NOFO Rec Imp_FY19_03222019_final.docx

Fiscal Year 2019 Recovery Implementation Fund Notice of Funding Opportunity Number: F19AS00165 Federal Program: Department of the Interior, United States (U.S.) Fish and Wildlife Service (Service), Ecological Services Program Catalog of Federal Domestic Assistance (CFDA) Number: 15.657 Authorizing Legislation: Endangered Species Act, 16 U.S.C. §1531 et. seq.

Paperwork Reduction Act Statement: We are collecting this information in accordance with the authorizing legislation identified above. Your response is required to obtain or retain a benefit. We will use the information you provide to conduct a competitive review and select projects for funding and, if awarded, to evaluate performance. We may not conduct or sponsor and you are not required to respond to a collection of information unless it displays a currently valid Office of Management and Budget (OMB) control number. We estimate that it will take you on average about 37 hours to complete an initial application, about 3 hours to revise the terms of an award, and about 8 hours per report to prepare and submit financial and performance reports, including time to maintain records and gather information. Actual time for these activities will vary depending on program-specific requirements. You may send comments on the burden estimate or any other aspect of this information collection to the Information Collection Clearance Officer, U.S. Fish and Wildlife Service, MS BPHC, 5275 Leesburg Pike, Falls Church, VA 22041-3803.

OMB Control Number: 1018-0100 (Expiration Date: 7/31/2021) I. Program Description The purpose of the Endangered Species Act (ESA) is to provide a means by which the ecosystems upon which endangered and threatened species depend may be conserved, to provide a program for the conservation of these species, and to take appropriate steps to achieve the purposes of treaties and conventions set forth in the law.

The U.S. Fish and Wildlife Service (Service) Ecological Services Program provides Federal financial assistance on a competitive basis to states, landowners, educators, non-profit organizations, researchers and other potential partners to secure information about endangered, threatened or candidate species, to aid in the recovery of these species, to avert listing of species pursuant to the Endangered Species Act, and to help conserve the ecosystems upon which these species depend.

Both the Service and National Marine Fisheries Service (NMFS), which is part of the Department of Commerce’s NOAA Fisheries office, are responsible for implementing the ESA. The Service is primarily responsible for managing terrestrial and freshwater species, while the NMFS is primarily responsible for managing oceanic species, including most marine mammals. We also share responsibilities for several species such as sea turtles. For example, we have responsibility for sea turtles when they are on land, and NMFS has responsibility for sea turtles when they are in the water.

The overall goal of this Recovery Implementation funding opportunity is based on cooperative relationships with states, non-profit organizations, private landowners and others interested in habitat restoration or undertaking endangered and threatened species research, surveys and monitoring, or educational outreach efforts. Work may be done via cooperative agreements and project grants.

This opportunity will help to address the Department of the Interior priorities of 1) Creating a conservation stewardship legacy second only to Teddy Roosevelt by utilizing science to identify best practices to manage land and water resources and adapt to changes in the environment; and 2) Striking a regulatory balance by ensuring that Endangered Species Act decisions are based on strong science and thorough analysis.

This opportunity provides funds to accomplish high priority recovery tasks for high priority, Service-managed, endangered and threatened species in the United States (based on our Species Recovery Priority System and Recovery Task Priority System), such that known threats to the species may be reduced or eliminated. Projects for NMFS-managed species are not included in this funding opportunity.

This opportunity is limited to projects carrying out actions: (1) described in a species’ approved draft or final recovery plan, in a Recovery Implementation Strategy (RIS) or in a Recovery Plan implementation schedule, (2) recommended in a species 5-year status review, or (3) in a species’ recovery outline. Actions may include but are not limited to securing scientific information about endangered or threatened species and their habitat, implementing restoration actions that will lead to delisting or downlisting of a species, help prevent extinction of a species, or aid in the recovery of a species. Land acquisition or easement purchase is not allowed under this Notice of Funding Opportunity.

Copies of species’ approved draft or final recovery plans and implementation schedules for recovery plans, RIS, as well as completed 5-year status reviews, and recovery outlines are available on the Service’s Ecological Services Program website:

· Go to our Species Information website at http: //www.fws.gov/endangered. Enter a species name in the blue regulatory profile query box at the top of the page, and then hit the Submit button. If you enter a general name like the word “trout,” then a list of species names containing the word “trout” will appear. Click on the scientific name of the desired species to see the regulatory profile for that species.

· Once you’re in the species’ profile, look under Lead Region to find the Service Regional Office with lead for the species. If NMFS is lead for the species, then the Lead Region will be “National Marine Fisheries Service, Region 11.” Projects for NMFS-managed species are not included in this funding opportunity.

· Next, scroll down to the Recovery section of the profile to see the Recovery documents for the species.

