R Template - AEIF 2026 Dominican Republic (1).docx
DOCX document 1 MB Posted
- Opportunity number
- S-DR860-26-NOFO-0001
About this file
This is a Notice of Funding Opportunity (NOFO) from the U.S. Department of State's Embassy in Santo Domingo for the Alumni Engagement Innovation Fund (AEIF) 2026 Dominican Republic. The program seeks to promote U.S. leadership in higher education, strengthen partnerships between U.S. and Dominican universities, and engage exchange alumni as drivers of innovation. One award of $5,000 to $35,000 is available (total funding of $35,000 pending availability), funded through FY26 Smith Mundt Public Diplomacy Funds under CFDA 19.022. The application deadline is May 13, 2026 at 10:00 PM Dominican Republic Time. Eligible applicants include Dominican not-for-profit organizations, think tanks, civil society organizations, and public or private educational institutions. All applicants must obtain a Unique Entity Identifier (UEI) and register in SAM.gov. The anticipated project start date is November 2026, with a performance period of 12 to 24 months.
Proposals must include mandatory federal forms (SF-424, SF-424A, SF-424B), a comprehensive narrative proposal (maximum 30 pages) addressing project objectives, organizational capacity, problem statement, program methods, timeline, key personnel, project partners, sustainability plans, and a detailed monitoring and evaluation plan. A detailed line-item budget in U.S. dollars with justification narrative, resumes for key personnel (one page maximum), and letters of support from project partners are required. Applications will be evaluated on quality and feasibility of program idea (30 points), organizational capacity and grant record (25 points), project planning and ability to achieve objectives (20 points), budget (10 points), monitoring and evaluation (10 points), and sustainability (5 points). Applicants should submit all materials to SantoDomingoGrants@state.gov with the funding opportunity title and number in the subject line. Post-award recipients must comply with federal reporting requirements, including quarterly program and financial reports due 30 days after each reporting period.
NOFO
View the file
On GovTribe
Work with this file
- Download the original file
- Contacts named in this file
- Similar government files
- Ask GovTribe AI about this file
Text version
Notice of Funding Opportunity (NOFO)
Alumni Engagement Innovation Fund (AEIF) 2026 Dominican Republic WHA/Santo Domingo, Department of State Opportunity number: S-DR860-26-NOFO-0001 Application deadline: May 13th, 2026
Table of Contents
| A. | BASIC INFORMATION | 2 |
| B. | ELIGIBILITY | 4 |
| C. | PROGRAM DESCRIPTION | 5 |
| D. | APPLICATION CONTENTS AND FORMAT | 6 |
| E. | SUBMISSION REQUIREMENTS AND DEADLINES | 12 |
| F. | APPLICATION REVIEW INFORMATION | 15 |
| G. | AWARD NOTICES | 17 |
| H. | POST-AWARD REQUIREMENTS AND ADMINISTRATION | 18 |
| I. | OTHER INFORMATION | 21 |
U.S Department of State WHA/U.S. Embassy in Santo Domingo, Public Diplomacy Section Notice of Funding Opportunity
A. BASIC INFORMATION
1. Overview
| Funding Opportunity Title |
| Alumni Engagement Innovation Fund (AEIF) 2026 Dominican Republic |
| Funding Opportunity Number |
| S-DR860-26-NOFO-0001 |
| Announcement Type |
| Initial announcement |
| Deadline for Applications |
| May 13th, 2026 |
| Assistance Listing Number |
| 19.022 |
| Length of performance period |
| 12 to 24 months |
| Number of awards anticipated |
| One (1) award |
| Award amounts |
| Awards may range from a minimum of $5,000.00 U.S. dollars to a maximum of $35,000.00 U.S. dollars |
| Total available funding |
| $35,000.00 pending availability of funds |
| Type of Funding |
| FY26 Smith Mundt Public Diplomacy Funds |
| Anticipated project start date |
| November 2026 |
Funding Instrument Type: Grant or fixed amount award (FAA).
Project Performance Period: Proposed projects should be completed in two years or less.
Optional: The Department of State will entertain applications for continuation grants funded under these awards beyond the initial budget period on a non-competitive basis subject to availability of funds, satisfactory progress of the program, and a determination that continued funding would be in the best interest of the U.S. Department of State.
This notice is subject to availability of funding. The Public Diplomacy Section reserves the right to award less or more than the funds described under circumstances deemed to be in the best interest of the U.S. government, pending the availability of funds and approval of the designated grants officer.
2. Executive Summary The U.S. Department of State’s Embassy in Santo Domingo announces an open competition to implement a program to promote U.S. leadership in higher education, strengthen partnerships between U.S. and Dominican universities, and engage U.S. and Dominican exchange alumni as drivers of innovation and collaboration. This funding opportunity will support a project that introduces U.S.-based educational models, teaching practices, and research approaches, while fostering sustained institutional linkages between higher education institutions in both countries. Activities may include faculty collaboration, student training, joint research, mentorship, and opportunities that increase awareness of study and exchange opportunities in the United States. The target audience includes university students, faculty, and administrators in the Dominican Republic, as well as U.S. partners and exchange alumni. Eligible applicants are teams led by U.S. government exchange alumni, in partnership with Dominican and/or U.S. academic institutions. This program advances U.S. foreign policy priorities by strengthening people-to-people ties, promoting U.S. educational excellence, supporting workforce development, and building long-term institutional partnerships that contribute to shared prosperity and mutual understanding between the United States and the Dominican Republic.
