RFI_25-0166_LSR_Attachments.pdf

Attachment Listing

A Organizational Chart B North Star C Application for ABC License (ABC-211) D Communication Inventory E Renewal Fee Construction F License Count and Categories G Application Process H Form List for Application I Protests J Assignment Sheet (ABC-61) K Employee Daily Report (ABC-022) L Complaints Involving Licensees (Policy 330) M O -Sale Premises Inspection Sheet (ABC-537) N On-Sale Premises Inspection Sheet (ABC-531) O Report Preparation (Policy 309) P Investigation Report (ABC-333) Q General Complaint Intake and Investigation Workflow R Notice of Violation (ABC-756) S Disciplinary Process T Decoy and Shoulder Tap Report (ABC-338-A) U Property of Evidence (Policy 400) V ABC Supporting System W Enterprise ABIS and AWS Diagram X ABC Data Exchange Partners Y Program Statistics

Attachment A

DEPARTMENT OF ALCOHOLIC BEVERAGE CONTROL

545.75 positions

2/28/2026

DIRECTOR

Exempt

Paul Tupy 1020 / 024–050–8667–001

Analyst II Jennifer Bottger-Smiley

1007 / 024-050-5393-001

CHIEF DEPUTY DIRECTOR

Exempt

Francisco Robles 1021 / 024-050-8668-002

Equal Employment Office

EEO Officer Supervisor I

Angela Shaffer 1001 / 024-050-4800-001

Enforcement Division

Southern Division Chief

CEA A

Armando Gonzalez, Jr.

Office of Legal Services

Chief Counsel

CEA B

Matthew Gaughan

Headquarters Enforcement

Deputy Division Chief

CEA A

Melanie Perry

Licensing Division

Division Chief

CEA A

Jaime Taylor

Administration Division

Division Chief

CEA A

Randall Deems

Legislative & Governmental Affairs Office

Deputy Director

CEA A

Alexander (Alex) MacIlraith

Administrative Hearing Office

Chief Administrative Law Judge

CEA B

John Lewis

Law & Policy

General Counsel Exempt

Jeannie Romas

Northern Division Chief

CEA A

Luke Blehm

Public Information Office

Deputy Director

CEA A

John Quin

Equity Officer Staff Services

Manager I Priscilla LoForte

Office of Equity

Attachment A

Attachment B

Attachment B – North Star for Legacy Systems Modernization Project

ABC Legacy System Modernization North Star The purpose of this North Star document is to give the Alcoholic Beverage Control (ABC) a shared definition of success for its legacy system modernization effort. It facilitates alignment of decisions, requirements, vendor evaluations, migration sequencing, data strategy, and organizational planning, with a shared understanding of the foundational vision for the Legacy Systems Modernization Project.

Vision Statement Develop a modern system that allows ABC staff and the public to complete their licensing, enforcement, and compliance tasks efficiently, and for ABC’s program operations to be consistently supported by accurate data, resilient systems, and user-centered workflows.

What Success Looks Like for Internal Staff The following statements indicate what successful implementation of the vision statement would look like from the perspective of various key internal organizational units and provide valuable illustration of the variety of pain points units experience with the current state of ABC’s enterprise systems.

Director’s Office: A modern, user‑centered system that enables clear visibility into staff productivity and organizational performance, provides a seamless and intuitive experience for both the public and employees, and significantly reduces the need for in‑person visits by offering efficient online pathways for applications, authorizations, fee payments, and other core services.

Licensing: Staff process applications without workarounds, ensures reliable data flow, and provides supervisors real time workload and license type trend insights. All staff can view related investigative activity on any application or license, applicants receive automated milestone updates, and system performance remains fast even during peak volumes like renewals.

Enforcement: A fully integrated system where field tools, partner agency communications, and data flows seamlessly into a modern system, eliminating paper processes, enabling instant access to case information, and allowing Agents to work efficiently and accurately in real time.

Legislative & Governmental Affairs Office: Having a clear, streamlined view of each application’s status and knowing exactly what actions remain before a license can be issued.

Office of Legal Services (OLS): Seamless visibility into case and licensing information, including charging documents, case status, and license history, with the ability to reliably bring over all relevant ABIS data. such as docket notes, and track case progress from start to finish

Attachment B – North Star for Legacy Systems Modernization Project

Accounting: Payment processes are consistent and unified; reconciliation no longer relies on spreadsheets; all payments flow into a single system.

Information Technology & Data: Architecture is modular and documented; data definitions are standardized; product and data ownership of system functionality is clear; processes are established to keep system documentation current for on-going knowledge transfer; and the ongoing maintenance and operations of this system is sustainable and properly resourced.

What Success Looks Like for the Public Applicants: Online application processes for any license or transaction type with real-time updates and fewer in‑person requirements. Identification verification through an online system without notarization.

Licensees: Renew, update, and manage licenses online with consistent statewide processes. Allow the licensee to receive, maintain, and print applications and licenses themselves.

Complainants & Protesters: File and track complaints or protests digitally; public lookups are accurate and timely.

Attachment C

Department of Alcoholic Beverage Control State of California

APPLICATION FOR ALCOHOLIC BEVERAGE LICENSE

ABC 211 (6/99)

TO:Department of Alcoholic Beverage Control File Number:

Receipt Number:

Geographical Code:

Copies Mailed Date:

Issued Date:

627035

1000 SOUTH HILL ROAD

SUITE 310

VENTURA, CA 93003

(805) 289-0100

2671086 June 2, 2021

VENTURADISTRICT SERVING LOCATION:

First Owner: ANTHONY, JESSICA LYNNE

Name of Business: BREW & CUE

4954 CARPINTERIA AVE

CARPINTERIA, CA 93013-1937

Location of Business:

County SANTA BARBARA

Census Tract: 0016.04Is Premises inside city limits Yes

Mailing Address:(If different from premises address)

Dropping Partner: Yes___ No___42Type of license(s):

Transferor's license/name: 509983 / LEONESIO, KATIE LEE

Secondary LT And CountLicense Type Transaction Type Master PER42 - On-Sale Beer And Wine - Public Y

License Type Transaction Description Fee Code Dup Date Fee NAPERSON TO PERSON TRF $335.0006/02/210Application Fee

NAFEDERAL FINGERPRINTS $72.0006/02/213Application Fee

NASTATE FINGERPRINTS $117.0006/02/213Application Fee

NAANNUAL FEE $565.0006/02/21042 - On-Sale Beer And Wine - Pu

$1,089.00Total

NoHave you ever been convicted of a felony?

Have you ever violated any provisions of the Alcoholic Beverage Control Act, or regulations of the

NoDepartment pertaining to the Act?

