NPS_ABPP_PPG_P22AS00131.pdf
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National Park Service
CRFA-PGC - Cultural Resources Financial Assistance
P22AS00131
Table of Contents A. Program Description
B. Federal Award Information
B1. Total Funding
B2. Expected Award Amount
B3. Anticipated Award Funding and Dates
B4. Number of Awards
B5. Type of Award
C. Eligibility Information
C1. Eligible Applicants
C2. Cost Sharing or Matching
C3. Other
D. Application and Submission Information
D1. Address to Request Application Package
D2. Content and Form of Application Submission
D3. Unique Entity Identifier and System for Award Management (SAM)
D4. Submission Dates and Times
D5. Intergovernmental Review
D6. Funding Restrictions
D7. Other Submission Requirements
E. Application Review Information
E1. Criteria
E2. Review and Selection Process
E3. CFR – Regulatory Information
E4. Anticipated Announcement and Federal Award Dates
F. Federal Award Administration Information
F1. Federal Award Notices
F2. Administrative and National Policy Requirements
F3. Reporting
G. Federal Awarding Agency Contact(s)
G1. Program Technical Contact
G2. Program Administration Contact
G3. Application System Technical Support
H. Other Information
A. Program Description Authority:
54 U.S.C. § 308102
Assistance Listing:
15.926 Program Background, Objectives, and Goals:
The National Park Service’s American Battlefield Protection Program (NPS ABPP) assists citizens, public and private institutions, and governments in planning, interpreting, and protecting sites where historic battles were fought on American soil during the armed conflicts that shaped the growth and development of the United States.
Preservation Planning Grants support planning, interpreting, and preserving battlefields and sites associated with armed conflicts by providing financial assistance to conduct activities such as those listed in Section C of this Notice of Funding Opportunity (NOFO). These grants are funded by direct appropriation and administered by the National Park Service through NPS ABPP. All grant funds are awarded through a competitive merit review process to eligible entities, including state, local, and tribal governments, other public entities, educational institutions, and nonprofit organizations.
Successful applicants typically emphasize partnerships and collaboration among diverse stakeholders in all phases of their projects. Stakeholders, potential partners, and collaborators can include, but are not limited to landowners, descendant communities, Indian tribes, State and Tribal Historic Preservation Offices, and non-profit organizations. NPS ABPP encourages proposals that explore the full diversity of the American experience by including merit review criteria that allocate points for the identification and preservation of underrepresented sites and stories of armed conflict.
As the nation approaches the 250th anniversary of the Declaration of Independence in 2026, NPS ABPP encourages projects that promote and expand preservation as well as enhance our understanding of the origins of the United States. Special thematic priority will be given to applications that address the histories and legacies of those who experienced the armed conflicts that led to American independence (for example, the “Pueblo Revolt”, the American Revolutionary War, or “Nat Turner’s Rebellion”), and that preserve associated historic sites as a living part of community life and development.
B. Federal Award Information
B1. Total Funding Estimated Total Funding $1,198,000
B2. Expected Award Amount Maximum Award $150,000 Minimum Award $30,000 The amount of funding available per award for this NOFO will be determined as part of the application review process and the amount of funding made available through appropriations by Congress
B3. Anticipated Award Funding and Dates Anticipated Award Date June 30, 2022 The anticipated award date is an estimate and may change based on programmatic requirements, such as Section 106 of the National Historic Preservation Act. Projects that are selected for award through this NOFO will start once a Notice of Award and Grant Agreement have been issued in the GrantSolutions grants management system. Pre-award costs are not allowable unless specified in the issued grant agreement.
B4. Number of Awards Expected Number of Awards Based on prior year data, NPS anticipates issuing between 8 - 20 awards under this NOFO. The actual number of awards will depend on the number of meritorious applications and the availability of appropriated funds.
Applications for renewal or supplementation of existing NPS ABPP awards are eligible to compete with applications for new awards. Applications to renew or supplement existing projects must explain in detail the specific, discrete project that can be accomplished within a two-year grant period that is part of a larger, ongoing project.
Some activities eligible for Preservation Planning Grants may also be eligible under a Notice of Funding Opportunity for the Battlefield Interpretation Grants program. The Battlefield Interpretation Grants program awards funds for projects that deploy technology to modernize battlefield interpretation and education at Revolutionary War, War of 1812, and Civil War battlefield sites eligible for assistance under the Battlefield Acquisition Grant Program established under section 308103(b). Battlefield Interpretation Grants require a non-Federal cost share of at least 50%. State, local, and tribal governments and nonprofit organizations are eligible to apply. The Notice of Funding Opportunity for the Battlefields Interpretation Grants program will be published on grants.gov in March 2022.
