RFO_10817221.pdf

REQUEST FOR OFFER (RFO) 10817221

July 24, 2025

You are invited to review and respond to RFO# 10791074 California Correctional Health Care Services (CCHCS) to renew certain LinkedIn software. By submitting your offer, you agree to comply with the instructions contained in this document as well as the requirements described in the associated Exhibit A – Scope of Work. Please read the enclosed document carefully.

The proposed term of the Agreement is September 12, 2025, through September 11, 2027.

The Agreement award is subject to availability of funds approved for this purpose and only by mutual consent of the parties in writing.

RFOs must be received no later than the date and time specified in Section Key Action Dates. Failure to comply with any of the instructions may cause the offer to be rejected.

Please note that no verbal information given will constitute a binding agreement with CCHCS unless such information is issued in writing as an official addendum.

CCHCS Procurement Official: Steve Phan

Phone: 916-691-4771 Email: Steve.Phan@cdcr.ca.gov

RFO # 10817221

CALIFORNIA CORRECTIONAL HEALTH CARE SERVICES

Table of Contents

I. Response Guidelines

II. Exhibit A – Scope of Work

III. Exhibit B – Budget Detail and Payment Provisions

IV. Exhibit C – Cost Worksheet

V. Exhibit D – Information Technology – General Provisions Cloud Computing Services

VI. Required Attachments Checklist

Attachment 1 Agreement Cover Letter

Attachment 2 Bidder’s Declaration Form, GSPD-05-105

Attachment 3 Disabled Veteran Business Enterprise Declarations, DGS PD 843

Attachment 4 California Civil Rights Laws, DGS OLS 04

Attachment 5 Iran Contracting Act Verification Form

Attachment 6 Darfur Contracting Act Certification, DGS PD 1

Attachment 7 Payee Data Record, STD. 204

Attachment 8 Supplement Vendor Payee Data Record

Attachment 9 Generative Artificial Intelligence Disclosure & Factsheet, AMS 708

I.

Response Guidelines

This RFO, including all exhibits, and Offeror’s response, will be made part of the CCHCS IT ordering department’s purchase documents and/or procurement contract file.

1. Submission of Quotes

The complete RFO package submission must be emailed to Steve.Phan@cdcr.ca.gov. The email subject must start with “RFO 10817221”. If attachments are too large for a single email, then you may split the response into multiple emails.

Note: It is the sole responsibility of the Offeror to contact the Contract Analyst to verify receipt of submitted Quote. CCHCS is not responsible for e-mail loss or delivery delays.

2. Key Action Dates

Time is of the essence both for the RFO submittal and contract completion. Please take note of the key dates and times shown below:

EVENT DATE AND TIME

1 Last Day to Submit Questions

All questions regarding the content of this RFO should be submitted in writing electronically to Steve.Phan@cdcr.ca.gov. To be considered, questions must be received by August 11, 2025.

Questions not submitted as required may not be addressed.

2 Final Date to Submit an RFO Package August 14, 2025

3 Agreement Term

September 12, 2025, through September 11, 2027.

(Optional third year term from September 12, 2027, through September 11, 2028).

3. RFO Response Requirements and Content

RFO response must contain all requested information and data and must conform to the format described in this RFO. It is the Offeror’s responsibility to provide all necessary information for assessment by CCHCS. Responses will be verified and Offeror’s ability to perform under the RFO will be determined by CCHCS as outlined in the RFO.

A. Offerors must include all applicable items listed on the Required Attachments

Checklist. RFO packages that are conditional or fail to submit the required documentation by the date and time shown in the Key Action Dates may cause CCHCS to deem the Offer as non-responsive.

B. The specific tasks associated with this RFO are included in the Exhibit A - Scope of Work (SOW). Offerors must be submitted for the performance of all services described herein. Any deviation from the work specifications will eliminate the Offeror from further consideration and award.

C. CCHCS will not accept alternate contract language from the Offeror. CCHCS objects to and will not evaluate or consider any additional terms or conditions submitted by an Offeror. There will be No negotiations of any terms or conditions.

