sf_1449_solicitation.pdf

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SBA Supervised Lender Safety & Soundness Examination
Solicitation number
SBAHQ-16-R-0006
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Solicitation - SF 1449

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Exhibit_2_-_PARRiS_RBR_Pre-Plan.pdf PDF
Exhibit_4_-_Sample_PARRiS_Report.pdf PDF
Exhibit_1_-_Lender_Profile_Assessment.pdf PDF
amendment_2.pdf PDF
Exhibit_5_-_Community_Advantage_Participant_Guide.pdf PDF
Exhibit_3_-_OCM_Data_Tape_Lender_Information.pdf PDF
ATTch_00001_3_Consolidated_Price_Proposal_2016.05.23_amended_2016.06.16.xlsx XLSX spreadsheet
SBA_Supervised_Lender_Solicitation_2016.05.27_final_Draft_Amendment_1.docx DOCX document
Solicitation_Questions_Received_2016.06.13.docx DOCX document
amendment_00001.pdf PDF
ATch_00001_4_amd_-_Exhibit_5_Delegated_Authority_Review_Template_2016.06.pdf PDF
ATTACHMENT_4_-_Exhibit_4_CA_Participant_Guide_December-28-2015.pdf PDF
SBA_Supervised_Lender_Solicitation_List_of_Attachments_2016.04.16.docx DOCX document
SBA_Supervised_Lender_Solicitation_2016.05.27_final.docx DOCX document
ATTACHMENT_1_Pricing_Sheet_IDIQ_2016.05.23.xlsx XLSX spreadsheet
ATTACHMENT_2_Task_Order_0001_2016.05.23.docx DOCX document
ATTACHMENT_5_Prior_Experience.docx DOCX document
wage_determination_2015_4281_rev_2.pdf PDF
ATTACHMENT_4_-_Exhibit_3_Sample_Report_of_Examination.docx DOCX document
ATTACHMENT_3_Consolidated_Price_Proposal_2016.05.23.xlsx XLSX spreadsheet
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SEE ADDENDUMIS CHECKED

CODE 18a. PAYMENT WILL BE MADE BY

CODE

FACILITYCODE

17b. CHECK IF REMITTANCE IS DIFFERENT AND PUT SUCH ADDRESS IN OFFER

OFFEROR

208050

Suite 300 721 19th Street Denver Finance Center Denver Acquisition Office for SBA

CODE 16. ADMINISTERED BYCODE

X

X

X

541219

SIZE STANDARD:

100.00 % FOR:SET ASIDE:UNRESTRICTED OR208050

RFPIFB

10. THIS ACQUISITION ISCODE

RFQ

14. METHOD OF SOLICITATION

13b. RATING

NAICS:

SMALL BUSINESS

07/05/2016 1200 ET202-205-7457TONI HOSKINSON

(No collect calls)

INFORMATION CALL:

FOR SOLICITATION 8. OFFER DUE DATE/LOCAL TIMEb. TELEPHONE NUMBER a. NAME

4. ORDER NUMBER3. AWARD/ 6. SOLICITATION

SBAHQ-16-R-0006

5. SOLICITATION NUMBER

SOLICITATION/CONTRACT/ORDER FOR COMMERCIAL ITEMS 1. REQUISITION NUMBER PAGE OF

1 19 OFFEROR TO COMPLETE BLOCKS 12, 17, 23, 24, & 30

Denver CO 80202

TELEPHONE NO.

17a. CONTRACTOR/

15. DELIVER TO

Denver CO 80202 Suite 301 721 19th Street Denver Finance Center

9. ISSUED BY

7.

2. CONTRACT NO.

EFFECTIVE DATE

$20.5

18b. SUBMIT INVOICES TO ADDRESS SHOWN IN BLOCK 18a UNLESS BLOCK BELOW

ISSUE DATE

DELIVERY FOR FOB DESTINA-

TION UNLESS BLOCK IS

MARKED

11.

SEE SCHEDULE

12. DISCOUNT TERMS

THIS CONTRACT IS A

RATED ORDER UNDER

DPAS (15 CFR 700)

13a.

SERVICE-DISABLED

VETERAN-OWNED

SMALL BUSINESS

HUBZONE SMALL

BUSINESS

8(A)

Denver Acquisition Office for SBA

WOMEN-OWNED SMALL BUSINESS

(WOSB) ELIGIBLE UNDER THE WOMEN-OWNED

SMALL BUSINESS PROGRAM

EDWOSB

24.