B5. Type of Award Funding Instrument Type G - Grant Consistent with 31 U.S.C. § 6304, an executive agency shall use a grant agreement as the legal instrument reflecting a relationship between the United States Government and a State, a local government, or other recipient when:
1) The principal purpose of the relationship is to transfer a thing of value to the State or local government or other recipient to carry out a public purpose of support or stimulation authorized by a law of the United States instead of acquiring (by purchase, lease, or barter) property or services for the direct benefit or use of the United States Government; and
2) Substantial involvement is not expected between the executive agency and the State, local government, or other recipient when carrying out the activity contemplated in the agreement.
Projects funded by these grant agreements constitute “undertakings” as defined by Section 106 of the National Historic Preservation Act, as amended (54 U.S.C. 306108). See Section F of this NOFO for more information.
C. Eligibility Information
C1. Eligible Applicants Eligible Applicants 00 – State governments 01 – County governments 02 – City or township governments 12 – Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education 13 – Nonprofits without 501(c)(3) status with the IRS, other than institutions of higher education 04 – Special district governments 05 – Independent school districts 06 – Public and State controlled institutions of higher education 07 – Native American tribal governments (Federally recognized) 11 – Native American tribal organizations (other than Federally recognized tribal governments) 25 – Others (see text field entitled “Additional Information on Eligibility” for clarification) Additional Information on Eligibility Eligible Applicants also include:
1. Native American tribal organizations (other than Federally recognized tribal governments)
2. Native Hawaiian organizations including any organization that serves and represents the interests of Native Hawaiians, has as a primary and stated purpose the provision of services to Native Hawaiians, and has expertise in Native Hawaiian affairs
Applicants who previously received an NPS ABPP grant but did not meet the conditions of the grant agreement, including reporting and deliverables, may be penalized in the review process. If an applicant has questions about their eligibility, they should contact NPS ABPP.
C2. Cost Sharing or Matching Cost Sharing / Matching Requirement No Non-Federal cost sharing is not required to be eligible for an award under this NOFO. Voluntary committed cost sharing will not be used as a factor during the merit review of applications.
C3. Other Distinct Project Threshold Eligible project proposals must focus on planning, interpreting, and protecting battlefields and other sites associated with armed conflicts that shaped the growth and development of the United States. Proposals must describe projects that are clearly separated from the regular activities carried out by applicant organizations, excluding those covered by indirect costs and qualified under 2 CFR § 200.414. Proposals that contain general operational costs not covered under an indirect cost rate, or for work that has been substantially completed prior to the submission of an application will be determined ineligible.
Applications for renewal or supplementation of existing NPS ABPP awards are eligible to compete with applications for new awards. Applications to renew or supplement existing projects must explain in detail the specific, discrete project that can be accomplished within a two-year grant period that is part of a larger, ongoing project.
Eligible Activities Eligible project proposals must contribute to the preservation of one or more historic places associated with an armed conflict. “Armed conflicts” are defined as periods of collective violence that are characterized by specific events and bounded in time (e.g. Battle of Harlem Heights, “the Pequot War,” or “the Sand Creek massacre”), rather than broad cross-cutting themes throughout American history (e.g. “violence against Indigenous peoples”).
In addition to battlefields and sites of collective violence, projects may focus preservation efforts on “associated sites” under one of the following themes:
1. Military: sites directly associated with military forces on land or sea
2. Government, Law, Politics, and Diplomacy: sites associated with decision-making, policy creation, political process, and diplomatic relations during periods of armed conflict
3. Intellectual History: sites associated with the publication or propagation of ideas and values that influenced the social, political, economic, and military actions and policies during periods of armed conflict
4. Economics of War: sites associated with economic activities that contributed to battle, fighting, or war efforts
5. Society: sites associated with home front, civilian conduct during periods of armed conflict
6. Transportation: Sites associated with moving people, goods, and information during periods of armed conflict
The NPS ABPP encourages partnerships between private organizations and all levels of government, including Federal, state and local entities. Grants may not be used for the acquisition of property or services of direct benefit to the Federal government, including support of the day-to-day operations of a Federal agency. This does not preclude applicants from using funds from, or sites and materials controlled by, Federal entities in their projects. Applicants developing partnerships with Federal entities should work with Federal points of contact to ensure that proposed projects meet the public purpose criteria for financial assistance.
The table below provides examples of activities that are eligible and ineligible for funding: This is not an exhaustive list of activities. Costs for ineligible activities may be disallowed during the budget review process. Please address any eligibility questions to NPS ABPP using the information provided in Section G of this NOFO.
ACTIVITY ELIGIBILE NOT ELIGIBLE
Lobbying and Fundraising None.
Any activity that can be construed as lobbying or fundraising, including the preparation of grant applications, fundraising meetings, development office staff, and lobbying.
Capital Projects None.
The purchase, construction, maintenance, or renovation of buildings, facilities or land.
Consultation and Partnerships
Costs for meetings, consultation, consensus building, development of MOUs and other agreements related to preserving historic places associated with an armed conflict.
Consultations or partnerships that do not relate to preserving historic places associated with an armed conflict.
Collections Stewardship
Artifact processing, conservation, or analysis for research or interpretation.
One-time curation fees for artifacts recovered as a direct result of grant activities.
