Attachment_A_-_OPDA_Fees_ _Commission_Rates.xlsx
XLSX spreadsheet 10 KB Posted
- Attached to
- OPDA Securities Liquidations
- Solicitation number
- TBPDBPD13CI0003
About this file
Attachment A - OPDA Fees Commission Rates
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Other files
| File | Type | Posted |
|---|---|---|
| TBPDBPD13CI0003-000001.pdf | ||
| 2.__ORCA_(manual).doc | DOC document | |
| TBPDBPD13CI0003.pdf | ||
| Attachment_B_-_Subcontracting_Plan.doc | DOC document |
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Text version
Fees
| Attachment A - OPDA Securities Liquidation Fees & Commission Rates | ||
| TBPDBPD13CI0003 | ||
| (1) Instrument | (2) Fee and/or Commission | (3) Notes |
| 1. Stocks, Preferred Stocks, Closed End Funds, Warrants, Exchange Traded Funds (ETFs), Options, Commodities, and Future Contracts | _______% of principle | |
| 2. Open End Mutual Funds, Institiutional Mutual Funds, Money Markets, and Unit Investment Trusts (UITs). | ||
| 3. New York Stock Exchange (NYSE) Listed Bonds - Nine (9) Bonds or Less | ||
| 4. U.S. Treasury Securities | ||
| 5. U.S. Government Agency Bonds, Domestic Corporate Bonds, Municipal Bonds, and Brokered CDs. | ||
| 6. Foreign Government Bonds, Foreign Corporate Bonds, and Thinly Traded Domestic Corporate Debt. | ||
| 7. "Low Priced" Securities - Market Price per Share Below $1.00 | ||
| 8. Non-Public Instruments: Private Stocks, Warrants, Ownership Units, and Debt Instruments (Bonds and Notes). | ||
| 9. Investment Banking Services | ||
| 10. Rule 144 Transactions | ||
| 11. Safe Keeping of Custodial Services | ||
| 12. Contractor & Third Party Research Reports | ||
| 13. Funds Transfer (Wire/ACH) | ||
| 14. Same Day or Next Day Settlement | ||
| 15. Ticket Charge(s) | ||
| 16. Annual Account Fee | ||
| 17. Coupon Collection | ||
| 18. Return Check Fee | ||
| 29. Shipping Fees for physical securities |
File details come from the government source that posted it. Updated .