USDA-NRCS-OK-ACEP-21-NOFO0001108.pdf
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OK NRCS
Conservation Easement Operation and Maintenance
Fiscal Year (FY) 2021
Name of Program or Subject
National Funding Opportunity (NFO)
No. USDA-NRCS-OK-ACEP-21-
NOFO0001108
Notice of Funding Opportunity (NFO)
SUMMARY INFORMATION
Federal Awarding Agency Name: U.S. Department of Agriculture – Natural Resources
Conservation Service (NRCS), Oklahoma State Office
Notice of Funding Opportunity Title: NRCS OK Conservation Easement Operation and
Maintenance
Notice of Funding Opportunity Number: USDA-NRCS-OK-ACEP-21-NOFO0001108
Catalog of Federal Domestic Assistance (CFDA): This program is listed in the Assistance
Listings under the Catalog of Federal Domestic Assistance number CFDA 10.931 – Agriculture
Conservation Easement Program – (ACEP-ALE/WRE): Food Security Act of 1985, Title XII, Part Subtitle D, Section 1237, Public Law 99-198.
Notice of Funding Opportunity Summary
The NRCS - Oklahoma State Office, an agency under the United States Department of
Agriculture (USDA), is seeking support from and opportunities to partner with likeminded natural resource conservation partners. The overall intent of this solicitation is to solicit partnerships to help enhance the implementation of key conservation objectives and priorities outlined further in this document.
Proposals will be accepted from applicants within Oklahoma. NRCS anticipates that the amount available for support of this program in FY 2021 will be approximately $500,000.
Proposals are requested from eligible entities, non-profits, governmental or non-governmental organizations, and institutions of higher learning for competitive consideration of awards for projects between one and five years in duration.
This notice identifies the objectives, eligibility criteria, and application instructions.
Applications will be screened for completeness and compliance with the provisions of this notice. Incomplete and/or noncompliant applications will be eliminated from competition and notification of elimination will be sent to the applicant. The Oklahoma State Conservationist reserves the right to fund all or none of the applications. NRCS will accept applications under this notice for single or multiyear applications submitted by eligible entities.
For new users of Grants.gov, see Section D.1. for information about steps required before submitting an application via Grants.gov.
Key Dates
Applicants must submit their applications via Grants.gov by 11:59 pm Eastern Time on May 31, 2021. For technical issues with Grants.gov, contact Grants.gov Applicant Support at 1-800-518-
4726 or support@grants.gov. Awarding agency staff cannot support applicants regarding
Grants.gov accounts. Questions regarding this notice of funding opportunity (NFO) may be mailto:support@grants.gov submitted until April 30, 2021. Responses to questions posed will be posted on Grants.gov approximately two weeks before the application due date.
The agency anticipates making selections by June 25, 2021 and expects to execute awards by
September 30, 2021.
Federal Funding Floor and Ceiling Amounts
The estimated funding floor for this opportunity is $30,000, and the estimated funding ceiling is
$100,000. The funding floor means the minimum agreement funding amount for the Federal share per agreement awarded. The ceiling is the maximum agreement funding amount for the
Federal share per agreement awarded. These numbers refer to the total agreement amount, not any specific budget period.
Federal Financial Assistance Training
The funding available through this NFO is Federal financial assistance. Grants 101 Training is highly recommended for those seeking knowledge about Federal financial assistance. The training is free and available to the public via https://www.cfo.gov/grants-training/. It consists of five modules covering each of the following topics: 1) laws, regulations, and guidance; 2) financial assistance mechanisms; 3) uniform guidance administrative requirements; 4) cost principles; and 5) risk management and single audit. FPAC agencies also apply Federal financial assistance regulations to certain non-assistance awards (e.g., non-assistance cooperative agreements).
Table of Contents
A. PROGRAM DESCRIPTION
B. FEDERAL AWARD INFORMATION
1. Available Funding
2. Type of Award
C. ELIGIBILITY INFORMATION
1. Eligible Applicants
2. Other
3. Cost Sharing or Matching
D. APPLICATION AND SUBMISSION INFORMATION
1. Information for New Users of Grants.gov
2. Electronic Application Package
3. Content and Form of Application Submission
4. Submission Dates and Times and Correspondence
5. Intergovernmental Review
6. Funding Restrictions
7. Indirect costs limitations
E. APPLICATION REVIEW INFORMATION
1. Review and Selection Process
2. Merit/Technical Criteria
3. Administrative and Risk Criteria
4. Awards Over the Simplified Acquisition Threshold (if applicable)
5. Anticipated Selection Announcement and Federal Award Dates
F. FEDERAL AWARD ADMINISTRATION INFORMATION
1. Federal Award Notices
2. Administrative and National Policy Requirements
3. Reporting
G. FEDERAL AWARDING AGENCY CONTACT
H. OTHER INFORMATION
A. PROGRAM DESCRIPTION
The authorizing statutes and regulations for this opportunity are - Agriculture
Conservation Easement Program – (ACEP-ALE/WRE): Food Security Act of 1985, Title
XII, Part Subtitle D, Section 1237, Public Law 99-198.