The purchase of display cases, storage furniture, or storage materials.
Acquisition of collections.
General collections care or management activities for artifacts that were not recovered from or directly related to historic places associated with an armed conflict.
Education
Internships/fellowships.
Production of print or digital educational materials and media, including curriculum development.
Purchase of materials, supplies, software, and equipment related directly to project activities.
General educational activities or materials not related to the specific historic places associated with an armed conflict project.
Historical Documentation
Research, mapping, surveys, and studies related to battlefields and historic places associated with an armed conflict.
Nominations, updates, and boundary expansions for national and state historic registers.
Oral history activities and supplies.
Research or documentation activities with no connection to preserving historic places associated with an armed conflict.
Exhibitions, Media, and Signage
Development, fabrication, and installation of exhibits or signage that do not impact historic properties or archeological resources.
Interpretive plans, designs, and media.
Any type of bricks and mortar preservation work, construction, or landscape restoration or other
Capital improvements.
Land Acquisition None.
Any acquisition of fee simple or interest in land.
Payment of rent on properties or land.
Planning
Research or strategic planning for site management, preservation, stabilization, heritage tourism, or past/future battlefield land acquisition.
Feasibility and impact studies.
Preparations for mitigation of the impact of natural and man-made disasters on battlefield collections and historic places associated with an armed conflict.
Planning costs not directly related to the specific historic places associated with an armed conflict project.
Public Programs and Outreach
Activities and physical or digital products specific to the project; may include press releases, brochures, or
Battle reenactments.
General cultural and historic
Excluded Parties:
NPSconducts a review of the SAM.gov Exclusions database for all applicant entities and their key project personnel prior to award. The NPS cannot award funds to entities or their key project personnel identified in the SAM.gov Exclusions database as ineligible, prohibited/restricted or otherwise excluded from receiving Federal contracts, certain subcontracts, and certain Federal assistance and benefits, as their ineligibility condition applies to this Federal program.
An applicant's failure to meet any eligibility criterion by the time of the application deadline will result in the application being excluded from consideration. This includes but is not limited to late or incomplete application packages, ineligible sites or activities, and not having an active registration with the System for Awards Management (SAM).
Foreign Entities or Projects This program does not provide funding to foreign entities or for projects conducted outside the United States.
other announcements of project activities.
Interpretive program development, including audience-focused studies and evaluation.
Public meetings & events, including landowner and stakeholder outreach.
Volunteer program development.
interpretation or education not related to historic places associated with an armed conflict.
General advertising or public relations costs designed for promotional activities other than those related to the specific project.
Social activities, ceremonies, receptions, or entertainment.
Any acquisition of fee simple or interest in land.
Survey and Inventory
Archeological identification and evaluation following a systematic research design.
Cultural landscape inventories and reports.
KOCOA and other military terrain analyses.
Maritime survey.
Remote sensing.
Large-scale archeological excavation or recovery of artifacts or human remains that may harm the historic places associated with an armed conflict integrity.
Metal detector survey or artifact collection without a systematic research design and curation strategy.
D. Application and Submission Information
D1. Address to Request Application Package Applications must be submitted electronically via www.grants.gov by the deadline identified in this NOFO. Applications submitted by other means or not received by the deadline will not be considered. If, due to extraordinary circumstances, an applicant is unable to submit their proposal through Grants.gov, NPS ABPP may approve submission by other means. Failure on the applicant’s part to register in Dun & Bradstreet (DUNS), SAM.gov, or Grants.gov in a timely manner does not constitute extraordinary circumstances. Applications that are not submitted through Grants.gov will only be accepted if the applicant has received prior approval from the NPS ABPP office and they are submitted by the deadline.
Proof of timely submission shall be the date and time that Grants.gov receives the application.
An electronic time stamp is automatically generated within the system when the application is successfully received by Grants.gov. The applicant will receive an acknowledgement of receipt and a tracking number from Grants.gov with the successful transmission of their application.
Applicants should print this receipt and save it as proof of timely submission. Applicants using dial-up connections should be aware that transmission may take some time before Grants.gov receives it. Grants.gov will provide either an error or a successfully received transmission message. Some applicants abort the transmission because they think that nothing is occurring;
please be patient and give the system time to process the application. In the event the applicant experiences technical difficulties with submission, please first contact the Grants.gov Help Desk toll free at 1-800-518-4726 or support@grants.gov.
An Application Package has been included with the Notice of Funding Opportunity on grants.gov. The Application Package contains six mandatory forms, which must be submitted with your proposal, forms include: form SF-424 (Application for Financial Assistance), form SF- 424A (Budget Information), form SF-424B (Assurances), Project Narrative Attachment, Budget Narrative Attachment, and Other Attachments. Applications requesting $100,000.00 or more in Federal funds must include the SF-LLL (Lobbying Disclosure) for applicants and sub-applicants that engage in lobbying activities. The Application Package can also be accessed and downloaded from the Synopsis page of this announcement in Grants.gov. Applicants may also request paper copies of application materials by contacting the Awarding Agency using the information provided in Section G of this Notice of Funding Opportunity. The Other Attachments form must be used to attach additional supporting documents, as applicable.
