Cor ps of Engi neer s. The Cont r act or shal l per f or m t he f ol l owi ng act i v i t i es and r ecor d and pr ovi de t he f ol l owi ng dat a:

a. Ver i f y t hat t est i ng pr ocedur es compl y wi t h cont r act r equi r ement s.

b. Ver i f y t hat f aci l i t i es and t est i ng equi pment ar e avai l abl e and compl y wi t h t est i ng st andar ds.

c. Check t est i nst r ument cal i br at i on dat a agai nst cer t i f i ed st andar ds.

d. Ver i f y t hat r ecor di ng f or ms and t est i dent i f i cat i on cont r ol number syst em, i ncl udi ng al l of t he t est document at i on r equi r ement s, have been pr epar ed.

e. Resul t s of al l t est s t aken, bot h passi ng and f ai l i ng t est s, shal l be r ecor ded on t he CQC r epor t f or t he dat e t aken. Speci f i cat i on par agr aph r ef er ence, l ocat i on wher e t est s wer e t aken, and t he sequent i al cont r ol number i dent i f y i ng t he t est shal l be gi ven. I f appr oved by t he Cont r act i ng Of f i cer , act ual t est r epor t s may be submi t t ed l at er wi t h a r ef er ence t o t he t est number and dat e t aken.

An i nf or mat i on copy of t est s per f or med by an of f - s i t e or commer ci al t est f aci l i t y shal l be pr ovi ded di r ect l y t o t he Cont r act i ng Of f i cer .

Fai l ur e t o submi t t i mel y t est r epor t s as st at ed may r esul t i n…