STATE OF CALIFORNIA County of SANTA BARBARA Date: June 2, 2021

Applicant Name(s)

ANTHONY, JESSICA LYNNE

DOLCE , JOSEPH ANTHONY

MARQUEZ, YESENIA

Attachment C

Attachment D

Communication Inventory

Program Category New or

Existing Communication

Current Communication

Type

Annual Volume

Workflow Trigger Forms Involved Preferred Process with LSR

Licensing Renewal Existing Mail Renewal Notice Mail 95,000 60 days from License Expiration ABIS Generated License Renewal Notification

Electronic notification triggered by expiring license date 60 days away.

Licensing Renewal New 1st (50% Penalty) Late Warning N/A 14 Days from License Expiration N/A Electronic notification triggered by renewal not occurring by 14 days of expiration date.

Licensing Renewal Existing 1st (50% Penalty) Late Notice Mail Upon Expiration date passing without renewal N/A Electronic notification triggered by license reaching expiration date without renewal.

Licensing Renewal New 2nd (100% Penalty) Late Warning N/A 14 Days from 100% Penalty deadline N/A Electronic notification triggered by renewal not occurring by 14 days of 100% Penalty Deadline.

Licensing Renewal Existing 2nd (100% Penalty) Late Notice Mail Upon Expiration date passing without renewal N/A Electronic notification triggered by license reaching expiration of 50% Penalty period without renewal.

Licensing Renewal Existing Issuance of renewed license certificate Mail 85,000 Renewal Process completed ABIS Generated License Certificate

Electronic delivery of license for printing and storage in Portal for user access, triggered by successful renewal process.

Licensing Application Existing Investigation-related communications Email and Phone 250,000 N/A Message center that captures communication Licensing Application Existing Issuance of initial license Mail 9,000 Completion of Permanent License Application

Process for Original or Transfer of license ABIS Generated License

Certificate Electronic delivery of license for printing and storage in Portal for user access, triggered by successful application process.

Licensing Application Existing Validation Code Notice - Notification of code for creating a License Administrator Account in LSP. Sent upon issuance -included in license certificate mailing

Mail 9,000 Completion of Permanent License Application Process for Original or Transfer of license

Initiation of paperless processes for licensee/applicant communication as a whole could replace this process. Trigger could

Licensing Application Existing Statement Re: Consideration Deposited in Escrow - Currently attached to paper 220’s or electronic in ABIS, manager needs to sign, and they are printed and mailed out to Escrow Holders.

Mail 5,980 Manager approval of notification to escrow holders ABC-226 System to have capabilities for the Escrow holder’s email to be stored in the system, and when the 226 is ready to be released, ABIS will send it via email.

Licensing Application Existing ABC Conditions - If conditions (restrictions on the use of their privileges – e.g. hours of operation) are placed on a license being approved, copies of the conditions for licenses are printed out and mailed to licensee.

Mail 5,200 Issuance of a License with Conditions Include conditions in the electronic delivery of the license certificate.

Licensing Application Existing Letters to stakeholders - All letters are hosted in ABIS attachments, that are printed and mailed out.

Mail 1,560 Manager approval of notifications. ABC-202A, 236,240 If the letter is meant for an Escrow holder (such as the 202A), LPU desires for ABIS to have capabilities to email the letter to the escrow holder.

If the letter is meant for the licensee (such as 236 and 240) LPU desires for the letters to be uploaded into the portal, sending an email to the licensee to check portal with an important message or text notification to check portal.

Licensing Internal Existing Periodic Internal Licensing Reports - Currently staff manually run, download, and email generated reports to district offices or mail notices to the public.

Email Unknown Variety of potential triggers, but the majority of these notifications could be triggered as daily, weekly, or monthly.

With improved data collection from LSR, there will be greater ability to produce reports for internal red flags and performance monitoring. These could include aging reports on key workflow milestones or reports on pending items - particularly those that may be approaching legal deadlines.

Enforcement Internal Existing Internal enforcement notification - expiring statute of limitations, OLS deadlines

Email Unknown Variety of potential triggers, but the majority of these notifications could be triggered as daily, weekly, or monthly.

With improved data collection from LSR, there will be greater ability to produce reports for internal red flags and performance monitoring. These could include aging reports on key workflow milestones or reports on pending items - particularly those that may be approaching legal deadlines.

Licensing Change Existing Submission of notifications from licensee of changes to P-12 (one owner with multiple licenses) relationships between licenses.

Website Entry of information regarding changes to P-12 into system by staff or online portal.

ABC-219, 811,812 Automate the process of posting changes to P-12 relationships to the website.

Licensing Change Existing Submission of notifications from licensee of corporate name or mailing address changes

Website Entry of information into the system - or approval of the change if entered online by licensee.

ABC-219 Application for corporate changes can be processed through the portal along with uploading required documents. Analyst can review and approve name change in system and it will automatically update licenses in system and the public website and intranet.

Licensing Application Existing Local Government Agency notification of application in their jurisdiction.

Mail 40,000 Completion of application intake for original or transfer of a license.

ABC - 211 (ABIS generated) based on application entry

In concert with the establishment and maintenance of electronic delivery methods with local agencies - electronic notification.

Licensing Application Existing Verification of Zoning Affidavit (ABC-255) Email or Phone 8,000 Submission of ABC-255 to ABC ABC-255 TBD - if there is a more efficient way of verifying the submitted ABC-255 is true, that would be preferred. It is unclear if this can be done efficiently.

Attachment D

Attachment E

Renewal Fee Construction - with CPI and Surcharges.

Full License Type Name 23320 (b) Citation

Base License Fee (July 2019)

Base License Fee after CPI Adjustment

Appeals Board Surcharge (3% rounded to nearest $5)

CHP

Surcharge

($10 unless exempted)

BPU24 Fee BU52 Fee Total Surcharges

Annual Fee - 1st year fee, if applicable

(ANN)

Renrewal Fee (REN)

Renewal of

Duplicate

(DOR)

Renewal with 50% Late Fee

(REN50)

Renewal with 100%

Late Fee

(REN100)