If selected for award, NPS reserves the right to request additional or clarifying information for any reason deemed necessary, including, but not limited to:
1. Other budget information
2. Financial capability
3. Evaluation of risk
4. Name and phone number of the Designated Responsible Employee for complying with national policies prohibiting discrimination (See 43 CFR § 17) mailto:support@grants.gov.
D2. Content and Form of Application Submission Project Narrative Using the provided section headings, write a narrative that addresses the prompts listed below (Items 1-7). Answers to all items are required. Limit the narrative to 5 numbered pages, including all text and references. Use at least 1- inch margins on all sides and a font size of at least eleven points. Be concise but provide sufficient detail throughout the entire narrative to enable a reviewer to answer the review criteria provided in Section E of this NOFO. Other supporting documents such as maps, figures, resumes, and letters of support or commitment may be submitted as separate attachments via the Other Attachments Form. Only include information that is pertinent to the proposal. Submit the Project Narrative as a single .pdf via the Mandatory Project Narrative Attachment Form available through the funding opportunity announcement on www.Grants.gov.
1. Project Summary: Identify the historic battlefield(s) or associated site(s) that will be the focus of the proposed project. Discuss how the armed conflict associated with the site shaped the course of American history, or how the proposed project will help identify the historical significance of a lesser-known conflict. Summaries may refer to published scholarship, oral histories, nominations to state or national historic registers, or other sources.
2. Preservation Opportunity: Summarize the scope and goals of the project and explain what makes the project site(s) important to document, interpret, or protect. Identify how the site(s) are important at a local, national, or regional level, and why the project itself is necessary. Describe if the project is associated with a site of conflict in a location (e.g.
state or region) that typically has been neglected or underrepresented in battlefield preservation activities. Justify how this project will contribute to preservation needs that might not otherwise be addressed and describe how the project fits into a larger strategy for stewardship of the site(s). If relevant, include details of how the project will take a new or unusual approach to identifying, researching, evaluating, interpreting, and protecting historic battlefields and associated sites.
3. FY-2022 Focus Areas: If applicable, discuss how the proposed project will focus on underrepresented stories of armed conflicts that shaped American history, or how it will expand knowledge of the causes, events, and legacies of American independence.
4. Objectives and Activities: Describe the activities or work tasks needed to accomplish project objectives and explain how they will lead to an intended outcome. Identify all resulting products, such as a final technical report, surveys, maps, GIS, web-based or other types of public outreach materials. Discuss how this project’s proposed methods and activities will follow or advance best practices in their fields, such as meeting the applicable Secretary of the Interior’s Standards for Archeology and Historic Preservation, employing state-of-the art documentation methods, developing innovative partnerships, incorporating diverse perspectives, or employing interpretive techniques and strategies to meet the needs of diverse and dynamic audiences.
5. Administration and Implementation: Explain how the proposed project objectives and activities identified above will be achieved in two years by providing a tentative task schedule or provide a justification for a longer project timeline if access to the project site(s) or necessary resources will be affected by COVID-19. Describe experience with protection of grant-assisted property from vandalism or other damage and the ability to http://www.Grants.gov implement and manage reasonable measures to prevent vandalism or other damage.
Identify if any additional staff or contractors will be required to complete the project and describe the criteria that will be used to hire these individuals or procure these services.
Provide a brief position description for each additional staff member or contractor.
Identify any property owner permissions and/or Federal, State, local, or tribal permits that will be required to complete the project. Describe how these permissions or permits will be obtained. If the proposed project includes partnering with a Federal Agency and conducting project activities on Federal land, explain how Public Purpose requirements will be met pursuant to 31 U.S.C § 6304. Please be sure that the project does not generate a Direct Benefit for a federal agency. Attach and clearly label all relevant supporting documentation as .pdfs via the Other Attachments Form available through the funding opportunity announcement on www.Grants.gov.
6. Partnerships and Engagement: Identify all project partners and briefly describe their involvement. Partners may include State or Tribal Historic Preservation Offices, local or descendant community organizations, landowners, or local, state, tribal, or Federal government representatives. Describe the roles of formal project partners, and how other key stakeholders, communities, or audiences will be involved in shaping the project.
Explain how the proposed partnerships, support, or public engagement strategies will strengthen the project’s objectives and contribute to long term sustainability and site stewardship.
7. Current or Recent Grant Performance: As applicable, list any previously awarded NPS ABPP grants from the last five years (include grant numbers and project titles). Also provide a brief (2-3 sentence) summary of whether or not the project(s) are/were successful and why.