· Recovery Plans: Look under the Current Recovery Plans(s) heading to see if the species has a recovery plan (most species do). There are separate web links for the recovery plan and the plan’s implementation schedule. Click on the title of the recovery plan title to see the recovery plan document. Click on View Implementation Progress to see the tasks under the recovery plan’s implementation schedule and the party responsible for implementing each task. You can search a recovery plan’s implementation schedule to find specific tasks and responsible parties. To access this search feature, click on the Recovery Plan Information Search link located at the top of the Recovery section. Then search by the desired task(s) and /or responsible party(ies).

· 5-Year Reviews: If a species has a completed 5-year status review, it will be posted in the Recovery section under the 5-Year Review heading. Click on the title of the 5-year status review to see the 5-year status review document.

· Recovery Outline: For species that have been recently listed and do not yet have a recovery plan, 5-year review, a recovery outline, once completed, will be posted in the Recovery section.

II. Federal Award Information This funding opportunity uses Service resource management discretionary funding, if available. The amount of actual funding available will vary from year to year. Funding may not be available every year in each Service Office. Applicants are required to coordinate with the Service prior to submitting a proposal for consideration. Grants or cooperative agreements, for example, may be used for this funding opportunity. If funds are awarded through a cooperative agreement with the Service, the Service will be substantially involved in the project.

III. Eligibility Information Eligible Applicants State and local governments/agencies; institutions of higher education, including public, private, state colleges and universities; non-profits that have a 501(c)(3) status with the IRS, other than institutions of higher education; Native American tribal organizations (other than Federally-recognized tribal governments); city, county or township governments; individuals, Native American tribal governments (Federally-recognized); for-profit organizations; and small businesses.

Applicants are expected to have demonstrated knowledge and understanding of the biology of the involved endangered or threatened species and their ecosystem, including preferably having worked with the species in the field and holding a currently valid Endangered Species Act permit, issued by the Service, authorizing them to work with these species (or that have previously held a permit to do so). If funding is awarded, applicants that do not currently hold a valid permit for the proposed activity may need to apply for and obtain a Service permit before beginning the proposed activity. For more information about the permit requirements, please visit our Ecological Services Program’s permit website at http: //www.fws.gov/endangered/permits/index.html.

U.S. non-profit, non-governmental organizations with 501(c)(3) Internal Revenue Status (IRS) must provide a copy of their Section 501(c)(3) status determination letter received from the IRS.

Cost Sharing or Matching Not required, but encouraged.

Other Eligibility Criteria The following additional criteria apply to all Recovery Implementation funding opportunity and must be satisfied for a proposal to be considered for funding:

a. A proposal cannot include Service Full-Time-Equivalent (FTE) costs.

b. A proposal cannot seek funding for projects that serve to satisfy regulatory requirements of the Endangered Species Act, including complying with a biological opinion under Section 7 of the Act or fulfilling commitments of a Habitat Conservation Plan under section 10 of the Act, or for projects that serve to satisfy other Federal regulatory requirements (e.g., mitigation for Federal permits).

c. Recipient administrative costs must either be assumed by the recipient or included in the proposal in accordance with Federal requirements.

Unique Entity Identifier and System for Award Management (SAM.gov) Registration: This requirement does not apply to individuals applying for funds as a private citizen (i.e., unrelated to any business or nonprofit organization you may own or operate in your name) or any entity with an exception approved by the Service under 2 CFR 25.110(d). All other applicants are required to obtain a Data Universal Numbering System (DUNS) number from Dun & Bradstreet and then register in SAM.gov prior to submitting a Federal award application. Federal award recipients must continue to maintain an active SAM.gov registration with current information through the life of their Federal award(s). See the “Submission Requirements” section of this document below for more information on SAM.gov registration. The Service may not make a Federal award to an applicant that has not completed the SAM.gov registration. If an applicant selected for funding has not completed their SAM.gov registration by the time the Service is ready to make an award, the program may determine that the applicant is not qualified to receive an award. The program can use that determination as a basis for making an award to another applicant.

Prohibition on Issuing Awards to Entities that Require Certain Internal Confidentiality Agreements: Domestic (U.S.) non-Federal entities requiring their employees or contractors to sign internal confidentiality agreements or statements that prohibit, or otherwise restrict, such employees or contractors from lawfully reporting waste, fraud, or abuse to a designated investigative or law enforcement representative of a Federal department or agency authorized to receive such information are not eligible to compete for or receive a Federal award. See Pub. L. 113-235, Title VII, Division E, Section 743 for more information.

Excluded Parties: The Service conducts a review of the SAM.gov Exclusions database for all applicant entities and their key project personnel prior to award. The Service cannot award funds to entities or their key project personnel identified in the SAM.gov Exclusions database as ineligible, prohibited/restricted or otherwise excluded from receiving Federal contracts, certain subcontracts, and certain Federal assistance and benefits, as their ineligibility condition applies to this Federal program.