ANN or

DOR

01 Beer Manufacturer 60,000+ barrels 1A 1890 2370 70 10 0 0 80 2450 2450 3635 4820 2450 01 Beer Manufacturer 60,000+ barrels DUPLICATE 1B 430 540 15 10 0 0 25 565 565 565 835 1105 565 02 Winegrower 0 to 5,000 Gallons 2A 110 140 5 10 0 0 15 155 155 225 295 155 02 Winegrower 5,001 to 20,000 Gallons 2B 160 200 5 10 0 0 15 215 215 315 415 215 02 Winegrower 20,001 to 100,000 Gallons 2C 325 405 10 10 0 0 20 425 425 627 830 425 02 Winegrower 100,001 to 200,000 Gallons 2D 380 475 15 10 0 0 25 500 500 737 975 500 02 Winegrower 200,001 to 1,000,000 Gallons 2E 540 675 20 10 0 0 30 705 705 1042 1380 705 02 Winegrower Each additional million or portion thereof 2F 380 475 15 0 0 0 15 490 490 727 965 490 02 Winegrower DUPLICATE 2G 160 200 5 10 0 0 15 215 215 215 315 415 215 03 Brandy Manufacturer 3A 540 675 20 10 0 0 30 705 705 1042 1380 705 03 Brandy Manufacturer DUPLICATE 3B 380 475 15 10 0 0 25 500 500 500 737 975 500 04 Distilled Spirits Manufacturer 4 595 745 20 10 0 52 82 827 827 1199 1572 827 05 Distilled Spirits Manufacturer Agent 5 595 745 20 10 0 52 82 827 827 1199 1572 827 06 Still 6 110 140 5 10 0 0 15 155 155 225 295 155 07 Rectifier 7 595 745 20 10 0 52 82 827 827 1199 1572 827 08 Wine Rectifier 8 595 745 20 10 0 0 30 775 775 1147 1520 775 09 Beer & Wine Importer 9 110 140 5 10 0 0 15 155 155 225 295 155 10 Beer & Wine Importer's Genenral 10 540 675 20 10 0 0 30 705 705 1042 1380 705 11 Brandy Importer 11 110 140 5 10 0 0 15 155 155 225 295 155 12 Distilled Spirits Importer 12 110 140 5 10 0 0 15 155 155 225 295 155 13 Distilled Spirits Importer's General 13 595 745 20 10 0 52 82 827 827 1199 1572 827 14 Public Warehouse 14A 110 140 5 10 0 0 15 155 155 225 295 155 14 Public Warehouse DUPLICATE 14B 25 30 0 10 0 0 10 40 40 40 55 70 40 15 Customs Broker 15 110 140 5 10 0 0 15 155 155 225 295 155 16 Wine Broker 16 110 140 5 10 0 0 15 155 155 225 295 155 17 Beer & Wine Wholesaler 17 380 475 15 10 0 0 25 500 500 737 975 500 18 Distilled Spirits Wholesaler 18 595 745 20 10 0 52 82 827 827 1199 1572 827 19 Industrial Alcohol Dealer 19 110 140 5 10 0 0 15 155 155 225 295 155 20 Off-Sale Beer & Wine 20 380 475 15 10 0 0 25 500 500 737 975 500 21 Off-Sale General 21 755 945 30 10 24 0 64 1009 1009 1481 1954 1009 22 Wine Blender 0 to 5,000 Gallons 22A 110 140 5 10 0 0 15 155 155 225 295 155 22 Wine Blender 5,001 to 20,000 Gallons 22B 160 200 5 10 0 0 15 215 215 315 415 215 22 Wine Blender 20,001 to 100,000 Gallons 22C 325 405 10 10 0 0 20 425 425 627 830 425 22 Wine Blender 100,001 to 200,000 Gallons 22D 380 475 15 10 0 0 25 500 500 737 975 500 22 Wine Blender 200,001 to 1,000,000 Gallons 22E 540 675 20 10 0 0 30 705 705 1042 1380 705 22 Wine Blender Each additional million or portion thereof 22F 380 475 15 0 0 0 15 490 490 727 965 490 23 Small Beer Manufacturer 60,000 barrels or less 23A 380 475 15 10 0 0 25 500 500 737 975 500 23 Small Beer Manufacturer 60,000 barrels or less DUPLICATE 23B 215 270 10 10 0 0 20 290 290 290 425 560 290 24 Distilled Spirits Rectifiers General 24 595 745 20 10 0 0 30 775 775 1147 1520 775 25 California Brandy Wholesaler 25 595 745 20 10 0 0 30 775 775 1147 1520 775 26 Out-of-State Beer Manufacturer Certificate 26 110 140 5 0 0 0 5 145 145 215 285 145 27 California Winegrowers Agent 27 595 745 20 10 0 52 82 827 827 1199 1572 827 28 Out-of-State Distilled Spirits Shipper Certificate 28 110 140 5 0 0 0 5 145 145 215 285 145 29 Winegrape Grower Storage 29 110 140 5 0 0 0 5 145 145 215 285 145

Citation

Base License Fee (July 2019)

Base License Fee after CPI Adjustment

Appeals Board Surcharge (3% rounded to nearest $5)

CHP

Surcharge

($10 unless exempted)

BPU24 Fee BU52 Fee Total Surcharges

Annual Fee - 1st year fee, if applicable

(ANN)

Renrewal Fee (REN)

Renewal of

Duplicate

(DOR)

Renewal with 50% Late Fee

(REN50)

Renewal with 100%

Late Fee

(REN100)