The purpose of this announcement is to advertise opportunities to parties who are interested in partnering with NRCS to provide technical services to address the key conservation objectives and focus areas described below. NRCS will accept applications under this notice for single or multiyear applications submitted by eligible entities based in or with substantial operations in Oklahoma.
Conservation partners are invited to apply for NRCS assistance with the following key conservation objectives:
1. Easement operation & maintenance activities, including implementation of maintenance practices, repair conservation practices for the identify NRCS held easement. (Wetland Reserve Program (WRP), Wetland Reserve Easement
(WRE), Healthy Forest Reserve Program (HFRP))- easements are located within multiple counties in Oklahoma. Proposals may identify specific counties or all counties to complete needed work.
B. FEDERAL AWARD INFORMATION
1. Available Funding
a. Estimated Funding
The total amount of Federal funding the agency expects to award through this opportunity is $500,000.
b. Start Dates and Performance Periods
Projects may be between 1 and 5 years in duration. Applicants should plan their projects based on an estimated project start date of 09/01/2021.
c. Number of Awards
The agency expects to make 5-10 award(s).
2. Type of Award
a. Type of Federal Award
The agency plans to award Contribution Agreements with 50 percent contribution from each party, or Cooperative Agreements without contribution of funds but where significant NRCS involvement is desired and/or needed pursuant to this opportunity. The agency will be substantially involved in the work performed under the agreement and will undertake activities such as the following:
a. Authority to suspend work if specifications or work statements are not met
b. Review and approval of one stage of work before another may begin
c. Review and approval of substantive provisions of proposed subawards or contracts beyond existing Federal policy
d. Agency and recipient collaboration or joint participation
e. Project monitoring to permit specified kinds of direction or redirection of the work because of interrelationships with and impacts on other projects
f. Highly prescriptive agency requirements that limit recipient discretion
g. Review and approval of key personnel
h. Direct agency operational involvement or participation during the activity
b. Procurement Contracts
The agency does not expect to award procurement contracts associated with this
NFO.
c. Eligibility of Renewal or Supplemental Project Applications
Applications for renewal or supplementation of existing projects are eligible to compete with applications for new Federal awards. An application for renewal means an application submitted to continue an existing agreement that meets the objectives and requirements of this NFO. An application for supplementation of an existing project means an application to add components to an existing agreement so that it would meet the objectives and requirements in this NFO.
C. ELIGIBILITY INFORMATION
1. Eligible Applicants
Applicants and applications must meet eligibility criteria by the application deadline to be considered for award. Eligible applicant type is determined by the implementing program statute. Applicant entities identified in the SAM.gov exclusions database as ineligible, prohibited/restricted, or excluded from receiving
Federal contracts and certain Federal assistance and benefits will not be considered for Federal funding, as applicable to the funding being requested under this Federal program (2 CFR 200.206(d)).
This opportunity is open to all domestic applicants within the state of Oklahoma.
2. Other
Any award made pursuant to this NFO will be made to a single entity. Applicants that apply as “partnerships” or other similar groupings must clearly describe the relationship between the applicant and the “partner” parties. In all but exceptional cases, it must be reflected in the award as an awardee/subawardee relationship.
An applicant organization may submit more than one application.
Awards made pursuant to this NFO are not Farm Bill incentive contracts; therefore, the awards in and of themselves are not limited by the payment limitation in Chapter 58 of 16
U.S.C. However, any agricultural producers receiving a payment through participation in a project awarded under this NFO must meet the eligibility requirements of 7 CFR Part
12 and 7 CFR Part 1400 and have control of the land involved for the term of the proposed award period.
3. Cost Sharing or Matching
There is a not a specific match requirement for this NFO. However, applications will be evaluated in part on the relative contribution of non-Federal resources to the project. Cost sharing may be achieved with contributions of cash, services, materials, equipment, or third-party in-kind contributions. Recipients with unrecovered indirect costs may also use those to meet cost-sharing obligations.
Refer to section D of this NFO for information about any required submittals related to match or cost-share requirements. Refer to section E for a description of how voluntary match will be evaluated. While the pace of cost-sharing/matching may vary throughout the award period, the agency will actively monitor cost-sharing/matching levels as it receives payment requests to ensure the total cost sharing/matching requirement is met by the award period of performance end date. Additional details about cost sharing or matching funds/contributions is located at 2 CFR 200.306.
D. APPLICATION AND SUBMISSION INFORMATION
1. Information for New Users of Grants.gov
a. Overview
While a Grants.gov account is not required to download an NFO and related documents, it is required to submit an application. If your organization has never submitted an application via Grants.gov, please be aware that there are several steps you must take to register your organization before you can submit an application. Completing those steps takes a significant amount of time.
For information about the Grants.gov pre-award phase of the grant lifecycle see https://www.grants.gov/web/grants/learn-grants/grants-101/pre-award-phase.html.
b. Register to Apply through Grants.gov
Carefully review the registration steps and gather information requested prior to beginning the registration process to avoid last-minute searches for required information. For assistance with the registration process, contact Grants.gov
Applicant Support at 1-800-518-4726 or support@grants.gov.
https://www.grants.gov/web/grants/learn-grants/grants-101/pre-award-phase.html
Organizations must complete all steps to register (steps i. through v. below).
Complete organization instructions are included on Grants.gov here:
https://www.grants.gov/web/grants/applicants/organization-registration.html.
