RFQ_10210099_Final.pdf

Division of Engineering Architectural and Engineering Contract Program 715 P Street 4th Floor Sacramento, CA 95814

REQUEST FOR QUALIFICATIONS NO. 10210099

On Call Engineering Geological and Engineering Services

TO ALL PROSPECTIVE APPLICANTS

July 11, 2025

The Department of Water Resources (DWR), Division of Engineering , Project Geology Section, invites qualified firms to submit a Statement of Qualification (SOQ). The Project Geology Section has been tasked to provide on-call, as needed geologic support (evaluations and construction support) for various projects along the State Water Project (CA Aqueduct and various dams). The services to be provided will be engineering geology services and associated engineering sub-disciplines.

The specific work and deliverables are identified in Exhibit A – Scope of Work, Description of Services, and will support the Division of Engineering’s Project Geology Section.

This package contains Request for Qualifications (RFQ) No. 10210099. In submitting your SOQ you will comply with the instructions found herein. The SOQ must be received by 2:00 p.m. on Thursday, August 14, 2025, at the address indicated in Section XI, Submission of SOQs of the enclosed RFQ.

The services to be provided may require that work be done independently or partnered with other DWR employees but always at the direction of the DWR.

The estimated length term for this agreement is November 14, 2025 through November 13, 2028 (three years) with the option of up to two one-year amendments (see Exhibit E, No. 21 - Multiple Years Option(s)).

DWR reserves the right to cancel or modify this RFQ up to the date and time the SOQ is due and to waive immaterial deviations with any of the SOQs. Additionally, DWR is not responsible for any preparation costs incurred by firms submitting an SOQ.

A copy of the State of California’s (State) General Terms and Conditions, Special Terms and Conditions for Department of Water Resources (Architectural and Engineering), and Additional Provisions (Exhibits C, D and E) are provided in this RFQ. These terms and conditions are NON-NEGOTIABLE. Any questions regarding these, or any other, terms and conditions MUST be addressed in writing during the question-and-answer period.

The Contractor Certification Clauses (available at:

https://www.dgs.ca.gov/OLS/Resources/Page-Content/Office-of-Legal-Services-Resources-List- Folder/Standard-Contract-Language#@ViewBag.JumpTo), contain terms and conditions that may apply to person(s) doing business with the State, and that may apply to your agreement. If awarded the contract, you must sign and return Page One of the CCC 04/2017 prior to award.

The Certification must be renewed every three years and will be updated when the State makes revisions to the clauses.

Please see instructions in Section V of the enclosed RFQ on how to submit questions regarding services to be performed or submission requirements.

ATTENTION: SIGNIFICANT UPDATES TO THE REQUEST FOR QUALIFICATIONS (RFQ)

STATE OF CALIFORNIA – CALIFORNIA NATURAL RESOURCES AGENCY GAVIN NEWSOM, Governor

DEPARTMENT OF WATER RESOURCES

RFQ No. 10210099

PROCESS ARE IDENTIFIED ON THIS COVER LETTER AND DESCRIBED FURTHER IN

THE ATTACHED RFQ. THIS RFQ CONTAINS REVISED LANGUAGE AND A NEW FORMAT.

PLEASE READ IN ITS ENTIRETY.

DUE TO NEW NEGOTIATION REQUIREMENTS, PARTICIPATION IN THIS SOLICITATION

REQUIRES MANDATORY ATTENDANCE OF THE PRE-SOQ CONFERENCE.

PLEASE NOTE THE FOLLOWING CHANGES:

1. A mandatory virtual pre-SOQ Conference specific to the new negotiations process will be held as stated in Section V - Mandatory Pre-SOQ Conference. Also in RFQ Section V, directions are given for the Question and Answer period for non-negotiation related RFQ questions.

2. Section IX - Negotiation Process, is a new section, which describes the updated negotiations process for DWR for Architectural & Engineering (A&E) contracts.

a. Negotiations will be based on a Firm’s (including subcontractor(s)) true and actual cost.

b. Negotiations will now require submission of company policies on how they compensate their employees.

3. Section XVII – Generative Artificial Intelligence (GenAI) Disclosure, which describes the new GenAI disclosure requirements when submitting a Statement of Qualifications.

4. GenAI Disclosure & Factsheet (STD 1000) is the Standard form required as a part of a Statement of Qualifications

5. The following Exhibit E clauses are new or contains revisions specific to this contract:

a. Exhibit E, No. 11 - Contractor Personnel, New Clause.

b. Exhibit E, No. 12 - Substitutions of Personnel, contains revisions.

c. Exhibit E, No. 14 – Deliverables and Other Work Product, contains revisions.

6. The following Exhibit E clauses are now published as part of the RFQ and are no longer negotiable items:

a. Exhibit E, No. 2 - Reimbursement Clause. The process of how to request short term excess lodging is now incorporated into this clause. *NOTE: Effective October 1, 2024, the State has adopted the federal standard and non-standard reimbursement lodging rates, as well as rates for Meals and Incidental Expenses.

Please click on the link within the Reimbursement Clause to view the new Federal reimbursement rates.

b. Exhibit, E, No. 18 - Profit (identifies published profit that will be calculated into fully loaded hourly rates).

c. Exhibit E, No. 19 - Escalation (identifies how escalation will be addressed).

d. Exhibit E, No. 20 - Mark-up (for subcontractor and other direct costs).

e. Exhibit E, No. 21 - Multiple year option(s) (identifies options to amend for additional years).