ANN or

DOR

40 On-Sale Beer 30 380 475 15 10 0 0 25 500 500 737 975 500 41 On-Sale Beer & Wine Eating Place 31 430 540 15 10 0 0 25 565 565 835 1105 565 42 On-Sale Beer & Wine Pub Premises 32 540 675 20 10 0 0 30 705 705 1042 1380 705 43 On-Sale Beer & Wine Train 33 160 200 5 10 0 0 15 215 215 315 415 215 44 On-Sale Beer Fishing Party Boat 34 160 200 5 10 0 0 15 215 215 315 415 215 45 On-Sale Beer & Wine Boat 35 160 200 5 10 0 0 15 215 215 315 415 215 46 On-Sale Beer & Wine Airplane 36 160 200 5 10 0 0 15 215 215 315 415 215 47 On-Sale General Eating Place Population over 40,000 37A 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 47 On-Sale General Eating Place Population between 20,000 and 40,000 37B 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 47 On-Sale General Eating Place All other localities 37C 755 945 30 10 0 0 40 985 985 1457 1930 985 47 On-Sale General Eating Place DUPLICATE Population over 40,000 37D 755 945 30 10 0 0 40 985 985 985 1457 1930 985 47 On-Sale General Eating Place DUPLICATE Population between 20,000 and 40,000 37E 540 675 20 10 0 0 30 705 705 705 1042 1380 705 47 On-Sale General Eating Place DUPLICATE All other localities 37F 430 540 15 10 0 0 25 565 565 565 835 1105 565 48 On-Sale General Public Premises Population over 40,000 38A 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 48 On-Sale General Public Premises Population between 20,000 and 40,000 38B 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 48 On-Sale General Public Premises All other localities 38C 755 945 30 10 0 0 40 985 985 1457 1930 985 48 On-Sale General Public Premises DUPLICATE Population over 40,000 38D 755 945 30 10 0 0 40 985 985 985 1457 1930 985 48 On-Sale General Public Premises DUPLICATE Population between 20,000 and 40,000 38E 540 675 20 10 0 0 30 705 705 705 1042 1380 705 48 On-Sale General Public Premises DUPLICATE All other localities 38F 430 540 15 10 0 0 25 565 565 565 835 1105 565 49 On-Sale General - Seasonal Population over 40,000 3 Months 39A 325 405 10 10 0 0 20 425 425 627 830 425 49 On-Sale General - Seasonal Population over 40,000 6 Months 39B 650 815 25 10 0 0 35 850 850 1257 1665 850 49 On-Sale General - Seasonal Population over 40,000 9 Months 39C 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 49 On-Sale General - Seasonal Population between 20,000 and 40,000 3 Months 39D 215 270 10 10 0 0 20 290 290 425 560 290 49 On-Sale General - Seasonal Population between 20,000 and 40,000 6 Months 39E 430 540 15 10 0 0 25 565 565 835 1105 565 49 On-Sale General - Seasonal Population between 20,000 and 40,000 9 Months 39F 650 815 25 10 0 0 35 850 850 1257 1665 850 49 On-Sale General - Seasonal All other localities 3 Months 39G 160 200 5 10 0 0 15 215 215 315 415 215 49 On-Sale General - Seasonal All other localities 6 Months 39H 380 475 15 10 0 0 25 500 500 737 975 500 49 On-Sale General - Seasonal All other localities 9 Months 39I 540 675 20 10 0 0 30 705 705 1042 1380 705 49 On-Sale General - Seasonal DUPLICATE Population over 40,000 3 Months 39J 215 270 10 10 0 0 20 290 290 290 425 560 290 49 On-Sale General - Seasonal DUPLICATE Population over 40,000 6 Months 39K 430 540 15 10 0 0 25 565 565 565 835 1105 565 49 On-Sale General - Seasonal DUPLICATE Population over 40,000 9 Months 39L 650 815 25 10 0 0 35 850 850 850 1257 1665 850 49 On-Sale General - Seasonal DUPLICATE Population between 20,000 and 40,000 3 Months 39M 125 155 5 10 0 0 15 170 170 170 247 325 170 49 On-Sale General - Seasonal DUPLICATE Population between 20,000 and 40,000 6 Months 39N 250 315 10 10 0 0 20 335 335 335 492 650 335 49 On-Sale General - Seasonal DUPLICATE Population between 20,000 and 40,000 9 Months 39O 375 470 15 10 0 0 25 495 495 495 730 965 495 49 On-Sale General - Seasonal DUPLICATE All other localities 3 Months 39P 110 140 5 10 0 0 15 155 155 155 225 295 155 49 On-Sale General - Seasonal DUPLICATE All other localities 6 Months 39Q 215 270 10 10 0 0 20 290 290 290 425 560 290 49 On-Sale General - Seasonal DUPLICATE All other localities 9 Months 39R 325 405 10 10 0 0 20 425 425 425 627 830 425 50 On-Sale General - Club Population over 40,000 40A 650 815 25 10 0 0 35 850 850 1257 1665 850 50 On-Sale General - Club Population between 20,000 and 40,000 40B 540 675 20 10 0 0 30 705 705 1042 1380 705 50 On-Sale General - Club All other localities 40C 430 540 15 10 0 0 25 565 565 835 1105 565 51 Club Population over 40,000 41A 650 815 25 10 0 0 35 850 850 1257 1665 850 51 Club Population between 20,000 and 40,000 41B 540 675 20 10 0 0 30 705 705 1042 1380 705 51 Club All other localities 41C 430 540 15 10 0 0 25 565 565 835 1105 565 52 Veteran's Club Population over 40,000 42A 650 815 25 10 0 0 35 850 850 1257 1665 850 52 Veteran's Club Population between 20,000 and 40,000 42B 540 675 20 10 0 0 30 705 705 1042 1380 705 52 Veteran's Club All other localities 42C 430 540 15 10 0 0 25 565 565 835 1105 565 53 On-Sale General Train 43A 325 405 10 10 0 0 20 425 425 627 830 425

Base License Fee (July 2019)

Base License Fee after CPI Adjustment

Appeals Board Surcharge (3% rounded to nearest $5)

CHP

Surcharge

($10 unless exempted)

BPU24 Fee BU52 Fee Total Surcharges

Annual Fee - 1st year fee, if applicable

(ANN)

Renrewal Fee (REN)

Renewal of

Duplicate

(DOR)

Renewal with 50% Late Fee

(REN50)

Renewal with 100%

Late Fee

(REN100)

