USDA-NRCS-NHQ-SPSD-24-NOFO0001368_CESU-FINAL.pdf

2024 SPSD Collaborative Soil Survey Research

Fiscal Year (FY) 2024 Soil and Plant Science Division Cooperative Research

USDA-NRCS-NHQ-SPSD-24-NOFO0001368

Notice of Funding Opportunity (NFO)

SUMMARY INFORMATION

Federal Awarding Agency Name: U.S. Department of Agriculture – Natural Resources Conservation Service

Notice of Funding Opportunity Title: 2024 SPSD Collaborative Soil Science Research

Notice of Funding Opportunity Number: USDA-NRCS-NHQ- SPSD-24-NOFO0001368

Assistance Listing: This program is listed in the Assistance Listings (previously referred to as the Catalog of Federal Financial Assistance) on Sam.gov under 10.903 Soil Survey, which can be found at:

www.sam.gov

SAM is a web-based, government-wide application that collects, validates, stores, and disseminates business information about the federal government's trading partners in support of the contract awards, grants, and electronic payment processes.

Notice of Funding Opportunity Summary

The U.S. Department of Agriculture (USDA)’s Natural Resources Conservation Service Soil and Plant Science Division (NRCS SPSD), is announcing the potential availability of funding for agreements for the purposes of supporting cooperative research in soil science and soil survey.

The purpose of the 2024 Soil Survey Cooperative Research Proposals is to promote research that informs and improves soil survey. Each proposal must include significant collaboration with soil survey personnel (such as those at the National Soil Survey Center, MLRA Soil Survey or Regional offices). The proposal’s deliverables and their connection to soil survey must be clearly explained. Extra consideration will be given to proposals that include Dynamic Soil Survey research support, with close collaboration with National Soil Survey Center Research Soil Scientists. The work should have national or broad regional application to fill gaps in soil survey databases, provide new approaches to collecting or interpreting soil survey data, and/or address emerging issues in the national research priority areas.

The FY24 research priorities were developed through meetings of the National Cooperative Soil Survey (NCSS) Research Priorities Committee and in conjunction with NRCS and SPSD priorities. We expect to fund approximately up to $3,000,000 of cooperative research depending on funding availability. Eligibility is limited to institutions of higher education in the Cooperative Ecosystem Studies Unit (CESU) network CESU National Network. Proposals are requested for competitive http://www.sam.gov/ http://www.cesu.psu.edu/ consideration of awards for projects 2-3 years in duration. The estimated funding floor for this opportunity is $50,000 and the estimated funding ceiling is $500,000.

Proposal topics should address emerging issues within at least one of three nationally relevant areas of soil survey research:

Dynamic Soil Properties (DSPs) and Soil Change

• Investigation of DSPs not currently accounted for in evaluations of soil change at decadal time scales.

• Assessments of DSPs for forest soils.

• Creation of digital soil mapping models for predicting DPSs through space and time.

Methods of Soil Hydrology

• Development of new field and laboratory methods that could be added to soil survey.

• Expansion of existing methods for characterizing soil hydraulic properties (e.g., water retention, hydraulic conductivity), including those that can be gathered from existing soil survey data.

• Enhancing communication of hydrologic toolsets and data to product users, especially non-soil scientists.

Expansion of Datasets

• Leveraging existing NRCS and non-NRCS datasets to expand the reach of soil survey (e.g., deeper depths, spatial gaps).

• Developing an online mapping tool or repository of soil survey projects, which could include major outcomes and generated datasets.

• Enhancing the compatibility of non-NRCS datasets (e.g., National Ecological Observatory Network, Molecular Observation Network, U.S. Geological Survey’s National Geothermal Data System) with soil survey data.

All proposals must include a data management plan and all data and deliverables must be made publicly available per USDA regulations - https://www.usda.gov/sites/default/files/documents/dr- 1020-006.pdf.

More information on NCSS regions – including maps and contacts is available at https://www.nrcs.usda.gov/conservation-basics/natural-resource-concerns/soil/contacts.

For new users of Grants.gov, see Section D. of the full Notice of Funding Opportunity for information about steps required before submitting an application via Grants.gov.

Key Dates

Applicants must submit their applications via Grants.gov by 11:59 pm Eastern Time on July 8, 2024. For technical issues with Grants.gov, contact Grants.gov Applicant Support at 1-800-518-4726 or support@grants.gov. Awarding agency staff cannot support applicants regarding Grants.gov accounts.

https://www.usda.gov/sites/default/files/documents/dr-1020-006.pdf https://www.usda.gov/sites/default/files/documents/dr-1020-006.pdf https://www.nrcs.usda.gov/conservation-basics/natural-resource-concerns/soil/contacts mailto:support@grants.gov

For inquiries specific to the content of the NFO requirements, contact the federal awarding agency contact (section G of this NFO). Please limit questions to those regarding specific information contained in this NFO (such as dates, page numbers, clarification of discrepancies, etc.). Questions related to eligibility, or the merits of a specific proposal will not be addressed.

The agency anticipates making selections by July 22, 2024, and expects to execute awards by September 30, 2024. These dates are estimates and are subject to change.

