NOAA-OAR-CPO-2025-27999.pdf
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- Climate Program Office FY2025 Climate Variability and Predictability (CVP) Program: TEPEX-C
- Opportunity number
- NOAA-OAR-CPO-2025-27999
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Department of Commerce
About this file
This document is a Notice of Funding Opportunity (NOFO) for the NOAA Climate Program Office (CPO) FY2025 Climate Variability and Predictability (CVP) Program: TEPEX-C Field Campaign competition.
The NOFO provides details on the objectives and priorities of the CVP program, the eligibility requirements, application content and submission information, the evaluation criteria and review process, and award administration details. The CVP program supports research to enhance the understanding of the climate system and improve climate models and predictions. This FY2025 NOFO is soliciting proposals for the Implementation of the Tropical Pacific Observing System (TPOS) Equatorial Pacific EXperiment-Central (TEPEX-C) Field Campaign. It is anticipated that $3 million will be available for 3-year awards ranging from $525,000 to $750,000. The application due date is January 17, 2025, with funding anticipated to begin in Summer 2025. NOAA will evaluate proposals based on criteria including technical merit, qualifications of the applicants, and relevance to program goals. NOAA requires applicants to address diversity and inclusion in their proposals.
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NOTICE OF FUNDING OPPORTUNITY
NOAA NOFO Page 1 of 23
Table of Contents
NOTICE OF FUNDING OPPORTUNITY
Executive Summary Full Text of Announcement
I. Funding Opportunity Description II. Award Information III. Eligibility Information IV. Application and Submission Information V. Application Review Information VI. Award Administration Information VII. Agency Contacts VIII. Other Information
Executive Summary Federal Agency Name OAR Climate Program Office (CPO) Funding Opportunity Title Climate Program Office FY2025 Climate Variability and Predictability (CVP) Program: TEPEX- C Announcement Type Competitive Funding Opportunity Number
NOAA-OAR-CPO-2025-27999
Assistance Listing Number(s) 11.431 Dates
Letters of intent (LOIs) for all competitions should be received by email by 11:59 p.m. Eastern Time on October 1st, 2024.
Full applications for all competitions must be received by 11:59 p.m. Eastern Time on January 17th, 2025.
Funding Opportunity Description
NOAA NOFO Page 2 of 23
CPO plays a critical role in advancing science and informing decisions for climate adaptation, resilience, and mitigation as part of NOAA and the U.S. Global Change Research Program. CPO research/science programs and activities meet urgent climate challenges, and incubate innovative advancements in Earth system and social sciences; support world-class assessment reports, including the National Climate Assessment; enhance and expand NOAA’s capabilities for integrated information systems for drought, heat and floods to deliver timely science-based information that can reduce the impacts and costs of these climate-driven challenges; educate and grow the next generation of experts in support of NOAA’s climate mission. Through these new investments, CPO expands previous efforts focused on climate risks to address a suite of urgent climate-driven societal challenges faced by our Nation — including water availability and quality, marine and freshwater ecosystems, coastal changes and inundation, drought and extreme heat and related cascading hazards like wildfire, and air quality, and climate mitigation (more information about CPO Societal Challenges and Risks framework can be found here.
NOAA, OAR, and CPO require applicants and awardees to support the principles of diversity and inclusion when writing their proposals and performing their work;
indeed, applicants will be evaluated, in part, on how well principles of diversity and inclusion are addressed. Diversity is defined as a collection of individual attributes that together help organizations achieve objectives. Inclusion is defined as a culture that connects each employee to the organization. Promoting diversity and inclusion improves creativity, productivity, and the vitality of the climate research community in which CPO engages.