ANN or

DOR

53 On-Sale General Train DUPLICATE 43B 110 140 5 10 0 0 15 155 155 155 225 295 155 54 On-Sale General Boat 44 650 815 25 10 0 0 35 850 850 1257 1665 850 55 On-Sale General Airplane 45A 650 815 25 10 0 0 35 850 850 1257 1665 850 55 On-Sale General Airplane DUPLICATE 45B 110 140 5 10 0 0 15 155 155 155 225 295 155 56 On-Sale General Vessel 1,000 ton 46A 325 405 10 10 0 0 20 425 425 627 830 425 56 On-Sale General Vessel 1,000 ton DUPLICATE 46B 110 140 5 10 0 0 15 155 155 155 225 295 155 57 Special On-Sale General Population over 40,000 47A 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 57 Special On-Sale General Population between 20,000 and 40,000 47B 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 57 Special On-Sale General All other localities 47C 755 945 30 10 0 0 40 985 985 1457 1930 985 57 Special On-Sale General DUPLICATE Population over 40,000 47D 755 945 30 10 0 0 40 985 985 985 1457 1930 985 57 Special On-Sale General DUPLICATE Population between 20,000 and 40,000 47E 540 675 20 10 0 0 30 705 705 705 1042 1380 705 57 Special On-Sale General DUPLICATE All other localities 47F 430 540 15 10 0 0 25 565 565 565 835 1105 565 58 Caterer's Permit 48A 215 270 10 10 0 0 20 290 290 425 560 290 58 Caterer's Permit - Club Population over 40,000 48B 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 58 Caterer's Permit - Club Population between 20,000 and 40,000 48C 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 58 Caterer's Permit - Club All other localities 48D 755 945 30 10 0 0 40 985 985 1457 1930 985 59 On-Sale Beer & Wine Seasonal 9 Months 49A 250 315 10 10 0 0 20 335 335 492 650 335 59 On-Sale Beer & Wine Seasonal 6 Months 49B 175 220 5 10 0 0 15 235 235 345 455 235 60 On-Sale Beer Seasonal 9 Months 50A 250 315 10 10 0 0 20 335 335 492 650 335 60 On-Sale Beer Seasonal 6 Months 50B 175 220 5 10 0 0 15 235 235 345 455 235 61 On-Sale Beer Public Premises 51 380 475 15 10 0 0 25 500 500 737 975 500 62 On-Sale General Dockside 52 755 945 30 10 0 0 40 985 985 1457 1930 985 63 On-Sale Special Beer & Wine Hospital 53 110 140 5 10 0 0 15 155 155 225 295 155 64 Special On-Sale General Theatre Population over 40,000 54A 755 945 30 10 0 0 40 985 985 1457 1930 985 64 Special On-Sale General Theatre Population between 20,000 and 40,000 54B 540 675 20 10 0 0 30 705 705 1042 1380 705 64 Special On-Sale General Theatre All other localities 54C 430 540 15 10 0 0 25 565 565 835 1105 565 65 Special On-Sale Beer & Wine Symphony 55 430 540 15 0 0 0 15 555 555 825 1095 555 66 Controlled Access Cabinet 56 755 945 30 10 24 0 64 1009 1009 1481 1954 1009 67 On-Sale Wine Bed & Breakfast Inn 57 10 15 0 0 0 0 0 15 15 22 30 15 68 Portable Bar Population over 40,000 58A 755 945 30 10 0 0 40 985 985 1457 1930 985 68 Portable Bar Population between 20,000 and 40,000 58B 540 675 20 10 0 0 30 705 705 1042 1380 705 68 Portable Bar All other localities 58C 430 540 15 10 0 0 25 565 565 835 1105 565 69 Special On-Sale Beer & Wine Theatre 59 430 540 15 10 0 0 25 565 565 835 1105 565 70 On-Sale General Restrictive Service Population over 40,000 60A 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 70 On-Sale General Restrictive Service Population between 20,000 and 40,000 60B 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 70 On-Sale General Restrictive Service All other localities 60C 755 945 30 10 0 0 40 985 985 1457 1930 985 71 Special On-Sale Genenral for profit Theater Population over 40,000 61A 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 71 Special On-Sale Genenral for profit Theater Population between 20,000 and 40,000 61B 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 71 Special On-Sale Genenral for profit Theater All other localities 61C 755 945 30 10 0 0 40 985 985 1457 1930 985 71 Special On-Sale Genenral for profit Theater DUPLICATE Population over 40,000 61D 755 945 30 10 0 0 40 985 985 985 1457 1930 985 71 Special On-Sale Genenral for profit Theater DUPLICATE Population between 20,000 and 40,000 61E 540 675 20 10 0 0 30 705 705 705 1042 1380 705 71 Special On-Sale Genenral for profit Theater DUPLICATE All other localities 61F 430 540 15 10 0 0 25 565 565 565 835 1105 565 72 Special On-Sale Genenral for profit Theater, Napa Population over 40,000 62A 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 72 Special On-Sale Genenral for profit Theater, Napa Population between 20,000 and 40,000 62B 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 72 Special On-Sale Genenral for profit Theater, Napa All other localities 62C 755 945 30 10 0 0 40 985 985 1457 1930 985 72 Special On-Sale Genenral for profit Theater, Napa DUPLICATE Population over 40,000 62D 755 945 30 10 0 0 40 985 985 985 1457 1930 985 72 Special On-Sale Genenral for profit Theater, Napa DUPLICATE Population between 20,000 and 40,000 62E 540 675 20 10 0 0 30 705 705 705 1042 1380 705

Base License Fee (July 2019)

Base License Fee after CPI Adjustment

Appeals Board Surcharge (3% rounded to nearest $5)

CHP

Surcharge

($10 unless exempted)

BPU24 Fee BU52 Fee Total Surcharges

Annual Fee - 1st year fee, if applicable

(ANN)

Renrewal Fee (REN)

Renewal of

Duplicate

(DOR)

Renewal with 50% Late Fee

(REN50)

Renewal with 100%

Late Fee

(REN100)