IV. Application Requirements A. Requesting Paper Application Package Contact the Service to request a paper application package if you do not have access to the internet to download the application package forms (see VIII. Federal Awarding Agency Contact(s)).

B. Application Form and Content Requirements Applicants must submit the following:

SF-424, Application for Federal Assistance Applicants must submit the appropriate Standard Form (SF)-424, Application for Federal Assistance. Individuals applying as a private citizen (i.e., unrelated to any business or nonprofit organization you may own or operate in your name), must complete the SF-424, Application for Federal Assistance-Individual form. All other applicants must complete the standard SF-424, Application for Federal Assistance. All of the required application forms are available on the “Packages” tab of this Funding Opportunity on Grants.gov. The SF-424, Application for Federal Assistance must be complete, and signed and dated. Please note: Enter only the amount requested from this Federal program in the “Federal” funding box on the SF-424 Application form. Include any other Federal sources of funding in the “Other” box, and provide details on those Federal source(s) and funding amount(s) in the required Budget Narrative (see the “Budget Narrative” section below).

SF 424, Assurances Applicants must submit the appropriate signed and dated Assurances form. Complete either the SF-424B, Assurances for Non-Construction Programs or the SF-424D, Assurances for Construction Programs, as applicable to your project. All of the required application forms are available on the “Packages” tab of this Funding Opportunity on Grants.gov. The SF-424 Assurances forms include a statement that some of the assurances may not be applicable to your organization and/or your project or program. Signing the required SF-424 Assurances form does not make you or your organization subject to laws that are otherwise not applicable to you or your organization. Changing, crossing out, or making notations on the form before signing has no impact on the applicability of law.

Project Summary Project Proposals should include a Project Summary Page containing the following information: Project Name; Applicant; Applicant Address and Contact Information (address, phone, email); Type of Project (Recovery Implementation). They should also include one clear and succinct paragraph summarizing the proposed project and its location; Requested Funding; and Matching Funding (if any).

Project Narrative The application package should contain a separate document discussing the proposed project in detail. The document should include the following sections:

· Project Description, including a list of targeted species, significance of the project to the targeted species and general location of proposed work;

· Project Location, describing in detail where the work will be done, habitat type(s) to be affected, and relevant ecosystem/watershed characterization;

· Project Objectives, clearly articulating what will be done, including how the project will:

· Contribute to recovery, meet the objectives in the species’ approved draft or final recovery plan or its implementation schedule, or in a completed 5-year status review;

· Contribute to downlisting endangered species or delisting species,

· Contribute information on species’ response to habitat changes,

· Address the Service Regional recovery priorities;

· Contribute to landscape level priorities (for example, focus areas such as Landscape Conservation Cooperatives, https: //lccnetwork.org/), target watersheds for mussel conservation, Ecoteam or landscape level priorities, etc.);

· Methodology, section describing how the proposed project will be accomplished and by whom;

· Coordination, with state and/or other Federal agencies, or other partners, if needed; how the proposed project leverages other funding to address high priority recovery species needs;

· Duration, of proposed project (3 years maximum to spend funds). For proposals involving an ongoing project, evidence of progress made to date must be provided. The proposal must involve a discrete activity(ies) (each activity included in the proposal must have an identified starting point and end point);

The project proposal should also indicate whether partial funding of the project is practicable, and, if so, what specific portion(s) of the project could be implemented with what level of funding. A project proposal that is a part of a longer-term initiative will be considered; however, the proposed project’s objectives, benefits, and tasks must stand on their own, as there are no assurances that additional funding would be awarded in subsequent years for associated or complementary projects;

· Criteria for Success, i.e., the success performance criteria that will apply to this project (i.e., what will be measured to determine the success of the project, such as linear distance of stream bank restored; number of mussels successfully re-introduced);

· Deliverables with Timeframes, including what will be provided to the Service at the close of the project;

· Supporting Information, any additional supporting information may also be submitted (e.g., maps of project site/location, copies of relevant permits currently or previously held that authorize similar activities for the targeted species); and

· Description of Entities Undertaking the Project, provide a brief description of the applicant organization and all participating entities and/or individuals. Identify which of the proposed activities each agency, organization, group, or individual is responsible for conducting or managing. Provide complete contact information for the individual within the organization that will oversee/manage the project activities on a day-to-day basis. Please provide credentials demonstrating that project participants have the necessary biological and scientific education and experience to be able to complete the project satisfactorily.

