PZ_CERTIFICATION_GUIDANCE.PDF

www.hud.gov espanol.hud.gov

U.S. DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

WASHINGTON, DC 20410-0050

Program Policy Guidance

Date: September 10, 2014 (Updated March 10, 2015)

Subject: Promise Zone Preference points or priority/special consideration

Status: Current

Applicability: Promise Zone Designees

Dear Promise Zone Designees:

The Promise Zone designation provides your entity access to preference points or priority/special consideration for selected Federal grant programs, technical assistance, and other capacity building opportunities that will strengthen the revitalization efforts in your community. It can also provide partner organizations within your geography access to preference points or priority/special consideration for select grant programs.

For specified programs with competitive grants or other benefits, partner organizations submitting requests for projects within your communities will have the opportunity to qualify for preference points or priority/special consideration as a consequence of you holding this status. The relevant geography is as follows:

the proposed project is solely within Promise Zone boundaries the proposed project includes the entire Promise Zone boundary and other communities the proposed project includes a portion of the Promise Zone boundary the proposed project is outside of the Promise Zone boundaries, but includes specific and definable services or benefits will be delivered within the Promise Zone or to Promise Zone residents

As a Promise Zone designee, your primary contact within the Lead Organization (not the Federal staff stationed in your community, see list of signatories below) can certify applicants for Promise Zone preference points or priority/special consideration. Please note that projects which substantially and directly benefit Promise Zone residents but which are not within the boundaries of the Promise Zone may be considered. Agencies will make clear the acceptable definition of substantially and directly beneficial in the program’s award and funding announcement.

What This Means for You

The Promise Zone designation enables the Federal government to partner with local leaders who are addressing multiple community revitalization challenges in a collaborative way and have demonstrated a commitment to results. Your role in certifying qualifying projects for Promise Zone preference points or priority/special consideration virtually guarantees that numerous entities will approach you during the balance of this fiscal year seeking endorsement of their projects. We recognize that this will mean some staff time commitments for you in processing these forms, but we believe the potential benefit is significant.

http://www.hud.gov/ http://espanol.hud.gov/

HUD has made the process as streamlined as possible. We stand ready to support you as you undertake this responsibility, and we trust that you will exercise prudent judgment in determining whether a project has the potential to advance revitalization strategies in your community and help further the goals of the Promise Zone Initiative.

The process to certify an application for Promise Zone preference points or priority/special consideration is simple:

1) Partner organizations in your geography who wish to access preference points or priority/special consideration for select grant or other programs will contact your organization to pursue potential partnership in order to develop a project that meets the following criteria:

a) The applicant is engaged in activities, that in consultation with the Promise Zone lead organization, further the purposes of the initiative; and

b) The applicant's proposed activities either directly reflect the goals of the Promise Zone or will result in the delivery of services that are consistent with the goals of Promise Zone; and

c) The applicant has committed to maintain an on-going relationship with the Promise Zone lead organization for the purposes of coordinating with other Promise Zone activities, reporting on milestones and outcomes, and collaborating with the lead organization and other Promise Zone organizations in securing additional resources and partnerships, as necessary.

2) If you determine that a proposed project meets these criteria, fill in a copy of HUD Form 50153:

This form is available on the HUD website at www.hud.gov/promisezones.

3) The applicant is responsible for including the form in its applications. Promise Zone staff will review all certifications and confirm qualifying projects for program offices. While the certification is the driving document in this process, HUD retains the right to do additional diligence to confirm that the points are merited, and to determine whether to award the preference points or priority/special consideration.

4) If your organization wants to apply for a program where preference points or priority/special consideration are offered, the Promise Zone designee primary contact(s) may also self-certify by filling in the form on behalf of the Promise Zone designee. The individual completing and signing the certification must be authorized to make commitments on behalf of and legally bind the lead organization, otherwise the certification may not be considered valid by the Federal agency making the awards. The table below is the official list of signatories:

Promise Zone Community

Contact Information

Phone/ Email

City of Los Angeles

CA Alison Becker 213-978-alison.becker@lacity.org

Kentucky Highlands Investment Corporation

KY Sandi Curd Jerry Rickett

606-864-s.curd@khic.org http://www.hud.gov/promisezones http://www.lamayor.org/promise_zone http://www.lamayor.org/promise_zone mailto:alison.becker@lacity.org http://www.kypromisezone.com/ http://www.kypromisezone.com/ http://www.kypromisezone.com/ http://www.kypromisezone.com/ mailto:s.curd@khic.org