If a contract is awarded to the Offeror, the Offeror agrees to execute CCHCS terms and conditions in:

Exhibit D – Information Technology – General Provisions Cloud Computing Services (REV. 2/20/2025)

By responding to RFO# 10817221, Offeror agrees to the state’s Terms and Conditions above. If the Offeror refuses to agree to the state’s Terms and Conditions after an award is made, then that refusal could be grounds to rescind the award and award the contract to another Offeror.

D. Costs incurred for the development of Offers, in anticipation of award, are entirely the responsibility of Offeror and shall not be charged to CCHCS or the State of California.

E. CCHCS may amend or modify the RFO prior to the Final Date for Offer Submission indicated in the Key Action Dates of this RFO. All modifications and/or amendments to the RFO will be made in writing and released to all parties who received the RFO.

Additionally, CCHCS may extend the submission date of the RFO.

F. Offers submitted as Small Business (SB) and/or Disabled Veteran Business

Enterprise (DVBE) must provide and include a SB/DVBE Certification. In accordance with California Government Code Section 14837(d) and California Military and Veterans Code Section 999, all SB and DVBE contractors, subcontractors and suppliers that offer on or participate in a State contract, shall perform a Commercially Useful Function (CUF) and provide a CUF declaration.

G. CCHCS is not required to make an award under this RFO.

4. Generative Artificial Intelligence (GenAI) Notification Requirements

The State of California seeks to realize the potential benefits of GenAI, through the development and deployment of GenAI tools, while balancing the risks of these new technologies.

Bidder / Offeror must notify the State in writing if it: (1) intends to provide GenAI as a deliverable to the State; or (2), intends to utilize GenAI, including GenAI from third parties, to complete all or a portion of any deliverable that materially impacts: (i) functionality of a State system, (ii) risk to the State, or (iii) Contract performance. For avoidance of doubt, the term “materially impacts” shall have the meaning set forth in State Administrative Manual (SAM) § 4986.2 Definitions for GenAI.

Failure to report GenAI to the State may result in disqualification. The State reserves the right to seek any and all relief to which it may be entitled to as a result of such non-disclosure.

Upon notification by a Bidder / Offeror of GenAI as required, the State reserves the right to incorporate GenAI Special Provisions into the final contract or reject bids/offers that present an unacceptable level of risk to the State.

Government Code 11549.64 defines “Generative Artificial Intelligence (GenAI)” as an artificial intelligence system that can generate derived synthetic content, including text, images, video, and audio that emulates the structure and characteristics of the system’s training data.

5. Contractor Minimum Qualifications

A. Must currently be in good standing to do business in the State of California.

B. Must meet all requirements specified in Exhibit A – Scope of Work.

6. Assessment and Selection Process All offers are reviewed for Responsiveness and Completeness as defined in the requirements of the RFO. Incomplete offers will not be considered.

The CCHCS Assessment and Selection Team will compare responsive offers based on the “Best Value” methodology, which includes costs as a factor. Best value will be determined based on the criteria listed below:

• Completeness of Offer and adherence to all Administrative Requirements

• Desirable Qualifications

• Cost Worksheet – Exhibit C

Award of a contract resulting from this RFO will be based on a “Best Value” with cost as one of the criteria. CCHCS is not constrained to accept the lowest cost bid and will compare all bids to determine best value, which means the bid that best meets, and potentially exceeds, CCHCS requirements at the most reasonable overall cost.

Administrative Requirements

The Assessment Team reviews the Offers to determine whether all Administrative Requirements were provided. Responsiveness to the requirements in this RFO will be either given a “pass” (e.g., complied with requirements, completed, and returned documents) or “fail” (e.g., did not comply with requirements, did not complete or return documents). Only those Offers that receive a passing score will proceed to the next step.

Desirable Qualifications

Each proposed Contractor that meets a desirable qualification will be scored up to the specific desirable allowable maximum points. If a Contractor does not meet the desirable qualification, the candidate will receive zero (0) point.

•Contractors must provide a copy of a Small Business Certificate from State of California Certification.

•Contractors must provide a copy of a Disabled Veteran Business Enterprise from State of California Certification

Cost Assessment

Contractors must provide a Cost Worksheet – Exhibit C listing the total price.