B. ELIGIBILITY
1. Eligible Applicants The following organizations are eligible to apply:
· Dominican not-for-profit organizations, including think tanks and civil society/non-governmental organizations
· Dominican public and private educational institutions
2. Cost Sharing or Matching Cost sharing or matching is encouraged, but not required for this funding opportunity.
3. Other Eligibility Requirements All organizations must have a Unique Entity Identifier (UEI) issued via SAM.gov as well as a valid registration in SAM.gov. Please see Section E.3 for more information. Individuals are not required to have a UEI or be registered in SAM.gov.
4. This opportunity will not support:
· Projects relating to partisan political activity;
· Charitable or development activities; including direct social services such as medical, psychological, and/or humanitarian support
· Construction projects;
· Projects that support specific religious activities;
· Fund-raising campaigns;
· Lobbying for specific legislation or programs
· Scientific research or surveys;
· Commercial projects;
· Projects intended primarily for the growth or institutional development of the organization;
· Projects that duplicate existing projects;
· Illegal activities
C. PROGRAM DESCRIPTION
1. Project Background, Goals, and Objectives Comment by Gabidullina, Razaliya I: Note to drafter - this section should be no longer than 750 words.
The U.S. Embassy in Santo Domingo, through the Alumni Engagement Innovation Fund (AEIF) 2026, seeks to promote U.S. leadership in higher education, strengthen partnerships between U.S. and Dominican universities, and engage U.S. and Dominican exchange alumni as drivers of innovation and collaboration. This program will support projects that introduce U.S. higher education models and best practices, including experiential learning, research mentorship, and student-centered pedagogy, while fostering meaningful partnerships between U.S. and Dominican institutions. Projects are expected to engage alumni as leaders, trainers, and connectors who apply knowledge gained through U.S. exchanges to address local and regional challenges.
The Embassy has previously supported programming such as faculty exchanges, EducationUSA advising, study abroad promotion, and higher education networking initiatives. Successful approaches have included hands-on training paired with mentorship, partnerships with U.S. faculty, and public-facing events that amplify impact. Lessons learned show that one-off workshops without follow-up or institutional buy-in have limited sustainability, while projects that integrate applied practice, mentorship, and institutional partnerships yield stronger, longer-term results.
The goal of this NOFO is to generate high-impact, alumni-led projects that demonstrate U.S. leadership in higher education, strengthen durable U.S.–Dominican university partnerships, and expand opportunities for students and faculty engagement. Success will be measured by the number and quality of institutional collaborations formed, participants trained, and tangible outputs produced (e.g., research projects, curricula, exchanges), as well as the sustainability and scalability of these efforts beyond the grant period.
Project Audience(s):
Primary beneficiaries are:
· Dominican University Students (Undergraduate and Graduate), age 18 years old and older and enrolled in Dominican universities. These participants should be eligible to benefit from exposure to U.S. higher education models, experiential learning opportunities, research training, and increased awareness of study and exchange opportunities in the United States.
· Dominican University Faculty and Administrators working in Dominican universities.
· U.S. University Faculty and Academic Leaders: Professors, researchers, academic coordinators, and institutional leaders. This group should engage in capacity-building activities, collaborative teaching and research, and the development of sustained institutional partnerships with U.S. counterparts.
· Dominican and U.S. Exchange Alumni who will serve as project leaders, mentors, and facilitators, applying their U.S. exchange experience to drive local impact and strengthen bilateral ties.
Secondary beneficiaries may include local communities, partner institutions, and broader academic networks that benefit from increased collaboration, knowledge transfer, and public-facing project outcomes.
Project Goal: Advance U.S. foreign policy objectives by increasing the influence of U.S. higher education models, deepening bilateral academic partnerships, and fostering alumni-led initiatives that support economic growth and people-to-people ties in the Dominican Republic.
Project Objectives:
· Objective 1: Promote and showcase U.S. higher education models and best practices by training a minimum of 50 Dominican university students and 15 faculty members through workshops, mentorship, or applied learning activities, resulting in at least 75 percent of participants demonstrating the ability to apply at least one U.S.-based methodology for example, experiential learning, research methods, or student-centered pedagogy, within three months after program completion.
· Objective 2: Strengthen institutional collaboration by establishing or expanding at least one formal partnership or collaborative initiatives between a U.S. and a Dominican higher education institution, such as joint research projects, co-developed curricula, or exchange programs, with documented follow-on activity or continued engagement within six months of project completion.
· Objective 3: Enhance alumni leadership and engagement by supporting a team of at least three exchange alumni to lead, mentor, or implement project activities, resulting in at-least three alumni-led outputs including (but not limited to) training, mentorship sessions, or collaborative events.
· Objective 4: Increase awareness and understanding of U.S. higher education opportunities by engaging a minimum of 50 students and 15 faculty members in EducationUSA-supported activities and programming, resulting in at least 70 percent of participants demonstrating increased knowledge of U.S. study opportunities, application processes, or exchange programs, as measured through pre- and post-engagement assessments.
D. APPLICATION CONTENTS AND FORMAT
Please follow all instructions below carefully. Proposals that do not meet the requirements of this announcement or fail to comply with the stated requirements will be ineligible.