Federal Funding Floor and Ceiling Amounts

The estimated funding floor for this opportunity is $50,000, and the estimated funding ceiling is $500,000. The funding floor means the minimum agreement funding amount for the Federal share per agreement awarded. The ceiling is the maximum agreement funding amount for the Federal share per agreement awarded. These numbers refer to the total agreement amount, not any specific budget period.

Federal Financial Assistance Training

The funding available through this NFO is Federal financial assistance. Grants 101 Training is highly recommended for those seeking knowledge about Federal financial assistance. The training is free and available to the public via https://www.cfo.gov/resources/federal-financial-assistance-training/. It consists of five modules covering each of the following topics: 1) laws, regulations, and guidance; 2) financial assistance mechanisms; 3) uniform guidance administrative requirements; 4) cost principles;

and 5) risk management and single audit. FPAC agencies also apply Federal financial assistance regulations to certain non-assistance awards (e.g., non-assistance cooperative agreements).

https://gcc02.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.cfo.gov%2Fresources%2Ffederal-financial-assistance-training%2F&data=05%7C01%7Cmichele.devaney%40usda.gov%7C64a8b15d44b145ca688408dbdb1db568%7Ced5b36e701ee4ebc867ee03cfa0d4697%7C1%7C0%7C638344692880554498%7CUnknown%7CTWFpbGZsb3d8eyJWIjoiMC4wLjAwMDAiLCJQIjoiV2luMzIiLCJBTiI6Ik1haWwiLCJXVCI6Mn0%3D%7C3000%7C%7C%7C&sdata=gWNVqnfECl4YtvVHNgN0vY1TJ%2FJ6kDLsRzIAU7x5U4M%3D&reserved=0

Table of Contents

A. PROGRAM DESCRIPTION

B. FEDERAL AWARD INFORMATION

1. Available Funding

2. Type of Award

C. ELIGIBILITY INFORMATION

1. Eligible Applicants

2. Other

3. Match

D. APPLICATION AND SUBMISSION INFORMATION

1. Information for New Users of Grants.gov

2. Electronic Application Package

3. Content and Form of Application Submission

4. Submission Dates and Times and Correspondence

5. Intergovernmental Review

6. Funding Restrictions

E. APPLICATION REVIEW INFORMATION

1. Review and Selection Process

2. Merit/Technical Criteria

3. Administrative and Risk Criteria

4. Awards Over the Simplified Acquisition Threshold (if applicable)

F. FEDERAL AWARD ADMINISTRATION INFORMATION

1. Federal Award Notices

2. Administrative and National Policy Requirements

3. Reporting

G. FEDERAL AWARDING AGENCY CONTACT

H. OTHER INFORMATION

APPENDIX A - Instructions for Completing SF424 APPENDIX B – Instructions for Completing SF424A APPENDIX C – Budget Narrative Guidance

A. PROGRAM DESCRIPTION

The authorizing statutes and regulations for this opportunity are 16 U.S.C. 590a-f and 590q and

42 U.S.C. 3271-3274. (CFDA 10-903).

The goals and objectives of this program are:

Use climate-smart management and sound science to enhance the health and productivity of agricultural lands.

• Increase carbon sequestration, reduce greenhouse gas emissions, and economic opportunities (and develop low-carbon energy solutions).

• Protect agricultural health by minimizing major diseases, pests, and wildlife conflicts.

• Build resilient food systems, infrastructure, and supply chain.

• Foster agricultural innovation.

• Establish a customer-centric, inclusive, high-performing workforce that is representative of

America and the communities we serve.

This competitive cooperative research program focuses on soil science and soil survey research topics and needs that have been identified through:

• Soil and Plant Science Division (SPSD) priorities

• National-level National Cooperative Soil Survey (NCSS) conference committees

The objectives of the research are to:

• Promote research collaboration between the NRCS Soil and Plant Science Division (SPSD) and university cooperators on significant national issues.

Proposals exhibiting substantial collaboration between the applicant, multiple NCSS cooperators (i.e., a multi-state project), and NRCS soil scientists (National Soil Survey Center (NSSC) Research Soil Scientists, Soil Survey Regional and Major Land Resource Area (MLRA) Soil Survey Office (SSO) soil scientists, State Soil Scientists, and/or Resource Soil Scientists) are encouraged to apply.

• Provide technology transfer and training for NRCS staff.

Each proposal should include a technology transfer component that documents how research results can be incorporated into Soil Survey field or office functions (databases, interpretations, etc.). In addition, the plan should document how research findings will be shared with the NCSS (e.g., publications, onsite training, and/or other mechanisms). At a minimum, the presentation of results as a webinar will be required for all agreements.

• Assist in training of students in soil science and related fields.

Proposals that include a strong education component (undergraduate and graduate student involvement) are encouraged, as are proposals from early career scientists and faculty.

Proposed projects must indicate where the work will be performed and should address emerging issues within at least one of three nationally relevant areas of soil survey research:

Dynamic Soil Properties (DSPs) and Soil Change

• Investigation of DSPs not currently accounted for in evaluations of soil change at decadal time scales.

• Assessments of DSPs for forest soils.

• Creation of digital soil mapping models for predicting DPSs through space and time.