7. Exhibit E, No. 22 - Other Contracts with Similar Services.

TABLE OF CONTENTS

1. Request for Qualifications

Section I - Authority Section II – Definitions for Purposes of this Solicitation Section III – Background Section IV - Purpose Section V - Questions and Answers/(Mandatory)Pre-SOQ Conference Section VI - Statement of Qualification (SOQ) Requirements Section VII - Selection Criteria Section VIII - Evaluation Process Section IX – Negotiation Process Section X - SOQ Conditions Section XI - Submission of SOQs Section XII - Time Schedule Section XIII - Contract Obligations Section XIV - Disabled Veterans Business Enterprise Requirement Section XV - Small Business Program Section XVI – Department of Industrial Relations Registration of Contractors and Prevailing Wage Monitoring and Enforcement Section XVII – Generative Artificial Intelligence (GenAI) Disclosure

2. Payee Data Record (Std. 204)

3. SOQ Checklist

4. Potential Qualified Firms Certification Sheet

5. Explanation of Items on Potential Qualified Firms Certification Sheet

6. References

7. GenAI Disclosure & Factsheet (STD 1000)………………………………………………………………23

8. Sample Standard Agreement (Std. 213)

9. Exhibit A Scope of Work Attachment 1 – Sample Task Order Attachment 2 – Sample Task Order Budget Cost Detail

10. Exhibit B

Budget Detail and Payment Provisions Attachment 1 – Rate Sheet Attachment 2 – Contractor Staffing Minimum Qualifications Attachment 3 – Additional Payment Provisions

11. Exhibit C

General Terms and Conditions

12. Exhibit D

Special Terms and Conditions – Department of Water Resources Attachment 1 – Recycled Content Certification

13. Exhibit E

Additional Provisions Attachment 1 – Standard Contract Provisions Regarding Political Reform Act Compliance Attachment 2 – Protection of Confidential and Sensitive Information Attachment 3 – Non-Disclosure Certificate

14. Exhibit FEMA

Certificate Regarding Lobbying

I. Authority

The Department of Water Resources (DWR) is authorized to contract with qualified firms, as described in Government Code Section 4525(a), for the services listed in Government Code Section 4525(d), 4525(e), and 4525(f).

A. California Public Contract Code § 6106 B. Regulations adopted pursuant to Government Code Section 4526:

C. California Code of Regulations Title 23, Division 2, Chapter 1.7, Sections 380 through 391

II. Definitions For Purposes of this Solicitation

A. “DWR” means the Department of Water Resources.

B. The term “architectural and engineering (hereafter “A&E”) services” shall include all architectural, landscape architectural, environmental, engineering, land surveying, and construction project management services, as well as incidental services that members of these professions and those in their employ may logically or justifiably perform, including permitting and environmental studies, rights-of-way services, design phase services, construction phase services, public outreach and meeting facilitation related to the foregoing. “A&E services” shall not include legal services rendered to the Department, provided that nothing in these regulations shall prevent an A&E contractor from consulting legal counsel and including the fees as part of its reasonable overhead. (23 CCR § 381)

C. “Firm” means any individual, firm, partnership, corporation, association, or other legal entity permitted by law to practice the professions of architecture, landscape architecture, engineering, environmental services, land surveying, or construction project management. (23 CCR § 381)

D. “Submitter” means any individual, firm, partnership, corporation, association, or other legal entity that submits an SOQ to DWR in response to a Request for Qualifications.

E. “Bidder/Offeror” means Submitter.

F. For information regarding “subcontractors” or “subcontracting”, please reference

Exhibit D, No. 5 – Potential Subcontractors and Exhibit D, No. 6 – Subcontractors.

G. Key Personnel are individual(s) who are expected to perform key roles to meet contract requirements, including subcontractors. The Key Personnel composition shall be representative of the categories identified in Section VII, Selection Criteria.

Key Personnel are expected to be utilized throughout the life of the contract(s) that result(s) from the RFQ. The Firm is required to identify the key personnel in their organization chart (see Section VI, Statement of Qualifications (SOQ) Requirements) with a symbol (i.e. such as a star or picture of a key).

H. Agreement also means Contract.

I. “RFQ” is an acronym for Request for Qualifications, the solicitation document used to request a Statement of Qualifications of firms that perform A&E services (23 CCR § 381).

J. “SOQ” is an acronym for Statement of Qualifications, the response to an RFQ or annual announcement submitted by firms that perform A&E services (23 CCR § 381).

III. Background

The Department of Water Resources (DWR or Department) is responsible for the successful design, construction, operation, re-evaluation, and maintenance of the State Water Project (SWP), the nation’s largest state-built water and power development and conveyance system. The Division of Engineering (DOE) oversees DWR engineering and construction activities, including engineering activities for the SWP, engineering activities that support Operations and Maintenance (O&M), and engineering activities funded or partially funded by other DWR divisions. Engineering geological services related to the SWP are performed within DOE.

IV. Purpose

Please see Exhibit A, Scope of Work, for a description of services.

V. Mandatory Pre-SOQ Conference:

Virtual Meeting Information

Friday, July 18, 2025 @ 10:00 AM PT

Microsoft Teams Meeting Join the meeting now

Meeting ID: 243 427 584 499 Passcode: yY7Yy9QF

Prospective firms attending this mandatory pre-SOQ conference will receive information specific to the new negotiations process. At the time of selection, the most qualified firm will be instructed to submit their financial documents and rate sheet per Section IX.

Negotiations. The negotiations process will be discussed in further detail during the pre- SOQ Submittal Conference.