AMOUNT

23.

UNIT PRICE

22.

UNIT

21.

QUANTITY

20.

SCHEDULE OF SUPPLIES/SERVICES

19.

ITEM NO.

SBA Supervised Lender Safety & Soundness Examination, Risk Based Review And Oversight Support Services

- IDIQ

Period of Performance: 09/25/2016 to 09/24/2017

0001 Base Year - Technical Assistance and Oversight MO Activity - PARRiS Delegated Authority Reviews, Community Advantage Delegated Authority Reviews & Certification of Capital Compliance, Quarterly Financial Condition, and Annual Report Reviews, (Use Reverse and/or Attach Additional Sheets as Necessary)

HEREIN, IS ACCEPTED AS TO ITEMS:

XX

DATED

TONI HOSKINSON

. YOUR OFFER ON SOLICITATION (BLOCK 5),

INCLUDING ANY ADDITIONS OR CHANGES WHICH ARE SET FORTH

COPIES TO ISSUING OFFICE. CONTRACTOR AGREES TO FURNISH AND DELIVER

ARE

ARE

31c. DATE SIGNED

27b. CONTRACT/PURCHASE ORDER INCORPORATES BY REFERENCE FAR 52.212-4. FAR 52.212-5 IS ATTACHED. ADDENDA

31a. UNITED STATES OF AMERICA (SIGNATURE OF CONTRACTING OFFICER)

30c. DATE SIGNED 31b. NAME OF CONTRACTING OFFICER (Type or print)

ALL ITEMS SET FORTH OR OTHERWISE IDENTIFIED ABOVE AND ON ANY ADDITIONAL

SHEETS SUBJECT TO THE TERMS AND CONDITIONS SPECIFIED.

27a. SOLICITATION INCORPORATES BY REFERENCE FAR 52.212-1, 52.212-4. FAR 52.212-3 AND 52.212-5 ARE ATTACHED. ADDENDA

26. TOTAL AWARD AMOUNT (For Govt. Use Only)

OFFER

STANDARD FORM 1449 (REV. 2/2012)

Prescribed by GSA - FAR (48 CFR) 53.212

ARE NOT ATTACHED.

ARE NOT ATTACHED.

AUTHORIZED FOR LOCAL REPRODUCTION

PREVIOUS EDITION IS NOT USABLE

30b. NAME AND TITLE OF SIGNER (Type or print)

30a. SIGNATURE OF OFFEROR/CONTRACTOR

28. CONTRACTOR IS REQUIRED TO SIGN THIS DOCUMENT AND RETURN

25. ACCOUNTING AND APPROPRIATION DATA

29. AWARD OF CONTRACT:

REF.

32e. MAILING ADDRESS OF AUTHORIZED GOVERNMENT REPRESENTATIVE

32c. DATE 32b. SIGNATURE OF AUTHORIZED GOVERNMENT REPRESENTATIVE

ACCEPTED, AND CONFORMS TO THE CONTRACT, EXCEPT AS NOTED:

32a. QUANTITY IN COLUMN 21 HAS BEEN

RECEIVED INSPECTED

40. PAID BY39. S/R VOUCHER NUMBER38. S/R ACCOUNT NUMBER

37. CHECK NUMBER

FINALPARTIAL

36. PAYMENT

FINALPARTIAL

35. AMOUNT VERIFIED

CORRECT FOR

34. VOUCHER NUMBER33. SHIP NUMBER

COMPLETE

32g. E-MAIL OF AUTHORIZED GOVERNMENT REPRESENTATIVE

42d. TOTAL CONTAINERS42c. DATE REC'D (YY/MM/DD)

42b. RECEIVED AT (Location)

42a. RECEIVED BY (Print)

41c. DATE41b. SIGNATURE AND TITLE OF CERTIFYING OFFICER

41a. I CERTIFY THIS ACCOUNT IS CORRECT AND PROPER FOR PAYMENT

STANDARD FORM 1449 (REV. 2/2012) BACK

24.

AMOUNT

23.

UNIT PRICE

22.

UNIT

21.

QUANTITY

20.

SCHEDULE OF SUPPLIES/SERVICES

19.

ITEM NO.

Lender Oversight Technical Oversight Assistance.