Project Abstract (NEW FOR 2022):
As of December 1, 2021, all applicants must complete and submit the “Project Abstract Summary" Grants.gov common form with their application. The Department of Interior is implementing use of this form to meet the requirements in OMB memorandums M-22-02, M-21- 20, and M-21-03, which contain specific requirements for agencies to send more detailed project descriptions to USASpending.gov for financial assistance awards. Applicants must succinctly summarize the proposed project purpose, goals, activities, partners, and potential outcomes/impact (limited to 4,000 characters). Funded applications' abstracts will be made available to the public on USASpending.gov, so do use plain language that can be understood by the public without access to the full project proposal, and do not include personally identifiable, sensitive, or proprietary information. Enter the text and submit the Project Abstract directly via the "Project Abstract Summary" Form available through this announcement on Grants.gov.
SF-424, Application for Federal Assistance Applicants must submit the appropriate Standard Form (SF)-424, Application for Federal Assistance. Individuals applying as a private citizen (i.e., unrelated to any business or nonprofit organization you may own or operate in your name), must complete the SF-424, Application for Federal Assistance-Individual form. All other applicants must complete the standard SF-424, Application for Federal Assistance. The required application forms are available with this announcement on Grants.gov. The SF-424, Application for Federal Assistance must be complete, signed, and dated. Do not include any proprietary or personally identifiable information. Please note: Enter only the amount requested from this Federal program in the http://www.Grants.gov https://www.whitehouse.gov/wp-content/uploads/2021/10/M-22-02.pdf https://www.whitehouse.gov/wp-content/uploads/2021/03/M_21_20.pdf https://www.whitehouse.gov/wp-content/uploads/2021/03/M_21_20.pdf https://www.whitehouse.gov/wp-content/uploads/2020/11/M-21-03.pdf
“Federal” funding box on the SF-424 Application form. Include any other Federal sources of funding in the “Other” box and provide details on those Federal source(s) and funding amount(s) in the required Budget Narrative (see the “Budget Narrative” section below).
Applicants must submit the appropriate Standard Form (SF)-424, Application for Federal Assistance. Individuals applying as a private citizen (i.e., unrelated to any business or nonprofit organization you may own or operate in your name), must complete the SF-424, Application for Federal Assistance-Individual form. All other applicants must complete the standard SF-424, Application for Federal Assistance. The required application forms are available with this announcement on Grants.gov. The SF-424, Application for Federal Assistance must be complete, signed, and dated. Do not include any proprietary or personally identifiable information. Please note: Enter only the amount requested from this Federal program in the “Federal” funding box on the SF-424 Application form. Include any other Federal sources of funding in the “Other” box and provide details on those Federal source(s) and funding amount(s) in the required Budget Narrative (see the “Budget Narrative” section below).
Complete this form with all applicable information. The starred/yellow highlighted fields are required. Include the primary person to be contacted on matters involving this application (box f), who should be different from the authorized representative. An Authorized Representative is a person who has the authority to legally bind your organization to an agreement. The authorized representative must sign and certify this form.
Applicants must submit the appropriate SF-424 Budget Information form and Budget Narrative. For non-construction programs or projects, applicants must complete and submit the SF-424A, “Budget Information for Non-Construction Programs” form. All of the required application forms are available with this announcement on Grants.gov. Federal award recipients and subrecipients are subject to Federal award cost principles in 2 CFR 200.
Applicants must submit the appropriate SF-424 Budget Information form and Budget Narrative. For non-construction programs or projects, applicants must complete and submit the SF-424A, “Budget Information for Non-Construction Programs” form. All of the required application forms are available with this announcement on Grants.gov. Federal award recipients and subrecipients are subject to Federal award cost principles in 2 CFR 200.
The project budget shall include detailed information on all cost categories and must clearly identify all project costs. The estimated budget must align with the projected scope of work presented in the project narrative. In addition, applicants shall include a narrative description of the items included in the project budget (see Part 6 – Budget Narrative, below), including the value of in-kind contributions of goods and services provided to complete the project when voluntary cost share is included. Cost categories can include, but are not limited to, those costs items included on the SF-424A. Round all numbers to the nearest dollar amount, even if exact costs are known. If any costs are not applicable to the project, fill-in $0.00. Check that the amounts listed on the SF-424A match those on the Budget Narrative before submitting.
Any applicant organization that has not completed the financial assistance certifications and representations within their SAM.gov registration must submit the appropriate signed and dated Assurances form. All of the required application forms are available with this announcement on Grants.gov.
Any applicant organization that has not completed the financial assistance certifications and representations within their SAM.gov registration must submit the appropriate signed and dated Assurances form. All of the required application forms are available with this announcement on Grants.gov.
This form must be signed by an authorized representative and submitted with the application.
Submission of the electronic application acknowledges that the organization certifies compliance with relevant Federal requirements to the same extent as the signature does on a paper application.
Detailed Budget Narrative The project budget shall include detailed information on all cost categories and must clearly identify all estimated project costs. Unit costs shall be provided for all budget items including the cost of work to be provided by contractors or sub-recipients. In addition, applicants shall include a narrative description of the items included in the project budget, including the value of in-kind contributions of goods and services provided to complete the project when cost share is identified to be included (reference section C of this announcement). Cost categories can include, but are not limited to, those costs items included on the SF424A or SF424C.