Methods of Soil Hydrology

• Development of new field and laboratory methods that could be added to soil survey.

• Expansion of existing methods for characterizing soil hydraulic properties (e.g., water retention, hydraulic conductivity), including those that can be gathered from existing soil survey data.

• Enhancing communication of hydrologic toolsets and data to product users, especially non-soil scientists.

Expansion of Datasets

• Leveraging existing NRCS and non-NRCS datasets to expand the reach of soil survey

(e.g., deeper depths, spatial gaps).

• Developing an online mapping tool or repository of soil survey projects, which could include major outcomes and generated datasets.

• Enhancing the compatibility of non-NRCS datasets (e.g., National Ecological Observatory

Network, Molecular Observation Network, U.S. Geological Survey’s National Geothermal Data System) with soil survey data.

Proposed projects must be performed in the United States.

B. FEDERAL AWARD INFORMATION

1. Available Funding

a. Estimated Funding The Federal funding agency expects to award approximately $3,000,000 through this opportunity. However, the agency retains the discretion to award a larger or lesser amount.

b. Start Dates and Performance Periods

Projects may be between 2 and 3 years in duration. Applicants should plan their projects based on an estimated project start date of September 30, 2024.

c. Number of Awards The agency expects to make 6 award(s).

2. Type of Award

a. Type of Federal Award The agency plans to award a cooperative agreement(s) pursuant to this opportunity.

Depending on the nature of a particular proposal received, the agency may elect to negotiate an alternate award type with the selected applicant. The agency will be substantially involved in the work performed under the agreement and will undertake activities such as the following:

a. Agency and recipient collaboration or joint participation

b. Review and approval of key personnel

c. Direct agency operational involvement or participation during the activity

b. Procurement Contracts The agency does not expect to award procurement contracts associated with this NFO.

c. Eligibility of Renewal or Supplemental Project Applications Applications for renewal or supplementation of existing projects are not eligible to compete with applications for new Federal awards. An application for renewal means an application submitted to continue an existing agreement that meets the objectives and requirements of this NFO. An application for supplementation of an existing project means an application to add components to an existing agreement so that it would meet the objectives and requirements in this NFO.

C. ELIGIBILITY INFORMATION

1. Eligible Applicants

Applicants and applications must meet eligibility criteria by the application deadline to be considered for award. Eligible applicant type is determined by the implementing program statute. Applicant entities identified in the SAM.gov exclusions database as ineligible, prohibited/restricted, or excluded from receiving Federal contracts and certain Federal assistance and benefits will not be considered for Federal funding, as applicable to the funding being requested under this Federal program (2 CFR 200.206(d)). Neither foreign entities nor individuals are eligible to apply for this opportunity.

Eligibility for this opportunity is limited to the following entity types:

a. Private institutions of higher education in the Cooperative Ecosystems Studies Unit

(CESU) network.

b. Public and State-controlled institutions of higher education in the Cooperative Ecosystems

Studies Unit (CESU) network.

2. Other

Any award made pursuant to this NFO will be made to a single entity. Applicants that apply as “partnerships” or other similar groupings must clearly describe the relationship between the applicant and the “partner” parties. In all but exceptional cases, it must be reflected in the award as an awardee/sub awardee relationship.

An applicant organization may submit more than one application for different projects or proposing different approaches. In the case of applications submitted as revisions or corrections to a previously submitted application under this NFO, the agency will consider the last application submitted prior to the established deadline.

Awards made pursuant to this NFO are not Farm Bill incentive contracts; therefore, the awards in and of themselves are not limited by the payment limitation in 16 USC Chapter 58.

However, any agricultural producers receiving a payment through participation in a project awarded under this NFO must meet the eligibility requirements of 7 CFR Part 12 and 7 CFR Part 1400 and have control of the land involved for the term of the proposed award period.

3. Match

There is no match requirement for this opportunity. There is no competitive advantage to applicants who voluntarily provide a match.

D. APPLICATION AND SUBMISSION INFORMATION

1. Information for New Users of Grants.gov

a. Overview

While a Grants.gov account is not required to download an NFO and related documents, it is required to submit an application. If your organization has never submitted an application via Grants.gov, please be aware that there are several steps you must take to register your organization before you can submit an application. Completing those steps can take a significant amount of time, plan accordingly.

b. Register to Apply through Grants.gov

Applicants should read the registration instructions carefully and prepare the information requested before beginning the registration process. Reviewing and assembling the required information before beginning the registration process will alleviate last-minute searches for required information.

For assistance with the registration process, contact Grants.gov Applicant Support, available 24/7, at 1-800-518-4726 or support@grants.gov.

Organizations must complete all steps to register (steps i. through v. below). Complete organization instructions are included on Grants.gov here: www.grants.gov/applicants http://www.grants.gov/applicants

Although creating a Grants.gov account online can be completed online in minutes, SAM registrations may take several weeks. Therefore, organizations should begin the process early to ensure they have sufficient time to complete registration and meet required application submission deadlines.