Technical Assistance may include the following tasks as defined in the PWS - Pricing for task 1 includes costs associated with tasks 13, 14, and

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

0002 Base Year - Task 2: PARRiS Analytical Review EA

(PAR) / Community Advantage Desk Review - Pricing for task 2 includes costs associated with tasks

13, 14, and 17

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

0003 Base Year - Task 3 - Targeted Review - Pricing 2 EA for task 3 includes costs associated with tasks

13, 14, and 17

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

0004 Base Year Task 4 - SBA Supervised Lender Safety & EA

Soundness Examinations - Pricing for task 4 includes costs associated with task 13, 14, and 17

Estimates for these CLINS - Minimum = 4 Maximum =

8 yearly INCLUDES ALL SUBCLINS

Continued ...

32f. TELEPHONE NUMBER OF AUTHORIZED GOVERNMENT REPRESENTATIVE

32d. PRINTED NAME AND TITLE OF AUTHORIZED GOVERNMENT REPRESENTATIVE

19 2 of

ITEM NO. SUPPLIES/SERVICES QUANTITY UNIT UNIT PRICE AMOUNT

NAME OF OFFEROR OR CONTRACTOR

3 19

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE AND IS FOR ALL SUB-CLINS

(Not Separately Priced)

0004A Base Year - Task 4 - SBA Supervised Lender Safety EA

& Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and

Small Size Lender Less than $20,000,000

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

0004B Base Year Task 4 - SBA Supervised Lender Safety & EA

Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and

Medium Size Lender Between $20,000,000 and

$49,999,999

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

0004C Base Year Task 4 - SBA Supervised Lender Safety & EA

Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and

Large Size Lender Between $50,000,000 and

$249,999,999

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

0004D Base Year Task 4 - SBA Supervised Lender Safety & EA

Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and

Very Large Size Lender Greater than $250,000,000

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

0005 Base Year Task 5 - Specialty Review: Supervision

& Enforcement - Pricing for task 6 includes costs associated with tasks 13, 14, and 17

0006 Base Year Task 6 - Specialty Review: Change of

Continued ...

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

Sponsored by GSA

FAR (48 CFR) 53.110

4 19

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

Ownership and/or Control - Base Year - Pricing for task 7 includes costs associated with tasks

13, 14, and 17

Period of Performance: 09/25/2016 to 09/27/2017

0007 Base Year - Task 7 - Specialty Review:

Sensitivity Analysis and Financial Base Year -

Stress Test - Pricing for task 8 includes costs associated with tasks 13, 14, and 17

0008 Base Year - Task 8 - Specialty Review: SBA Review of Purchase Packages - Base Year - Pricing for task 9 includes costs associated with tasks 13, 14, and 17

0009 Base Year - Task 9 - Partial Loan File Review - EA

Pricing for task 10 includes costs associated with tasks 13, 14, and 17

0010 Base Year - Task 10 - Full Loan File Review - EA

Pricing for task 11 includes costs associated with tasks 13, 14, and 17

0011 Base Year - Task 11 - Agreed Upon Procedures

(AUP) Review - Pricing for task 12 includes costs associated with tasks 13, 14, and 17

0012 Base Year - Task 12 - Comprehensive Review of SBA

Microloan Program - Pricing for task 13 includes costs associated with tasks 13, 14, and 17

0013 Base Year - Task 13 - Management/Tracking Systems MO and Virtual Data Room

0014 Base Year - Travel

1001 Option Year 1 - Technical Assistance and MO

Oversight Activity - PARRiS Delegated Authority

Reviews, Community Advantage Delegated Authority

Reviews & Certification of Capital Compliance, Quarterly Financial Condition, and Annual Report

Reviews, Lender Oversight Technical Oversight

Assistance. Technical Assistance may include the following tasks as defined in the PWS - Pricing for task 1 includes costs associated with tasks

13, 14, and 17

Continued ...

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

5 19

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1002 Option Year 1 - Task 2: PARRiS Analytical Review EA

(PAR) / Community Advantage Desk Review - Pricing for task 2 includes costs associated with tasks

13, 14, and 17

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1003 Option Year 1- Task 3 - Targeted Review - Pricing 2 EA for task 3 includes costs associated with tasks

13, 14, and 17

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1004 Option Year 1- Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with task 13, 14, and 17

Estimates for these CLINS - Minimum = 4 Maximum =

8 yearly INCLUDES ALL SUBCLINS

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE AND IS FOR ALL SUB-CLINS

(Option Line Item)

Anticipated Exercise Date07/25/2016

(Not Separately Priced)

Period of Performance: 09/25/2017 to 09/24/2018

1004A Option Year 1 - Soundness Examinations - Pricing EA for task 4 includes costs associated with tasks

13, 14, and 17

Small Size Lender Less than $20,000,000

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

Continued ...