Content of Application Please ensure:
· The proposal clearly addresses the goals and objectives of this funding opportunity
· All documents are in English
· All budgets are in U.S. dollars
· All applicant authorized signatures are provided where indicated on the various, required forms.
The following documents are required:
1. Mandatory application forms
· SF-424 (Application for Federal Assistance – organizations) or SF-424-I (Application for Federal Assistance --individuals) at grants.gov. Comment by Gabidullina, Razaliya I: Note to drafter - Insert Embassy links here if applicable.
· SF-424A (Budget Information for Non-Construction programs) at grants.gov.
· SF-424B (Assurances for Non-Construction programs) at grants.gov. (note: the SF-424B is only required for individuals, organizations exempt from registration, and for organizations not required to fully register in SAM.gov)
2. Proposal (30 pages maximum) Comment by Gabidullina, Razaliya I: Note to Drafter - please ensure you add a page limit here.
Applicants must submit a complete narrative proposal using the 2026 Alumni Engagement Innovation Fund Proposal Form and the 2026 Alumni Engagement Innovation Fund Budget Form. The proposal should contain sufficient information that anyone not familiar with it would understand exactly what the applicant wants to do. The proposal must include all the items below:
· Proposal Summary: Short narrative that outlines the proposed project, including project objectives and anticipated impact.
· Introduction to the Organization applying: A description of past and present operations, showing ability to carry out the program, including information on all previous grants from the State Department and/or U.S. government agencies as well as experience with and expertise in areas related to those described in the NOFO. Applicants are encouraged, but not required, to use the attached Applicant Organization Information Survey form to provide this information (Attachment Pre-Award Applicant Survey). If the applicant chooses not to use the attached form, all of the requested information from the form will still need to be addressed in the application package. Comment by De la Mota, Aida G (Santo Domingo): https://usdos.sharepoint.com/sites/GA/FA/_layouts/15/Doc.aspx?sourcedoc=%7BEF02F0F0-F3C3-497A-BEA3-BA8C5E0ECAFF%7D&file=Pre-Award%20Applicant%20Survey.docx&action=default&mobileredirect=true&DefaultItemOpen=1 Comment by Valdez, Lidia A (Santo Domingo): Confirm with Gabbie
· Problem Statement: Clear, concise and well-supported statement of the problem to be addressed and why the proposed program is needed
· Program Methods, Design, Activities, and Deliverables: The “goals” describe what the program is intended to achieve. The “objectives” refer to the intermediate accomplishments on the way to the goals. These should be achievable and measurable. Describe the program activities and how they will help achieve the objectives.
· Proposed Project Schedule and Timeline: The proposed timeline for the program activities. Include the dates, times, and locations of planned activities and events.
· Key Personnel: Names, titles, roles and experience/qualifications of key personnel involved in the program. What proportion of their time will be used in support of this program?
· Project Partners: List the names and type of involvement of key partner organizations and sub-awardees (if applicable).
· Future Funding or Sustainability Applicant’s plan for continuing the program beyond the grant period, or the availability of other resources, if applicable. Comment by Gabidullina, Razaliya I: Note to drafter - this component may be more relevant to some projects than others, so Posts should remember to include or exclude this language as needed. If this is excluded, Post should remove the Sustainability criterion from Section F.
· Monitoring & Evaluation Plan: Proposals must include a Monitoring and Evaluation (M&E) Performance Monitoring Plan (PMP) that explains how the applicant plans to track project performance and measure progress toward the project’s goals and objectives. The PMP should include “If-Then” statements to illustrate how the project activities will lead to the intended results, along with a short datasheet outlining proposed project activities and the indicators that will be used to measure success.
3. Budget Justification Narrative
· Detailed Budget - Applicants must submit the 2026 Alumni Engagement Innovation Fund Budget Form. Line-item expenditures should be listed in the greatest possible detail. The budget must identify the total amount of funding requested, with a breakdown of amounts to be spent in the following budget categories: personnel; fringe benefits; travel; equipment; supplies; consultants/contracts; other direct costs; and indirect costs. See Annex Section I for a description of the types of costs that should be included in each category. Personnel salaries should include the level of effort and the rate of pay, which should cover the percentage of time each staff member will dedicate to grant-based activities. If an organization is charging an indirect cost rate without a NICRA, it must apply it to the modified total budget costs (MTDC), refer to 2CFR§200.1. Budgets shall be submitted in U.S. dollars and final grant agreements will be conducted in U.S. dollars.
· Budget Justification Narrative – Applicants must submit a budget justification narrative to accompany the detailed line-item budget. The purpose of the budget justification narrative is to supplement the information provided in the detailed budget spreadsheet by justifying how the budget cost elements are necessary to implement project objectives and accomplish the project goals. The budget justification narrative is a tool to help Embassy staff fully understand the budgetary needs of the applicant and is an opportunity to provide descriptive information about the requested costs beyond the constraints of the budget template. Together, the detailed budget spreadsheet, the budget justification narrative, and the SF-424A should provide a complete financial and qualitative description that supports the proposed project plan and should be directly relatable to the specific project components described in the applicant’s proposal.
Additional Budget Notes:
· Audit Requirements: Please note the audit requirements for Department of State awards in the Standard Terms and Conditions https://www.state.gov/m/a/ope/index.htm and 2CFR200, Subpart F – Audit Requirements. The cost of the required audits may be charged either as an allowable direct cost to the award OR included in the organization’s established indirect costs in the award’s detailed budget.