Although creating a Grants.gov account online can take only minutes, DUNS and
SAM registrations may take several weeks. Therefore, organizations should begin the process early to ensure they have sufficient time to complete registration and meet required application submission deadlines.
Individuals are not subject to the DUNS or SAM requirement and may begin with step iii., Create a Grants.gov Account, listed below. (Note: Individuals are not eligible for all opportunities.)
c. Steps to Register:
i. Obtain a DUNS Number: All entities applying for funding must have a Data
Universal Numbering System (DUNS) Number from Dun & Bradstreet
(D&B). Applicants must enter the DUNS Number in the data entry field labeled "Organizational DUNS" on the SF-424 form. For more detailed instructions for obtaining a DUNS Number, refer to:
https://www.grants.gov/web/grants/applicants/organization-registration/step-1-obtain-duns-number.html
ii. Register with SAM: All organizations must register with System for Award
Management (SAM) in order to apply online through Grants.gov. SAM registration must be renewed annually. Part of the SAM registration process includes designating an Electronic Business Point of Contact (EBiz POC).
The EBiz POC plays an integral part in the organization’s Grants.gov registration and application process. The individual in that role must authorize all other roles in Grants.gov. For more detailed instructions for registering with SAM, refer to:
https://www.grants.gov/web/grants/applicants/organization-registration/step-2-register-with-sam.html
iii. Create a Grants.gov Account: From the Grants.gov webpage
(https://www.grants.gov/), click “Register” in the top right-hand corner and follow the on-screen instructions or refer to the detailed instructions here:
https://www.grants.gov/web/grants/applicants/registration.html
iv. Add an Organization Applicant Profile to a Grants.gov Account: A profile in Grants.gov corresponds to a single applicant organization the user represents (i.e., an applicant) or an individual applicant. If you work for or consult with multiple organizations and have a profile for each, you may log in to one Grants.gov account to access all of your grant applications. To add an organizational profile to your Grants.gov account, enter the DUNS
Number for the organization in the UEI (Unique Entity Identifier) field while adding a profile. For more detailed instructions about creating a profile on Grants.gov, refer to:
https://www.grants.gov/web/grants/applicants/registration/add-profile.html https://www.grants.gov/web/grants/applicants/organization-registration.html https://www.grants.gov/web/grants/applicants/organization-registration/step-1-obtain-duns-number.html https://www.grants.gov/web/grants/applicants/organization-registration/step-1-obtain-duns-number.html https://www.grants.gov/web/grants/applicants/organization-registration/step-2-register-with-sam.html https://www.grants.gov/web/grants/applicants/organization-registration/step-2-register-with-sam.html https://www.grants.gov/ https://www.grants.gov/web/grants/applicants/registration.html https://www.grants.gov/web/grants/applicants/registration/add-profile.html
v. EBiz POC Authorized Profile Roles: After you register with Grants.gov and create an Organization Applicant Profile, you must establish roles for individuals in the organization. The Authorized Organizational
Representative (AOR) role is critical; it gives an individual permission to complete and submit applications on behalf of the organization. Without this role, the organization cannot submit any applications. The request for role assignment will be routed to the organization’s EBiz POC for approval.
Once approved, the AOR can submit an application online. For more detailed instructions about creating a EBiz POC authorized profile on
Grants.gov, refer to:
https://www.grants.gov/web/grants/applicants/registration/authorize-roles.html
Track Role Status: To track your role request, refer to:
https://www.grants.gov/web/grants/applicants/registration/track-role-status.html
d. Electronic Signature. When applications are submitted through Grants.gov, the name of the organization applicant with the AOR role that submitted the application is inserted into the signature line of the application, serving as the electronic signature. The EBiz POC must authorize people who are able to make legally binding commitments on behalf of the organization as a user with the
AOR role. This step (step c.v. above) is often missed and it is crucial for valid and timely submissions.
e. Workspace. Workspace is a shared, online environment where members of a grant team may simultaneously access and edit different webforms within an application. For each NFO, you can create individual instances of a workspace.
An applicant can start an application in Workspace and return to work on it later within Workspace.
f. Apply for an Opportunity. Below is an overview of applying on Grants.gov. For complete instructions on how to apply for opportunities, refer to:
https://www.grants.gov/web/grants/applicants/workspace-overview.html
i. Create a Workspace: Creating a workspace allows you to complete an application online and route it through your organization for review before submitting.
ii. Complete a Workspace: Add participants to the workspace to work on the application together, complete all the required forms online or by downloading PDF versions, and check for errors before submission. The
Workspace progress bar will display the status of your application process as you apply. As you apply using Workspace, you may click the blue question mark icon near the upper-right corner of each page to access context-sensitive help.
• Adobe Reader: If you decide not to apply by filling out webforms you can download individual PDF forms in Workspace. The individual PDF forms can be downloaded and saved to your local device storage, https://www.grants.gov/web/grants/applicants/registration/authorize-roles.html https://www.grants.gov/web/grants/applicants/registration/authorize-roles.html https://www.grants.gov/web/grants/applicants/registration/track-role-status.html https://www.grants.gov/web/grants/applicants/registration/track-role-status.html https://www.grants.gov/web/grants/applicants/workspace-overview.html network drive(s), or external drives, then accessed through Adobe
Reader.