In the event a prospective firm is unable to attend the mandatory negotiation question and answer meeting, an authorized representative may attend on the prospective firm’s behalf.

The representative may sign-in for only one (1) firm.

Two Phase Question and Answer Period

General RFQ Questions and Answers

Questions must be submitted in writing via email by 2:00 PM on July 17, 2025, to Angela.Marchbanks@water.ca.gov

Answers regarding general RFQ questions will be provided via information letter/addendum on July 23, 2025.

Mandatory Pre-SOQ Conference

There will be a mandatory, virtual, question and answer meeting held on July 18, 2025 at 10:00 AM PT.

Negotiation follow-up questions must be submitted in writing via email by 5:00 PM on July 18, 2025 to Angela.Marchbanks@water.ca.gov

No SOQ will be accepted unless Firm attends the mandatory Pre-SOQ Conference meeting.

At the Mandatory Pre-SOQ Conference all attendees will be required to identify their name, name of firm they represent, telephone number and email address.

Answers regarding Negotiations, Scope of Work and general RFQ questions will be provided via information letter/addendum on July 23, 2025.

Please note this mandatory pre-SOQ conference negotiation may not be recorded.

VI. Statement of Qualification (SOQ) Requirements

A. The SOQ should contain, at minimum, information for an objective evaluation of the

Firm’s qualifications as it relates to Part VII, Selection Criteria. Please limit your SOQ to a maximum of 50 pages, excluding cover letters, resumes, and licenses.

Materials such as SOQ Checklist, Potential Qualified Firms – Certification Sheet, References, Conflict of Interest Statement, Certification Regarding Lobbying (See Exhibit FEMA), Table of Contents, Cover Sheets, tabs and dividers do not count towards the 50 pages. SOQs must be tabbed and labeled consistent with the below sections and contain the following information:

1. Introduction of Firm’s Team.

a. Legal name and corresponding address of Firm, as written in the Potential

Qualified Firms - Certification Sheet (see page 20).

b. Firm’s Point of Contact.

i. Name, Title, Name of Firm, Telephone Number and E-mail Address.

Provide contact information for a representative of the firm that DWR can contact for additional information.

c. Complete this section for the Firm and all subcontractors.

i. Describe the organization of the Firm’s team, including identifying any subcontractors and their staff similarly but separately. Clarify reason(s) for utilizing subcontractors and what elements of the Exhibit A, Scope of Work that they will work on and why.

ii. Provide, for the principal firm and subcontractors, the location of each firm’s facility/office, mailing address, telephone number, and email address.

iii. Provide California Department of Industrial Relations (DIR) registration numbers for the Firm and all subcontractor(s) (if applicable).

iv. Printed company literature that serves to substantiate qualifications or that provides other pertinent data may be included.

2. Qualifications of Firm’s Key Personnel (Includes Subcontractors)

a. Describe the education and experience of the Key Personnel corresponding with Section VII, Selection Criteria, Paragraph A.

b. Resumes of all key staff that would be provided in conjunction with this contract. Key staff would be those individuals making decisions on the contract deliverables or doing the majority of work. Resumes are to be strictly limited to two (2) pages per person.

c. Provide copies of the following valid professional license(s) and certifications. An image of the current licensee status as provided by the license lookup feature at www.bpelsg.ca.gov will suffice to meet this requirement. The key personnel and those in responsible charge of work must have California licenses. Also include copies of other pertinent certifications/registrations:

1. California Professional Geologist License

2. California Certified Engineering Geologist

3. California Professional Geophysicist

4. California Professional Engineer

5. California Geotechnical Engineer

d. Include staff with prior experience on projects where Federal Energy Regulatory Commission (FERC) acceptance and approval was required as part of the project.

e. Reliability, continuity, and length of employment of principal firm’s and subcontractors’ staff.

f. Location of key staff.

g. Staff Availability. The Firm will provide a table or a graph (bar chart, pie chart, etc.) showing the percentage of staff availability of the team proposed to work on the contract.

3. Firm’s Team Project Experience

a. Provide three example projects over the last five (5) years that best illustrate the Firm’s competencies and qualifications as they relate to the services found in Exhibit A, Scope of Work. Provide brief project descriptions and current client contact information for verification (this is in addition to references required in Section VI, Statement of Qualification (SOQ) Requirements, References). The example projects, which best illustrate the proposed team’s competencies and qualifications for the contract, will represent services performed by individuals from the Firm, including subcontractors, available to do the work and listed on the Organizational Chart.

4. Certification Sheets

a. Provide the Potential Qualifying Firms Certification Sheet (see page 20) signed by an individual who is authorized to bind the firm contractually. The signature must indicate the title or position that the individual holds in the firm.

The Certification Sheet must be returned in the SOQ package. An SOQ will be rejected if the certification sheet is unsigned or omitted.

b. Generative Artificial Intelligence (GenAI) Disclosure – Provide a to notify the

State in writing if the Submitter’s solution or service includes, or makes available, any GenAI technology, including GenAI from third parties or subcontractors.

Failure to disclose GenAI to DWR and submit the GenAI Disclosure &

Factsheet may result in disqualification of the Submitter and may void any resulting contract. DWR reserves its right to seek any and all relief it may be entitled to as a result of such nondisclosure.

c. The Certificate Regarding Lobbying (see Exhibit FEMA, page 5 of 7) must be signed by the Contractor’s authorized official. The name and title of the Contractor’s authorized official signing the Certification must be identified.

The Certification must be returned in the SOQ package. An SOQ will be rejected if the certification is unsigned or omitted.