4. Attachments
· Key Personnel Resumes: A résumé, not to exceed one page in length, must be included for the proposed key staff persons, such as the Project Director and Finance Officer, as well as any speakers or trainers (if applicable). If an individual for this type of position has not been identified, the applicant may submit a 1-page position description, identifying the qualifications and skills required for that position, in lieu of a résumé.
· Letters of support from program partners: Letters of support should be included for sub-recipients or other partners. The letters must identify the type of relationship to be entered into (formal or informal), the roles and responsibilities of each partner in relation to the proposed project activities, and the expected result of the partnership. The individual letters cannot exceed 1 page in length.
· Indirect Costs: If your organization has a Negotiated Indirect Cost Rate Agreement (NICRA) and includes NICRA charges in the budget, your latest NICRA should be included in the application submission.
· Proof of Non-profit Status: Documentation to demonstrate the applicant’s non-profit status (e.g., U.S.-based organizations should submit a copy of their 501(c)(3) Internal Revenue Service determination letter, and non-U.S. organizations should provide evidence of non-profit status issued by a government entity). Comment by Razaliya Gabidullina: Note to drafter - this is only required if the funds are .7 PD or ECE.
· Proof of Registration: A copy of the organization’s registration should be provided with the proposal application. U.S.-based organizations should submit a copy of their IRS determination letter. Dominican Republic-based organizations should submit a copy of their certificate of registration from the appropriate government organization.
Other items NOT required/requested with the application submission, but which may be requested if your application is approved to move forward in the review process include:
a. Copies of an organization or program audit within the last two (2) years
b. Copies of relevant human resources, financial, or procurement policies
c. Copies of other relevant organizational policies or documentation that would help the Department determine your organization’s capacity to manage a federal grant award overseas
d. Documentation that demonstrates the recipients’ plan and/or policy to safeguard PII of participants and beneficiaries. It is the responsibility of the recipient to ensure protection of personally identifiable information (PII) and safeguard PII when collecting, maintaining, using and disseminating such information
e. Information to determine what financial controls and standard operating procedures an organization uses to procure goods and services, hire staff and track time and attendance, pay for grant-related travel, and identify other financial transactions that may be necessary to undertake the project activities
f. The Embassy reserves the right to request any additional programmatic and/or financial information regarding the proposal.
E. SUBMISSION REQUIREMENTS AND DEADLINES
1. Address to Request Application Package Application forms required above are available at the U.S. Embassy website on: www.do.usembassy.gov
2. Department of State Contacts If you have any questions about the grant application process, please contact: SantoDomingoGrants@state.gov. Comment by Gabidullina, Razaliya I: Posts are encouraged to use a shared email inbox.
3. Unique entity identifier and System for Award Management (SAM.gov)
Required Registration: All organizations, whether based in the United States or in another country, must have a Unique Entity Identifier (UEI) and an active registration in SAM.gov. A UEI is one of the data elements mandated by Public Law 109-282, the Federal Funding Accountability and Transparency Act (FFATA), for all Federal awards.
An applicant must maintain an active registration while it has a proposal under review by the Department and must continue to keep the registration active for the entire duration of the period of performance of any Federal award that results from this NOFO.
The 2 CFR 200 also requires subrecipients to obtain a UEI. Please note the UEI for subrecipients is not required at the time of application but will be required before an award is processed and/or directed to a subrecipient.
Note: The process of obtaining or renewing a SAM.gov registration may take anywhere from 4-8 weeks. Please begin your registration as early as possible.
· Organizations based in the United States or that pay employees within the United States will need an Employer Identification Number (EIN) from the Internal Revenue Service (IRS) and a UEI prior to registering in SAM.gov.
· Organizations based outside of the United States and that do not pay employees within the United States do not need an EIN from the IRS but do need a UEI prior to registering in SAM.gov.
· Organizations based outside of the United States that do not intend to apply for U.S. Department of Defense (DoD) awards are no longer required to have a NATO Commercial and Government Entity (NCAGE) code to apply for non-DoD foreign assistance funding opportunities. If an applicant organization is mid-registration and wishes to remove an NCAGE code from their SAM.gov registration, the applicant should submit a help desk ticket (“incident”) with the Federal Service Desk (FSD) online at www.fsd.gov using the following language: “I do not intend to seek financial assistance from the Department of Defense. I do not wish to obtain an NCAGE code. I understand that I will need to submit my registration after this incident is resolved in order to have my registration activated.”
Organizations based outside of the United States and that DO NOT plan to do business with the DoD should follow the below instructions:
· Step 1: Proceed to SAM.gov to obtain a UEI and complete the SAM.gov registration process. SAM.gov registration must be renewed annually.
Exemptions An exemption from the UEI and sam.gov registration requirements may be permitted on a case-by-case basis. See 2 CFR 25.110 for a full list of exemptions.
Organizations requesting exemption from UEI or SAM.gov requirements must email the point of contact listed in the NOFO at least two weeks prior to the deadline in the NOFO providing a justification of their request. Approval for a SAM.gov exemption must come from the warranted Grants Officer before the application can be deemed eligible for review.
Please note: Any applicant with an exclusion in the System for Award Management (SAM) is not eligible to apply for an assistance award in accordance with the OMB guidelines at 2 CFR 180 that implement Executive Orders 12549 (3 CFR, 1986 Comp., p. 189) and 12689 (3 CFR, 1989 Comp., p. 235), “Debarment and Suspension.”