NOTE: Visit the Adobe Software Compatibility page on Grants.gov to download the appropriate version of the software at:
https://www.grants.gov/web/grants/applicants/adobe-software-compatibility.html
• Mandatory Fields in Forms: In the forms, you will note fields marked with an asterisk and a different background color. These fields are mandatory fields that must be completed to successfully submit your application.
• Complete SF-424 Fields First: The forms are designed to fill in common required fields across other forms, such as the applicant name, address, and DUNS Number. Once it is completed, the information will transfer (i.e., prepopulate) to the other forms.
iii. Submit a Workspace: An application may be submitted through workspace by clicking the Sign and Submit button on the Manage Workspace page, under the Forms tab. Grants.gov recommends submitting your application package at least 24-48 hours prior to the close date to provide you with time to correct any potential technical issues that may disrupt the application submission.
iv. Track a Workspace Submission: After successfully submitting a workspace application, a Grants.gov Tracking Number (GRANTXXXXXXXX) is automatically assigned to the application. The number will be listed on the
Confirmation page that is generated after submission. Using the tracking number, access the Track My Application page under the Applicants tab or the Details tab in the submitted workspace.
For additional training resources, including video tutorials, refer to:
https://www.grants.gov/web/grants/applicants/applicant-training.html
2. Electronic Application Package
Applicants interested in submitting an application in response to this NFO must submit it via Grants.gov or to stacy.riley@usda.gov with a copy to
Joshua.ketch@usda.gov. Applicants are urged to submit early to the Grants.gov system.
For technical issues with Grants.gov, contact Grants.gov Applicant Support at 1-800-
518-4726 or support@grants.gov. Awarding agency staff cannot support applicants regarding Grants.gov accounts.
Address to Request Application Package
All information necessary to apply for this opportunity is included in the
Grants.gov opportunity announcement.
https://www.grants.gov/web/grants/applicants/adobe-software-compatibility.html https://www.grants.gov/web/grants/applicants/adobe-software-compatibility.html https://www.grants.gov/web/grants/applicants/applicant-training.html http://www.grants.gov/
3. Content and Form of Application Submission
The agency may choose not to consider applications that fail to comply with the required content, format, and page limits, or those that are incomplete.
To be considered for funding under this opportunity, an application must contain the documents in a-e below.
a. Project Narrative
Each page must be numbered and have one-inch margins. The text of the project narrative must be single spaced and typed in a standard typeface (e.g., Times New Roman, Arial, Courier) with no smaller than 12-point font. The project narrative must not exceed 3 pages. This page limitation applies to the project narrative only.
o Applicants must submit a description including the information below:
• Project title;
• Primary emphasis area that the application references
• Project director/contact name, and contact information (including address, email, and telephone number);
• Names and affiliations of application collaborators;
• Project objectives (purpose and goals);
• Project geographic area/location (where application activities will take place);
• Give a detailed description of how the project will be organized and managed. Include a list of key project personnel, their relevant experience, and their anticipated contributions to the project. Identify who will participate in monitoring and evaluating the project.
• Give a detailed description of available equipment and other resources that will be used towards project completion.
• Applicants will be required to provide the following:
o Semi-annual or annual progress reports;
o Supplemental narratives or brief updates that indicate progress that explain and support payment requests; and o A final report.
• Description of staff and equipment available for completion of project deliverables.
• Description of any past experience working with the Natural Resources
Conservation Service and/or with conservation easements.
b. Application Form: (Standard Form 424 Application for Federal Assistance)
See Instructions for Completing SF 424 located in the Related Documents tab of this opportunity on Grants.gov.
c. Standard Form (SF) 424A, Budget Information - Non-Construction
Programs. Fill in all spaces as appropriate. Section B, Item 6, Column 1 should reflect the agency funds, and Column 2 should reflect the applicant’s matching funds. This form is the summary budget for the project and should include the full project totals on pages one and two. See Instructions for
Completing SF 424A located in the Related Documents tab of this opportunity on Grants.gov. Refer to Section D of this opportunity for information regarding indirect costs.
d. Budget Narrative.
i. In a separate document titled “Budget Narrative,” explain and justify all requested budget items/costs. Detail how the totals on the SF-
424A were determined and demonstrate a clear connection between costs and the proposed project activities. For personnel salary costs, include the base-line salary figures and the estimates of time (as percentages) to be directly charged to the project. Describe any item that under the applicable Federal cost principles requires the agency’s approval and estimate its cost. The pages included as the budget narrative to not count toward the page limit. Cost sharing/matching must be committed at the time of application submission. The budget narrative must show the amounts and sources of match or cost share
(including both cash and in-kind contributions).
ii. As required in Title 2 of the Code of Federal Regulations Part 200, Subpart F Audit Requirements, all U.S. states, local governments, federally-recognized Indian tribal governments, and non-profit organizations expending $750,000 USD or more in Federal award funds in a fiscal year must submit a Single Audit report for that year through the Federal Audit Clearinghouse’s Internet Data Entry
System.
iii. All applicants are hereby notified of the following:
• Recipients without an approved indirect cost rate are prohibited from charging indirect costs to a Federal award. (Accepting the 10 percent de minimis rate as a condition of award constitutes establishing an approved rate.)