The project budget shall include detailed information on all cost categories and must clearly identify all estimated project costs. Unit costs shall be provided for all budget items including the cost of work to be provided by contractors or sub-recipients. In addition, applicants shall include a narrative description of the items included in the project budget, including the value of in-kind contributions of goods and services provided to complete the project when cost share is identified to be included (reference section C of this announcement). Cost categories can include, but are not limited to, those costs items included on the SF424A or SF424C.
Using the section headings provided below (Items 1-6), write a narrative budget justification that addresses both grant funds requested and any voluntary cost share provided and is aligned with the Budget Categories in Section B of the SF-424A. Provide unit costs for all budget items including any contracts or sub-awards. For each line item, explain how you arrived at the figures provided and why these items are necessary to accomplish the grant objectives. There is no page limit or required format for the budget narrative. Round all numbers to the nearest dollar amount, even if exact costs are known. If any cost categories are not applicable to your project, write $0.00 or N/A. Check that the amounts listed in the Budget Narrative match those on Section B of the SF-424A before submitting. Inconsistencies will result in delays in processing the application. Submit the Budget Narrative as a single .pdf via the Mandatory Budget Narrative Attachment Form available through the funding opportunity announcement on www.Grants.gov.
1. Personnel: Provide the title, unit of time, quantity, cost per unit of time and resultant dollar amount for each of the personnel included in the total line item dollar amount.
Personnel are part of your organization. Consultants and independent contractors should be listed under Category F. Contractual. (Example: J. Smith, Curator, 40 hours/week for 50 weeks at $20.00/hr = $40,000).
2. Fringe Benefits: For each position description included above, provide the fringe benefits rate and dollar amount.
3. Travel: Provide the unit of measure, quantity, cost per unit and resultant dollar amount for each of the following travel details: airfare, lodging, per diem, ground transportation, housing stipend and/or transportation stipend. Also provide a statement that the proposed travel and per diem costs do not exceed current maximum Federal rates (found at https://www.gsa.gov/travel/plan-book/per-diem-rates), or that the proposed travel and per diem costs are in line with the applicant’s written travel policy.
4. Equipment: Equipment is defined in 2 CFR Part 200.33 as “tangible personal property (including information technology systems) having a useful life of more than one year and a per-unit acquisition cost which equals or exceeds $5,000.” List any equipment being purchased with Federal funds, provide quotes or estimates obtained to support the cost amount, and include a written justification as to why this equipment is necessary for the proposed project. Applicants must demonstrate how purchasing permanent equipment is less expensive than renting. If funded, applicants are required to maintain records demonstrating that a competitive bidding process was used to purchase such services or equipment. Recipients who purchase equipment must adhere to applicable regulations and conditions including 2 CFR Part 200.313 and 2 CFR Part 200.439
5. Supplies: Provide a description, quantity, cost per unit, and resultant dollar amount for any consumable supplies, raw materials, and expendable equipment (items costing less than $5,000 and/or having an estimated useful life of less than 1 year). “General office supplies” or “miscellaneous supplies” are not acceptable line items.
6. Contractual: Provide the contract/sub-award description, unit of time, quantity, cost per unit of time and resultant dollar amount for each contract/sub-award. Describe how contract services will be obtained. Award recipients will be required to submit documentation showing that a competitive selection process or other appropriate method of procurement allowable under 2 CFR 200.320 was used for contracts over $3,000, as well as any sub-awards.
Conflict of Interest Disclosure Per the Financial Assistance Interior Regulation (FAIR), 2 CFR §1402.112, applicants must state in their application if any actual or potential conflict of interest exists at the time of submission.
(a) Applicability.
(1) This section intends to ensure that non-Federal entities and their employees take appropriate steps to avoid conflicts of interest in their responsibilities under or with respect to Federal financial assistance agreements.
(2) In the procurement of supplies, equipment, construction, and services by recipients and by sub recipients, the conflict of interest provisions in 2 CFR §200.318 apply.
(b) Notification.
(1) Non-Federal entities, including applicants for financial assistance awards, must disclose in writing any conflict of interest to the DOI awarding agency or pass-through entity in accordance with 2 CFR §200.112.
(2) Recipients must establish internal controls that include, at a minimum, procedures to identify, disclose, and mitigate or eliminate identified conflicts of interest. The recipient is responsible for notifying the Financial Assistance Officer in writing of any conflicts of interest file:///C:/Users/sglass/Desktop/ABPP%20Detail%202019/FY20%20Planning%20Grants/at%20https:/www.gsa.gov/travel/plan-book/per-diem-rates https://ecfr.federalregister.gov/current/title-2/subtitle-B/chapter-XIV/part-1402/subpart-B https://www.ecfr.gov/cgi-bin/text-idx?node=sp2.1.200.d&rgn=div6#se2.1.200_1318 https://www.ecfr.gov/cgi-bin/text-idx?node=pt2.1.200&rgn=div5#se2.1.200_1112 that may arise during the life of the award, including those that have been reported by sub recipients.