4. Submission Dates and Times Submission Deadline: All applications must be received by May 13, 2026 – 10:00 PM (Dominican Republic Time Zone, AST UTC−4). For the purposes of determining if an award is submitted on time, PDS will utilize the timestamp provided by Grants.gov. This deadline is firm and is not a rolling deadline. If organizations fail to meet the deadline noted above their application will be considered ineligible and will not be considered for funding. Comment by Valdez, Lidia A (Santo Domingo): Set a date and confirm with Gabbie Comment by Frias, Natalia (Santo Domingo): May 13, 2026 at 10:00 PM (Dominican Republic Time / AST, UTC−4).
Submission Method: Submit all application materials directly to the following email address: SantoDomingoGrants@state.gov, including the Funding Opportunity Title and Funding Opportunity Number in the subject line of the email.
5. Funding Restrictions
i. Funding Restrictions for the United Nations Relief and Works Agency (UNRWA): None of the funds awarded resulting from this Notice of Funding Opportunity may be made available for subawards, direct financial support, or otherwise used to provide any payment or transfer to United Nations Relief and Works Agency (UNRWA).
ii. Prohibition on Funding Activities that Encourage Mass-Migration Caravans towards the United States Southwest Border: None of the funds awarded under this grant may be made available to encourage, mobilize, publicize, or manage mass-migration caravans towards the United States southwest border. Funds may not be made available for legal counseling on the United States asylum process; and/or for referrals to legal representation in the United States. Comment by Razaliya Gabidullina: Note to drafter -- only include this language for projects with a principal place of performance located within the Western Hemisphere.
Funds may only be used for cash cards for use in the country in which they are provided or to facilitate assisted voluntary returns and other purposes that do not encourage, mobilize, publicize, or manage mass migration caravans towards the United States southwest border. The provision of humanitarian assistance is permitted.
iii. Certification Regarding Compliance with Applicable Federal Anti-Discrimination Laws If the place of performance or delivery of any award made under this NOFO will be within the United States, applicants are advised that they will be required to certify the following at the time of award:
a. Its compliance in all respects with all applicable Federal anti-discrimination laws is material to the government’s payment decisions for purposes of section 3729(b)(4) of title 31, United States Code and;
b. It does not operate any programs promoting Diversity, Equity, and Inclusion that violate any applicable Federal anti-discrimination laws. A program promoting Diversity, Equity, and Inclusion means a program whose purpose is to promote preferences based on race, color, religion, sex, or national origins, such as in training or hiring.
iv. Certification Regarding Compliance with 20 U.S.C. 1011f and any other applicable foreign funding disclosure requirements: Applicants are advised that IHEs must certify the following at the time of award, and that this certification requirement must be included in any subaward agreements to IHEs: Comment by Gabidullina, Razaliya I: Note to drafter -- Only include this provision if US-based Institutes of Higher Education (IHEs) are an eligible applicant type.
a. Its compliance in all respects with section 1011f of title 20, United States Code, and any other applicable foreign funding disclosure requirements is material for purposes of section 3729 of title 31, United States Code, and for receipt of appropriate Federal grant funds.
b. Applicants seeking clarification on the reporting requirement are encouraged to review the Frequently Asked Questions resource developed by the U.S. Department of Education.
v. Certification of Trafficking in Persons Compliance and Compliance Plan: Applicants are advised that they will be required to certify the following at the time of award for awards where the estimated value of services to be performed outside the United States exceeds $500,000:
a. To the best of the Recipient’s knowledge, neither the Recipient, nor any subrecipient, contractor, or subcontractor of the Recipient or any agent of the recipient or of such a subrecipient, contractor, or subcontractor, is engaged in any of the activities described in 2 CFR 175.105(a);
b. The recipient has implemented a Trafficking in Persons compliance plan to prevent activities described in 2 CFR 175(a) and is compliant with this plan; and the compliance plan must follow the minimum requirements described in 2 CFR 175(b)(5).
c. That the Recipient has and will implement procedures to prevent activities described in 2 CFR 175.105(a) and to monitor, detect, and terminate any subrecipient, contractor, subcontractor, or employee of the recipient engaging in these activities.
i. Recipients do not need to submit a copy of the plan. However, they must provide it to the Grants Officer upon request, and as appropriate, must post the useful and relevant contents of the plan or related materials on its website and at the workplace. Recipients must re-certify on an annual basis for the entire award period of performance.
vi. Prohibition on Unmanned Aircraft Systems Manufactured or Assembled by American Security Drone Act-Covered Foreign Entities
a. (a) Definitions.
i. American Security Drone Act-covered foreign entity means an entity included on a list developed and maintained by the Federal Acquisition Security Council (FASC) and published in the System for Award Management (SAM) at https://www.sam.gov
ii. FASC-prohibited unmanned aircraft system means an unmanned aircraft system manufactured or assembled by an American Security Drone Act-covered foreign entity.
iii. Unmanned aircraft means an aircraft that is operated without the possibility of direct human intervention from within or on the aircraft.
iv. Unmanned aircraft system means an unmanned aircraft and associated elements (including communication links and the components that control the unmanned aircraft) that are required for the operator to operate safely and efficiently in the national airspace system.