• Failure to establish an approved rate during the award period renders all costs otherwise allocable as indirect costs unallowable under the award.
• Recipients are prohibited from shifting unallowable indirect costs to another Federal award unless specifically authorized to do so by legislation.
e. Grants.gov Lobbying Form, Certification and Disclosure of Lobbying
Activities. Under Title 31 of the United States Code, Section 1352, an applicant or recipient must not use any federally appropriated funds (both annually appropriated and continuing appropriations) or matching funds under a grant or cooperative agreement award to pay any person for lobbying in connection with the award. Lobbying is defined as influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress connection with the award. Submission of an application also represents the applicant’s certification of the statements in 2 CFR Part 418, Appendix A-
Certification Regarding Lobbying. If you/your organization have/has made or agrees to make any payment using non-appropriated funds for lobbying, you must also complete and submit the SF LLL, Disclosure of Lobbying Activities located at 2 CFR 418, Appendix B. See 2 CFR, Subpart 418.110 for more information on when additional submission of this form is required.
f. Negotiated Indirect Cost Rate Agreement (if applicable). If charging indirect costs (including for cost share), upload the agreement under Other
Attachments in the Grants.gov Opportunity Application Package. See Section
D for information regarding indirect costs.
g. Post Award Documentation. If/when the applicant receives a notice of intent to award – applicant and NRCS will discuss locations of conservation easement activities under the applicant’s specific agreement. The final agreement document will contain this information.
h. Unique entity identifier/DUNS and System for Award Management
(SAM).Each applicant (unless the applicant is an individual excepted from those requirements under 2 CFR §25.110(b) or (c), or has an exception approved by the Federal awarding agency under 2 CFR §25.110(d)) is required to: (i) Be registered in SAM before submitting its application; (ii) provide a valid unique entity identifier (DUNS number) in its application;
and (iii) continue to maintain an active SAM registration with current information at all times during which it has an active Federal award or an application or plan under consideration by a Federal awarding agency. The agency may not make a Federal award to an applicant until the applicant has complied with all applicable unique entity identifier and SAM requirements and, if an applicant has not fully complied with the requirements by the time the agency is ready to make an award, it may determine that the applicant is not qualified to receive a Federal award and use that determination as a basis for making a Federal award to another applicant.
Entities must obtain a DUNS and register in SAM prior to registering with
Grants.gov. A description of each is below. Entities are strongly encouraged to apply early for their DUNS number and SAM registration.
DUNS Number: A Dun and Bradstreet DUNS number is a unique, nine-digit sequence recognized as the universal standard for identifying and keeping track of over 70 million businesses worldwide. Applicants must obtain a
DUNS number. Information on how to obtain a DUNS number can be found at http://fedgov.dnb.com/webform or by calling 1-866-705-5711.
System for Award Management (SAM) Registration: SAM is the official
Federal system that consolidated the capabilities of Central Contractor
Registry, Federal Agency Registration, Online Representations and
Certifications Application, and Excluded Parties List System. To register, go to: https://www.sam.gov. The Federal Service Desk is available for registration assistance and can be contacted via the Help tab at the website listed above.
Awarding agency staff cannot support applicants regarding DUNS or SAM issues.
The Government intends to replace the D-U-N-S® number with a “new, non-proprietary identifier” requested in, and assigned by SAM.gov. This new identifier is being called the Unique Entity Identifier (UEI), or the Entity ID.
See Planned UEI Updates in Grant Application Forms for UEI updates.
4. Submission Dates and Times and Correspondence
Applicants must submit applications via Grants.gov or to stacy.riley@usda.gov with a copy to Joshua.ketch@usda.gov. Applications must be received by 11:59 pm Eastern
Time (ET) on May 31, 2021. An application submitted or resubmitted after the deadline is late (an application is considered on time at 11:59.59 pm ET, but it is late at 12:00 am ET). Late submissions will not be reviewed or considered.
Grants.gov will provide either an error or a successfully received transmission in the form of an email sent to the applicant with the Authorized Organizational
Representative (AOR) role attempting to submit the application. The Grants.gov
Support Center reports that some applicants end the transmission because they think that nothing is occurring during the transmission process; be patient and give the system time to process the application.
If you have trouble submitting an application to Grants.gov, you should FIRST contact the Grants.gov Help Desk to resolve any issues. Keep a record of any such correspondence. See Part G. for Grants.gov contact information.