(c) Restrictions on lobbying. Non-Federal entities are strictly prohibited from using funds under a grant or cooperative agreement for lobbying activities and must provide the required certifications and disclosures pursuant to 43 CFR §18 and prelim@title31/subtitle2/chapter13&edition=prelim">31 USC §1352.
(d) Review procedures. The Financial Assistance Officer will examine each conflict of interest disclosure on the basis of its particular facts and the nature of the proposed grant or cooperative agreement, and will determine whether a significant potential conflict exists and, if it does, develop an appropriate means for resolving it.
(e) Enforcement. Failure to resolve conflicts of interest in a manner that satisfies the government may be cause for termination of the award. Failure to make required disclosures may result in any of the remedies described in 2 CFR §200.339, Remedies for noncompliance, including suspension or debarment (see also 2 CFR §180).
Uniform Audit Reporting Statement All U.S. states, local governments, federally recognized Indian tribes, institutions of higher education, and non- profit organizations expending $750,000 USD or more in Federal award funds in the applicant’s fiscal year must submit a Single Audit report for that year through the Federal Audit Clearinghouse’s Internet Data Entry System, in accordance with 2 CFR 200 subpart F. U.S. state, local government, federally recognized Indian tribes, institutions of higher education, and non-profit applicants must state if your organization was or was not required to submit a Single Audit report for the most recently closed fiscal year. If your organization was required to submit a Single Audit report for the most recently closed fiscal year, provide the EIN associated with that report and state if it is available through the Federal Audit Clearinghouse website.
Certification Regarding Lobbying Applicants requesting more than $100,000 in Federal funding must certify to the statements in 43 CFR Part 18, Appendix A-Certification Regarding Lobbying. If this application requests more than $100,000 in Federal funds, the Authorized Official’s signature on the appropriate SF-424, Application for Federal Assistance form also represents the entity’s certification of the statements in 43 CFR Part 18, Appendix A.
Disclosure of Lobbying Activities Applicants and recipients must not use any federally appropriated funds (annually appropriated or continuing appropriations) or matching funds under a Federal award to pay any person for lobbying in connection with the award. Lobbying is influencing or attempting to influence an officer or employee of any U.S. agency, a Member of the U.S. Congress, an officer or employee of the U.S. Congress, or an employee of a Member of the U.S. Congress connection with the award. Applicants and recipients must complete and submit the SF-LLL, “Disclosure of Lobbying Activities” form if the Federal share of the proposal or award is more than $100,000 and the applicant or recipient has made or has agreed to make any payment using non-appropriated funds for lobbying in connection with the application or award. The SF-LLL form is available with this Funding Opportunity on Grants.gov. See 43 CFR, Subpart 18.100 and 31 USC 1352 for more information on when additional submission of this form is required.
https://www.ecfr.gov/cgi-bin/text-idx?node=pt43.1.18&rgn=div5 https://uscode.house.gov/view.xhtml?path=/<a href= https://www.ecfr.gov/cgi-bin/text-idx?node=sp2.1.200.d&rgn=div6#se2.1.200_1339 https://www.ecfr.gov/cgi-bin/text-idx?tpl=/ecfrbrowse/Title02/2cfr180_main_02.tpl https://harvester.census.gov/facides/Account/Login.aspx https://harvester.census.gov/facdissem/Main.aspx http://www.ecfr.gov/cgi-bin/text-idx?SID=683823273fc0da6a1060883eda593fb8&mc=true&node=pt43.1.18&rgn=div5 http://www.ecfr.gov/cgi-bin/text-idx?SID=683823273fc0da6a1060883eda593fb8&mc=true&node=pt43.1.18&rgn=div5 https://www.grants.gov/web/grants/forms/post-award-reporting-forms.html
Overlap or Duplication of Effort Statement If the project proposed in this application is funded through another Federal financial assistance award, in part or in whole, the applicant must provide a statement detailing the potential funding overlap in regards to activities, costs, or time commitment of key personnel. Provide a copy of any overlapping or duplicative proposal submitted to any other potential funding entity and identify when that proposal was submitted or copy of Federal financial assistance award covering activities covered under this proposal. The statement and the description of overlap or duplication, when applicable, may be provided within the proposal or as a separate attachment to the application. Any overlap or duplication of funding between the proposed project and other active or anticipated projects may impact selection and/or funding amount. If no such overlap or duplication exists, state, “There are no overlaps or duplication between this application and any of our other Federal applications or funded projects”
D3. Unique Entity Identifier and System for Award Management (SAM) Identifier and System for Award Management (SAM.gov) Registration:
This requirement does not apply to individuals applying for funds as an individual (i.e., unrelated to any business or nonprofit organization you may own, operate, or work within), or any entity with an exception to bypass SAM.gov registration with prior approval from the funding bureau or office in accordance with bureau or office policy. All other applicants are required to register in SAM.gov prior to submitting a Federal award application and obtain a Unique Entity Identifier (UEI) which will replace Data Universal Numbering System (DUNS) number from Dun & Bradstreet in April 2022. A Federal award may not be made to an applicant that has not completed the SAM.gov registration. If an applicant selected for funding has not completed their SAM.gov registration by the time the program is ready to make an award, the program may determine the applicant is not qualified to receive an award. Applicants registering in SAM.gov prior to April 2022 may still be required to obtain a DUNS number prior to completing the registration process within SAM.gov. Federal award recipients must also continue to maintain an active SAM.gov registration with current information through the life of their Federal award(s). See the “Submission Requirements” section of this document below for more information on SAM.gov registration. There is no cost to register with Dun & Bradstreet or SAM.gov. There are third-party vendors who will charge a fee in exchange for registering entities with Dun & Bradstreet and SAM.gov; please be aware you can register and request help for free.