b. (b) Prohibition. Recipients of funding under this Notice of Funding Opportunity (including subawards and subcontracts issued by the recipient) will be prohibited from:
i. delivering any FASC-prohibited unmanned aircraft system, which includes unmanned aircraft (i.e., drones) and associated elements
ii. Operating a FASC-prohibited unmanned aircraft system in the performance of the award; and
iii. Using Federal funds for the purchase or operation of a FASC-prohibited unmanned aircraft system.
c. c) Exemptions, exceptions, and waivers. The prohibitions described above will not apply if the agency determines that an exemption, exception, or waiver applies and the award indicates that such a determination has been made. [See sections 1823 through 1825 and 1832 of Public Law 118-31 ( 41 U.S.C. 3901 note prec.) for statutory requirements pertaining to exemptions, exceptions, and waivers.].
vii. Pre-Award Costs: Pre-award costs are not an allowable expense for this funding opportunity.
viii. Construction: Any award made as a result of this NOFO will not allow for construction activities or costs.
ix. Direct Social Services: Costs that cover and provide direct social services, such as welfare, charity, health or economic relief, are unallowable. Medical assistance, such as costs to include medical professionals, including but not limited to doctors, nurses, and psychiatrists to participate in the project activities are not allowed.
6. Other Submission Requirements: Copyrights and Proprietary Information If any of the information contained in your application is proprietary, please note in the footer of the appropriate pages that the information is Confidential – Proprietary. Applicants should also note what parts of the application, program, concept, etc. are covered by copyright(s), trademark(s), or any other intellectual property rights and provide copies of the relevant documentation to support these copyrights.
Applicants must acquire all required registrations and rights in the United States and the Dominican Republic. All intellectual property considerations and rights must be fully met in the United States and the Dominican Republic.
Any sub-recipient organization must also meet all the U.S. and the Dominican Republic requirements described above.
F. APPLICATION REVIEW INFORMATION
1. Review Criteria Criteria: Each application submitted under this announcement will be evaluated and rated on the basis of the criteria enumerated below. The criteria are designed to assess the quality of the proposed project, and to determine the likelihood of its success. Comment by Gabidullina, Razaliya I: Note to drafter - please review this section before posting on grants.gov. Depending on the program, some points/criterion may need to be adjusted.
· Quality and Feasibility of the Program Idea – 30 points: The program idea should be innovative and well developed, with sufficient detail about how project activities will be carried out. The proposals should demonstrate originality and outline clear, achievable objectives that align directly with the priorities and requirements of the NOFO. The proposal includes a reasonable implementation timeline, and the project scope is appropriate and clearly defined. Finally, the proposal aligns with the following:
· The project clearly demonstrates a direct contribution to current U.S. foreign policy priorities.
· The project will positively impact America’s reputation among foreign government partners.
· The project will positively impact American’s reputation among foreign publics.
· The proposal does not include any activities contrary to the following Executive Orders:
· Executive Order 14173: "Ending Illegal Discrimination and Restoring Merit-Based Opportunity
· Executive Order 14287: “Protecting American Communities from Criminal Aliens”
· Executive Order 14168: Defending Women from Gender Ideology Extremism and Restoring Biological Truth to the Federal Government
· Organizational Capacity and Record on Previous Grants – 25 points:
· The project proposal demonstrates that the organization has sufficient expertise, skills, and human resources to implement the project, including internal controls in place to manage federal funds. If sub-awards are proposed, applicant demonstrates experience managing subawards.
· The organization demonstrates that it has a clear understanding of the underlying issue that the project will address.
· The organization demonstrates capacity for successful planning and responsible fiscal management. This includes a financial management system, a bank account, and if applicable, satisfactory audit findings.
· Applicants who have received grant funds previously have been compliant with applicable rules and regulations, including the Award Provisions and Standard Terms and Conditions.
· Where partners are described, the applicant details each partner’s respective role and provides curriculum vitae (CVs) for persons responsible for the project and financial administration. Proposed personnel, institutional resources, and partners are adequate and appropriate.
· Project Planning/Ability to Achieve Objectives – 20 points: The project plan is well developed, with sufficient detail about how activities will be carried out. The proposal specifies target audiences, participant recruitment, and geographic areas of implementation. The proposal outlines clear, achievable objectives. The proposal includes a reasonable implementation timeline. The project scope is appropriate and clearly defined.
· Budget – 10 points: The budget and narrative justification are sufficiently detailed. The budget demonstrates that the organization has devoted time to accurately determine expenses associated with the project instead of providing rough estimates. Costs are reasonable in relation to the proposed activities and anticipated results. The results and proposed outcomes justify the total cost of the project. Budget items are reasonable, allowable, and allocable.
· Monitoring and Evaluation - 10 points: The project proposal includes an M&E plan. The applicant demonstrates it is able to measure program success against key indicators and provides milestones to indicate progress toward goals and objectives outlined in the proposal. The proposal includes output and outcome indicators and shows how and when those will be measured. Funded projects will have their plans finalized during the negotiation phase, and monitoring plans may be subject to periodic updates throughout the life of the project.
· Sustainability – 5 points: The project proposal describes clearly the approach that will be used to ensure maximum sustainability or advancement of project goals after the end of project activity.
2. Indirect Costs If two or more applications receive equivalent scores based on the evaluation criteria outlined in this NOFO, preference will be given to the applicant with the lower indirect cost rate, as consistent with Executive Order 14332, Section 4(b)(iii). This preference will only be applied as a tie-breaking mechanism and does not supersede the primary evaluation criteria.
