B08.02 Questions and Answers from Original RFP W912HQ24R0010 - CWIFP Legal Advisory Services.docx

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Corps Water Infrastructure Finance Program Legal Advisory Services
Solicitation number
W912HQ24R0012
Issued by

About this file

This document provides a set of questions and answers related to a Request for Proposals (RFP) issued by the U.S. Army Corps of Engineers (USACE) for legal advisory services to support the Corps Water Infrastructure Finance Program (CWIFP).

The key details are:

  • The RFP requests firms to provide fixed-price quotes for individual legal transactions under specific tasks, with the potential for different firms to be awarded different transactions.
  • Offerors should propose levels of effort and pricing for both Contract 1 and Contract 2 under the RFP.
  • The RFP includes a Conflicts of Interest policy, and the government indicates the language in the Performance Work Statement will remain unchanged.
  • Past performance may be demonstrated through CPARS evaluations from the previous 3 years, in lieu of project-specific questionnaires.
  • Offerors can provide a statement confirming their SAM registration and verifying their representations and certifications, in lieu of submitting printouts.

The RFP has a solicitation number of W912HQ24R0012 and a response deadline of 4:30 PM EDT on August 20, 2024. The procurement is for commercial legal services under NAICS code 541111, with a total period of performance not to exceed 36 months.

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Question 1: Are we correct in our understanding that (a) the RFP is requesting prospective firms to provide a firm fixed fee quote for only one individual transaction for each of tasks 5.1, 5.2, 6.1, and 6.2 (in addition to a firm fixed fee quote for task 5.3 and an cost-plus fixed fee quote for task 7.1), and (b) it is possible that different transactions will be awarded to different firms? Or should the pricing proposal submitted by firms present the cost for advising with respect to all transactions contemplated under such tasks? For instance, we note the language in Task 5.1 states “The award will consist of four (4) unique municipal transactions,” which suggests that Task 5.1 should present a price quote for four total transactions.

Answer 1: Prices proposed should be per unit, i.e., if CLIN 0001 has 4 transactions, USACE needs a proposed price per each transaction and a subtotal for the respective task/CLIN. It is possible USACE will award option tasks to the awardee to include up to sixteen (16) additional municipal transactions and up to two (2) additional corporate transactions.

This solicitation will result in multiple contract awards. A proposed LOE should be submitted per each subtask in the PWS with subtotals per each transaction and a subtotal per each CLIN on each of the PWSs. It is anticipated there will be two (2) awardees for this requirement. Accordingly, different transactions will be awarded to different firms.

(End of Question and Answer 1)

Question 2: In completing Attachment 1 (Price Proposal), for each fixed price task, should offerors break down each Task by the applicable subtask components (Legal Due Diligence; Loan Documentation and Negotiation; Closing Activities; Post-Closing Activities), or aggregate all subtasks into a single line item for the Task (including all subtasks) in its entirety?

Answer 2: Yes, the level of effort proposed for each subtask, will assist with technical review. Accordingly, this information is required within Volume I. See also the answer to question 1.

(End of Question and Answer 2)

Question 3: Should Offerors propose levels of effort and pricing for both contract one and contract two? The SF1449 RFP Form has a CLIN 0003 but CLIN 0003 is not included in Contract two.

Answer 3: That is a business decision for each offeror to make. It is encouraged to submit a price proposal for each contract award. CLIN 0003 is not applicable to Contract two.

(End of Question and Answer 3)

Question 4: The price template has levels of effort for each labor category for CLIN 1003. Are offerors to assume these are the estimated quantity per each labor category for this task?

Answer 4: No. These are merely populated. The PWS for Contract one includes a total of not to exceed 75 labor hours for CLIN 1003. The PWS for Contract two includes a total of not to exceed 25 labor hours for CLIN 1003. The mix of hours across the labor categories is for the offeror to determine.

(End of Question and Answer 4)

Question 5: The Conflicts of Interest policy in Section 8.0 acknowledges the multi-faceted role of USACE and the fact that many legal advisory firms are adverse to USACE on matters unrelated to the CWIFP program. However, the policy does not fully waive the possible conflicts of interest that might arise from such activities. Other federal government agencies that are similarly situated have incorporated language similar to that produced below; can USACE incorporate such language into Section 8.0?