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

6 19

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1004B Option Year 1 Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and 17

Medium Size Lender Between $20,000,000 and

$49,999,999

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1004C Option Year 1 Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and 17

Large Size Lender Between $50,000,000 and

$249,999,999

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1004D Option Year 1 - Examinations - Pricing for task 4 EA includes costs associated with tasks 13, 14, and

Very Large Size Lender Greater than $250,000,000

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1005 Option Year 1 - Task 5 - Specialty Review:

Supervision & Enforcement - Pricing for task 6 includes costs associated with tasks 13, 14, and

(Option Line Item)

Continued ...

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

7 19

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1006 Option Year 1- Task 6 - Specialty Review: Change of Ownership and/or Control - Base Year - Pricing for task 7 includes costs associated with tasks

13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1007 Option Year 1 - Task 7 - Specialty Review:

Sensitivity Analysis and Financial Base Year -

Stress Test - Pricing for task 8 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1008 Option Year 1 - Task 8 - Specialty Review: SBA

Review of Purchase Packages - Base Year - Pricing for task 9 includes costs associated with tasks

13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1009 Option Year 1 - Task 9 - Partial Loan File Review EA

- Pricing for task 10 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1010 Option Year 1 - Task 10 - Full Loan File Review - EA

Pricing for task 11 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1011 Option Year 1 - Task 11 - Agreed Upon Procedures

(AUP) Review - Pricing for task 12 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

Continued ...

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

8 19

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

1012 Option Year 1 - Task 12 - Comprehensive Review of

SBA Microloan Program - Pricing for task 13 includes costs associated with tasks 13, 14, and

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1013 Option Year 1 - Task 13 - Management/Tracking MO

Systems and Virtual Data Room

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

1014 Option Year 1 - Travel

(Option Line Item)

Anticipated Exercise Date07/25/2016

Period of Performance: 09/25/2017 to 09/24/2018

2001 Option Year 2 - Technical Assistance and MO

Oversight Activity - PARRiS Delegated Authority

Reviews, Community Advantage Delegated Authority

Reviews & Certification of Capital Compliance, Quarterly Financial Condition, and Annual Report

Reviews, Lender Oversight Technical Oversight

Assistance. Technical Assistance may include the following tasks as defined in the PWS - Pricing for task 1 includes costs associated with tasks

13, 14, and 17

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2002 Option Year 2 - Task 2: PARRiS Analytical Review EA

(PAR) / Community Advantage Desk Review - Pricing for task 2 includes costs associated with tasks

13, 14, and 17

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2017

Continued ...

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

9 19

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

Period of Performance: 09/25/2018 to 09/24/2019

2003 Option Year 2- Task 3 - Targeted Review - Pricing 2 EA for task 3 includes costs associated with tasks

13, 14, and 17

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2004 Option Year 2- Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with task 13, 14, and 17

Estimates for these CLINS - Minimum = 4 Maximum =

8 yearly INCLUDES ALL SUBCLINS

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE AND IS FOR ALL SUB-CLINS

(Option Line Item)

Anticipated Exercise Date07/25/2017

(Not Separately Priced)

Period of Performance: 09/25/2018 to 09/24/2019

2004A Option Year 2 - Soundness Examinations - Pricing EA for task 4 includes costs associated with tasks

13, 14, and 17

Small Size Lender Less than $20,000,000

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2004B Option Year 2 Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and 17

Medium Size Lender Between $20,000,000 and

$49,999,999

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2017

Continued ...

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

10 19

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

Period of Performance: 09/25/2018 to 09/24/2019

2004C Option Year 2 Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and 17

Large Size Lender Between $50,000,000 and

$249,999,999

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2004D Option Year 2 - Examinations - Pricing for task 4 EA includes costs associated with tasks 13, 14, and

Very Large Size Lender Greater than $250,000,000

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2005 Option Year 2 - Task 5 - Specialty Review:

Supervision & Enforcement - Pricing for task 6 includes costs associated with tasks 13, 14, and

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2006 Option Year 2- Task 6 - Specialty Review: Change of Ownership and/or Control - Base Year - Pricing for task 7 includes costs associated with tasks

13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2007 Option Year 2 - Task 7 - Specialty Review:

Sensitivity Analysis and Financial Base Year -

Stress Test - Pricing for task 8 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Continued ...