3. Review and Selection Process
a. Acknowledgement of receipt. Applicants will receive acknowledgment of receipt of their proposal.
b. Review. All submissions are screened for technical eligibility. If a submission is missing any required forms/documents listed above in Section D. Application Contents and Format, it will be considered ineligible and will not be reviewed by the grants review committee. A technical review panel will review eligible proposals based upon the criteria noted in this NOFO.
c. Follow up notification. Applicants will generally be notified within 120 days after the NOFO deadline regarding the results of the review panel.
2. Risk Review
i. Under the merit review as required by 2 CFR 200.206, prior to making a Federal Award the Department will review and consider the following risk factors:
a. Financial stability
b. Management systems and standards
c. History of performance
d. Audit reports and findings
e. Ability to effectively implement project requirements
ii. High Risk Designation
Awardees that are deemed to be high risk based on the above risk factors will be held to special award conditions. At a minimum, the recipient and/or project designated as High Risk will be required to submit monthly narrative reports and/or quarterly detailed financial reports. Recipients may also be required, upon request of the Grants Officer or Grants Officer Representative, to provide electronic copies of receipts or other supporting documentation (e.g., timesheets, travel documents) for costs incurred. The Grants Officer may withhold 10% of the award amount until final reports have been reviewed and approved by the GO. The recipient may be required to pay all salaries supported by the grant via electronic funds transfer. Other special award conditions may also be included if deemed appropriate by the Grants Officer.
iv. Risk Analysis Management Comment by Gabidullina, Razaliya I: Note to drafter - this is only necessary to include if your country or region requires RAM Vetting. All WHA, AF, and select NEA & SCA Posts should include this language in all of their funding opportunity solicitations unless otherwise directed by their regional bureau. Comment by Valdez, Lidia A (Santo Domingo): Ask Gabbie Comment by Frias, Natalia (Santo Domingo): Este apartado debe permanecer, pero el ram Vetting no es un requerimiento obligatorio. En caso de ser necesario, ellos nos notificarán individualmente y solicitarán información específica sobre la persona de interés, si aplica.
To qualify for final consideration, certain applicants may be required to undertake the Risk Analysis Management (RAM) vetting process by providing Risk Analysis Information (RAI) about their “key individuals” (i.e., individuals with the ability to control applicant organizations’ funds), including “key individuals” from selected sub-recipients. Please note: these individuals could be different from the key personnel listed in the section 4 of required documents. The purpose of vetting potential contractors and grantees is to reduce the risk that federal assistance funding is provided to terrorists or their supporters. Potential grantees will be notified separately if RAI is required. Applicants submit key individuals’ RAI by completing the Risk Analysis Information Form, DS-4184, through the secure web portal at https://ramportal.state.gov. The DS-4184 requests the following RAI for each key individual: Full Name; Aliases; Gender; Birth Place; Birthdate; Home/Work Addresses; Phone Numbers; Employer; Professional Title; Email Addresses; Skype ID (if included, email address is also required); Numbers from All Official IDs (e.g., passports, ID cards, etc.); Nationalities; and Social Security Number (if U.S. person). Questions about the DS-4184 form may be emailed to RAM@state.gov. Failure to submit information when requested, or failure to pass vetting, may be grounds for rejecting your proposal.
G. AWARD NOTICES
The award or cooperative agreement will be written, signed, awarded, and administered by the Grants Officer. The award agreement is the authorizing document, and it will be provided to the recipient for review and counter-signature. The recipient may only start incurring project expenses beginning on the start date shown on the award document signed by the Grants Officer.
If a proposal is selected for funding, the Department of State has no obligation to provide any additional future funding. Renewal of an award to increase funding or extend the period of performance is at the discretion of the Department of State.
Issuance of this NOFO does not constitute an award commitment on the part of the U.S. government, nor does it commit the U.S. government to pay for costs incurred in the preparation and submission of proposals. Further, the U.S. government reserves the right to reject any or all proposals received.
Payment Method:
Recipients will be required to request payments by completing form SF-270—Request for Advance or Reimbursement and submitting the form to the Grants Officer and Grants Officer Representative. Comment by Gabidullina, Razaliya I: Note to drafter - select one of these options. So far, the PMS system is only used by a select few posts.
Recipients may not draw down funds without the affirmative authorization of the Department of State. In addition, recipients must submit, with each SF-270 payment request, a detailed explanation justifying the request.
H. POST-AWARD REQUIREMENTS AND ADMINISTRATION
1. Administrative and National Policy Requirements Before submitting an application, applicants should review all the terms and conditions and required certifications which will apply to this award, to ensure that they will be able to comply. These include:
In accordance with the Office of Management and Budget’s guidance located at 2 CFR part 200, all applicable Federal laws, and relevant Executive guidance, the Department of State will review and consider applications for funding, as applicable to specific programs, pursuant to this notice of funding opportunity in accordance with the following:
· Guidance for Grants and Agreements in Title 2 of the Code of Federal Regulations (2 CFR), as updated in the Federal Register’s 89 FR 30046 on April 22, 2024, particularly on:
· Selecting recipients most likely to be successful in delivering results based on the program objectives through an impartial process of evaluating Federal award applications (2 CFR part 200.205),
· Promoting the freedom of speech and religious liberty in alignment with Promoting Free Speech and Religious Liberty (E.O. 13798) and Improving Free Inquiry, Transparency, and Accountability at Colleges and Universities (E.O. 13864) (§§ 200.300, 200.303, 200.339, and 200.341),
· Providing a preference, to the extent permitted by law, to maximize use of goods, products, and materials produced in the United States (2 CFR part 200.322), and
· Terminating agreements pursuant to the U.S. Department of State Standard Terms and Conditions, including, to the greatest extent authorized by law, if an award no longer effectuates the program goals or agency priorities (2 CFR part 200.340). For the avoidance of doubt, the Department has sole discretion over the determination that an award no longer effectuates program goals or agency priorities, and this provision permits awards to be terminated at the Department’s convenience, including when it determines that the award no longer advances the national interest.