ANN or

DOR

72 Special On-Sale Genenral for profit Theater, Napa DUPLICATE All other localities 62F 430 540 15 10 0 0 25 565 565 565 835 1105 565 73 Special Non-Profit Sales 63 160 200 5 10 0 0 15 215 215 315 415 215 74 Craft Distilled Spirits Manufacturer 64 755 945 30 10 0 52 92 1037 1037 1509 1982 1037 75 On-Sale General Brew-Pub Population over 40,000 65A 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 75 On-Sale General Brew-Pub Population between 20,000 and 40,000 65B 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 75 On-Sale General Brew-Pub All other localities 65C 755 945 30 10 0 0 40 985 985 1457 1930 985 75 On-Sale General Brew-Pub DUPLICATE Population over 40,000 65D 755 945 30 10 0 0 40 985 985 985 1457 1930 985 75 On-Sale General Brew-Pub DUPLICATE Population between 20,000 and 40,000 65E 540 675 20 10 0 0 30 705 705 705 1042 1380 705 75 On-Sale General Brew-Pub DUPLICATE All other localities 65F 430 540 15 10 0 0 25 565 565 565 835 1105 565 76 On-Sale General Maritime Museum 66A 325 405 10 10 0 0 20 425 425 627 830 425 76 On-Sale General Maritime Museum DUPLICATE 66B 110 140 5 10 0 0 15 155 155 155 225 295 155 77 Event Permit 67 215 270 10 0 0 0 10 280 280 415 550 280 78 On Sale General Wine , Food & Art Cultural Museum Population over 40,000 68A 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 78 On Sale General Wine , Food & Art Cultural Museum Population between 20,000 and 40,000 68B 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 78 On Sale General Wine , Food & Art Cultural Museum All other localities 68C 755 945 30 10 0 0 40 985 985 1457 1930 985 78 On Sale General Wine , Food & Art Cultural Museum DUPLICATE Population over 40,000 68D 755 945 30 10 0 0 40 985 985 985 1457 1930 985 78 On Sale General Wine , Food & Art Cultural Museum DUPLICATE Population between 20,000 and 40,000 68E 540 675 20 10 0 0 30 705 705 705 1042 1380 705 78 On Sale General Wine , Food & Art Cultural Museum DUPLICATE All other localities 68F 430 540 15 10 0 0 25 565 565 565 835 1105 565 79 Certified Farmer's Market 69 110 140 5 10 0 0 15 155 155 225 295 155 80 Special On-Sale General Bed & Breakfast Inn 70 20 25 0 0 0 0 0 25 25 37 50 25 81 Wine Sales Event Permit 71 110 140 5 0 0 0 5 145 145 215 285 145 82 Direct Shippers Permit 72 25 30 0 0 0 0 0 30 30 45 60 30 83 On-Sale General Caterer's Population over 40,000 73A 1190 1490 45 0 0 0 45 1535 1535 2280 3025 1535 83 On-Sale General Caterer's Population between 20,000 and 40,000 73B 970 1215 35 0 0 0 35 1250 1250 1857 2465 1250 83 On-Sale General Caterer's All other localities 73C 755 945 30 0 0 0 30 975 975 1447 1920 975 84 Certified Farmers' Market Beer 74 110 140 5 0 0 0 5 145 145 215 285 145 85 Limited Off-Sale Wine License 75 380 475 15 0 0 0 15 490 490 727 965 490 86 Instructional Tasting License 76 380 475 15 0 0 0 15 490 490 727 965 490 87 Neighborhood Restricted Special On-Sale General Population over 40,000 77A 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 87 Neighborhood Restricted Special On-Sale General Population between 20,000 and 40,000 77B 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 87 Neighborhood Restricted Special On-Sale General All other localities 77C 755 945 30 10 0 0 40 985 985 1457 1930 985 87 Neighborhood Restricted Special On-Sale General DUPLICATE Population over 40,000 77D 755 945 30 10 0 0 40 985 985 985 1457 1930 985 87 Neighborhood Restricted Special On-Sale General DUPLICATE Population between 20,000 and 40,000 77E 540 675 20 10 0 0 30 705 705 705 1042 1380 705 87 Neighborhood Restricted Special On-Sale General DUPLICATE All other localities 77F 430 540 15 10 0 0 25 565 565 565 835 1105 565 88 Special On-Sale General Historic Cemetery Population over 40,000 78A 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 88 Special On-Sale General Historic Cemetery Population between 20,000 and 40,000 78B 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 88 Special On-Sale General Historic Cemetery All other localities 78C 755 945 30 10 0 0 40 985 985 1457 1930 985 88 Special On-Sale General Historic Cemetery DUPLICATE Population over 40,000 78D 755 945 30 10 0 0 40 985 985 985 1457 1930 985 88 Special On-Sale General Historic Cemetery DUPLICATE Population between 20,000 and 40,000 78E 540 675 20 10 0 0 30 705 705 705 1042 1380 705 88 Special On-Sale General Historic Cemetery DUPLICATE All other localities 78F 430 540 15 10 0 0 25 565 565 565 835 1105 565 90 On-Sale General Music Venue Population over 40,000 79 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 90 On-Sale General Music Venue Population between 20,000 and 40,000 80 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 90 On-Sale General Music Venue All other localities 81 755 945 30 10 0 0 40 985 985 1457 1930 985 90 On-Sale General Music Venue DUPLICATE Population over 40,000 23552(a) 755 945 30 10 0 0 40 985 985 985 1457 1930 985 90 On-Sale General Music Venue DUPLICATE Population between 20,000 and 40,000 23552(a) 540 675 20 10 0 0 30 705 705 705 1042 1380 705 90 On-Sale General Music Venue DUPLICATE All other localities 23552(a) 430 540 15 10 0 0 25 565 565 565 835 1105 565 91 Beer caterer's permit 82 275 280 10 10 0 0 20 300 300 440 580 300

Base License Fee (July 2019)

Base License Fee after CPI Adjustment

Appeals Board Surcharge (3% rounded to nearest $5)

CHP

Surcharge

($10 unless exempted)

BPU24 Fee BU52 Fee Total Surcharges

Annual Fee - 1st year fee, if applicable

(ANN)

Renrewal Fee (REN)

Renewal of

Duplicate

(DOR)

Renewal with 50% Late Fee

(REN50)

Renewal with 100%

Late Fee

(REN100)

ANN or

DOR

99 On-Sale General for Special Use Population over 40,000 na 1190 1490 45 10 0 0 55 1545 1545 2290 3035 1545 99 On-Sale General for Special Use Population between 20,000 and 40,000 na 970 1215 35 10 0 0 45 1260 1260 1867 2475 1260 99 On-Sale General for Special Use All other localities na 755 945 30 10 0 0 40 985 985 1457 1930 985 99 On-Sale General for Special Use DUPLICATE Population over 40,000 na 755 945 30 10 0 0 40 985 985 985 1457 1930 985 99 On-Sale General for Special Use DUPLICATE Population between 20,000 and 40,000 na 540 675 20 10 0 0 30 705 705 705 1042 1380 705 99 On-Sale General for Special Use DUPLICATE All other localities na 430 540 15 10 0 0 25 565 565 565 835 1105 565

Attachment F

Permanent License Type Inventory and Counts

Retail or Non-Retail

Off-Sale or On- Sale

Master or Secondary License Type

Total Master License Count

Duplicate Count (same license type)

Secondary Count

Master Types with which Secondary can be Issued

Non-Retail Master TYPE 01 - Beer Manufacturer 77 Non-Retail Master TYPE 02 - Winegrower 6,874 Non-Retail Master TYPE 03 - Brandy Manufacturer 57 Non-Retail Master TYPE 04 - Distilled Spirits Manufacturer 57 Non-Retail Master TYPE 05 - Distilled Spirits Manufacturer Agent 58 Non-Retail Master TYPE 06 - Still 356 Non-Retail Master TYPE 07 - Rectifier 84 Non-Retail Master TYPE 08 - Wine Rectifier 1 Non-Retail Secondary TYPE 09 - Beer And Wine Importer 1,728 Type 01, 02, 08, 17, 22, or 23 Non-Retail Master TYPE 10 - Beer And Wine Importer's General 204 Non-Retail Secondary TYPE 11 - Brandy Importer 10 Type 02, 03, 04, 05, 07, 18, 24, or 74 Non-Retail Secondary TYPE 12 - Distilled Spirits Importer 1,046 Type 04, 05, 07, 18, 19, 24, or 74 Non-Retail Master TYPE 13 - Distilled Spirits Importer's General 150 Non-Retail Duplicate TYPE 14 - Public Warehouse Non-Retail Master TYPE 14 - Public Warehouse 436 1 Non-Retail Master TYPE 15 - Customs Broker 15 Non-Retail Master TYPE 16 - Wine Broker 28 Non-Retail Master TYPE 17 - Beer And Wine Wholesaler 2,821 Non-Retail Master TYPE 18 - Distilled Spirits Wholesaler 1,044 Non-Retail Master TYPE 19 - Industrial Alcohol Dealer 11 Non-Retail Master TYPE 22 - Wineblender 118 Non-Retail Master TYPE 23 - Small Beer Manufacturer 1,183 Non-Retail Master TYPE 24 - Distilled Spirits Rectifier's General 5 Non-Retail Master TYPE 25 - California Brandy Wholesaler 1 Non-Retail Master TYPE 26 - Out-Of-State Beer Manufacturer Certificate 269 Non-Retail Master TYPE 28 - Out-Of-State Distilled Spirit Shipper 871 Non-Retail Master TYPE 29 - Winegrape Grower Storage 40 Non-Retail Master TYPE 73 - Special Nonprofit Sales License 1 Non-Retail Master TYPE 74 - Craft Distiller 209 Non-Retail Secondary TYPE 79 - Certified Farmers' Market Sales Permit 186 4 Type 02 Non-Retail Secondary TYPE 81 - Wine Sales Event Permit 387 Non-Retail Master TYPE 82 - Direct Shippers Permit 1,121 Non-Retail Secondary TYPE 84 - Certified Farmers' Market Beer Sales Permit Non-Retail Master TYPE 84 - Certified Farmers' Market Beer Sales Permit 38 1 Type 01, 23 Non-Retail Master TYPE 85 - Limited Off-Sale Wine License 260 Non-Retail Secondary TYPE 86 - Instructional Tasting License 1,223 Type 20, 21