Individuals (those submitting on their own behalf) are not subject to the Unique Entity Identifier (UEI) or SAM requirement and may begin with step iii., Create a Grants.gov Account, listed below. (Note: Individuals are not eligible for all opportunities.)

c. Steps to Register

i. Obtain a UEI: All entities applying for funding must have a UEI issued by SAM.gov.

Applicants must enter the UEI in the data entry field labeled "UEI" on the SF-424 form.

ii. Register with SAM: All organizations (entities) must register with System for Award Management (SAM) to apply online through Grants.gov. Failure to register with SAM will prevent your organization from applying through Grants.gov. SAM registration must be renewed annually. Part of the SAM registration process includes designating an Electronic Business Point of Contact (EBiz POC). The EBiz POC plays an integral part in the organization’s Grants.gov registration and application process. The individual in that role must authorize all other roles in Grants.gov. For more detailed instructions for registering with SAM, refer to www.grants.gov/applicants

iii. Create a Grants.gov Account: From the Grants.gov webpage (https://www.grants.gov), click “Register” in the top right-hand corner and follow the on-screen instructions.

iv. Add a Profile to a Grants.gov Account: A profile in Grants.gov corresponds to a single applicant organization the user represents (i.e., an applicant) or an individual applicant submitting on their own behalf. If you work for or consult with multiple organizations, you can have a profile for each organization under one Grants.gov account. In such cases you can log in to one Grants.gov account to access all your grant profiles. To add an organizational profile to your Grants.gov account, enter the UEI for the organization in the UEI field. If you are an individual applicant submitting on your own behalf, you do not need a UEI to add the profile. For more detailed instructions about creating a profile on Grants.gov, refer to grants.gov/applicants/applicant-registration/add-profile

v. EBiz POC Authorized Profile Roles: After you register with Grants.gov and create an Organization Applicant Profile, you must establish roles for individuals in the organization. The Authorized Organizational Representative (AOR) role is critical; it http://www.grants.gov/applicants https://www.grants.gov/ https://www.grants.gov/applicants/applicant-registration/add-profile gives an individual permission to complete and submit applications on behalf of the organization. Without this role, the organization cannot submit any applications. The request for role assignment will be routed to the organization’s EBiz POC for approval. Once approved, the AOR can submit an application online. For more detailed instructions about creating a EBiz POC authorized profile on Grants.gov, refer to grants.gov/applicants/applicant-registration

Track Role Status: To track your role request, refer to https://www.grants.gov/applicants/applicant-registration/track-profile-role-status

d. Electronic Signature

When applications are submitted through Grants.gov, the name of the organization applicant with the AOR role that submitted the application is inserted into the signature line of the application, serving as the electronic signature. The EBiz POC must authorize people who are able to make legally binding commitments on behalf of the organization as a user with the AOR role. This step (step c.v. above) is often missed, and it is crucial for valid and timely submissions.

e. Workspace

Workspace is a shared, online environment where members of a grant team may simultaneously access and edit different webforms within an application. For each NFO, you can create individual instances of a workspace. An applicant can start an application in Workspace and return to work on it later within Workspace.

Applicants using unreliable internet connections should be aware that the process of completing the Workspace can take some time. Therefore, applicants should allow enough time to prepare and submit the application before the package closing date.

f. Apply for an Opportunity

Below is an overview of applying on Grants.gov. For complete instructions on how to apply for opportunities, refer to grants.gov/applicants/workspace-overview/

If the Apply button in the opportunity is not active (greyed out), the user does not have the appropriate permissions or has an incomplete applicant registration. For additional information, refer to Unlock the Mystery of the Gray “Apply” Button: Four Scenarios. – Grants.gov Community Blog (wordpress.com)

i. Create a Workspace: Creating a workspace allows you to complete an application online and route it through your organization for review before submitting.

https://grants.gov/applicants/applicant-registration http://www.grants.gov/applicants/applicant-registration/track-profile-role-status http://www.grants.gov/applicants/applicant-registration/track-profile-role-status http://www.grants.gov/applicants/applicant-registration/track-profile-role-status https://www.grants.gov/applicants/workspace-overview/ https://grantsgovprod.wordpress.com/2023/06/08/unlock-the-mystery-of-the-gray-apply-button-four-scenarios/ https://grantsgovprod.wordpress.com/2023/06/08/unlock-the-mystery-of-the-gray-apply-button-four-scenarios/

ii. Complete a Workspace: Add participants to the workspace to work on the application together, complete all the required forms online or by downloading PDF versions, and check for errors before submission. The Workspace progress bar will display the status of your application process as you apply. As you apply using Workspace, you may click the blue question mark icon near the upper-right corner of each page to access context-sensitive help.

• Adobe Reader: If you decide not to apply by filling out webforms you can download individual PDF forms in Workspace. The individual PDF forms can be downloaded and saved to your local device storage, network drive(s), or external drives, then accessed through Adobe Reader.

NOTE: Visit the Adobe Software Compatibility page on Grants.gov to download the appropriate version of the software at https://www.grants.gov/applicants/adobe-software-compatibility

• Mandatory Fields in Forms: In the forms, you will note fields marked with an asterisk and a different background color. These fields are mandatory fields that must be completed to successfully submit your application.