SF-424, Budget Information Applicants must submit the appropriate SF-424 Budget Information form. Complete either the SF-424A, Budget Information for Non-Construction Programs or the SF-424C, Budget Information for Construction Programs, as applicable to your project. All of the required application forms are available on the “Packages” tab of this Funding Opportunity on Grants.gov. Federal award recipients and subrecipients are subject to Federal award cost principles as detailed in the Service’s “Financial Assistance Award Terms and Conditions.” Please note: Distinguish between funds requested from this Federal program and those from other Federal sources of funding. In the “Budget Summary” section, use the first row for funding requested from this Federal program. Use subsequent row(s) for other Federal funding. Enter each Federal program’s CFDA number(s) in the corresponding fields on the form. The CFDA number(s) for this Federal program appears on the first page of this Funding Opportunity.

Budget Narrative Describe and justify requested budget items and costs. Detail how the SF-424 Budget Information, Object Class Category totals were determined. For personnel salary costs, include the baseline salary figures and the estimates of time. Describe any item of cost that requires prior approval under the Federal cost principles. See 2 CFR 200.407 “Prior written approval (prior approval)” for more information. If equipment purchased previously with Federal funds is available for the project, provide a list of that equipment and identify the Federal funding source.

Multiple Federal Funding Sources: If the project budget includes multiple Federal funding sources, you must show the funds being requested from this Federal program separately from any other requested/secured Federal sources of funding on the budget form. For example, enter the funds being requested from this Federal program in the first row of the Budget Summary section of the form and then enter funding related to other Federal programs in the subsequent row(s). Be sure to enter each Federal program’s CFDA number in the corresponding fields on the form. The CFDA number for this Federal program appears on the first page of this funding opportunity.

Indirect Costs: Individuals Individuals applying for and receiving funds separate from a business or non-profit organization he/she may operate are not eligible to charge indirect costs to their award. If you are an individual applying for funding, do not include any indirect costs in your proposed budget and skip the next section.

Indirect Costs: Organizations The Federal awarding agency that provides the largest amount of direct funding to your organization is your cognizant agency for indirect costs, unless otherwise assigned by the White House Office of Management and Budget (OMB). If the Department of the Interior is your organization’s cognizant agency, the Interior Business Center will negotiate your indirect cost rate. Contact the Interior Business Center by phone 916-930-3803 or using the IBC Email Submission Form. See the IBC Website for more information.

Organizations must have an active Federal award before they can submit an indirect cost rate proposal to their cognizant agency. Failure to establish an approved rate during the award period renders all costs otherwise allocable as indirect costs unallowable under the award. Recipients must have prior written approval from the Service to use amounts budgeted for direct costs to satisfy cost-share or match requirements or to cover unallowable indirect costs. Recipients shall not shift unallowable indirect costs to another Federal award unless specifically authorized to do so by legislation.

Required Indirect Cost Statement All organizations must include the applicable statement from the following list in their application to the Service, and attach to their application any documentation identified in the applicable statement:

We are:

· A U.S. state or local government entity receiving more than $35 million in direct Federal funding each year with an indirect cost rate of [insert rate]. We submit our indirect cost rate proposals to our cognizant agency. Attached is a copy of our most recently approved rate agreement/certification.

· A U.S. state or local government entity receiving less than $35 million in direct Federal funding with an indirect cost rate of [insert rate]. We have prepared and will retain for audit an indirect cost rate proposal and related documentation.

· A [insert your organization type; U.S. states and local governments, please use one of the statements above or below] that has previously negotiated or currently has an approved indirect cost rate with our cognizant agency. Our indirect cost rate is [insert rate]. [Insert either: “Attached is a copy of our most recently approved but expired rate agreement. In the event an award is made, we will submit an indirect cost rate proposal to our cognizant agency within 90 calendar days after the award is made.” or “Attached is a copy of our current negotiated indirect cost rate agreement.”]

· A [insert your organization type] that has never submitted an indirect cost rate proposal to our cognizant agency. Our indirect cost rate is [insert rate]. If we receive an award, we will submit an indirect cost rate proposal to our cognizant agency within 90 calendar days after the award date.

· A [insert your organization type] that has never submitted an indirect cost rate proposal to our cognizant agency and has an indirect cost rate that is lower than 10%. Our indirect cost rate is [insert rate; must be lower than 10%]. However, if we receive an award we will not be able to meet the requirement to submit an indirect cost rate proposal to our cognizant agency within 90 calendar days after award. We request as a condition of award to charge a flat indirect cost rate of [insert rate; must be lower than 10%] against [insert a clear description of the direct cost base against which your rate is charged (e.g., salaries; salaries and fringe benefits; or modified total direct costs). However, please note that your organization cannot charge indirect costs in excess of the indirect costs that would be recovered if applied against modified total direct costs as defined in 2 CFR 200.68]. We understand that we must notify the Service in writing if we establish an approved rate with our cognizant agency at any point during the award period.