For applications successfully transmitted to Grants.gov before the deadline: The applicant with the AOR role who submitted the application will receive:
• an acknowledgement of receipt and a tracking number
(GRANTXXXXXXXX) from Grants.gov;
http://fedgov.dnb.com/webform https://www.sam.gov/ https://www.grants.gov/web/grants/search-site.html?p_p_id=com_liferay_portal_search_web_portlet_SearchPortlet&p_p_lifecycle=0&p_p_state=maximized&p_p_mode=view&_com_liferay_portal_search_web_portlet_SearchPortlet_mvcPath=%2Fview_content.jsp&_com_liferay_portal_search_web_portlet_SearchPortlet_redirect=https%3A%2F%2Fwww.grants.gov%2Fweb%2Fgrants%2Fsearch-site.html%3Fp_p_id%3Dcom_liferay_portal_search_web_portlet_SearchPortlet%26p_p_lifecycle%3D0%26p_p_state%3Dmaximized%26p_p_mode%3Dview%26_com_liferay_portal_search_web_portlet_SearchPortlet_redirect%3Dhttps%253A%252F%252Fwww.grants.gov%252Fweb%252Fgrants%252Fsearch-site.html%253Fp_p_id%26_com_liferay_portal_search_web_portlet_SearchPortlet_mvcPath%3D%252Fsearch.jsp%26_com_liferay_portal_search_web_portlet_SearchPortlet_keywords%3Dunique%2Bentity%2Bidentifier%26_com_liferay_portal_search_web_portlet_SearchPortlet_formDate%3D1603122751437%26_com_liferay_portal_search_web_portlet_SearchPortlet_scope%3Dthis-site&_com_liferay_portal_search_web_portlet_SearchPortlet_assetEntryId=1139656&_com_liferay_portal_search_web_portlet_SearchPortlet_type=content&inheritRedirect=true
• an email with the official date/time stamp (this stamp is used to determine if the application was received prior to the deadline) and Grants.gov
When the agency successfully retrieves the application from Grants.gov and acknowledges the download of submissions, Grants.gov will also provide an electronic acknowledgment of receipt of the application to the applicant.
5. Intergovernmental Review
This funding opportunity is not subject to Executive Order 12372, “Intergovernmental Review of Federal Programs.”
6. Funding Restrictions
Funds may not be used to pay any of the following costs unless otherwise permitted by law and approved in writing by the agency in advance of incurring such costs
a. Costs above the amount of funds authorized for the project:
b. Costs incurred prior to the effective date of the award, including time spent applying for this opportunity;
c. Costs which lie outside the scope of the approved project and amendments thereto;
d. Entertainment costs, regardless of their apparent relationship to project objectives;
e. Compensation for injuries to persons, or damage to property arising out of project activities;
f. Consulting services performed by a Federal employee during official duty hours when such consulting services result in the payment of additional compensation to the employee; and
g. Renovation or refurbishment of research or related spaces, the purchase or installation of fixed equipment in such spaces, and the planning, repair, rehabilitation, acquisition, or construction of buildings or facilities.
h. Management fees and profit. Any funds awarded to for-profit entities must be used for reimbursement of award related direct and indirect costs only;
i. Meals: Meals may be charged to an award only if they are necessary for the performance of the project. For instance, meals (normally only lunch) that are a necessary part of the costs of meetings and conferences (i.e., required attendance and continuity of a meeting), the primary purpose of which is the dissemination of information, are allowable, as are costs of transportation, rental of facilities, speakers’ fees, and other items incidental to such meetings or conferences. Note: Meals consumed while in official travel status do not fall in this category. They are considered to be per diem expenses and should be reimbursed in accordance with the organization’s established travel policies subject to statutory limitations or in accordance with Federal travel policies.
j. Costs normally charged as indirect costs may not be charged as direct costs without proper justification and agency approval. Proper justification includes documentation that the costs meet the criteria for allowability (see 2 https://www.ecfr.gov/cgi-bin/text-idx?SID=43998412b2085db150f66a3e62296ad8&mc=true&node=pt2.1.200&rgn=div5#se2.1.200_156 https://www.ecfr.gov/cgi-bin/text-idx?SID=43998412b2085db150f66a3e62296ad8&mc=true&node=pt2.1.200&rgn=div5#se2.1.200_1413
CFR 200.403). Examples of such costs include rent, utilities, depreciation on buildings and equipment, the costs of operating and maintaining facilities, and general administration and general expenses, such as the salaries and expenses of executive officers, personnel administration, and accounting.
k. Salaries that are not commensurate with level of work: All costs must be reasonable to be allowable (CFR 200.403), and 2 CFR 200.404 defines a reasonable cost as one if, in its nature and amount, it does not exceed that which would be incurred by a prudent person under the circumstances prevailing at the time the decision was made to incur the cost. Salaries determined not to be reasonable compared to the level of work will be unallowable.
This list is not exhaustive. Questions regarding the allowances of particular items of cost should be directed to the administrative contact listed in this NFO.
7. Indirect costs limitations:
a. A non-profit organization or institution of higher education awarded a cooperative agreement will be limited to a 10 percent indirect cost rate in accordance with the agency’s annual appropriations act. The 10 percent indirect cost rate applies to both federal and non-federal funds. Other types of entities are not subject to this statutory limitation.
b. To be eligible to recover any indirect cost under a Federal award, recipients must either 1) have a current negotiated indirect cost rate agreement (NICRA) with a Federal agency that has not expired; or 2) qualify for use of the de minimis rate authorized by 2 CFR 200.414(f). A State, local, or tribal governmental department or agency unit that receives more than $35 million in direct Federal funding is not eligible for the de minimis rate.
c. Applicants not subject to a statutory limitation, which have a current NICRA must calculate indirect costs using the rate and base specified in their NICRA.