• Complete SF-424 Fields First: The forms are designed to fill in common required fields across other forms, such as the applicant’s name, address, and UEI. Once it is completed, the information will transfer (i.e., prepopulate) to the other forms.

iii. Submit a Workspace: An application may be submitted through workspace by clicking the Sign and Submit button on the Manage Workspace page, under the Forms tab. Grants.gov recommends submitting your application package at least 24-48 hours prior to the close date to provide you with time to correct any potential technical issues that may disrupt the application submission.

iv. Track a Workspace Submission: After successfully submitting a workspace application, a Grants.gov Tracking Number (GRANTXXXXXXXX) is automatically assigned to the application. The number will be listed on the Confirmation page that is generated after submission. Using the tracking number, access the Track My Application page under the Applicants tab or the Details tab in the submitted workspace.

For additional training resources, including video tutorials, refer to https://www.grants.gov/applicants/applicant-training

2. Electronic Application Package

Applicants interested in submitting an application in response to this NFO must submit it via Grants.gov; the agency will not accept applications submitted via email or any other method. No exceptions will be made for applicants experiencing issues with Grants.gov unless a known system wide Grants.gov issue is identified, in which case the deadline will be extended for all applicants, as appropriate. Applicants are urged to submit early to the Grants.gov system.

http://www.grants.gov/applicants/adobe-software-compatibility http://www.grants.gov/applicants/adobe-software-compatibility http://www.grants.gov/applicants/adobe-software-compatibility http://www.grants.gov/applicants/adobe-software-compatibility http://www.grants.gov/applicants/applicant-training http://www.grants.gov/applicants/applicant-training http://www.grants.gov/applicants/applicant-training

For technical issues with Grants.gov, contact Grants.gov Applicant Support, available 24/7, at 1-800-518-4726 or support@grants.gov. Awarding agency staff cannot support applicants regarding Grants.gov accounts.

Address to Request Application Package All information necessary to apply for this opportunity is included in the Grants.gov opportunity announcement.

3. Content and Form of Application Submission

The agency may choose not to consider applications that fail to comply with the required content, format, and page limits, or those that are incomplete. Do not submit video files or files larger than 10MB. File names of attachments must be limited to 50 characters, may not include special characters (e.g., &, –, *, %, /, #), periods (.), blank spaces or accent marks, and must be unique (i.e., no other attachment may have the same file name). An underscore (example: my_Attached_File.pdf) may be used to separate a file name.

Attachments must NOT be password protected.

To be considered for funding under this opportunity, an application must contain the documents in a-g below.

a. Application Form

(Standard Form 424 Application for Federal Assistance) See Instructions for Completing SF 424 located in the appendices section.

b. Project Narrative

Each page must be numbered and have one-inch margins. The text of the project narrative must be single spaced and typed in a standard typeface (e.g., Times New Roman, Arial, Courier) with no smaller than 12-point font. The project narrative must not exceed 20 pages. This page limitation applies to the project narrative only.

i. Research Proposal (up to 10 pages) including:

(a) Problem statement/Need and justification for project: Identify priority area to be addressed.

(b) Expected project deliverables that will contribute to achieving the Soil Survey mission

(c) A brief review of current related literature

(d) Research objective(s) and hypothesis to be tested

(e) Research methods and procedures: Provide enough detail to allow evaluation of the adequacy of the approach and methods for meeting project objectives. As applicable, the methods should include:

• Description of project area, including soils, topography, land use/vegetation, and climate http://www.grants.gov/

• Field sampling and measurement design, techniques, and methods

• Laboratory analyses (include specific methods)

• Data analysis, including statistical procedures if applicable

• Description of the involvement of NRCS soil scientists

(f) Project timetable, including:

• Sample collection and field measurements (if needed)

• Laboratory analyses (if needed)

• Data analyses

• Data interpretation

• Deliverables: including report/manuscript writing

(g) Information transfer plan: Describe means for disseminating information of the research results and promoting its application, including project reports, webinars, peer- reviewed publications, guidebooks, new technique methods, software, workshops, etc.

(h) Documentation of the involvement of, and training provided to, graduate and/or undergraduate students and to NRCS field scientists.

(i) References

If your proposal will include information collection from non-Federal sources, ensure the collection meets the requirements of the Paperwork Reduction Act. Surveys of individuals or entities are generally prohibited without prior approval from the Office of Management and Budget. For additional guidance about allowable and unallowable activities, please visit the following website: https://pra.digital.gov/do-i-need-clearance/.

