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Table1

Enter Firm Name in Cell B1
9/30/0912/31/0812/31/0712/31/0612/31/0512/31/04
Total assets under management (all Fixed Income products, U.S. $ in mils.)
Total Fixed Income AUM, U.S. ($ in mils.)
Total Fixed Income US Public Pensions AUM (all Fixed Income products, U.S. $ in mils.)
Total Fixed Income US Corporate Pensions AUM (all Fixed Income products, U.S. $ in mils.)
Total Fixed Income AUM in separate accounts that are $50M or greater in size (all Fixed Income products, U.S. $ in mils.)
Average Fixed Income Account Size
# FI Accounts gained
$ FI Gained
# FI Accounts lost
$ FI Lost

&L&F &A&C&12Attachment 7 Tables&R&T &D

Table2

Enter Firm Name in Cell B1
EmployeesTargetCurrent20082007Left in the past 3 Yrs.
Operational Risk Assessment Staff
Executive Mgmt. (non-invest. staff)
Marketing/Client Service
Back Office
IT
Administrative
Other: Specify
TOTAL EMPLOYEES

&L&F &A&C&12Attachment 7 Tables&R&T &D

Table3

Enter Firm Name in Cell B1
LocationFunctionNumber of ProfessionalsTypes of Professionals
City, State, Country

&L&F &A&C&12Attachment 7 Tables&R&T &D

Sheet1

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