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This document contains a template for a Small Business Participation Proposal required as part of a response to a solicitation. Offerors must provide information on the percentage of work to be performed by small and large businesses as prime contractors, joint ventures, teaming partners, and subcontractors. Details include the size and socio-economic categories of the prime offeror, total percentages and dollar values planned for other-than-small and small businesses, and anticipated participation percentages and dollar values for each subcategory of small business. Offerors must also provide a chart identifying the prime contractor and any intended subcontractors, along with their CAGE codes, NAICS codes, and size/socio-economic categories. The proposal requests a description of any commitments to use small businesses, such as agreements in place for small business primes, subcontracts, joint ventures, or mentor-protege arrangements.

The related federal contract opportunity is a solicitation from the Department of the Army for architect-engineer services to develop a design-build request for proposals for a Veterans Affairs clinical expansion mental health facility in Dallas, Texas.

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Small Business Participation Proposal (Format) All offerors (both large and small businesses) are required to complete a Small Business Participation Proposal. Offerors should propose the level of participation of small businesses (as a small business prime, joint venture, teaming arrangement, and/or small business subcontractors) in the performance of the acquisition relative to the objectives/goals set forth in the evaluation of this area.

(a) Check the applicable size and categories for the PRIME Offeror only – Check all applicable boxes:

{ } Other-than Small Business (OTSB) Prime or { } Small Business (SB) Prime; also categorized as a { } Small Disadvantaged Business (SDB) { } Woman-Owned Small Business (WOSB) { } Historically Underutilized Zone (HUBZone) Small Business { } Veteran Owned Small Business (VOSB) { } Service-Disabled Veteran Owned Small Business (SDVOSB)

(b) Submit the total combined dollar value and percentage of work to be performed by both large and small businesses (include the percentage of work to be performed both by Prime, joint venture, teaming arrangement, and subcontractors):

Example: If the Prime proposes a price of $1,000,000 (including all options), and small business(es) will provide $250,000 in services/supplies as a prime, joint venture, teaming arrangement, or subcontractor, the % planned for small businesses is 25%; and 75% for large business, equaling 100%.

Total Percentage planned for OTSBs75_% = $ 750,000
Total Percentage planned for SBs25_% = $ 250,000
100% = $1,000,000

(c) Please indicate the total percentage and dollar value of participation to be performed by each type of subcategory small business. The percentage of work performed by Small Businesses that qualify in multiple small business categories may be counted in each category:

Example: Victory Prop Mgt (WOSB and SDVOSB) performing 2%; and Williams Group (SDB, HUBZone and WOSB) performing 3%. Results equate to: SB 5%; SDB 3%; HUBZone 3%; WOSB 5%; SDVOSB 2%; VOSB 2%;). SDVOSBs are also VOSBs automatically; however VOSBs are not automatically SDVOSBs.

Socio-Economic Status
Percentage
Dollars
SDB
%
$
HUBZone
%
$
WOSB
%
$
VOSB
%
$
SDVOSB
%
$

(d) Identify the Prime Offeror and type of service/supply that the Prime Offeror will provide. Then list each of the intended subcontractors and principal supplies/services to be provided by that subcontractor. Provide the Commercial and Government Entity (CAGE) code for the Prime and each intended subcontractor. Also, provide the anticipated NAICS codes(s) that the Prime Offeror believes best describes the product or services being acquired by its subcontracts with each intended subcontractor. Small business Primes and small business subcontractors that qualify as small businesses in multiple small business categories should be listed in each applicable small business category.

Example: If a Small Business qualifies as a WOSB and a SDVOSB, you can add them to each category below in which they qualify. Sample Chart below.

Size/Socio-Economic Status
Name of Company

Include CAGE Code

Anticipated NAICS Code for Each Subcontractor (1)
Type of Service/Service

Prime Offeror

OTSB

SB

SDB

WOSB

HUBZone

VOSB

SDVOSB

Notes:

(1) Pursuant to Sections 8(d) of the Small Business Act, a business is considered small for Government procurements if it does not exceed the size standard for the NAICS code that the prime contractor believes best describes the product or services being acquired. In other words, the size of the prime’s suppliers is determined by the applicable NAICS code of their joint venture, teaming partner, or subcontract, which may or may not be the same NAICS code as the one for your prime contract with the Government.

(e) Describe the extent of commitment to use small businesses (e.g., what types of commitments, if any, are in place for this specific acquisition either – small business prime, written contract, verbal, enforceable, non-enforceable, joint venturing, mentor-protégé, etc.) Provide documentation regarding commitments to small business for this effort. Copies of such agreements should be provided as part of your small business participation plan and will not count against the page limitation for this volume.

File details come from the government source that posted it. Updated .