Full Text of Announcement I. Funding Opportunity Description A. Program Objective https://cpo.noaa.gov/climate-risk-areas-initiative/
NOAA NOFO Page 3 of 23
Climate variability and change present society with significant economic, health, safety, and security challenges. The National Oceanic and Atmospheric Administration (NOAA) has the vision, mission and a set of strategic goals to build a Climate Ready-Nation. The Climate Program Office (CPO) supports this vision as part of the Office of Oceanic and Atmospheric Research (OAR). A CPO core function is to support extramural research through a competitive grants process. CPO’s programs span foundational, cross-disciplinary climate sciences, assessments, capacity building, tool development, and education. CPO collaborates closely with partners within NOAA and with the broader academic, Federal, Tribal nations, international bodies, and private sector community. CPO works in close partnership with the OAR laboratories and programs to complement and support their in-house research. CPO also works with other parts of NOAA to support their mission areas in weather, oceans, fisheries, and service delivery. CPO further builds networks, coalitions, and collaborations, converges around the best ideas, and provides support to accelerate emerging innovation across the climate enterprise. Undertaking a range of climate science and services initiatives, CPO helps our Nation and the world address climate-related challenges and pursue solution-focused opportunities. CPO’s definition of climate services is comprehensive, encompassing not only the development and dissemination of actionable climate science to inform decision making, but also the partnerships to engage in and understand the social and policy contexts within which climate-relevant decisions are made.
CPO fulfills NOAA’s mandated responsibilities under the National Climate Program Act, the Global Change Research Act and its National Climate Assessment, and the National Integrated Drought Information System Act, and similar international endeavors such as the World Climate Research Program.
CPO’s grant programs manage a competitive process through a Notice of Federal Funding Opportunity (NOFO) announcement to make awards supporting high-quality research conducted across the United States and internationally on the most urgent climate science questions. While each program area has its own focus, together they advance understanding of Earth’s climate system through interdisciplinary, integrated scientific research, and leverage the resulting knowledge, data, and systems to enhance society’s ability to plan and respond to climate variability and climate change. CPO programs play a critical role in advancing science and informing decisions for climate adaptation, resilience, and mitigation as part of NOAA and the U.S. Global Change Research Program. CPO research/science programs and activities meet urgent climate challenges, and incubate innovative advancements in Earth system and social sciences; support world-class assessment reports, including the National Climate Assessment; enhance and expand NOAA’s capabilities for integrated information systems for drought, heat and floods to deliver timely science-based information that can reduce the impacts and costs of these climate-driven challenges;
educate and grow the next generation of experts in support of NOAA’s climate mission.
B. Program Priorities
This FY25 NOFO is being executed through CPO’s: Earth System Science and Modeling (ESSM) Division. Prior to submitting applications, investigators are highly encouraged to learn more about CPO and its programs, as well as specific program priorities for FY25. In addition, interactions, partnerships, or collaborations with NOAA OAR Laboratories and Cooperative Institutes are encouraged. This information, along with the names and contact information for each Competition Manager, is provided in information sheets that can be found at the following website:http://cpo.noaa.gov/Grantshttp://cpo.noaa.gov/Grants.
http://cpo.noaa.gov/Grants http://cpo.noaa.gov/Grants.
NOAA NOFO Page 4 of 23
The Climate Variability and Predictability (CVP) Program supports research that enhances our process-level understanding of the climate system through observation, modeling, analysis, and field studies. This vital knowledge is needed to improve climate models and predictions so that scientists and society can better anticipate the impacts of future climate variability and change.
In FY25 CVP will be soliciting proposals for the following competition:
Implementation of the Tropical Pacific Observing System (TPOS) Equatorial Pacific EXperiment-Central (TEPEX-C) Field Campaign
C. Program Authority 49 U.S.C. 44720(b), 15 U.S.C. 2904, 15 U.S.C. 2931-2934
II. Award Information A. Funding Availability CVP - Implementation of the Tropical Pacific Observing System (TPOS) Equatorial Pacific EXperiment-Central (TEPEX-C) Field Campaign
It is anticipated that $3,000,000 will be available for this competition in FY25. Awards will also be supported with FY26, FY27, and/or later funds depending on facility request schedules and Congressional appropriations. Three-year awards will range between $525,000 and $750,000 total. Other amounts may be considered with justification - see competition information sheet.
