Amd_1_-_OPDA's_Questions_for_the_Focus_Group.pdf

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Attached to
OPDA Securities Liquidation - DRAFT RFP for Focus Group Federal contract opportunity
Solicitation number
RFI-BPD-13-0069
Issued by
Department of the Treasury Bureau of the Fiscal Service

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Amd 1 - OPDA's Questions for the Focus Group

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Amd_7_-_Q_ _A_ _Addl_Info.pdf PDF
Amd_6_-_PP_OPDA_Securities_Liquidation_Focus_Group.pdf PDF
Amendment_4_-_Agenda_for_Focus_Group_Discussion.pdf PDF
Amd_3_-_Instructions_for_Focus_Group_Vendors_Participation.pdf PDF
RFI-BPD-13-0069.pdf PDF

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RFI-BPD-13-0069 – OPDA Securities Liquidation

Amendment 1 - OPDA’s Questions for the Focus Group

June 10, 2013

1. If you have not proposed on our previous RFP postings, what is preventing your company from submitting a proposal for the Security Liquidations Solicitation?

2. Is there anything in the draft solicitation that is not clearly defined or lacking information?

3. Are the ordering procedures, Section 9.0, pages 11-13, consistent with industry practices and clearly defined?

4. What is the industry practice or standard for establishing, publishing, and applying annual fees to liquidated securities? How would you recommend the government structure the draft pricing template, refer to Attachment A – OPDA Securities Liquidation Fees & Commission Rates?

5. What is the relationship terminology (i.e. clearing house, broker-dealer) in the industry and how do or could they partner together to liquidate securities for customers?

6. In relation to liquidating securities, what circumstances is the Medallion Signature Guarantee used and at what business relationship levels (i.e. prime contractor versus partners, subcontractors or other business arrangements)?

7. What other industry standards and practices should the government consider in fulfilling the government’s requirement?

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