· A [insert your organization type] that has never submitted an indirect cost rate proposal to our cognizant agency and has an indirect cost rate that is 10% or higher. Our indirect cost rate is [insert your organization’s indirect rate; must be 10% or higher]. However, if we receive an award we will not be able to meet the requirement to submit an indirect cost rate proposal to our cognizant agency within 90 calendar days after award. We request as a condition of award to charge a flat de minimis indirect cost rate of 10% to be charged against modified total direct project costs as defined in 2 CFR 200.68. We understand that we must notify the Service in writing if we establish a negotiated rate with our cognizant agency at any point during the award period. We understand that additional Federal funds may not be available to support an unexpected increase in indirect costs during the project period and that such changes are subject to review, negotiation, and prior approval by the Service.

· A [insert your organization type] that is submitting this proposal for consideration under the [insert either “Cooperative Fish and Wildlife Research Unit Program” or “Cooperative Ecosystem Studies Unit Network”], which has a Department of the Interior-approved indirect cost rate cap of [insert program rate]. If we have an approved indirect cost rate with our cognizant agency, we understand that we must apply this reduced rate against the same direct cost base as identified in our approved indirect cost rate agreement. If we do not have an approved indirect cost rate with our cognizant agency, we understand that we must charge indirect costs against the modified total direct cost base defined in 2 CFR 200.68 “Modified Total Direct Cost (MTDC)”. We understand that we must request prior approval from the Service to use the 2 CFR 200 MTDC base instead of the base identified in our approved indirect cost rate agreement. We understand that Service approval of such a request will be based on: 1) a determination that our approved base is only a subset of the MTDC (such as salaries and wages); and 2) that use of the MTDC base will still result in a reduction of the total indirect costs to be charged to the award. In accordance with 2 CFR 200.405, we understand that indirect costs not recovered due to a voluntary reduction to our federally negotiated rate are not allowable for recovery via any other means.

· A [insert your organization type] that will charge all costs directly.

Conflict of Interest Disclosure Applicants must state in their application if any actual or potential conflict of interest exists at the time of submission. Conflicts of interest include any relationship or matter that might place the recipient, including their employees and subrecipients, in a position of conflict, real or apparent, between their responsibilities under the award and any other outside interests. Conflicts of interest include direct or indirect financial interests; close personal relationships; positions of trust in outside organizations; consideration of future employment arrangements with a different organization; and decision-making authority related to the proposed project. Conflicts of interest are those circumstances real or perceived that would cause a reasonable person with knowledge of the relevant facts to question the impartiality of the applicant, or the applicant’s employees or subrecipients, in matters pertaining to the proposed project. Applicants must notify the Service in writing in their application if any employees, including subrecipient and contractor personnel, are related to, married to, or have a close personal relationship with any Federal employee in the Federal program receiving this application or who otherwise may be involved in the review and selection of their proposal. The term employee means any individual to be engaged in the performance of work pursuant to the Federal award application. Failure to disclose and resolve conflicts of interest in a manner that satisfies the Service may result in the rejection or disqualification of the application.

Single Audit Reporting Statement All U.S. states, local governments, federally recognized Indian tribal governments, and non-profit organizations expending $750,000 USD or more in Federal award funds in the applicant’s fiscal year must submit a Single Audit report for that year through the Federal Audit Clearinghouse’s Internet Data Entry System. U.S. state, local government, federally recognized Indian tribal government, and non-profit applicants must state if your organization was or was not required to submit a Single Audit report for the most recently closed fiscal year. If your organization was required to submit a Single Audit report for the most recently closed fiscal year, provide the EIN associated with that report and state if it is available through the Federal Audit Clearinghouse website.

Certification Regarding Lobbying Applicants requesting more than $100,000 in Federal funding must certify to the statements in 43 CFR Part 18, Appendix A-Certification Regarding Lobbying. If this application requests more than $100,000 in Federal funds, the Authorized Official’s signature on the appropriate SF-424, Application for Federal Assistance form also represents the entity’s certification of the statements in 43 CFR Part 18, Appendix A.

Disclosure of Lobbying Activities Applicants and recipients must not use any federally appropriated funds (annually appropriated or continuing appropriations) or matching funds under a Federal award to pay any person for lobbying in connection with the award. Lobbying is influencing or attempting to influence an officer or employee of any U.S. agency, a Member of the U.S. Congress, an officer or employee of the U.S. Congress, or an employee of a Member of the U.S. Congress connection with the award. Applicants and recipients must complete and submit the SF-LLL, Disclosure of Lobbying Activities if the Federal share of the proposal or award is more than $100,000 and the applicant or recipient has made or has agreed to make any payment using non-appropriated funds for lobbying in connection with the application or award. The SF-LLL form is available on the “Packages” tab of this Funding Opportunity on Grants.gov. See 43 CFR, Subpart 18.100 for more information on when additional submission of this form is required.