B. Project/Award Period Projects are expected to last 3 years.
C. Type of Funding Instrument The funding instrument for awards will be a grant. If, however, it is anticipated that NOAA will be substantially involved in the implementation of the project, a cooperative agreement may be awarded. Examples of substantial involvement may include, but are not limited to, applications for collaboration between NOAA scientists and a recipient scientist or contemplation by NOAA of detailing Federal personnel to work on proposed projects. NOAA will make decisions regarding the use of a cooperative agreement on a case-by-case basis.
Funding for contractual arrangements for services and products for delivery to NOAA is not available under this announcement.
III. Eligibility Information A. Eligible Applicants Eligible applicants are institutions of higher education, other nonprofits, commercial organizations, international organizations, and state, local and federally recognized tribal governments. Federal agencies or institutions are not eligible to receive Federal assistance under this notice. (See “special instructions for federal applicants” on the CPO website.)
B. Cost Share or Matching Requirement
NOAA NOFO Page 5 of 23
All CPO programs and competitions listed in this NOFO do not have any cost sharing or matching criteria except as noted.
C. Other Criteria that Affect Eligibility None.
IV. Application and Submission Information A. Address to Request Application Package
Application packages can be found on grants.gov. For applicants without Internet access, please contact the CPO Grants Manager Diane Brown by mail to obtain an application package:
Diane Brown NOAA Climate Program Office (R/CP1) SSMC3, Room 12737 1315 East-West Highway, Silver Spring, MD 20910
B. Content and Form of Application
1. Letter of Intent (LOI)
The purpose of the LOI process is to provide information to potential applicants on the relevance of their proposed project to the competition in advance of preparing a full application. Full applications will be encouraged only for LOIs deemed relevant.
Applicants who have not been encouraged may still submit a full application. While LOIs are strongly encouraged, applicants are not required to submit them and may submit a full application even if they have not submitted a LOI.
LOIs should be submitted following the guidance specified in the Information Sheet of individual competitions. LOIs must be submitted by the deadline specified in Section IV.D below
The LOI should provide a concise description of the proposed work and a statement regarding its relevance to the targeted competition. The LOI should be no more than two pages in length and should include the items listed below. If these items are not included or the LOI is submitted late, the LOI may not be considered:
• Identification of the competition that is being targeted in the LOI.
• Competition Name.
• A tentative project title.
• Name(s) and institution(s) of the Lead Principal Investigator(s) and other Principal
Investigator(s).
• Statement of the problem.
• Brief summary of work to be completed, methodology to be used, data sets needed or to be collected.
• Approximate cost of the project.
• Time frame (i.e. 1-3 years depending on Programmatic Requirements)
• Relevance to the Competition that is being targeted.
NOAA NOFO Page 6 of 23
A response to the LOI from the Competition Manager (e-mail or letter) will be sent to the investigator within four weeks after the LOI due date encouraging or discouraging a full application based on its relevance to the targeted competition. It is then entirely up to the investigator whether to submit a full application.
2. Content and form of Full Application
The following forms and elements are required in each application. Failure to comply with these provisions will result in applications being returned without review.
Full applications are limited to:
• 35 pages (for full applications with 1 or 2 Principal Investigators), single spaced, using 12-point font type with one-inch margins on standard 8.5 by 11 inch paper.
• 40 pages (for full applications with three or more Principal Investigators), single spaced, using 12-point font type with one-inch margins on standard 8.5 by 11 inch paper.
The page limit includes:
1. Title page
2. Abstract
3. Project Narrative
4. Associated Figures
5. References
6. Results from prior research
7. Vitaes
8. Current and pending support
9. Data/Information Sharing Plan
10. Statement of Diversity and Inclusion
11. Budget table
12. Budget narrative
For Co-applicants (all of the above items 1-12 are required however, additional context is given here for what items should be identical for all co-applicants):
• All sections except for “budget table and narrative” should be identical, as detailed below:
o Title Page: The total amount of Federal funds being requested should be listed for each budget period. If there are several institutions submitting separate applications (i.e. co-applicants) associated with the same project, the names of all component institutions along with their lead PI name, e-mail, and amount requested per year must also appear on the title page of all applications that anticipate being funded under the same project.