Calculated as follows:

Lowest Offered Cost divided by Higher Cost = Cost Ratio. Cost Ratio multiplied by Total Cost Points = Awarded Cost Points

Example:

Lowest Proposed Offer x 95= Offeror’s Points

Vendor’s Total Cost

$120 x 95 = 87.4 $130

Administrative Requirement Evaluation Criteria

Attach all applicable documents, complete all exhibits, and compliance with RFO response:

1. Scope of Work, Exhibit A

2. Cost Worksheet, Exhibit C

3. Agreement Cover Letter, Attachment 1

4. Bidder’s Declaration Form, GSPD-05-105, Attachment 2

5. Disabled Veteran Business Enterprise Declarations, DGS

PD 843, Attachment 3

6. California Civil Rights Laws, DGS OLS 04, Attachment 4

7. Iran Contracting Act Verification Form, Attachment 5

8. Darfur Contracting Act Certification, DGS PD 1, Attachment 6

9. Payee Data Record, STD. 204, Attachment 7

10. Supplement Vendor Payee Data Record, Attachment 8

11. Generative Artificial Intelligence Disclosure & Factsheet, AMS 708, Attachment 9

Pass/Fail

Desirable Qualifications California Certified Small Business (SB) Prime Contractor and/or Disabled Veteran Business Enterprise Contractor

(DVBE)

Score Based (5%)

5 Points

Cost Assessment Score Based (95%)

Cost Worksheet - Exhibit C - Cost Assessment 95 Points

II.

Exhibit A

Scope of Work

1. Contract Description:

California Correctional Health Care Services (CCHCS) Workforce Development and Talent Management Unit is requesting the renewal of certain LinkedIn software products. Contractor agrees to provide CCHCS the certain LinkedIn software licenses as identified in Exhibit C - Cost Worksheet, of this Agreement. The LinkedIn Licenses, warranties, and maintenance will be provided by the manufacturer.

2. Description of Services:

LinkedIn Hiring Enterprise Program

• Must include Recruiter Corporate (Unlimited), Job Slots (Unlimited), and Career Pages (Unlimited).

Recruitment Ads (WWU 50000+)

• “Work with us” banner ads displayed on company profile employee profile pages.

Talent Insights (MM) Platform Access

• 2 Licenses – 12 Months.

3. Period of Performance:

The term of the Agreement is September 12, 2025, through September 11, 2027, with an optional third year term from September 12, 2027, through September 11, 2028.

4. Working Location:

All work performed by all parties shall be performed remotely.

5. Amendments:

CCHCS reserves the option to amend the Agreement to add an additional year and additional quantities up to 20% maximum of the original agreement amount consistent with the rates submitted on Exhibit C – Cost Worksheet. The Agreement award is subject to availability of funds approved for this purpose. No amendment or variation of the terms of this Agreement shall be valid unless submitted in writing, and agreed upon by both parties and approved, as required. Products are price protected (fixed prices throughout the enrollment period) at the price identified in the Exhibit C - Cost Worksheet.

6. California Correctional Health Care Services Responsibilities:

• Designate a person (Program Manager) to whom all Contractor communication may be addressed and who has the authority to act on all aspects of the service.

This person may review the Agreement and associated documents with the Contractor to ensure an understanding of the responsibilities of both parties.

• Provide timely review and approval of information and documentation provided by the Contractor to perform its obligations.

7. Contractor Roles and Responsibilities:

• Designate a PM to serve as a single point-of-contract for project management purposes.

• The PM must be experienced with the contractor’s current version of software being deployed by CCHCS.

• Participate in information gathering meetings, fact-finding meetings, working sessions, and status report.

8. Terms and Conditions:

To submit an offer, you must comply with the instructions contained in this document as well as the requirements described in all Exhibits and attachments.

By responding to this offer, the Offeror agrees to the State’s Terms and Conditions. If the Offeror refuses to agree to the State’s Terms and Conditions after an award is made, then that refusal could be grounds to rescind the award and award the contract to another Offeror.