5. References

a. Provide three (3) of references for similar types of services within the last five

(5) years. At a minimum, complete references form on page 22. At least two

(2) of the provided references must be non-DWR

6. Conflict of Interest Statement

a. Firm will identify any of the conditions listed in and state their ability to meet the terms and conditions addressed in Exhibit D – Conflict of Interest, and Exhibit E, Political Reform Act.

VII. Selection Criteria

A. Each Firm’s SOQ for this proposed contract service will be evaluated and scored in accordance with the below selection criteria. These criteria will also be used during the interview process.

1. Qualifications and experience of the firm’s staff and subcontractor’s staff in conducting engineering geological, engineering, and engineering seismological work as described in Exhibit A, Scope of Work.

2. Firm’s key staff ability to meet DWR’s potential needs, including ability to adequately service multiple projects concurrently.

3. Ability of the firm to administer and divide work between the principal firm and the subcontractors, including the ability to efficiently and effectively incorporate teaming partners.

4. Demonstrated reliability, continuity, and length of employment of principal firm’s and subcontractors’ staff.

5. Qualifications and experience of the firm’s staff in solving complex engineering geological, engineering, and engineering seismological problems as described in Exhibit A, Scope of Work.

6. Demonstrated expertise and in-depth knowledge of water infrastructure as related to Exhibit A, Scope of Work.

7. Demonstrated expertise and in-depth knowledge of DWR facilities or other similar water facilities.

8. Ability of the firm to provide independent, third-party technical advice and guidance.

9. Ability of the firm to assist with knowledge transfer to DOE staff as related to engineering geologic, engineering, and engineering seismological work.

10. Firm’s current and projected workload, and ability to provide a timely response to DWR requests. Firm’s ability to submit reports and required documentation in a timely manner not to exceed 30 days following the completion of services.

11. Firm's ability to efficiently respond to Task Order requests, within 5 business days.

12. Firm's demonstrated competence and experience related to providing project management elements for task orders (TOs) (scope of work, budget, schedule, deliverable, invoicing) and implement TOs as directed.

13. Firm’s demonstrated competence and experience to provide quality proposals, exploration plans or work plans, job health and safety plans (job hazard analysis, heat illness prevention plan, or similar), exploration logs, and final reports prepared by the applicant.

14. Nature and quality of proffered sample work.

15. Location of firm’s office(s) for project coordination, meetings, and providing services.

16. Ability of the firm to provide staff in the following selected classifications that meet the minimum qualifications per Exhibit B, Attachment 2 – Contractor Staffing Minimum Qualifications:

Senior Principal Level Classifications Senior Principal Engineering Geologist Senior Principal Engineer Senior Principal Research Analyst

Principal Level Classifications Principal Engineering Geologist Principal Engineer Principal Seismologist Principal Geophysicist Principal GIS Analyst Principal Research Analyst

Senior Level Classifications

Senior Engineering Geologist Senior Engineer Senior Seismologist Senior Geophysicist Senior GIS Analyst Senior Research Analyst Senior Instrumentation Specialist Senior Electrical Engineer

Project Level Classifications

Project Engineering Geologist Project Engineer Project Seismologist Project Geophysicist Project GIS Analyst Project Instrumentation Specialist Project Electrical Engineer

Staff Level Classifications

Staff Engineering Geologist

Staff Engineer Staff Seismologist Staff Geophysicist Staff GIS Analyst Staff Instrumentation Specialist Staff Draftsperson

VIII. Evaluation Process

A. After the SOQ submittal date and time, each SOQ will be checked for the presence or absence of required information in conformance with Section VI, Statement of Qualification (SOQ) Requirements. If any required information is absent, the SOQ may be rejected. DWR reserves the right to cancel or modify this RFQ up to the date and time the SOQ is due and to waive immaterial deviations with any of the SOQs.

B. A panel of DWR personnel will evaluate the SOQs in accordance with the published Selection Criteria in this RFQ. All submitted SOQ’s will be scored by the panel.

Separate interviews will then be held with at least three of the firms deemed to be the most highly qualified to provide the needed services or with all firms if less than three apply. If any presentations are required to be made, the presentation’s cost will be the responsibility of the Firm. No reimbursement will be made by DWR.

C. Once the most qualified has been selected by the DWR panel, DWR will notify that respective Firm.

IX. Negotiations

A. The DWR negotiation process will be based on: Firm’s actual cost with a fixed profit rate that has been established by DWR. See Exhibit E, Additional Provisions for the published profit rate, the annual escalation for the hourly billing rates, and subcontractor mark-up for this contract.

B. At time of selection, the most qualified firm will be instructed to submit their financial documents and rate sheet. The Firm’s submission must be electronic and must be submitted no later than five (5) business days after notification of selection or otherwise determined by DWR. (Financial documents will include resumes for all personnel; true and actual payroll records; financial records that support fringe benefits, overhead costs, and general administration; documentation or records that support costs incurred by utilizing subcontractors; historical and true records of other direct cost charges; and compensation policies. Compensation policies will include shift differential policies, holiday policies, and how the Firm’s personnel and subcontractor personnel receive compensation for overtime (hours worked over an established work week). The specific financial documents and format of the rate sheet will be identified during the Mandatory Pre-SOQ Conference (see Section V) and when the most qualified firm gets notified of selection. The prime Firm will be responsible for submitting the complete financial documents for their personnel, including any subcontractors. Submissions of the Firm’s rate sheet must be provided electronically to DWR on a Microsoft Excel spreadsheet titled RFQ No. 10210099 followed by the name of the Firm as it appears on SOQ. Failure to submit a complete financial documents package or rate sheet may result in termination of negotiations.