Choctaw Nation

OK Sara-Jane Smallwood

580-924- 8280 x2315 ssmallwood@choctawnation.com

City of Philadelphia

PA Owen Franklin 215-685-

Owen.Franklin@phila.gov

Eva Gladstein 215-685-eva.gladstein@phila.gov

Mary Horstmann

215-687-

Mary.Horstmann@phila.gov

City of San Antonio

TX

John Dugan 210-207-

John.Dugan@sanantonio.gov

Mike Etienne 210-207-

Mike.Etienne@sanantonio.gov

Jaime Lalley 210-207-

Jaime.Lalley@sanantonio.gov

Promise Zone preference points or priority/special consideration checklist

We recommend that Promise Zone designees considering requests for certification for Promise Zone preference points or priority/special consideration review at least a detailed summary of the application, including a summary of the proposed project and the location of the project. You may want to request a short description from the applicant explaining why the proposed project aligns with the goals of Promise Zones. At a minimum, you should consider the following questions when deciding whether to certify an application for preference points or priority/special consideration:

1) Does the proposed project align with goals of Promise Zone? For your reference, they can be found at https://www.hud.gov/promisezones.

2) Does the proposed project align with and further your community’s Promise Zone strategies?

3) Is the applicant committed to maintaining an on-going relationship with your organization?

How Promise Zone designation relates to Federal programs

Promise Zones will not receive grant funding, but will benefit from technical assistance, coordinated Federal staff support, and preferential access to certain existing Federal funding streams. Should Congress enact proposed Promise Zone tax credits, private businesses would receive tax incentives for hiring and investing in Promise Zones.

All Federal resources are subject to statutory requirements and appropriations and therefore will change throughout the ten-year Promise Zone designation period.

Current List of Eligible Programs (as of March 10, 2015)

During the 2015 Federal fiscal year, the following programs have preferential access, preference points or grant competition benefits and therefore require the Promise Zone Certification of Consistency with Promise Zones Goal and Implementation form to be included to be considered for preference. All http://www.choctawnation.com/ http://www.choctawnation.com/ mailto:ssmallwood@choctawnation.com http://www.sharedprosperityphila.org/ http://www.sharedprosperityphila.org/ mailto:Owen.Franklin@phila.gov mailto:eva.gladstein@phila.gov mailto:Mary.Horstmann@phila.gov http://www.sanantonio.gov/EastpointRealEstate/PromiseZone http://www.sanantonio.gov/EastpointRealEstate/PromiseZone mailto:John.Dugan@sanantonio.gov mailto:Mike.Etienne@sanantonio.gov mailto:Jaime.Lalley@sanantonio.gov https://www.hud.gov/promisezones https://www.hudexchange.info/resource/4401/certification-form-and-guidance-for-promise-zone-preference-points-or-priority-special-consideration/ https://www.hudexchange.info/resource/4401/certification-form-and-guidance-for-promise-zone-preference-points-or-priority-special-consideration/

Federal resources are subject to statutory requirements and appropriations and therefore will change throughout the Promise Zone designation period. The current list of opportunities includes:

Federal Agency Program

Department of Housing and Urban Development* Choice Neighborhoods Planning and Implementation Grants The Indian Community Development Block Grant Program

Small Business Administration Micro Entrepreneurship Initiative Women’s Business Center counseling/training Clusters

Department of Justice Byrne Criminal Justice Innovation Program COPS Hiring Program

Department of Labor Face Forward – Youth Opportunity Youth Demonstration Project Reintegration of Ex-Offenders Training to Work – Adult YouthBuild

Department of Health and Human Services Assets for Independence Community Economic Development Program Community Economic Development Program- Healthy Food Financing Initiative Health Centers Teen Pregnancy Prevention Program

Department of Agriculture Community Facilities Grant Program Community Food Projects Program Farmers Market Promotion Program Farm to School Grants Food Distribution Program on Indian Reservations Nutrition Education Grant Local Food Promotion Program Housing Preservation Grant Process & Technology Improvement Grants Rural Community Development Initiative

Department of Commerce Economic Development Assistance Program Department of Education Charter Schools Program – Replication &

Expansion Grant Performance Partnerships Native Youth Community Projects

Corporation for National and Community Service Operation AmeriCorps Department of Treasury New Market Tax Credits**

*Promise Zones preference points are applicable to all HUD FY 2015 Program NOFAs under the General Section to HUD’s Fiscal year 2015 NOFAs for Discretionary Programs.

** Promise Zone designation is now a factor in qualifying a community as “severely distressed” on the NMTC application. NMTC applicants receive favorable consideration if they commit to invest at least 75 percent of their NMTC allocation in severely distressed communities.