Obtain a DUNS Number In April 2022, the Federal Government will stop requiring DUNS numbers. At that point, entities doing business with the government will use the Unique Entity Identifier (UEI) created in SAM.gov in place of a DUNS number. A UEI will be assigned to entities upon registering with
SAM.
If an entity is applying for federal financial assistance prior to April 2022, a DUNS number may still be required as part of the SAM registration process. A DUNS Number can be requested through the Dun & Bradstreet website. The official website address is http://fedgov.dnb.com/webform. For technical difficulties, go to www.dnb.com/govtduns. The Grants.gov “Obtain a DUNS Number” webpage also provides detailed instructions. Once assigned a DUNS number, your organization must maintain up-to-date information with Dun & https://www.gsa.gov/about-us/organization/federal-acquisition-service/office-of-systems-management/integrated-award-environment-iae/iae-systems-information-kit/unique-entity-identifier-update https://www.gsa.gov/about-us/organization/federal-acquisition-service/office-of-systems-management/integrated-award-environment-iae/iae-systems-information-kit/unique-entity-identifier-update http://fedgov.dnb.com/webform http://www.dnb.com/govtduns
Bradstreet. Applicants must enter their DUNS number in the “Organizational DUNS” field on the SF-424, Application for Federal Assistance form (version 3).
Register with the System for Award Management (SAM) Applicants can register on the SAM.gov website. The “Help” tab on the website contains User Guides and other information to assist you with registration. The Grants.gov “Register with SAM” page also provides detailed instructions. Applicants can contact the supporting Federal Service Desk for help registering in SAM. Once registered in SAM, entities must renew and revalidate their SAM registration at least once every 12 months from the date previously registered. Entities are strongly encouraged to revalidate their registration as often as needed to ensure their information is up to date and reflects changes that may have been made to the entity’s IRS information. If applicable, foreign entities who want to receive payment directly to a U.S. bank account must enter and maintain valid, current banking information in SAM.
D4. Submission Dates and Times Due Date for Applications 03/14/2022 Application Due Date Explanation Electronically submitted applications must be submitted no later than 11:59 PM, ET, on the listed application due date.
D5. Intergovernmental Review An intergovernmental review may be required for applications submissions from a U.S. state or local government prior to submission. Applicants must contact their State’s Single Point of Contact (SPOC) to comply with the state’s process under Executive Order 12372.
D6. Funding Restrictions The Federal awarding agency that provides the largest amount of direct funding to your organization is your cognizant agency for indirect costs, unless otherwise assigned by the White House Office of Management and Budget (OMB). If the Department of the Interior is your organization’s cognizant agency, the Interior Business Center will negotiate your indirect cost rate. Contact the Interior Business Center by phone 916-930-3803 or using the IBC Email Submission Form. See the IBC Website for more information.
Organizations must have an active Federal award before they can submit an indirect cost rate proposal to their cognizant agency. Failure to establish an approved rate during the award period renders all costs otherwise allocable as indirect costs unallowable under the award. Recipients must have prior written approval from the Service to use amounts budgeted for direct costs to satisfy cost-share or match requirements or to cover unallowable indirect costs. Recipients shall not shift unallowable indirect costs to another Federal award unless specifically authorized to do so by legislation.
http://www.sam.gov https://www.grants.gov/help/html/help/Register/RegisterWithSAM.htm https://www.grants.gov/help/html/help/Register/RegisterWithSAM.htm https://www.archives.gov/federal-register/codification/executive-order/12372.html) https://www.doi.gov/ibc/contactus/icsfeedback https://www.doi.gov/ibc/contactus/icsfeedback https://www.doi.gov/ibc/services/finance/indirect-cost-services
Required Indirect Cost Statement to be submitted with Application.
All organizations must include the applicable statement from the following list in their application, and attach to their application any documentation identified in the applicable statement:
We are:
A U.S. state or local government entity receiving more than $35 million in direct Federal funding each year with an indirect cost rate of [insert rate].
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