The following do not count towards the research proposal page limit but do count towards the above stated project narrative page limit.

ii. Executive Summary (1 page)

One page with Project Title, Institutions, Principal Investigators (with contact information – email and phone), funds requested, brief description of the proposal and deliverables.

iii. Background Information (up to 5 pages)

i. Investigator’s qualifications. Include resumes of the principal investigator(s) (limited to 2 pages each, with no more than 15 pertinent publications listed).

ii. Brief description of existing facilities.

iii. Existing collaborative agreements/relationships with NRCS.

iv. Results from prior NRCS support.

https://pra.digital.gov/do-i-need-clearance/

c. Data Management Plan (up to 5 pages)

All data from USDA funded agreements must be properly documented with data made available through public repositories such as the National Agriculture Library, Ag Data Commons. Data Management Plan for NIFA-Funded Research, Education, and Extension Projects (usda.gov). All data and results must be made public in accordance with USDA Department Regulation DR 1020-006; Public Access to Scholarly Publications and Digital Scientific Research Data (usda.gov)

The following documents do not count toward the above stated page limit.

d. Standard Form (SF) 424A, Budget Information - Non-Construction Programs

Fill in all spaces as appropriate. Section B, Item 6, Column 1 should reflect the agency funds, and Column 2 should reflect the applicant’s matching funds. This form is the summary budget for the project and should include the full project totals on pages one and two. See Instructions for Completing SF 424A located in the appendices section. Refer to Section D of this opportunity for information regarding indirect costs. Errors in the SF-424A with regard to classifying costs may be negotiated after selection.

e. Budget Narrative

In a separate document titled “Budget Narrative,” explain and justify all requested budget items/costs. (Refer to the budget narrative guidance located in the appendices section.) Detail how the totals on the SF-424A were determined and demonstrate a clear connection between costs and the proposed project activities.

For personnel salary costs, include the base-line salary figures and the estimates of time (as percentages) to be directly charged to the project. Describe any item that under the applicable Federal cost principles requires the agency’s approval and estimate its cost. The pages included as the budget narrative to not count toward the page limit. Errors in the budget narrative with regard to classifying costs may be negotiated after selection. Refer to the Budget Narrative Guidance located at the end of this document regarding procurement standards when including contracts for goods or services. Sole-source contracting is prohibited without proper justification. See Procurement Standards located at 2 CFR 200.317-327.

i. Build America, Buy American. “Buy America” preference applies to Federal financial assistance awards that include construction components, even if it is funded by both Federal and non-Federal funds under the award. Subawards should conform to the terms and conditions of the Federal award from which they flow. A Buy America preference only applies to articles, materials, and supplies that are consumed in, incorporated into, or affixed to a construction project. Refer to the General Terms and Conditions for additional information:

https://nifa.usda.gov/sites/default/files/resource/data-management-plan-for-research-education-extension-projects-20190926.pdf https://nifa.usda.gov/sites/default/files/resource/data-management-plan-for-research-education-extension-projects-20190926.pdf https://www.usda.gov/sites/default/files/documents/dr-1020-006.pdf https://www.usda.gov/sites/default/files/documents/dr-1020-006.pdf https://www.fpacbc.usda.gov/about/grants-and-agreements/award-terms-and-conditions/index.html

ii. Indirect Costs Recovery. If requesting indirect costs, provide the calculation specifying the amounts used in applying the base (the base specified in the applicable rate agreement) by the applicable rate. The calculation can be displayed in different formats but must capture the components (i.e., amounts used in determining the base and the rate applied to the base).

A. In accordance with 2 CFR § 200.414(c), the CESU Network has an approved programmatic deviation from using Federally approved Negotiated Indirect Cost Rate Agreement (NICRA) rates for all Federal financial assistance actions funded through any participating Federal agencies under the CESU program. The current mutually agreed upon rate is 17.5% and is applied to the Total Modified Direct Cost (TMDC) base as specified in 2 CFR § 200.1.

Applicants participating in the CESU network will have their participation verified as part of the application review to determine their eligibility for indirect costs under the CESU programmatic deviation. More information can be found in the CESU Council Agencies OMB Memo (August 2020) on the CESU website.

B. As described in 2 CFR 200.403, costs must be consistently charged as either indirect or direct costs but may not be double charged or inconsistently charged as both. If chosen, this methodology once elected must be used consistently for all Federal awards until such time as a non-Federal entity chooses to negotiate for a rate, which the non-Federal entity may apply to do at any time.

C. A recipient may voluntarily reduce or waive recovery of indirect costs at its sole discretion and must not be encouraged or coerced in any way to do so by the agency.

iii. Indirect Costs Limitations.

A. In accordance with USDA’s annual appropriations act, indirect costs will be limited to no more than 10 percent of total direct costs for non-profit organizations or institutions of higher education that receive a cooperative agreement. All eligible applicants to this NFO are subject to the statutory limitation and must calculate indirect costs as follows. First, multiply the CESU rate of 17.5% by the base of MTDC to arrive at Amount A. Next, multiply the statutory limit of 10 percent by the total of all direct costs to arrive at Amount B. The lower of Amount A and B is the amount of indirect cost to include on the budget.

B. Recipients are prohibited from shifting unallowable indirect costs to https://www.fpacbc.usda.gov/about/grants-and-agreements/award-terms-and-conditions/index.html https://www.fpacbc.usda.gov/about/grants-and-agreements/award-terms-and-conditions/index.html http://www.cesu.psu.edu/materials/Memo_OMB_CESU_IDC_Deviation.pdf https://www.ecfr.gov/current/title-2/section-200.403 another Federal award unless specifically authorized to do so by legislation.

Refer to the Budget Narrative Guidance located in the appendices section for information about making contract vs. subaward determinations.

f. Grants.gov Lobbying Form

Under Title 31 of the United States Code, Section 1352, an applicant, or recipient must not use any federally appropriated funds (both annually appropriated and continuing appropriations) or matching funds under a grant or cooperative agreement award to pay any person for lobbying in connection with the award.