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

11 19

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2008 Option Year 2 - Task 8 - Specialty Review: SBA

Review of Purchase Packages - Base Year - Pricing for task 9 includes costs associated with tasks

13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2009 Option Year 2 - Task 9 - Partial Loan File Review EA

- Pricing for task 10 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2010 Option Year 2 - Task 10 - Full Loan File Review - EA

Pricing for task 11 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2011 Option Year 2 - Task 11 - Agreed Upon Procedures

(AUP) Review - Pricing for task 12 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2012 Option Year 2 - Task 12 - Comprehensive Review of

SBA Microloan Program - Pricing for task 13 includes costs associated with tasks 13, 14, and

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2013 Option Year 2 - Task 13 - Management/Tracking MO

Systems and Virtual Data Room

(Option Line Item)

Anticipated Exercise Date07/25/2017

Period of Performance: 09/25/2018 to 09/24/2019

2014 Option Year 2 - Travel

Continued ...

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

12 19

CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2018 to 09/24/2019

3001 Option Year 3- Technical Assistance and Oversight MO

Activity - PARRiS Delegated Authority Reviews, Community Advantage Delegated Authority Reviews &

Certification of Capital Compliance, Quarterly

Financial Condition, and Annual Report Reviews, Lender Oversight Technical Oversight Assistance.

Technical Assistance may include the following tasks as defined in the PWS - Pricing for task 1 includes costs associated with tasks 13, 14, and

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3002 Option Year 3 - Task 2: PARRiS Analytical Review EA

(PAR) / Community Advantage Desk Review - Pricing for task 2 includes costs associated with tasks

13, 14, and 17

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3003 Option Year 3- Task 3 - Targeted Review - Pricing 2 EA for task 3 includes costs associated with tasks

13, 14, and 17

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3004 Option Year 3- Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with task 13, 14, and 17

Estimates for these CLINS - Minimum = 4 Maximum =

Continued ...

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REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

8 yearly INCLUDES ALL SUBCLINS

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE AND IS FOR ALL SUB-CLINS

(Option Line Item)

Anticipated Exercise Date07/25/2018

(Not Separately Priced)

Period of Performance: 09/25/2019 to 09/24/2020

3004A Option Year 3 - Soundness Examinations - Pricing EA for task 4 includes costs associated with tasks

13, 14, and 17

Small Size Lender Less than $20,000,000

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3004B Option Year 3 Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and 17

Medium Size Lender Between $20,000,000 and

$49,999,999

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3004C Option Year 3 Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and 17

Large Size Lender Between $50,000,000 and

$249,999,999

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3004D Option Year 3 - Examinations - Pricing for task 4 EA

Continued ...

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REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

includes costs associated with tasks 13, 14, and

Very Large Size Lender Greater than $250,000,000

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3005 Option Year 3 - Task 5 - Specialty Review:

Supervision & Enforcement - Pricing for task 6 includes costs associated with tasks 13, 14, and

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3006 Option Year 3- Task 6 - Specialty Review: Change of Ownership and/or Control - Base Year - Pricing for task 7 includes costs associated with tasks

13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2018 to 09/24/2020

3007 Option Year 3 - Task 7 - Specialty Review:

Sensitivity Analysis and Financial Base Year -

Stress Test - Pricing for task 8 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3008 Option Year 3 - Task 8 - Specialty Review: SBA

Review of Purchase Packages - Base Year - Pricing for task 9 includes costs associated with tasks

13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3009 Option Year 3 - Task 9 - Partial Loan File Review EA

- Pricing for task 10 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2018

Continued ...

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CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

Period of Performance: 09/25/2019 to 09/24/2020

3010 Option Year 3 - Task 10 - Full Loan File Review - EA

Pricing for task 11 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3011 Option Year 3 - Task 11 - Agreed Upon Procedures

(AUP) Review - Pricing for task 12 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3012 Option Year 3 - Task 12 - Comprehensive Review of

SBA Microloan Program - Pricing for task 13 includes costs associated with tasks 13, 14, and

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3013 Option Year 3- Task 13 - Management/Tracking MO

Systems and Virtual Data Room

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

3014 Option Year 3 - Travel

(Option Line Item)

Anticipated Exercise Date07/25/2018

Period of Performance: 09/25/2019 to 09/24/2020

4001 Option Year 4- Technical Assistance and Oversight MO

Activity - PARRiS Delegated Authority Reviews, Community Advantage Delegated Authority Reviews &

Certification of Capital Compliance, Quarterly

Financial Condition, and Annual Report Reviews, Lender Oversight Technical Oversight Assistance.