C. After the financial documents and rate sheet have been received, DWR will begin to review the documentation to ensure the documents are complete and requested reimbursement is appropriate. Discussions with the most qualified applicant regarding the submitted financial documents, rate sheet, and resumes will occur after DWR’s review in order to determine a cost that is fair and reasonable to the State. Any missing documentation or comments from DWR will need to be resolved timely; see Section XII, Time Schedule. If DWR is unable to successfully negotiate a cost agreement with the most qualified Firm, negotiations will begin with the next most qualified Firm, and so on. If DWR is unable to negotiate a fair and reasonable cost with any Firm, DWR may elect not to award the contract and may elect to proceed with a new solicitation.

D. Unsuccessful Firm’s will be notified by DWR following award of the contract.

E. Nothing in this RFQ shall require DWR to award a contract.

X. SOQ Conditions

In addition to Section VII, Selection Criteria and Section VIII, Evaluation Process, the following SOQ conditions apply:

A. Firms must keep the interview selection, interview content, most qualified selection, and contract negotiations confidential until the contract is awarded.

B. Evaluations will be available for public inspection at the conclusion of the selection and award process under the California Public Records Act (Government Code Section 6250 et seq.) and subject to review by the public.

C. DWR considers confidential financial information provided by firms as a part of negotiations to not be subject to the Public Records Act.

D. On March 4, 2022, Governor Gavin Newsom issued Executive Order N-6-22 (the

EO) regarding Economic Sanctions against Russia and Russian entities and individuals. “Economic Sanctions” refers to sanctions imposed by the U.S.

government in response to Russia’s actions in Ukraine, as well as any sanctions imposed under state law. By submitting a bid or proposal a Statement of Qualifications (SOQ), Contractor represents that it is not a target of Economic Sanctions. Should the State determine Contractor is a target of Economic Sanctions or is conducting prohibited transactions with sanctioned individuals or entities, that shall be grounds for rejection of the Contractor’s SOQ any time prior to contract execution, or, if determined after contract execution, shall be grounds for termination by the State.

XI. Submission of SOQs

A. One text readable pdf copy of the SOQ must be emailed to Angela Marchbanks at

Angela.Marchbanks@water.ca.gov.

Alternative options of SOQ submission is to mail, overnight, or hand deliver (hand deliver by appointment only) the text readable pdf copy of the SOQ on a USB Flash Drive to the following addresses:

Mail: Overnight or Hand Delivery:

Department of Water Resources Department of Water Resources Division of Engineering Division of Engineering Attention: Angela Marchbanks Attention: Angela Marchbanks P. O. Box 942836 715 P Street, 4th Floor Sacramento, CA 94236-0001 Sacramento, CA 95814 Phone: (916) 803-5627 Phone: (916) 803-5627

B. The SOQs must be received by 2:00 PM PT on Thursday, August 14, 2025.

Envelopes should be clearly labeled: “Statement of Qualifications, No.

10210099. SOQs WILL NOT BE OPENED UNTIL 2:00 PM on Thursday, August 14, 2025.” SOQs received after the due date and time will be returned unopened to the submitting party.

C. DWR is not responsible for any costs incurred by the Firms’ for preparation of

SOQs.

D. All materials (except brochures) submitted in response to this RFQ shall become

State property and will not be returned. Brochures of non-selected Firm’s may be picked up where they were submitted after award has been made.

E. An SOQ may be rejected if it is conditional or incomplete, or if it contains any proposed alternate terms, alterations of form, or other irregularities of any kind.

The State may reject all SOQs and may cancel or modify this RFQ up to the date the SOQ is due. DWR reserves the right to reject all SOQs.

F. Before the SOQ submission deadline, a Firm may withdraw its SOQ by submitting a written withdrawal request to the State, signed by the Firm or an agent authorized in accordance with the preceding paragraph. A Firm may thereafter submit a new SOQ prior to the SOQ submission deadline. SOQs may not be revised without good cause and DWR’s consent subsequent to SOQ submission deadline.

G. DWR may modify the RFQ prior to the date fixed for submission of SOQs by the issuance of an addendum posted to California State Contracts Register via Cal eProcure (FI$Cal).

H. Firms are cautioned not to rely on DWR, during the evaluation, to discover and report any defects and errors in the submitted documents. Firms, before submitting their documents, should carefully proof them for errors and adherence to the RFQ requirements. DWR may, but is not required to, waive minor deviations from submission requirements.

XII. Time Schedule*

A. RFQ published CSCR 7-11-25 Integrated Marketing Systems 7-11-25

B. SOW and General RFQ Questions Deadline 7-17-25 at 2:00 PM

C. Mandatory Pre-SOQ Conference 7-18-25 at 10:00 AM

D. Answers Deadline 7-23-25

E. SOQ Submission Deadline 8-14-25 at 2:00 PM

DWR will make every effort to commit to the dates listed below. DWR expects the same commitment from firms. If a firm is not able to meet the timelines listed below F – M, DWR may opt to begin negotiations with the next most qualified firm. DWR reserves the right to change the dates:

F. Interview Dates (estimated dates) 9-8-25 to 9-22-25

G. Most qualified Firm is selected and request of Financial Documents and Rate Sheet (estimated date) 9-23-25 **Start of Negotiations

H. Submission of Financial Documents and Rate Sheet Due (estimated date, 5 days after selection) 9-30-25

I. DWR Completes Review of Financial Documents and Rate Sheet; DWR Provides Comments and Requests Missing Information (estimated date) 10-9-25

J. Submission of resumes for all staff, if needed

(estimated date, 3 days after DWR completes review) 10-15-25

K. Submission of requested documentation necessary to complete negotiations (estimated date, 3 days after DWR completes review) 10-15-25

L. Completion date for final Rate Sheet (estimated date) 10-22-25

M. Completion date for contract negotiations (estimated date) 10-22-25

N. Contract approval (estimated date) 11-14-25

**Negotiation Workshop: After the most qualified is determined and financial documentation has been received, DWR will start rate negotiations. A negotiation workshop may be held if necessary to complete the negotiation process.