A recipient may voluntarily reduce or waive recovery of indirect costs at its sole discretion and must not be encouraged or coerced in any way to do so by the agency. A copy of the applicant’s current NICRA must be provided with the application. Indirect costs may not be recovered under an expired NICRA.
However, if an applicant with a current NICRA is subject to the statutory limitation, indirect costs must be calculated as follows. First, multiply the
NICRA rate by the base stated in the NICRA to arrive at Amount A. Next, multiply the statutory limit of 10 percent by the total of all direct costs to arrive at Amount B. The lower of Amount A and B is the amount of indirect cost to include on the budget.
d. Entities that are eligible for the de minimis rate who already have a de minimis rate agreement must use the rate and base specified in the agreement, which is modified total direct costs (MTDC) as defined by 2 CFR 200.68 and also excluding the amount of each subaward exceeding $25,000. Note that MTDC excludes certain costs from the base to which the rate is applied. A copy of the applicant’s de minimis rate agreement must be provided with the application.
If a recipient is eligible to use the de minimis rate, but does not have a de minimis rate agreement, use an indirect cost rate of no more than 10 percent of MTDC when preparing the budget. If selected for award, a de minimis rate agreement will be executed along with the award.
e. If voluntarily reduced or waived, the recipient may choose to apply any unrecovered indirect costs as part of their cost share or match. Unrecovered indirect cost means the difference between the amount charged to the Federal award and the amount which could have been charged to the Federal award under the recipient's approved negotiated indirect cost rate (2 CFR
200.306(c)).
f. Applicants who are individuals applying for funds separate from a business or non-profit organization they may operate are not eligible to charge indirect costs to their award. If you are an individual applying for funding, do not include any indirect costs in your proposed budget.
E. APPLICATION REVIEW INFORMATION
1. Review and Selection Process
Applications will be screened for completeness and compliance with the provisions of this notice. Incomplete, noncompliant, and/or applications not meeting the formatting criteria may be eliminated from competition. In that event, the agency will send notification of elimination to the applicant. The agency intends to make a selection and award without conducting any discussions or allowing applicants to correct deficiencies or omissions in their applications. Consequently, applicants must ensure their applications are complete and accurate. However, while the agency intends to make a selection without contacting applicants, it reserves the right to request applicants to revise their applications to correct deficiencies or omissions it identifies.
If this occurs, the agency will conduct discussions with all applicants, identify deficiencies and omissions for all, and give applicants an opportunity to submit a revised application by a common cut-off date. The agency may also contact individual applicants to clarify certain components of their applications.
Merit/technical reviews will be conducted by a technical review board nominated by the approving official. Risk reviews will be conducted by the FPAC Business Center, Grants and Agreements Division. The approving official will make the final award decisions. The approving official for this opportunity is the State Conservationist of
Oklahoma.
2. Merit/Technical Criteria
NRCS staff will evaluate complete proposals based on the Special Award Selection
Factors below (200 points possible).
A. Special Award Selection Factors
• (0 to 50 points) The extent to which the project supports the identified conservation objective:
o Easement operation & maintenance activities, including the plan development and implementation of maintenance practices. (Wetland
Reserve Program (WRP), Wetland Reserve Easement (WRE), Healthy Forest
Reserve Program (HFRP), Agriculture Conservation Easement Program
(ACEP))
• (0 to 50 points) Partner has a positive history of working with NRCS on easement operation and maintenance activities.
• (0 to 20 points) Project staff has technical expertise needed.
• (0 to 20 points) Potential for successful completion and benefit to NRCS mission.
• (0 to 10 points) Partner match contribution. 1 point given for each 5% contribution added.
• (0 to 10 points) Measurability of project outcomes.
• (0 to 10 points) Project timeline and milestones are clear and reasonable.
• (0 to 10 points) Budget is adequately explained and justified.
• (-15 to 0 points) The extent to which the project is dependent upon NRCS field staff inputs (engineering assistance, etc.) for its completion.
B. Review and Selection Process
Proposals that pass the initial screening are evaluated using a two-part process:
• Technical peer review panels composed of subject matter experts evaluate the proposals. The technical peer review panels forward their recommendations to the State Conservationist.
• The State Conservationist makes the final award selections based on the recommendations of the peer review panels.
3. Administrative and Risk Criteria
Notice of selection after merit/technical evaluation does not guarantee that an applicant will receive an award. Following notification of selection for funding (see section F), the FPAC Business Center, Grants and Agreements Division’s staff conducts a final administrative and risk review of those applications. The administrative review includes, but is not limited to, a check to ensure that NFO requirements were met (e.g., applicant meets eligibility criteria, application was submitted via Grants.gov by the established deadline), and proposed costs are allowable, allocable and necessary. During this process, it may be necessary to request further documentation from the applicant (e.g., organizational information as part of the risk assessment, more detail regarding proposed costs).
In addition, to comply with the requirements at 2 CFR 200.205, the agency will follow, at a minimum, the risk review process described below (additional steps may be taken).
The awarding agency will check SAM to ensure the applicant is not suspended or debarred, which would preclude receiving an award. In addition, prior to making a
Federal award with a total Federal share greater than the simplified acquisition threshold ($250,000), the agency must review and consider any information about the applicant that is in the designated integrity and performance system accessible through SAM (the Federal Awardee Performance Integrity Information System, FAPIIS) (see 41 U.S.C. 2313 and 2 CFR 200.205(a)).