“1. It is agreed that the following activities do not and will not constitute a conflict of interest and the Contractor will be permitted to represent other clients in such activities, even where such other client’s interests differ from or are directly adverse to those of USACE or the Department of the Army (the “Department”), so long as the Contractor’s client is not the Applicant for which the Contractor is retained to serve as transaction counsel on behalf of USACE CWIFP and such representation is otherwise consistent with the D.C. Rules of Professional Conduct:

a)transactional advice with respect to any matter other than any loan, loan guarantee, grant, other funding arrangement or other activities under a program administered by the USACE CWIFP;
b)potential or actual financial restructurings or insolvencies including claims and negotiations related thereto including advising debtors and/or creditors (whether secured or unsecured);
c)regulatory and compliance matters including proceedings before and negotiations with agencies of national, state and local governments (including USACE or the Department) in connection with merger proceedings, foreign investment clearance, antitrust reviews, compliance with sanctions, export controls and other trade rules, environmental reviews and civil and criminal investigations and reviews; and
d)other matters, including litigation, arbitration and other dispute proceedings unrelated to the funding programs administered by the USACE CWIFP.

2. Concurrent representation of both USACE or the Department, on the one hand, and any other client, on the other hand, in a matter where USACE or the Department, as applicable, and the other client’s interests are adverse may raise concerns for the USACE CWIFP about the possible dilution of the loyalty and zeal of the lawyers representing USACE or the Department, as applicable, and the potential disclosure or use of USACE’s or the Department’s, as applicable, confidential information to its detriment. To allay these concerns, where USACE CWIFP requests that the Contractor do so or where the Contractor believes that it has confidential information from one client that may be relevant to another client in connection with a concurrent representation where the Contractor’s clients have prospective adverse interests (such as where it act for competing bidders or are representing more than one client before government agencies in relation to the same investigation), the Contractor will promptly institute an ethical screen between the teams of lawyers providing services to each of USACE or the Department, on the one hand, and the other client, on the other hand, respectively.

3. USACE CWIFP, on behalf of USACE and the Department, confirms its understanding that the Contractor may rely on this agreement in undertaking representations adverse to USACE’s or the Department’s interests without specifically notifying the USACE CWIFP either at the time of undertaking such work or upon agreeing to a new representation of USACE, the Department, or the affiliates of either. Subject to the Contractor’s compliance with the terms of this agreement, USACE CWIFP also agree that it will not, for USACE, the Department, or any other party assert that either the Contractor’s representation of USACE, the Department, or any affiliates of either in a past, present, or future matter or the Contractor’s actual or possible possession of confidential information belonging to USACE the Department, or any affiliates of either is a basis to disqualify the Contractor from acting for any other client, to seek Bar discipline or to otherwise assert that the Contractor has breached its ethical duties.”

Answer 5: The language in the Performance Work Statement remains unchanged. Conflicts of interest will be handled in accordance with Section 8 of the Performance Work Statement included as part of the solicitation and the applicable ethics laws.

(End of Question and Answer 5)

Question 6: Section 8.3 of the Conflict-of-Interest Policy provides that Key Personnel may not (2) represent any applicant or borrower seeking assistance from the CWIFP programs or (3) represent any entity in any matter in which USACE is a party. The RFP notes that applicants can be expected to include utilities. Many of the personnel at our firm with the expertise that USACE seeks for the CWIFP program regularly advise utilities on matters unrelated to the CWIFP program and represent clients whose projects involve permits or other regulatory action by USACE. We request that USACE revise or delete sub-paragraphs (2) and (3) of Section 8.3 to permit such representations.

Answer 6: The language in the Performance Work Statement remains unchanged. Conflicts of interest will be handled in accordance with this Section 8 of the Performance Work Statement included as part of the solicitation and the applicable ethics laws.

(End of Question and Answer 6)

Question 7: Could USACE confirm whether annual Contractor Performance Evaluations available on CPARS (which address work on all matters performed for the applicable client and not only matters included in our description of past performance) are acceptable in lieu of requesting project-specific Past Performance Questionnaires from the applicable clients?

Answer 7: CPARS detailing all matters performed for the applicable client will be considered. Page limitations and the Past Performance rating scheme remain unchanged. i.e., Relevancy. If CPARS are being used, a complete copy of the CPARS should be provided. A reference to the CPARS is insufficient.

(End of Question and Answer 7)

Question 8: If acceptable, does USACE seek to receive CPARS Contractor Performance Evaluations for each year during which work was performed on one or more of the projects included in our description of past performance or will the most recent annual contractor performance evaluations suffice?

Answer 8: USACE will only consider information from within the previous three years from the date the solicitation was posted. As stated in the solicitation, a final CPARS is required where available. For projects that are in-progress, an annual CPARS may be provided.

(End of Question and Answer 8)

Question 9: Will a statement under FAR 212-3(b)(2) confirming our SAM registration and verifying that the Representations and Certifications have been entered or updated within the last 12 months, are current, accurate and complete, and applicable to this Solicitation satisfy the request to submit a printout of those items?

Answer 9: Yes, a one-page memo stating the offeror’s representations in SAM are current, accurate and complete is sufficient. This may be included within Volume V. The Contracting Officer will be reviewing all representations and certifications on SAM.gov.

(End of Question and Answer 9)

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