XIII. Contract Obligations

A. The following documents, when completed and approved, along with the resume(s) will comprise the contract (sample contract starting on page 26:

1. A Standard Agreement (STD. 213).

2. Scope of Work in Exhibit A and any corresponding attachments.

3. Budget Detail and Payment Provisions in Exhibit B and any corresponding attachments.

4. General Terms and Conditions in Exhibit C.

5. Special Terms and Conditions for the Department of Water Resources in

Exhibit D and any corresponding attachments.

6. Additional Provisions listed in Exhibit E and any corresponding attachments.

7. Required Provisions Under Code of Federal Regulations in Exhibit FEMA.

B. The following documents are not exhibits, but are required prior to award of contract:

1. Contractor Certification Clause (CCC 04/2017)

2. Payee Data Record (Std. 204)

3. Insurance certificates and endorsements as stated in Exhibit E.

XIV. Disabled Veteran Business Enterprise (DVBE) Requirement

A. Firms are strongly encouraged to provide certification of Disabled Veterans

Business Enterprise (DVBE) status. DVBE certification may be obtained from the Department of General Services, Office of Small Business and DVBE Services (OSDS), and should be attached to the SOQ if DVBE status is claimed. DVBE participation is not required and in no way affects the selection process criteria for this contract.

B. For additional DVBE information DWR encourages you to work with and contact Joanne Arcilla, Small Business and DVBE Program Manager at (916) 707-4593 or via email at SB.DVBE@water.ca.gov.

XV. Small Business (SB) Program

A. In recognition of the significant economic contribution made by California’s small business sector, Government Code 14838 (a) mandates each California agency and department to meet an annual California Small Business participation goal of 25 percent of non-governmental procurements. This goal is achieved through contract awards made directly to the Small Business community or through subcontracted partnerships between Prime firms and California certified small businesses. DWR strongly encourages Prime Firms to partner with California certified Small Businesses in response to this solicitation. Firms that include California certified small businesses as an initial team member, or those which are added subsequent to contract execution through the amendment or task order process, are required to identify the Small Business firm status of each firm as appropriate and will be required to report expenditures made to these business concerns. This will allow DWR to track, tabulate and report overall expenditures made in the Small Business sector as required by the Department of General Services.

C. For additional DVBE information DWR encourages you to work with and contact Joanne Arcilla, Small Business and DVBE Program Manager at (916) 707-4593 or via email at SB.DVBE@water.ca.gov.

XVI. Department of Industrial Relations Registration of Contractors and Prevailing

Wage Monitoring and Enforcement

A. In addition to complying with other applicable laws, effective for all submissions of Statement of Qualifications (SOQs), that include public works, received on or after March 1, 2015, each Firm submitting an SOQ for such contract work must be a Department of Industrial Relations Registered Contractor pursuant to Labor Code Section 1725.5 (“DIR registered contractor”). A Firm that is not a DIR registered contractor when submitting an SOQ for the contract work is deemed “not qualified.” Pursuant to Labor Code Section 1725.5, all subcontractors performing public works shall also be DIR registered contractors.

B. Effective for contracts that include public works awarded on or after April 1, 2015, all awarded prime contractors, and all subcontractors of any tier, performing public works shall be DIR registered contractors. Also, all such contractors and subcontractors must furnish electronic certified payroll records, for work that is considered “public works” under Labor Code Sections 1720 et seq., directly to the Labor Commissioner (of the Division of Labor Standards Enforcement). The contracts are subject to compliance monitoring and enforcement by the Department of Industrial Relations.

XVII. Generative Artificial Intelligence (GenAI) Disclosure

A. The State of California seeks to realize the potential benefits of GenAI, through the development and deployment of GenAI tools, while balancing the risks of these new technologies.

B. Submitters must notify the State in writing if their solution or service includes, or makes available, any GenAI technology, including GenAI from third parties or subcontractors.

C. The State has developed a GenAI Disclosure & Factsheet to be completed by the Submitters.

D. Failure to disclose GenAI to the State and submit the GenAI Disclosure & Factsheet will result in disqualification of the Submitter and may void any resulting contract. The State reserves its right to seek any and all relief it may be entitled to as a result of such non-disclosure. Upon receipt of a Submitter GenAI Disclosure & Factsheet, the state reserves the right to incorporate GenAI Special Provisions into the final contract or reject Submitters that present an unacceptable level of risk to the State.

SOQ CHECKLIST

Please submit the following items in your SOQ in the order listed below. Additionally, the SOQ will not be considered responsive unless the following documents are included in your SOQ Submission.

DWR reserves the right to waive immaterial deviations:

Introduction of Firm’s Team

Legal name and corresponding address of Firm

_ Name, title, address, telephone number, and email address of person DWR can concerning the Firm’s SOQ.

Proposed Team, including legal names, list of office address(es), description of organization of Firm’s team, Organization Chart of Firm’s team, percentage of availability, and (if applicable) DIR registration numbers.