Retail Off-sale Master TYPE 20 - Off-Sale Beer And Wine 13,651 Retail Off-sale Master TYPE 21 - Off-Sale General 14,469 Retail On-Sale Master TYPE 40 - On-Sale Beer 735 Retail On-Sale Master TYPE 41 - On-Sale Beer And Wine - Eating Place 25,112 Retail On-Sale Master TYPE 42 - On-Sale Beer And Wine - Public Premises 1,290 Retail On-Sale Master TYPE 44 - On-Sale Beer Fishing Party Boat 22 Retail On-Sale Master TYPE 45 - On-Sale Beer And Wine Boat 43 Retail On-Sale Master TYPE 47 - On-Sale General Eating Place 16,378 1,803 Retail On-Sale Master TYPE 48 - On-Sale General Public Premises 2,423 202 Retail On-Sale Master TYPE 49 - On-Sale General Seasonal 15 2 Retail On-Sale Master TYPE 50 - On-Sale General Club 44 Retail On-Sale Master TYPE 51 - Club 749 Retail On-Sale Master TYPE 52 - Veterans Club 273 Retail On-Sale Master TYPE 53 - On-Sale General Train 7 3 Retail On-Sale Master TYPE 54 - On-Sale General Boat 183 Retail On-Sale Master TYPE 55 - On-Sale General Airplane 15 11 Retail On-Sale Master TYPE 56 - On-Sale General Vessel 14 11 Retail On-Sale Master TYPE 57 - Special On-Sale General 256 55 Retail On-Sale Secondary TYPE 58 - Caterer Permit 6,163 Any On-Sale or club license (P80) Retail On-Sale Master TYPE 59 - On-Sale Beer And Wine Seasonal 16 Retail On-Sale Master TYPE 60 - On-Sale Beer Seasonal 13 Retail On-Sale Master TYPE 61 - On-Sale Beer Public Premises 8 Retail On-Sale Master TYPE 62 - On-Sale General Dockside 7 5 Retail On-Sale Master TYPE 63 - On-Sale Special 42 Retail On-Sale Master TYPE 64 - Special On-Sale General Theater 126 Retail On-Sale Secondary TYPE 66 - Controlled Access Cabinet Permit 469 On-sale general license or on-sale general restrictive service. 41, 47, 48, 57, 70

Retail On-Sale Master TYPE 67 - Special On-Sale Wine Bed And Breakfast Inn 91 Retail On-Sale Secondary TYPE 68 - Portable Bar 1,415 47, 48, 50, 51, 52, 57, 70 Retail On-Sale Master TYPE 69 - Special On-Sale Beer And Wine Theatre 11 Retail On-Sale Master TYPE 70 - On-Sale General Restrictive Services 559 Retail On-Sale Master TYPE 71 - Special On-Sale General License 6 4 Retail On-Sale Master TYPE 72 - Special On-Sale General For-Profit Theatre, Napa 1 Retail On-Sale Master TYPE 75 - On-Sale General Brew-Pub 110 11 Retail On-Sale Master TYPE 76 - On-Sale General Maritime Museum Association 1 Retail On-Sale Secondary TYPE 77 - Event Permit 1,769 01, 23, 41, 42, 47, 48, 49, 57, 78, 83, 87, 88, 90, or 99 Retail On-Sale Master TYPE 78 - On-Sale General Wine, Food And Art Cultural Museu 1 Retail On-Sale Master TYPE 80 - Special On-Sale General Bed And Breakfast Inn 63 Retail On-Sale Master TYPE 83 - On-Sale General Caterer's License 15

Retail or Non-Retail

Off-Sale or On- Sale

Master or Secondary License Type

Total Master License Count

Duplicate Count (same license type)

Secondary Count

Master Types with which Secondary can be Issued

Retail On-Sale Master TYPE 87 - Neighborhood-Restricted Special On-Sale General Li 19 Retail On-Sale Master TYPE 88 - Special On Sale General for Historic Cemetery 1 Retail On-Sale Master TYPE 90 - On-Sale General Music Venue 40 9 Retail On-Sale Secondary TYPE 91 - Beer Caterer's Permit 64 Retail On-Sale Secondary TYPE 92 - Extended Hours Permit 1 Retail On-Sale Master TYPE 99 - On Sale General For Special Use Retail On-Sale Primary TYPE 99 - On Sale General For Special Use 1 1 58, 77, 99

Total 93,385 2,118 14,280

Attachment G

Attachment H

Ownership Structure

Form Exceptions

All ABC-140NEW

All ABC-208-A

All ABC-208-B

All ABC-211-SIG

All ABC-217

All ABC-247

All ABC-251

All ABC-253 Not required for non-retail except for the

Type 17/20 combo license

All ABC-255

All ABC-257

All ABC-258 All ABC-259

All

All

All

ABC-243

ABC-256-LLC

ABC-256

Trust

Not required for non-retail unless applying for the Type 75 or Type 85

Not Required for Non-retail

Forms and Documents Required to Apply for New License

Limited Partnership

Limited Partnership Questionnaire.

Copy of Form LP-1, Certificate of Limited Partnership. Obtain from the Secretary of State, (916) 653-3365.

Copy of Form LP-5, Application for Registration as Foreign Limited Partnership (endoresement file stamped by Secretary of State) – Required for out-of-state limited partnership.

Copy of Limited Partnership Agreement and any amendments (LP2, Amendment to Certificate of Limited Partnership)

Planned Operations Non-Retail. See form instructions.

State-issued identification, driver’s license or passport for person(s) appearing at ABC to sign application.

Applicant may need to provide verification (proof) of the source of your funds (e.g., bank statements, savings passbooks, loan papers, real estate papers, financial statement, gift/loan letters, etc.).

Copy of Conditional use Permit – Or receipt showing that CUP application has been submitted. Obtain from your city or county planning department.

Additional Documents Required Based on Ownership Structure

Statement re: Residences (Rule 61.4, Residences Within 100 feet).