9. Notices:

All notices required by or relating to this Agreement shall be in writing and shall be sent to the parties of this Agreement at their address as set below unless changed from time to time, in which event each party shall notify the other in writing, and all such notices shall be deemed duly given if deposited, postage prepaid, in the United States mail and directed to the following addresses below:

10. Primary Contacts

The technical representative during the term of this Agreement will be:

State Agency

Contractor

California Correctional Health Care

Attn: Kelli Davis Attn:

Phone: (916) 823-2856 Phone:

Address: 8260 Longleaf Dr, Elk Grove, CA, 95758 Address:

E-mail: Steve.Phan@cdcr.ca.gov E-mail:

Direct all contract related inquiries to:

State Agency

Contractor

California Correctional Health Care

Attn: Steve Phan Attn:

Phone: (916) 691-4771 Phone:

Address: 8260 Longleaf Dr, Elk Grove, CA, 95758 Address:

E-mail: Steve.Phan@cdcr.ca.gov E-mail:

11. Advertising of Data:

The Contractor and any service providers are not authorized to use, sell, resell, package, or repackage or publicly display any information or data without the express written approval of the State. This restriction includes keyword searching or data mining of state data. Advertising is not allowed in any of these services or to any of the contacts associated with these services.

12. Termination Provisions:

The State may exercise its option to terminate this Agreement at any time with 30 calendar days’ prior written notice.

III.

Exhibit B

Budget Detail and Payment Provisions

1. Invoicing and Payment

A. For services satisfactorily rendered and upon receipt and approval of invoices, CCHCS agrees to reimburse Contractor for said services, no more than annually, upon receipt and approval of itemized invoices, and in accordance with Exhibit C - Cost Worksheet.

B. Payment for services performed under the Agreement shall be made in accordance with the State of California’s Prompt Payment Act (GC Section 927 et seq.).

C. Invoices shall include the Contract Number, sufficient scope and detail to define the actual work performed, including a description of the activities of the Contractor and Subcontractor, the hours allocated to those activities, the locations where work was performed, the expenses claimed, any required reports, and shall be submitted to:

California Department of Corrections and

Rehabilitation Sacramento Accounting Office

Attention: Accounts Payable A

PO Box 187015 Sacramento, CA 95818-7015

D. The Contractor also has the option to submit invoices electronically to the appropriate email address listed below. The Contractor must use the name on the Agreement and the Agreement on the subject line of the email. The email must include an attached PDF file of the invoices, in accordance with the information above, and must reference the institution acronym and the invoice number. For electronic submission, send invoices to:

medicalcontractinvoices@cdcr.ca.gov

2. Payment Structure

The payment structure for software and maintenance for 12 months or longer will be paid for the first year only and must be invoiced on an annual basis for the remaining period. Progress payments shall occur monthly upon approval of work completed for said services in accordance with Exhibit C - Cost Worksheet. All invoices shall be submitted to the Contract Manager for review/approval.

mailto:medicalcontractinvoices@cdcr.ca.gov

3. Budget Contingency Clause

A. It is mutually agreed that if the Budget Act of the current year and/or any subsequent years covered under this Agreement does not appropriate sufficient funds for the program, this Agreement shall be of no further force and effect. In this event, the State shall have no liability to pay any funds whatsoever to Contractor or to furnish any other considerations under this Agreement and Contractor shall not be obligated to perform any provisions of this Agreement.

B. If funding for any fiscal year is reduced or deleted by the Budget Act for purposes of this program, the State shall have the option to either cancel this Agreement with no liability occurring to the State or offer an agreement amendment to Contractor to reflect the reduced amount.

4. Prompt Payment Clause

A. Payment will be made in accordance with, and within the time specified in, Government Code Chapter 4.5, commencing with Section 927.

5. Travel Reimbursement

[ X ] The following does not apply to this Agreement

A. Pursuant to the terms established in this agreement, travel reimbursement may not exceed the rates, terms, and conditions that apply to comparable State employees, in accordance with travel rules and regulations, as specified in California Code of Regulations, Title 2, Division 1, Chapter 3, and/or regulations of the California Department of Personnel Administration (DPA), specifically Sections 599.619 through 599.631.