Overlap or Duplication of Effort Statement Applicants must provide a statement indicating if there is any overlap between this Federal application and any other Federal application, or funded project, in regards to activities, costs, or time commitment of key personnel. If no such overlap or duplication exists, state, “There are no overlaps or duplication between this application and any of our other Federal applications or funded projects, including in regards to activities, costs, or time commitment of key personnel.” If any such overlap exists, provide a complete description of overlaps or duplications between this proposal and any other federally funded project or application in regards to activities, costs, and time commitment of key personnel, as applicable. Provide a copy of any overlapping or duplicative proposal submitted to any other potential funding entity and identify when that proposal was submitted, to whom (entity name and program), and when you anticipate being notified of their funding decision. When overlap exists, your statement must end with “We understand that if at any time we receive funding from another source that is duplicative of the funding we are requesting from the U.S. Fish and Wildlife Service in this application, we will immediately notify the U.S. Fish and Wildlife Service point of contact identified in this Funding Opportunity in writing.”

APPLICATION CHECKLIST

· SF-424, Application for Federal Assistance or Application for Federal Assistance-Individual

· SF-424B or D, Assurances

· Project Summary

· Project Narrative

· SF-424A or C, Budget Information

· Budget Narrative

· Indirect Cost Statement and related documentation (when applicable)

· Conflict of Interest Disclosure (when applicable)

· Single Audit Reporting Statement (when applicable)

· Certification Regarding Lobbying

· SF-LLL, Disclosure of Lobbying Activities (when applicable)

· Overlap or Duplication of Effort Statement

Failure to provide complete information may cause delays, postponement, or rejection of the application.

V. Submission Requirements A. Unique Entity Identifier and System for Award Management (SAM.gov) Registration These requirements do not apply to any individual applying for funds as a private citizen or any entity with an exception approved by the Federal awarding agency under 2 CFR 25.110(d). All other applicants are required to obtain a Data Universal Numbering System (DUNS) number from Dun & Bradstreet and provide that number in the application; complete SAM.gov registration before submitting an application; and continue to maintain an active SAM.gov registration with current information at all times when the entity has an active Federal award or application under consideration. There is NO COST to register with Dun & Bradstreet or SAM.gov. There are third-party vendors who will charge a fee in exchange for registering entities with Dun & Bradstreet and SAM.gov; please be aware you can register and request help for free.

1. Obtain a DUNS Number Request a DUNS Number through the Dun & Bradstreet website. The official website address is http: //fedgov.dnb.com/webform. For technical difficulties, send an email to the D&B SAM Help Desk. Please ensure that you are able to receive emails from SAMHelp@dnb.com. The Grants.gov “Obtain a DUNS Number” webpage also provides detailed instructions. Once assigned a DUNS number, your organization must maintain up-to-date information with Dun & Bradstreet. Applicants must enter their DUNS number in the “Organizational DUNS” field on the SF-424, Application for Federal Assistance form.

Register with SAM Register on the SAM.gov website. The official website address is http: //www.sam.gov. The “Help” tab on the website contains User Guides and other information to assist you with registration. The Grants.gov Register with SAM” webpage also provides detailed instructions. You can also contact the supporting Federal Service Desk for help registering in SAM. Once registered in SAM, entities must renew and revalidate their SAM registration at least once every 12 months from the date previously registered. Entities are strongly encouraged to revalidate their registration as often as needed to ensure their information is up to date and reflects changes that may have been to the entity’s DUNS or IRS information. Foreign entities who want to receive payment directly to a U.S. bank account must enter and maintain valid, current banking information in SAM.

Submission Dates and Times Hard copy applications must be received at the appropriate Regional or Field Office on or before September 3, 2019, at 5 P.M. (EST). A list of Service Regional and Field Office contacts is provided below under section VIII. Agency Contacts.

Applications submitted electronically through the Grants.gov Internet site must be received on or before September 3, 2019. Applicants will receive notice electronically through Grants.gov to confirm receipt of the proposal.

Proposals not received by the due date will be held and may be considered for funding in the subsequent fiscal year if funding is available.

Intergovernmental Review Prior to application submission, U.S. state and local government applicants should visit the OMB Office of Federal Financial Management website and view the “State Point of Contact (SPOC) List” to determine whether their application is subject to the state intergovernmental review process under Executive Order (E.O.) 12372 “Intergovernmental Review of Federal Programs.” States not on the list do not participate in the intergovernmental review process, and therefore do not have a SPOC. If you are located within a State that does not have a SPOC, you may send application materials directly to a Federal awarding agency. If your state is on the list, contact the designated entity for more information on the state’s prior review requirements for Federal assistance applications.