Printed company literature that serves to substantiate qualifications or that provides other pertinent data may be included.

Qualification of Firm’s Key Personnel

Education and experience of Key Personnel

Resumes of all Key Personnel

Copies of valid professional license/registration/certification

1. California Professional Geologist

License

2. California Certified Engineering Geologist

3. California Professional Geophysicist

4. California Professional Engineer

5. California Geotechnical Engineer

Firm Project Experience

Three (3) of projects provided to illustrate Firm’s competencies and qualifications.

Certification Sheets

Potential Qualified Firms Certification Sheet (signed by Firm’s authorized individual)

Generative Artificial Intelligence (GenAI) Disclosure (STD 1000) (signed by Firm’s authorized individual)

Certification Regarding Lobbying (Page 5 of Exhibit FEMA) (Signed by Firm’s authorized individual)

Section 5 – References – 3 Total

Two (2) of Non-DWR References

Section 6 - Conflict of Interest Statement that identifies any of the conditions listed in and states the Firm’s ability to meet the terms and conditions addressed in Exhibit D – Conflict of Interest, and Exhibit E, Political Reform Act.

One text readable digital (pdf) copy of the SOQ emailed, or one text readable digital (pdf) copy on a USB Flash Drive of the SOQ mailed, overnighted, or hand delivered.

Please return a completed copy of this checklist with your SOQ.

POTENTIAL QUALIFIED FIRMS - CERTIFICATION SHEET

Engineering Geological and Engineering Services – RFQ No. 10210099

This Potential Qualification Firms – Certification Sheet must be signed and returned along with all the required documents, as indicated in Section VI, Statement of Qualification (SOQ) Requirements. The SOQ must be transmitted in a sealed envelope in accordance with all SOQ instructions.

A. Your all-inclusive SOQ is submitted as follows:

B. All Attachments follow behind this cover letter. (See SOQ Checklist)

C. Your signature affixed hereon and dated certifies that you have complied with all the requirements of this RFQ document. Your signature authorizes the verification of this certification.

>>> AN INCOMPLETE OR UNSIGNED SOQ WILL BE CAUSE FOR REJECTION <<<

1. Company Legal Name 2. Telephone Number

2a. Fax Number

3. Address

Indicate your organization type:

4. Sole Proprietorship 5. Partnership 6. Corporation

Indicate the applicable employee and/or corporation number:

7. Federal ID No. (FEIN) 8. California Corporation No.

Indicate applicable license and/or certification information:

9. Contractors’ State License Board Number

10. PUC License Number

CAL-T-

11. Required Licenses/Certifications

12. Authorized Individual’s Name (Print) 13. Title

14. Signature 15. Date

16. Are you certified with the Department of General Services, Office of Small Business and DVBE Services (OSDS) as:

a. Small Business Enterprise Yes No If yes, enter certification number:

b. Disabled Veteran Business Enterprise Yes No If yes, enter your service code below:

NOTE: A copy of your Certification is required to be included if either of the above items is checked “YES.”

Date application was submitted to OSDS, if an application is pending:

(SEE NEXT PAGE FOR EXPLANATIONS ON POTENTIAL QUALIFIED FIRMS

CERTIFICATION SHEET)

EXPLANATION OF ITEMS ON POTENTIAL QUALIFIED FIRMS

CERTIFICATION SHEET

The Potential Qualified Firms – Certification Sheet on page 20 will be completed and submitted in accordance with the SOQ requirements. An authorized individual’s signature on this document certifies that the Firm complied with all the RFQ requirements.

(1), (2), (2a), and (3) are self-explanatory.

(4) A sole proprietorship is a form of business in which one person owns all the assets of the business in contrast to a partnership and corporation. The sole proprietor is solely liable for all the debts of the business.

(5) A partnership is a voluntary agreement between two or more competent persons, as co-owners, to place their money, effects, labor, and skill, or some or all of them in lawful commerce or business, with the understanding that there shall be a proportional sharing of the profits and losses between them.

(6) A corporation is an artificial person or legal entity created by or under the authority of the laws of a state or nation, composed, in some rare instances, of a single person and his successors, being the incumbents of a particular office, but ordinarily consisting of an association of numerous individuals.

(7) (If applicable) The Federal Employer Identification Number will need to be provided and will used for company identification and verification of tax compliance.

(8) (If applicable) The California Corporation Number will need to be provided and will be used to check if the corporation is in good standing with the State of California.

(9) (If applicable) A Contractors’ State License Board Number will be provided and used for verification of Contractor’s license for Public Works Agreements.

(10) (If applicable) A Public Utilities Commission (PUC) license for Public Works Agreements will be provided and used for verification.

(11) Complete by indicating the type of license and/or certification for services described.

(12), (13), (14), and (15) are self-explanatory.

(16) Identify if Firm is a certified Small Business Enterprise (a) or Disabled Veteran Business

Enterprise (b). If Firm is either a Small Business Enterprise or Disable Veteran Business Enterprise, the Firm’s certification number will need to be provided or when the application to the Department of General Services, Office of Small Business and DVBE Services (OSDS) was submitted.

REFERENCES

Provide three (3) of references of similar types of services performed within the last five (5) years. At least two (2) should be non-DWR.

Name of Firm: Telephone Number:

Name of Contact:

Street Address: City: State: Zip Code:

Year Service Performed:

Service:

STATE OF CALIFORNIA RFQ No. 10210099

STANDARD AGREEMENT

STD 213 (Rev 06/03) AGREEMENT NUMBER

REGISTRATION NUMBER

1. This Agreement is entered into between the State Agency and the Contractor named below:

STATE AGENCY'S NAME

CONTRACTOR'S NAME

2. The term of this through

Agreement is:

3. The maximum amount $ of this Agreement is:

4. The parties agree to comply with the terms and conditions of the following exhibits which are by this reference made a part of the Agreement.