6. Subcontractor

For all Agreements, with the exception of Interagency Agreements and other governmental entities/auxiliaries that are exempt from bidding, nothing contained in the Agreement, or otherwise, shall create any contractual relation between the State and any subcontractors, and no subcontract shall relieve Contractor of contractor’s responsibilities and obligations hereunder. Contractor agrees to be as fully responsible to the State for the acts and omissions of its subcontractors and of persons either directly or indirectly employed by any of them as it is for the acts and omissions of persons directly employed by the Contractor. The Contractor’s obligation to pay its subcontractors is an independent obligation from the State’s obligation to make payments to the Contractor. As a result, the State shall have no obligation to pay or to enforce the payment of any moneys to any subcontractor.

IV.

Exhibit C

Cost Worksheet

Offeror’s must submit a cost quote for each item(s) in the following list and clearly state unit and extended price.

Year 1 Term: 09/12/2025 – 09/11/2026

Year 2 Term: 09/12/2026 – 09/11/2027

Description Part # Qty Unit Price Total Cost

- Multinational Career Page Package

- Unlimited Recruiter Seats

- Unlimited Job Slots

LTS-HEP-2 1 $ $

2 Recruitment Ads (WWU 50000+) 715-

WWUXX05-

1 $ $

3 Talent Insights (MM) Platform Access

– 2 License – 12 Months

TNTSTRPK

G-200 1 $ $

Grand Total $

- Unlimited Recruiter Seats

- Unlimited Job Slots

LTS-HEP-2 1 $ $

2 Recruitment Ads (WWU 50000+) 715-

WWUXX05-

1 $ $

3 Talent Insights (MM) Platform Access

– 2 License – 12 Months

TNTSTRPK

G-200 1 $ $

Year 3 Term (Optional): 09/12/2027 – 09/11/2028

- Unlimited Recruiter Seats

- Unlimited Job Slots

LTS-HEP-2 1 $ $

2 Recruitment Ads (WWU 50000+) 715-

WWUXX05-

1 $ $

3 Talent Insights (MM) Platform Access

– 2 License – 12 Months

TNTSTRPK

G-200 1 $ $

20% Amendment of Grand Total Option $

V.

Exhibit D

Information Technology - General Provisions Cloud Computing Services

The following Provisions referenced herein are incorporated into this agreement:

Information Technology – General Provisions Cloud Computing Services

(REV. 2/20/2025)

https://www.dgs.ca.gov/-/media/Divisions/PD/Acquisitions/Solicitation-Document-Attachments/IT-General-Provisions-Cloud-DGS-PD-402ITGP-Revised-02202025.pdf https://www.dgs.ca.gov/-/media/Divisions/PD/Acquisitions/Solicitation-Document-Attachments/IT-General-Provisions-Cloud-DGS-PD-402ITGP-Revised-02202025.pdf

VI.

Required Attachments Checklist

Attachment 1 Agreement Cover Letter

Attachment 2 Bidder’s Declaration Form, GSPD-05-105

Attachment 3 Disabled Veteran Business Enterprise Declarations, DGS PD 843

Attachment 4 California Civil Rights Laws, DGS OLS 04

Attachment 5 Iran Contracting Act Verification Form

Attachment 6 Darfur Contracting Act Certification, DGS PD 1

Attachment 7 Payee Data Record, STD. 204

Attachment 8 Supplement Vendor Payee Data Record

Attachment 9 Generative Artificial Intelligence Disclosure & Factsheet, AMS 708

Attachment 1

Agreement Cover Letter

By signing below, with inclusion of the date of signature, the bidder declares that the undersigned complies with the requirements of the solicitation and that the information set forth within is true and correct. This document must be signed and returned along with the entire bid response. An electronic signature is acceptable. An unsigned cover letter will be cause for bid rejection.

A. The signatory to this letter:

o is authorized to bind the bidding company contractually.

o read and will comply with all solicitation requirements.

o commits to all terms and conditions as required by the solicitation.

B. For bids related to Cloud Computing Services Only, initial below to confirm as outlined in terms and conditions:

o ____ Verified the physical location of Contractor’s data center where State Data is stored is within the continental United States.

o _____ Verified no personnel or subcontractors outside of the United States will have remote access to the data center where State Data is stored.