Funding Restrictions Recovery implementation funds cannot be used for land or easement acquisition. In addition, pre-award costs consisting of grant-related costs incurred prior to the start date of the grant’s period of performance are allowable only to the extent they would have been allowable if incurred after the date of the funding award and must comply with 2 CFR Part 200.458. Prior written approval from the awarding Service Region is required. Documentation of these pre-award costs and their approval must be retained as part of the award file.

Submission Instructions Download the Application Package linked to this Funding Opportunity on Grants.gov to begin the application process. Downloading and saving the Application Package to your computer makes the required government-wide standard forms fillable and printable. Completed applications may be submitted by mail, by email, electronically through Grants.gov, or as otherwise described in the Grants.gov funding opportunity. Please select ONE of the submission options:

To submit an application by mail:

Number all pages of your printed application. Mail one, single-sided, unbound copy (do not staple or otherwise permanently bind pages) of your complete application to the Service program point of contact identified in the Grants.gov funding opportunity.

The required SF 424 Application for Federal Assistance and Assurances forms and any other required standard forms MUST be signed by your organization’s authorized official. The Signature and Date fields on the standard forms downloaded from Grants.gov are pre-populated with the text “Completed by Grants.gov upon submission” or “Completed on submission to Grants.gov”. Remove this text (manually or digitally) before signing the forms.

To submit an application through Grants.gov:

This program encourages applicants to submit their applications online through Grants.gov. Follow these steps to apply through Grants.gov.

1. Register with Grants.gov Applicants must first register an account with Grants.gov and complete all steps of the registration process before they can apply through Grants.gov. Grants.gov registration requires the entity to create an account, create an account profile, and establish authorized profile roles, including the applicant’s authorized representative. Registration can take three to five business days or longer, if you do not complete the required steps in a timely manner.

Grants.gov Workspace Application Grants.gov applicants apply online using Workspace. Workspace is a shared, online environment where members of a grant team may simultaneously access and edit different webforms within an application. For each funding opportunity announcement, you can create individual instances of a workspace. To apply, the applicant will create, complete, and submit a Workspace application package for this Funding Opportunity directly on Grants.gov. Grants.gov recommends submitting your application package at least 24-48 hours prior to the close date to allow time to correct any potential technical issues that may disrupt the application submission. When attaching files to the Grants.gov application, please do not assign file names longer than 20 characters, including spaces. File names longer than 20 characters will prevent your application received by Grants.gov from automatically downloading into the Service’s financial assistance management system. Applicants using slow internet, such as dial-up connections, should be aware that the transmission of the application to Grants.gov takes time. Grants.gov sends either an error message or a “successfully received” message by email to the applicant’s authorized representative once the transmission is complete. Please do not end the transmission process before receiving that message.

Proof of Timely Submission Grants.gov automatically generates an electronic date and time stamp in the system upon application receipt. Grants.gov sends an acknowledgement of receipt with the date and time stamp and a unique Grants.gov application tracking number to the authorized representative by email. This email from Grants.gov serves as your proof of timely submission.

VI. Application Review Information A. Criteria To be considered for funding projects should show a clear conservation benefit that will help prevent extinction of an endangered or threatened species, improve the recovery status of the listed species, or lead to delisting or downlisting of the species. Additionally:

a. All projects will be considered independently on a year-to-year basis.

b. Multi-year projects are not prohibited, but applicants will need to resubmit and compete annually for financial assistance. There is no guarantee that if the project is funded one year that subsequent funding will be available.

c. Projects that involve multiple partnerships are encouraged.

d. Projects that involve matching funding are encouraged.

Additional Specific Criteria:

In addition to the above-listed general criteria, the following specific criteria will be considered for selecting Recovery Implementation projects:

a. Initiate immediate actions to stabilize endangered and threatened species on the brink of extinction.

b. Implement final recovery actions so that a species can meet its downlisting or delisting recovery criteria within a 5-year horizon.

c. Provide scientific data or implement high priority recovery actions related to addressing data gaps and/or threats and stressors to listed species and their habitats, as identified in the species’ recovery planning documents, including, but not limited to changes or alterations to hydrology, vegetation, or other habitat features, reductions or changes in food resources availability, temperature and precipitation variations or extremes, or impacts from non-native, invasive species.

The Service will consider the following questions and factors when establishing priorities for funding projects. The ranking system uses colors to indicate the degree to which the application has met the factor:

Green: fully addresses the question (requires “yes” response) Yellow: somewhat addresses the question Red: does not address the question (requires a “no” response)

1. Does the proposal initiate immediate actions to stabilize endangered and threatened species on the brink of extinction?