Technical Assistance may include the following tasks as defined in the PWS - Pricing for task 1 includes costs associated with tasks 13, 14, and

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

Continued ...

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CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4002 Option Year 4 - Task 2: PARRiS Analytical Review EA

(PAR) / Community Advantage Desk Review - Pricing for task 2 includes costs associated with tasks

13, 14, and 17

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4003 Option Year 4- Task 3 - Targeted Review - Pricing 2 EA for task 3 includes costs associated with tasks

13, 14, and 17

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4004 Option Year 4- Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with task 13, 14, and 17

Estimates for these CLINS - Minimum = 4 Maximum =

8 yearly INCLUDES ALL SUBCLINS

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE AND IS FOR ALL SUB-CLINS

(Option Line Item)

Anticipated Exercise Date07/25/2019

(Not Separately Priced)

Period of Performance: 09/25/2020 to 09/24/2021

4004A Option Year 4 - Soundness Examinations - Pricing EA for task 4 includes costs associated with tasks

13, 14, and 17

Small Size Lender Less than $20,000,000

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

Continued ...

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CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4004B Option Year 4 Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and 17

Medium Size Lender Between $20,000,000 and

$49,999,999

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4004C Option Year 4 Task 4 - SBA Supervised Lender EA

Safety & Soundness Examinations - Pricing for task 4 includes costs associated with tasks 13, 14, and 17

Large Size Lender Between $50,000,000 and

$249,999,999

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4004D Option Year 4- Examinations - Pricing for task 4 EA includes costs associated with tasks 13, 14, and

Very Large Size Lender Greater than $250,000,000

NOTE: THE NUMBER PROVIDED IS A ESTIMATE PER YEAR

BUT IS NOT A GUARANTEE

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4005 Option Year 4 - Task 5 - Specialty Review:

Supervision & Enforcement - Pricing for task 6 includes costs associated with tasks 13, 14, and

(Option Line Item)

Anticipated Exercise Date07/25/2019

Continued ...

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CONTINUATION SHEET

REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

Period of Performance: 09/25/2020 to 09/24/2021

4006 Option Year 4- Task 6 - Specialty Review: Change of Ownership and/or Control - Base Year - Pricing for task 7 includes costs associated with tasks

13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2019 to 09/24/2021

4007 Option Year 4 - Task 7 - Specialty Review:

Sensitivity Analysis and Financial Base Year -

Stress Test - Pricing for task 8 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4008 Option Year 4 - Task 8 - Specialty Review: SBA

Review of Purchase Packages - Base Year - Pricing for task 9 includes costs associated with tasks

13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4009 Option Year 4 - Task 9 - Partial Loan File Review EA

- Pricing for task 10 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4010 Option Year 4 - Task 10 - Full Loan File Review - EA

Pricing for task 11 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4011 Option Year 4 - Task 11 - Agreed Upon Procedures

(AUP) Review - Pricing for task 12 includes costs associated with tasks 13, 14, and 17

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

Continued ...

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REFERENCE NO. OF DOCUMENT BEING CONTINUED PAGE OF

(A) (B) (C) (D) (E) (F)

SBAHQ-16-R-0006

4012 Option Year 4 - Task 12 - Comprehensive Review of

SBA Microloan Program - Pricing for task 13 includes costs associated with tasks 13, 14, and

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4013 Option Year 4- Task 13 - Management/Tracking MO

Systems and Virtual Data Room

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

4014 Option Year 4 - Travel

(Option Line Item)

Anticipated Exercise Date07/25/2019

Period of Performance: 09/25/2020 to 09/24/2021

5001 FOR REPORTING PURPOSES TO FPDS- NG ONLY. THIS

LINE IS TO DOCUMENT THE MAXIMUM AMOUNT ON THE

PARENT IDIQ CONTRACT. OBLIGATIONS WILL BE MADE

PER NEGOTIATED TASK ORDERS.

The Contracting Officer Representative is Andrea

Giles. She can be reached at 202-205-6301 or andrea.giles@sba.gov

NSN 7540-01-152-8067 OPTIONAL FORM 336 (4-86)

File details come from the government source that posted it. Updated .