RFO ID: 10817221

Bidder Company Name:

Address:

City, State & Zip Code:

Telephone Number:

Email:

Print Name:

Title:

Signature:

Date:

Attachment 2

Bidder Declaration, GSPD-05-105

All offerors must complete the Bidder Declaration, GSPD-05-105, and include it with their response.

Attachment 3 Disabled Veteran Business Enterprise Declarations, DGS PD 843

An offeror classified as a Disabled Veteran Business Enterprise must submit a signed

Disabled Veteran Business Enterprise Declarations, DGS PD 843, and include it with their response.

Attachment 4 California Civil Rights Laws Attachment, DGS OLS 04

Prior to bidding on, submitting a proposal or executing a contract or renewal for a State of California contract for goods or services of $100,000 or more, the Offeror must submit the

California Civil Rights Laws Attachment, DGS OLS 04.

Attachment 5

Iran Contracting Act Verification form

Prior to bidding on, submitting a proposal or executing a contract or renewal for a State of California contract for goods or services of $1,000,000 or more, the Offeror must submit the Iran Contracting Act Verification form.

Attachment 6 Darfur Contracting Act Certification, DGS PD 1

All Offerors that have had any business activities or other operations outside of the United

States must submit a signed Darfur Contracting Act Certification, DGS PD 1.

https://www.documents.dgs.ca.gov/dgs/fmc/gs/pd/gspd05-105.pdf https://www.documents.dgs.ca.gov/dgs/fmc/gs/pd/gspd05-105.pdf https://www.documents.dgs.ca.gov/dgs/fmc/gs/pd/gspd05-105.pdf https://www.documents.dgs.ca.gov/dgs/fmc/gs/pd/gspd05-105.pdf https://www.documents.dgs.ca.gov/dgs/fmc/gs/pd/pd_843.pdf https://www.documents.dgs.ca.gov/dgs/fmc/gs/pd/pd_843.pdf https://www.dgs.ca.gov/-/media/Divisions/OLS/Forms/CALIFORNIA-CIVIL-RIGHTS-LAWS-ATTACHMENT.ashx https://www.dgs.ca.gov/-/media/Divisions/OLS/Forms/CALIFORNIA-CIVIL-RIGHTS-LAWS-ATTACHMENT.ashx https://www.dgs.ca.gov/-/media/Divisions/OLS/Forms/CALIFORNIA-CIVIL-RIGHTS-LAWS-ATTACHMENT.ashx https://www.dgs.ca.gov/-/media/Divisions/OLS/Forms/CALIFORNIA-CIVIL-RIGHTS-LAWS-ATTACHMENT.ashx https://www.dgs.ca.gov/-/media/Divisions/PD/PTCS/OPPL/SCM/Iran_Contracting_Act_Verification_Form.pdf https://www.dgs.ca.gov/-/media/Divisions/PD/PTCS/OPPL/SCM/Iran_Contracting_Act_Verification_Form.pdf https://www.dgs.ca.gov/-/media/CBAFDC111B6C43B09496B8391E11F394.ashx https://www.dgs.ca.gov/-/media/CBAFDC111B6C43B09496B8391E11F394.ashx

Attachment 7 Payee Data Record, STD. 204

All offerors must complete the Payee Data Record, STD. 204, and include with their response.

Attachment 8 Supplement Payee Data Record

All offerors must complete the Supplement Payee Data Record, and include with their response.

http://www.documents.dgs.ca.gov/dgs/fmc/pdf/std204.pdf http://www.documents.dgs.ca.gov/dgs/fmc/pdf/std204.pdf https://www.cdcr.ca.gov/bph/wp-content/uploads/sites/161/2019/10/SUPPLEMENT-VENDOR-PAYEE-DATA-RECORD-FORM-R-Fillable.pdf https://www.cdcr.ca.gov/bph/wp-content/uploads/sites/161/2019/10/SUPPLEMENT-VENDOR-PAYEE-DATA-RECORD-FORM-R-Fillable.pdf

ACQUISITIONS MANAGEMENT SECTION

GENAI DISCLOSURE & FACTSHEET

AMS 708 (REV. 03/2025)

Generative Artificial Intelligence (GenAI) Disclosure & Factsheet Bidder/Proposer/Offeror Information

Solicitation Number Bidder ID/Vendor ID (optional)

Business Name Business Telephone Number

Business Address City State Zip Code

GenAI Disclosure & Factsheet Will you be using or offering GenAI technology, model, or service (collectively, “system”)? Yes No (If No, skip to Signature section of this form.)