Exhibit A – Scope of Work pages

Exhibit B – Budget Detail and Payment Provisions pages

Exhibit C – General Terms and Conditions pages

Exhibit D – Special Terms and Conditions for DWR (Over $5,000 Standard Payable), DWR 9544 (Rev 9/06) pages

Exhibit E – Additional Provisions pages

Items shown with an Asterisk (*) are hereby incorporated by reference and made part of this agreement as if attached hereto.

These documents can be viewed at www.ols.dgs.ca.gov/Standard+Language IN WITNESS WHEREOF, this Agreement has been executed by the parties hereto.

CONTRACTOR California Department of General Services Use Only

CONTRACTOR’S NAME (if other than an individual, state whether a corporation, partnership, etc.)

BY (Authorized Signature)

DATE SIGNED(Do not type)

PRINTED NAME AND TITLE OF PERSON SIGNING

ADDRESS

STATE OF CALIFORNIA

AGENCY NAME

BY (Authorized Signature)

DATE SIGNED(Do not type)

PRINTED NAME AND TITLE OF PERSON SIGNING

DGS Approval not required per Public Contract Code 10335 (a)

ADDRESS

Exhibit A

ARCHITECTURAL & ENGINEERING CONTRACTS

Department of Water Resources/Division of Engineering/

Geotechnical Services Branch

SCOPE OF WORK

On Call Engineering Geological and Engineering Services

I. LOCATION OF WORK

The work will be performed on DWR projects Statewide (in the field, at DWR offices, in the Contractor’s place(s) of business, or at other mutually agreed-upon locations). The specific location(s) of the work to be performed will be identified in each Task Order and specified by the Task Order Manager.

II. PURPOSE AND DESCRIPTION OF SERVICES

The Contractor will provide the Department of Water Resources (DWR), Division of Engineering (DOE), Geotechnical Services Branch, Project Geology Section on an as-needed and as-directed basis, engineering geology services and associated engineering sub-disciplines, which includes; civil engineering, geotechnical engineering, earthquake engineering, geomorphology, geophysics, safety engineering, and engineering seismology.

Contractor will provide such services and necessary ancillary support services as follows:

A. Engineering Geology services and associated engineering services:

1. Prepare engineering geological reports and drawings summarizing the results of work requested in Task Orders.

2. Review engineering geological reports and drawings prepared by DWR or others.

3. Prepare engineering geological maps and cross sections for use by engineers, engineering geologists, and regulators.

4. Perform engineering geological foundation assessments utilizing the methods and procedures described within this Scope of Work, and other methods and procedures when requested.

5. Perform engineering geologic mapping; the resulting maps will contain geotechnical data (e.g. soil or rock strengths, erosion potential, penetration data, shear strengths, joint patterns, shear data, etc.). The maps should be suitable for engineers and engineering geologists to perform critical analysis of foundations, slope stability, seismic hazards, etc.

6. Oversee excavations and logging geologic drillholes, test pits, and trenches. The resulting logs will be suitable for engineers and engineering geologists to perform critical analysis of the materials and sites being investigated.

7. Perform engineering geologic inspections, excavation mapping, and subsurface logging to support construction projects. Resulting inspection documents and logs will be suitable for engineers and engineering geologists to critically evaluate the as-built, as-encountered construction conditions for project suitability and safety.

8. Coordinate laboratory analysis of samples of geologic media, including groundwater, surface water, soil, sludge, sediment, soil vapor, or rock (including thin-sections).

9. Coordinate age dating or isotopic analysis of samples obtained in foundation evaluations, groundwater evaluations, fault activity determinations, or other similar engineering-critical purposes.

10. Perform geographic information systems (GIS) related work to characterize, organize, analyze, and present the results of engineering geological investigations and studies, for design engineers and engineering geologists to use in design, repairs, and other activities.

11. Conduct geological hazard-related studies, analyses, and investigations.

12. Provide the services of engineering geological experts to conduct independent investigations and provide opinions

13. Provide civil engineering, geotechnical engineering, or other engineering reviews and consultation to support engineering geology and engineering seismological activities.

14. Perform data analysis: integrating and evaluating diverse types of engineering geologic data, including remote sensing data, geologic mapping, geophysical data, monitoring data, drilling, trenching, and other subsurface data, to develop robust site characterization models.

B. Ancillary services to support Exhibit A - Scope of Work, for A. 1-14. Such services will follow Project Management Body of Knowledge (PMBOK) principles to support engineering geology related tasks and will include the following:

1. Prepare proposed work plans with deadlines and deliverables prescribed by DWR for review by DOE Project Geology Contract Manager (CM) or their delegate (Task Order Manager). Specific task order elements to be developed such as scope, deliverables, schedules, and budgets will be directed by DWR Task Order Manager.

2. Attend meetings and give presentations on engineering geology-related activities.

3. Assist with knowledge transfer to DWR staff related to engineering geology; field techniques; geohazard engineering; GIS or other engineering geology-related software programs.

4. Provide in person and remote support with the installation of new geotechnical instrumentation, for example, monitoring wells, piezometers, vibrating-wire piezometers, transducers, inclinometers and in-place-inclinometers, extensometers, and other geotechnical instruments; providing support with the installation of new data acquisition/telemetry equipment.