An applicant must meet the following standards to be considered for award:
a. Financial Stability. The applicant maintains an adequate financial resources or cash flow to meet its financial obligations on a routine basis in order to successfully complete any agreement it may be awarded.
b. Quality of Management Systems and Ability to meet Management Standards prescribed in 2 CFR Part 200. The applicant has a financial management system adequate to segregate and track federal funds. It has adequate systems in place for proper agreement administration; compliance with the standards outlined in 2 CFR Part 200 Section D for procurement, property, and records management; and required financial and performance reporting.
c. History of Performance. If the applicant has previously obtained Federal financial assistance award, it has never failed to materially comply with the
Federal award terms and conditions and further that it has never had an award terminated on that basis.
Submission of an application constitutes certification that an applicant meets these standards (items a through c. above). The agency may request documentation to substantiate the certification. Based on risk assessment, the agency may impose specific award conditions in accordance with 2 CFR 200.207.
4. Awards Over the Simplified Acquisition Threshold (if applicable)
a. Prior to making a Federal award with a total Federal share greater than the simplified acquisition threshold ($250,000), the agency must review and consider any information about the applicant that is in the designated integrity and performance system accessible through SAM (the Federal Awardee
Performance Integrity Information System, FAPIIS) (see 41 U.S.C. 2313 and
2 CFR 200.205(a));
b. An applicant may review information in FAPIIS accessible through SAM and comment on any information about it that a Federal awarding agency previously entered;
c. The agency will consider any comments by the applicant, in addition to the other information in the designated integrity and performance system, in making a judgment about the applicant's integrity, business ethics, and record of performance under Federal awards when completing the review of risk posed by applicants as described in 2 CFR 200.205, Federal awarding agency review of risk posed by applicants.
5. Anticipated Selection Announcement and Federal Award Dates
The agency anticipates announcing or notifying successful and unsuccessful applicants by June 25, 2021. and expects to have Federal awards in place by
September 30, 2021.
F. FEDERAL AWARD ADMINISTRATION INFORMATION
1. Federal Award Notices
The agency will provide notice that an application has been selected before it actually makes the Federal award. As such, the selection notification is not an authorization to begin performance. Any pre-award costs incurred by the awardee will not be reimbursed. The Notice of Grant and Agreement Award (ADS-093) signed by the authorized agency official is the only authorizing document and will be provided electronically to the entity’s authorized official for signature.
Both successful and unsuccessful applicants with be notified of the award decision via letter.
2. Administrative and National Policy Requirements
All project funds will be used in accordance with 2 CFR 200 and the General
Terms and Conditions, which are included in the Related Documents tab of the opportunity on Grants.gov.
Projects performed pursuant to this opportunity may be subject to the National
Environmental Policy Act (NEPA). If applicable, NRCS must work with awardees to complete an environmental review of each awarded project before project commencement. In addition, prior to any ground-disturbing activities related to NRCS funding, the awardee must work with NRCS staff to complete an environmental evaluation (EE) related to those activities. Awardees may be required to prepare or pay for preparation of an environmental assessment (EA) or environmental impact statement (EIS), should any environmental review find that an EA or EIS is required.
In addition, a National Historic Preservation Act (NHPA), Section 106 review and consultation by an NRCS State or area office with consulting parties (such as the pertinent State Historic Preservation Officer and federally recognized Indian
Tribes) may be required prior to the implementation of project activities that have the potential to impact cultural resources. NHPA Section 106, its implementing regulations (36 CFR Part 800), and other related authorities, require Federal agencies to determine if a project has the potential to cause an effect to historic properties and, if so, if they are adverse and how the effects may be addressed.
The NHPA review and compliance in accordance with section 106 of NHPA and implementing regulations at 36 CFR Part 800 must be completed by NRCS and applicants may be required to pay for any cultural resource surveys needed for
NRCS to assess project effects. More information on the applicant’s role in the
NHPA Section 106 process can be found on the Advisory Council on Historic
Preservation website at https://www.achp.gov/digital-library-section-106-landing/section-106-applicant-toolkit.
Consultation with the U.S. Fish & Wildlife Service and/or the National Marine
Fisheries Service under the section 7 of the Endangered Species Act (ESA) is also required for projects that may affect listed or proposed species or destroy or modify critical habitat. The ESA consultation in accordance with section 7 of the
ESA and implementing regulations at 50 CFR Part 402 must be completed by
NRCS prior to the implementation of project activities that have the potential to impact species or habitat protected under the ESA. More information on the section 7 consultation process can be found at https://www.fws.gov/endangered/what-we-do/consultations-overview.html.
3. Reporting
Reporting will follow the guidelines included in the agency’s General Terms and
Conditions, which are included in the Related Documents tab of the opportunity on Grants.gov.
If the Federal share of any agreement awarded under this opportunity notice may include more than $500,000 over the period of performance, recipients must also comply with the post award reporting requirements reflected in Appendix XII of 2
CFR Part 200 —Award Term and Condition for Recipient Integrity and
Performance Matters.
Applicants that receive awards pursuant to this opportunity and any subawardees must comply with the reporting…
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