Green: Yes, the proposal would initiate immediate actions that would stabilize listed species on the brink of extinction, with such actions either (1) listed or described in the species recovery document(s) (i.e., a published draft or final recovery plan, 5-year status review, or recovery outline) or (2) identified as necessary to prevent imminent extinction in response to recent a catastrophic, stochastic event (e.g., hurricane) for the species.

Yellow: The proposal would not implement activities that would directly stabilize a listed species on the brink of extinction, but the proposed activities would be beneficial to the survival of listed species on the brink of extinction (e.g., activities are necessary preliminary activities).

Red: No, the project does not directly or indirectly address stabilizing listed species on the brink of extinction.

2. Does the proposal implement recovery actions so that a species can be downlisted or delisted?

Green: Yes, the proposal would implement key final recovery actions that result in the species being downlisted or delisted.

Yellow: The proposal would not implement key recovery actions, but would implement necessary initial or preliminary activities preceding other future actions that would allow the species to be downlisted or delisted, or that would contribute to substantial improvements to the species recovery or status.

Red: No, the proposal does not directly or indirectly address recovery activities that would address downlisting or delisting, or that would result in or contribute to improvements to the species recovery or status.

3. Does the proposal address a critical science data gap or threat to a listed species or suite of species, as listed in the species recovery document(s)?

Green: Yes, the proposal directly addresses a key data gap or key threat to a listed species as identified in the species recovery document(s) (see Description of Funding Opportunity to access the species’ recovery document(s)).

Yellow: Yes. While the proposal does not address a key data gap or key threat, it would directly or indirectly address a known data gap or threat to the listed species according to the species’ recovery document(s).

Red: No, the proposal does not directly or indirectly address known or likely data gaps or threats to the species.

4. In order to support the Department of Interior’s Priorities, proposals are to be evaluated with the priorities highlighted in Section I. Description of Funding Opportunity, in mind. Specifically, priority should be given to projects that fund activities that will provide the States and Service with the best available science to make informed decisions on ESA recovery, downlisting and/or delisting actions. Priority should be given to projects that will reduce or eliminate threats to listed species, or undertake restoration actions that will help lead to recovery of the species, furthering the Departmental priority of striking a regulatory balance.

Green: The proposal will undertake key restoration actions that will directly lead to delisting or downlisting of a listed species.

Yellow: The proposal will make substantial progress (i.e., additional future actions are necessary) towards eliminating a threat or delisting or downlisting the species.

Red: The proposal does not include activities that would address threats or support recovery of the species.

Review and Selection Process All application packages will be reviewed by the Service. The applications will be ranked based on the selection criteria mentioned above.

Prior to participating in any review or evaluation process, reviewers must sign and return to the program office point of contact the “Department of the Interior Conflict of Interest Certification” form. For a copy of this form, contact the Service point of contact identified in the Agency Contacts section below.

Prior to award, the Service will review any applicant statement regarding potential overlap or duplication between the project to be funded and any other funded or proposed project in terms of activities, funding, or time commitment of key personnel. Depending on the circumstances, the Service may request modification to the application, other pending applications, or an active award, as needed to eliminate any duplication of effort, or the Service may choose not to fund the selected project.

The Service may not make a Federal award to an applicant that has not completed the SAM.gov registration. If an applicant selected for funding has not completed their SAM.gov registration by the time the Service is ready to make an award, the program may determine that the applicant is not qualified to receive an award. The program can use that determination as a basis for making an award to another applicant.

Prior to award, the Service will evaluate the risk posed by applicants as required in 2 CFR 200.205. Service programs document applicant risk evaluations using the Service’s “Financial Assistance Recipient Risk Assessment” form. Prior to approving awards for Federal funding in excess of the simplified acquisition threshold (currently $250,000), the Service is required to review and consider any information about or from the applicant found in the Federal Awardee Performance and Integrity Information System. The Service will consider this information when completing the risk review. The Service uses the results of the risk evaluation to establish monitoring plans, recipient reporting frequency requirements, and to determine if one or more of the specific award conditions in 2 CFR 200.207 should be applied the award.

VII. Federal Award Administration

1. Federal Award Notices Following review, applicants may be requested to revise the project scope and/or budget before an award is made. Successful applicants will receive written notice in the form of a notice of award document. Notices of award are typically sent to recipients by e-mail. If e-mail notification is unsuccessful, the documents will be sent by courier mail (e.g., FedEx, DHL or UPS). Award recipients are not required to sign/return the Notice of Award document. Acceptance of an award is defined as starting work, drawing down funds, or accepting the award via electronic means. Awards are based on the application submitted to, and as approved by, the Service and Department when required. The notice of award document will include instructions specific to each recipient on how to request payment.