If yes, provide details regarding the GenAI system”). See GenAI Disclosure & Factsheet Definitions at the end of this form for more information.

Failure to disclose GenAI to the State and submit the detailed description may result in disqualification and may void any resulting contract.

1. GenAI Model Name, Version (including number of parameters)

2. Model Owner

3. Overview

4. Purpose

5. Intended Domain

6. Model Training Data

7. Model Information

ACQUISITIONS MANAGEMENT SECTION

GENAI DISCLOSURE & FACTSHEET

AMS 708 (REV. 03/2025)

8. Input and Outputs

9. Performance Metrics

10. Optimal Conditions

11. Poor Conditions

12. Bias

13. Test Data

14. Risk Categorization for Vendor Solutions (High, Medium, Low)

15. Ownership of AI system-generated data and/or content (Vendor or Agency)

Explain below how you are ensuring the GenAI system is not adversely affecting “decisions that materially impact access to, or approval for, housing or accommodations, education, employment, credit, health care, and criminal justice.” (AB 302, Department of Technology: High-Risk automated decision systems: inventory).

Signature

By signing this document, I certify that I have identified and disclosed, if any, all GenAI components in the proposed solution or service.

Signature Date

ACQUISITIONS MANAGEMENT SECTION

GenAI Disclosure & Factsheet Definitions Please use the following definitions to complete the GenAI Disclosure and Factsheet:

1. Model Name, Version & Number of Parameters:

Definition: The unique identifier or name assigned to the specific GenAI model or service.

Purpose: Allows users to refer to and distinguish between different GenAI models.

2. Model Owner Definition: The name of the organization or entity responsible for creating or deploying the GenAI model or service.

Importance: Helps identify the source and accountability for the GenAI system.

3. Overview:

Definition: A concise summary of the GenAI model’s purpose, functionality, and key characteristics.

Role: Provides a high-level understanding for users and stakeholders.

4. Purpose:

Definition: The intended use or goal of the GenAI model (e.g., image recognition, natural language processing, text summarization).

Significance: Helps users assess whether the GenAI model aligns with their needs.

5. Intended Domain:

Definition: The context, subject matter or domain for which the GenAI model is designed to operate effectively.

Importance: Helps users determine if the GenAI model is suitable for their specific use case.

6. Training Data:

Definition: Information used to train the GenAI model (e.g., labeled images, text corpora).

Role: Influences the GenAI model’s behavior and performance.

7. Model Information:

Definition: Details about the architecture, parameters, and configuration of the GenAI model.

Relevance: Provides insights into how the GenAI model functions.

8. Inputs and Outputs:

Definition:

o Inputs: The data or features provided to the model for prediction (e.g., images, text).

o Outputs: The GenAI model’s predictions or results (e.g., class labels, probabilities).

Understanding: Crucial for integrating the GenAI model into applications.

9. Performance Metrics:

Definition: Quantitative measures (e.g., accuracy, F1-score) used to evaluate the GenAI model’s performance.

Assessment: Determines how well the GenAI model meets its intended purpose.

Continuous Monitoring Plan: Establishes a plan for continuous monitoring and evaluation of the GenAI model’s performance.

ACQUISITIONS MANAGEMENT SECTION

10. Optimal Conditions:

Definition: The ideal environment or context for the GenAI model to perform optimally.

Contextual Guidance: Helps users achieve the best results.

11. Poor Conditions:

Definition: Scenarios or conditions where the GenAI model’s performance may degrade.

Risk Awareness: Alerts users to potential limitations.

12. Bias:

Definition: Any systematic error or unfairness in the GenAI model’s predictions due to biased training data or design.

Mitigation: Addressing bias is crucial for ethical and unbiased GenAI.

13. Test Data:

Definition: Independent data used to evaluate the GenAI model’s performance after training.

Validation: Ensures the GenAI model generalizes well to unseen examples.