Lobbying is defined as influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress connection with the award. Submission of an application also represents the applicant’s certification of the statements in 2 CFR Part 418, Appendix A-Certification Regarding Lobbying.

f. Applicant Contact Information

Provide contact information for the roles identified in the Applicant Contact Information template, located in the Related Documents tab of the opportunity.

Upload the contact information under Other Attachments (listed as an Optional Form) in the Grants.gov Opportunity Application Package.

g. Statement of Current and Pending Support

Submit a Statement of Current and Pending Support for each key personnel who will participate in the project. For your convenience, a template is available for your use in in the Related Documents tab of the opportunity.

h. SF-LLL, Disclosure of Lobbying Activities

SF-LLL, Disclosure of Lobbying Activities, must be submitted only if you/your organization have/has made or agrees to make any payment using non-appropriated funds for lobbying. See 2 CFR 418.110 for more information on when additional submission of this form is required.

i. Negotiated Indirect Cost Rate Agreement (NICRA), if applicable

If charging indirect costs using a NICRA (including for match), upload the NICRA under Other Attachments (listed as an Optional Form) in the Grants.gov Opportunity Application Package.

j. Letters of Support

Provide evidence (e.g., letter of support) that the identified collaborators involved have agreed to render these services. You must also provide additional information on consultants and collaborators in the budget portion of the application.

Letters of support must be signed by the authorized organizational representative of the organization and must include the project name and name, address, and telephone number of the organization. The agency may conduct reference checks to ensure that organizations identified are supportive of the project. Upload letters of support under Other Attachments (listed as an Optional Form) in the Grants.gov Opportunity Application Package.

k. Letters of Intent

Letters of intent are not required and should not be submitted.

l. Disclosure of Potential Conflict of Interest

In accordance with 2 CFR 400.2, applicants must maintain written standards of conduct covering conflicts of interest and governing the performance of its employees in the selection, award, and administration of Federal awards. No employee, officer, or agent may participate in the selection, award, or administration of a Federal award if he or she has a real or apparent conflict of interest. Such a conflict of interest would arise when the employee, officer or agent, any member of his or her immediate family, his or her partner, or an organization which employs or is about to employ any of the parties referenced, has a financial or other interest in, or a tangible personal benefit from, an applicant considered for a Federal award. The standards of conduct must provide for disciplinary actions to be applied for violations of such standards by officers, employees, or agents of the applicant.

If the applicant has a parent, affiliate, or subsidiary organization that is not a state, local government, or Indian tribe, the applicant must also maintain written standards of conduct covering organizational conflicts of interest. Organizational conflict of interest means that because of the relationships with a parent company, affiliate, or subsidiary organization, the applicant is unable or appears to be unable to be impartial in conducting a Federal award action involving a related organization.

Applicants must disclose in writing any potential conflicts of interest to the USDA awarding agency or pass-through entity. Include the name of the individual, the name of the entity with which the individual has a conflict, the nature of the financial or other interest, the value of the interest, a description of how the interest relates to your application. Upload disclosures under Other Attachments (listed separately under Optional Forms) in Grants.gov. If no conflict exists, no submission is required.

m. Post Award Documentation N/A

n. Unique entity identifier (UEI) and System for Award Management (SAM)

Each applicant (unless the applicant is an individual excepted from those requirements under 2 CFR 25.110(b) or (c), or has an exception approved by the Federal awarding agency under 2 CFR 25.110(d)) is required to: (i) Be registered in SAM before submitting its application; (ii) provide a valid unique entity identifier in its application; and (iii) continue to maintain an active SAM registration with current information at all times during which it has an active Federal award or an application or plan under consideration by a Federal awarding agency. The agency may not make a Federal award to an applicant until the applicant has complied with all applicable unique entity identifier and SAM requirements and, if an applicant has not fully complied with the requirements by the time the agency is ready to make an award, it may determine that the applicant is not qualified to receive a Federal award and use that determination as a basis for making a Federal award to another applicant.

Entities must obtain a UEI and register in SAM prior to registering with Grants.gov. A description of each is below. Entities are strongly encouraged to apply early for their SAM registration.

System for Award Management (SAM) Registration: To register, go to:

https://www.sam.gov. The Federal Service Desk is available for registration assistance and can be contacted via the Help tab at the website listed above.

Awarding agency staff cannot support applicants regarding UEI or SAM issues.

4. Submission Dates and Times and Correspondence

All applications must be received by Grants.gov by 11:59 pm Eastern Time (ET) by the established due date in the Key Dates section of the Summary Information of this NFO.

Proof of timely submission is automatically recorded by Grants.gov. An electronic date/time stamp is generated within the system when the application is successfully received by Grants.gov.

Applications received by Grants.gov after the established due date will be considered late and will not be considered for funding. An application is considered on time at 11:59.59 pm ET, but it is late at 12:00 am ET

Grants.gov will provide either an error or a successfully received transmission in the form of an email sent to the applicant with the Authorized Organizational Representative (AOR) role attempting to submit the application. The Grants.gov Support Center reports that some applicants end the transmission because they think that nothing is occurring during the transmission process; be patient and give the system time to process the application.