· 2 CFR 25 - UNIVERSAL IDENTIFIER AND SYSTEM FOR AWARD MANAGEMENT
· 2 CFR 170 - REPORTING SUBAWARD AND EXECUTIVE COMPENSATION INFORMATION
· 2 CFR 175 - AWARD TERM FOR TRAFFICKING IN PERSONS
· 2 CFR 182 - GOVERNMENTWIDE REQUIREMENTS FOR DRUG-FREE WORKPLACE (FINANCIAL ASSISTANCE)
· 2 CFR 183 - NEVER CONTRACT WITH THE ENEMY
· 2 CFR 600 – DEPARTMENT OF STATE REQUIREMENTS
· U.S. DEPARTMENT OF STATE STANDARD TERMS AND CONDITIONS
· Recipients must comply with all applicable Executive Orders. A searchable list can be found in the Federal Register: https://www.federalregister.gov/ .
2. Reporting Reporting Requirements: Recipients will be required to submit financial reports and program reports. The award document will specify what reports are required and how often these reports must be submitted. Note: most recipients will be required to submit quarterly program progress and financial reports throughout the project period. The quarterly progress report must include updated M&E data for that quarter. Progress and financial reports are due 30 days after the reporting period. Final certified programmatic and financial reports are due 120 days after the close of the project period.
All reports are to be submitted electronically.
The Awardee must also provide the Embassy on an annual basis an inventory of all the U.S. government provided equipment using the SF428 form.
Foreign Assistance Data Review: As required by Congress, the Department of State must make progress in its efforts to improve tracking and reporting of foreign assistance data through the Foreign Assistance Data Review (FADR). The FADR requires tracking of foreign assistance activity data from budgeting, planning, and allocation through obligation and disbursement. Successful applicants will be required to report and draw down federal funding based on the appropriate FADR Data Elements, indicated within their award documentation. In cases of more than one FADR Data Element, typically program or sector and/or regions or country, the successful applicant will be required to maintain separate accounting records.
3. Branding and Marking The Department of State, its programs, and U.S. Government funding and assistance should be easily identifiable to the Department's global audiences.
Recipients of federal assistance awards must follow the branding guidance published at Guidance for Contracts and Grants - U.S. Department of State Brand System. Branding policy exceptions are outlined in the U.S. Department of State Foreign Affairs Manual 10 FAM 416, Policy Exceptions.
I. OTHER INFORMATION
Guidelines for Budget Justification
Personnel and Fringe Benefits: Describe the wages, salaries, and benefits of temporary or permanent staff who will be working directly for the applicant on the program, and the percentage of their time that will be spent on the program.
Travel: Estimate the costs of travel and per diem for this program, for program staff, consultants or speakers, and participants/beneficiaries. If the program involves international travel, include a brief statement of justification for that travel.
Equipment: Describe any machinery, furniture, or other personal property that is required for the program, which has a useful life of more than one year (or a life longer than the duration of the program), and costs at least $10,000 per unit.
Supplies: List and describe all the items and materials, including any computer devices, that are needed for the program. If an item costs more than $10,000 per unit, then put it in the budget under Equipment.
Contractual: Describe goods and services that the applicant plans to acquire through a contract with a vendor. Also describe any sub-awards to non-profit partners that will help carry out the program activities.
Other Direct Costs: Describe other costs directly associated with the program, which do not fit in the other categories. For example, shipping costs for materials and equipment or applicable taxes. All “Other” or “Miscellaneous” expenses must be itemized and explained.
Indirect Costs: These are costs that cannot be linked directly to the program activities, such as overhead costs needed to help keep the organization operating. If your organization has a Negotiated Indirect Cost Rate (NICRA) and includes NICRA charges in the budget, attach a copy of your latest NICRA. Organizations that have never had a NICRA may request indirect costs of 15% of Modified Total Direct Costs (MTDC) as defined in 2 CFR 200.1.
“Cost Sharing” refers to contributions from the organization or other entities other than the U.S. Embassy. It also includes in-kind contributions such as volunteers’ time and donated venues.
Alcoholic Beverages: Please note that award funds cannot be used for alcoholic beverages and other entertainment related expenses.
STEP Enrollment U.S. citizens who travel to the Dominican Republic are encouraged to enroll in the Department of State's Smart Traveler Enrollment Program (STEP) available at: https://step.state.gov/step/. Enrollment enables citizens to receive security-related messages from the Embassy and makes it easier for us to locate you in an emergency. The Embassy also recommends that all travelers review the State Department's travel website at travel.state.gov for the Travel Warnings, Travel Alerts, and the Dominican Republic Specific Information.
image1.png
File details come from the government source that posted it. Updated .