Statement re: Consideration Points (Schools, Hospital, Churches, Public Playgrounds, Parks and Youth Facilities).

Supplemental Diagram – Drawing of the real property you own or otherwise control. An exterior view of the premises and surrounding area, including cross streets.

Trust Agreement

Copy of Certificate of Qualification – Required for out-of-state corporations. Obtain from Secretary of State, Business Programs Division

(916) 653-2318.

Limited Liability Company (LLC)

Limited Liability Company Questionnaire.

Copy of Form LLC-1, Articles of Organization – Obtain from Secretary of State, (916) 653-3365.

Copy of Form LLC-5, Application for Registration as Foreign Limited Liability Company (endorsement file stamped by Secretary of State)

– For out-of-state limited liability companies.

Copy of written Operating Agreement and any amendments, if any (if Designated LLC Manager, Managing Member, or Designated officer to sign on behalf of all parties, that person/company must be listed in the agreement).

Corporation

Corporate Questionnaire Articles of Incorporation.

Copy of Minutes Showing the Election of Current Officers and Directors or corporate secretary’s Certificate of Incumbency.

Copy of Stock Register or Copies of Stock Certificates that are issued and next sequential blank/unissued certificate (copy of certificates may be required if stock register is questionable).

Zoning Affidavit – Contact your city or county planning department for information to complete the form.

Licensed Premises Diagram/Planned Operation – Drawing of your floor plan, including overall dimensions and patios to be licensed, and description of proposed operation.

Planned Operations Retail.

Description

Certificate re Chapter 15 Tied-House Restrictions – Required for corporations, limited partnerships and limited liability companies. For applicant entity only (not its parents, related entities, or individuals). See form instructions.

Individual Personal Affidavit – Must be completed by (a) sole owners; (b) each general partner; (c) persons holding 10 percent or more of the capital or stock of a corporation, limited liability company, or limited partnership; and (d) spouses. Signatures must be notarized or witnessed by an ABC employee.

Individual Financial Affidavit – Must be completed by (a) sole owners; (b) each general partner; (c) persons holding 10 percent or more of the capital or stock of a corporation, limited liability company, or limited partnership; and (d) spouses. Signatures must be notarized or witnessed by an ABC employee.

Application Signature Sheet (“Sign On”) – Signature page for applicants who are unable to appear at the ABC district office to sign the application Form ABC-211. Signatures must be notarized.

Application Questionnaire – Signatures must be notarized or witnessed by an ABC Employee. See form instructions.

Attachment H https://www.abc.ca.gov/wp-content/uploads/forms/ABC-140.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-208-A.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-208-B.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-211-SIG.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-217.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-247.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-251.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-253.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-255.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-257.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-258.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-259.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-243.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-256-LLC.pdf https://www.abc.ca.gov/wp-content/uploads/forms/ABC-256.pdf

Attachment I

P 23.1 February 8, 2005

PROTESTS

1. GENERAL INFORMATION

This procedure describes how to process protests against license applications.

Form ABC-510 (Illustration No. 1), Instructions for Protesting an Alcoholic Beverage

License Application, provides instructions to persons wishing to protest. A person may, but need not, submit their protest on Form ABC-510-A (Illustration No. 2), Protest

Against Alcoholic Beverage License Application. The use of Form ABC-510-A is more convenient since it already contains the required verification language ("I declare under penalty of perjury . . . ")

2. RECEIPT OF PROTESTS IN THE DISTRICT OFFICE

A. Processing

All protests and protest withdrawals originally received at a District Office must be:

• Date stamped in (i.e. date received by department)

• Attached to a Form ABC-510-B, Protest Transmittal (Illustration No. 3), and

• Sent immediately to HQ Hearing and Legal

B. If The ABC-220 Report Has Been Submitted

If District receives a timely protest and:

• The 220 report has already been sent to HQ recommending approval; and

• The license is within five days of issuance

District should immediately advise HQ Licensing of the protest, by telephone or e-mail, and request return of the ABC-220 report. The investigator will then add the protest information to the report.

3. HEADQUARTERS PROCEDURE

A. Timely and Valid Protests

When Headquarters receives a protest, Hearing and Legal will review the protest. If they consider the protest timely and valid, they will send a “Valid Protest Letter”

(Illustration No. 4), with one copy of the protest, to the protestant, the applicant and the District Office.

B. Hearing Request

Upon receipt of a protested 220 report in Headquarters recommending approval, with or without conditions, the Hearing and Legal unit will send a letter to each valid protestant pursuant to Section 24015 explaining that they have 15 business days to request a hearing; otherwise their protest is considered abandoned and the 220 will be sent to Licensing to issue. If the form is returned timely then Hearing and Legal will register the matter and set it for hearing (Illustration Nos. 5 and 6).

C. Late Protests

If the protest is late, Hearing and Legal will send a letter (Illustration No. 7) to the protestant and a copy to the District Office.

D. Protests Without Valid Grounds

If the protest does not contain valid grounds, Hearing and Legal sends a letter

(Illustration No. 8) to the protestant and to the District Office. Hearing and Legal will also send the District Office a copy of the protest, if not yet received by District.

If the District Office believes Hearing and Legal erred in accepting or rejecting a protest as valid, it is to notify Hearing and Legal, setting forth its reasons for disagreement. HQ will respond to the District Office as to whether they are still accepting or have decided to disallow the protest.

4. ROUTING OF ABC-220 REPORTS

All ABC-220 reports involving valid or late protests shall be routed through the Division

Office.

For District Offices in Southern Division, include a separate package for Division Legal, attaching a copy of the valid protest.

5. PROTEST REJECTIONS

A. General Information

The Department will not reject any protest when the Department is recommending denial of the application.

Generally, rejections should be acted upon before the matter is scheduled for hearing.

The Department has no authority to reject after the hearing has commenced.

The issue of rejection is not one that an applicant may validly raise at hearing, nor does the Appeals Board have authority to review the Department's decision in connection with a rejection.

B. Investigator or Licensing Representative Responsibilities

(1) When a thorough and impartial investigation reveals that all factors contained in a protest are false, vexatious, frivolous or without reasonable or probable cause, the possibility of a Section 24013 rejection should be discussed with the supervisor.

(2) If rejection appears warranted, Section 24013 may be explained to the applicant.

However, at no time is the investigator or licensing representative to solicit an applicant to request rejection of a protest. If the applicant of his own volition requests rejection of a protest under Section 24013, advise the applicant to submit a written request to the Department. The request should include:

• The reasons for rejection; and

• Acknowledge that if the Department rejects the protest and issues the license as applied for, the protest can be treated as an accusation and in a subsequent hearing the license could be revoked if the grounds of the protest are sustained.

C. Premises Under…