The applicant with the AOR role who submitted the application will receive:

• an acknowledgement of receipt and a tracking number (GRANTXXXXXXXX) from Grants.gov with the successful transmission of their application.

• an email with the official date/time stamp and Grants.gov tracking number serving as proof of timely submission.

When the agency successfully retrieves the application from Grants.gov, and acknowledges the download of submissions, Grants.gov will also provide an electronic acknowledgment of receipt of the application to the applicant with the AOR role who submitted the application. proof of timely submission shall be the official date and time that Grants.gov receives your application.

If you have trouble submitting an application to Grants.gov, contact the Grants.gov Help Desk to resolve any issues. See Section D. 2. for Grants.gov contact information.

Applicants using unreliable internet connections should be aware that the process of completing the Workspace can take some time. Therefore, applicants should allow enough time to prepare and submit the application before the package closing date.

5. Intergovernmental Review

This funding opportunity is not subject to Executive Order 12372, “Intergovernmental Review of Federal Programs.” When completing the SF-424, check block c, “Program is not covered by E.O. 13272.”

https://www.sam.gov/

6. Funding Restrictions

Funds may not be used to pay any of the following costs unless otherwise permitted by law and approved in writing by the agency in advance of incurring such costs:

a. Profit and management fees. Any funds awarded to for-profit entities must be used for reimbursement of award related direct and indirect costs only.

b. Costs above the amount of funds authorized for the project.

c. Costs incurred prior to the effective date of the award, including time spent applying for this opportunity.

d. Costs which lie outside the scope of the approved project and amendments thereto.

e. Entertainment costs, regardless of their apparent relationship to project objectives.

f. Compensation for injuries to persons, or damage to property arising out of project activities.

g. Consulting services performed by a Federal employee during official duty hours when such consulting services result in the payment of additional compensation to the employee.

h. Capital expenditures for general purpose equipment, buildings, and land and for improvements to land, buildings, or equipment which materially increase their value or useful life. See 2 CFR 200.439 for additional information.

i. Meals may be charged to an award only if they are necessary for the performance of the project. For instance, meals (normally only lunch) that are a necessary part of the costs of meetings and conferences (i.e., required attendance and continuity of a meeting), the primary purpose of which is the dissemination of information, are allowable, as are costs of transportation, rental of facilities, speakers’ fees, and other items incidental to such meetings or conferences. Note: Meals consumed while in official travel status do not fall in this category. They are considered to be per diem expenses and should be reimbursed in accordance with the organization’s established travel policies subject to statutory limitations or in accordance with Federal travel policies.

j. Costs normally charged as indirect costs may not be charged as direct costs without proper justification and agency approval. Proper justification includes documentation that the costs meet the criteria for allowability (see 2 CFR 200.403).

Examples of such costs include rent, utilities, depreciation on buildings and equipment, the costs of operating and maintaining facilities, and general administration and general expenses, such as the salaries and expenses of executive officers, personnel administration, and accounting.

k. Salaries that are not commensurate with level of work. All costs must be reasonable to be allowable (2 CFR 200.403), and 2 CFR 200.404 defines a reasonable cost as one if, in its nature and amount, it does not exceed that which would be incurred by a prudent person under the circumstances prevailing at the time the decision was made to incur the cost. Salaries determined not to be reasonable compared to the level of work will be unallowable.

https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200#200.414 https://www.ecfr.gov/cgi-bin/text-idx?SID=43998412b2085db150f66a3e62296ad8&mc=true&node=pt2.1.200&rgn=div5&se2.1.200_1413

l. Software produced by non-domestic entities. Project budgets must not include costs (both Federal costs and match) for software development by non-domestic entities if it will be utilized by the Federal government or hosted on Federal systems.

m. Refer to Section D for applicable indirect cost restrictions, if any.

This list is not exhaustive. For additional information please refer to 2 CFR Part 200, subpart E, Cost Principals.

C. APPLICATION REVIEW INFORMATION

1. Review and Selection Process

Applications will be screened for completeness and compliance with the provisions of this notice. Incomplete, noncompliant, and/or applications not meeting the formatting criteria may be eliminated from competition. In that event, the agency will send notification of elimination to the applicant. The agency intends to select and award without conducting any discussions or allowing applicants to correct deficiencies or omissions in their applications. Consequently, applicants must ensure their applications are complete and accurate. However, while the agency intends to select without contacting applicants, it reserves the right to request applicants to revise their applications to correct deficiencies or omissions it identifies. If this occurs, the agency will conduct discussions with all applicants, identify deficiencies and omissions for all, and give applicants an opportunity to submit a revised application by a common cut-off date. The agency may also contact individual applicants to clarify certain components of their applications.

Merit/technical reviews will be conducted by a technical review board nominated by the approving official. Risk reviews will be conducted by the FPAC Business Center, Grants and Agreements Division. The approving official will make the final award decisions. The approving official for this opportunity is the National Leader for the Soil Research Branch of the National Soil Survey Center.

2. Merit/Technical Criteria

Pr…