▪ It is recommended that all co-applications utilize the same title but list after the title “1 of 1,” “2 of 2” etc. so each application can be paired with the correct project.
o Abstract: For multiple applications (co-applicants) associated with the same project, the abstract must be identical in all applications. Failure to include the abstract can result in the application being denied without additional review.
o Project Narrative: For multiple applications associated with the same project, all applications (co-applicants) must have an identical Project Narrative, including a clear statement of the roles and responsibilities of each applicant.
NOAA NOFO Page 7 of 23 o Results from prior research: For multiple applications (co-applicants) associated with the same project, the results from prior research must be identical in all applications.
o Vitaes: For multiple applications (co-applicants) associated with the same project, each application should include identical vitae for all applications.
o Current and Pending Support: For (co-applicants) multiple applications associated with the same project, each application should include identical current and pending support information for all applications.
o Budget table: For multiple applications associated with the same project, the Lead Principal Investigator should include a table that displays the total budget for all partners. All partners, including the Lead Principal Investigator and any co-PIs, should include (in their individual application) a separate budget narrative for their portion of the project.
o Budget Narrative: For multiple applications associated with the same project, each application should include a budget narrative aligned with their individual portion of the budget.
o Data/Information Sharing Plan: For (co-applicants) multiple applications associated with the same project, each application should include an identical data/information sharing plan o Statement of Diversity and Inclusion: For (co-applicants) multiple applications associated with the same project, each application should include an identical Statement of Diversity and Inclusion.
o Federal Budget Forms: The Federal Budget Forms (SF424, SF424A, SF424B, CD511) and other mandated forms should be completed by each institution and are required for all non-federal applicants, including all non-federal co-applicants and subawardees.
For subawardees:
• Subawardees should not submit a separate application. However, subawardees still need to submit to the lead PI their own federal forms (SF424 and SF424a) and budget information and the lead PI will provide them with their funding. The subaward budgets should be incorporated into the Lead PI institution's overall budget.
For first time applicants:
• Unique Entity Identifier and System for Award Management (SAM) o Excerpt 2 CFR 200 Appendix I.D.3: Each applicant (unless the applicant is an individual or Federal awarding agency that is excepted from those requirements under 2 CFR 25.110(b) or (c), or has an exception approved by the Federal awarding agency under 2 CFR 25.110(d)) is required to: (i) Be registered in SAM before submitting its application; (ii) Provide a valid unique entity identifier (UEI) in its application; and (iii) Continue to maintain an active SAM registration with current information at all times during which it has an active Federal award or an application or plan under consideration by a Federal awarding agency. NOAA may not make a Federal award to an applicant until the applicant has complied with all applicable UEI and SAM requirements and, if an applicant has not fully complied with the requirements by the time NOAA is ready to make a Federal award, NOAA may determine that the applicant is not qualified to receive a Federal award and use that determination as a basis for making a Federal award to another applicant.
o In order to submit an application through Grants.gov, an applicant must register for a Grants.gov user ID and password.
o Note that this process can take between three to five business days or as long as four weeks if all steps are not completed correctly.
NOAA NOFO Page 8 of 23 o To avoid delays, applicants are strongly encouraged to start early and not wait until the approaching application deadline before registering, logging in, reviewing the application instructions, and applying.
o Information about the Grants.gov registration process for organizations can be found at https://www.grants.gov/applicants/applicant-registration.
o INDIRECT COST RATE - If an applicant has not previously established an indirect cost rate with a Federal agency they may choose to negotiate a rate with the Department of Commerce or use the de minimis indirect cost rate of 10% of MTDC (as allowable under 2 C.F.R. §200.414). The negotiation and approval of a rate is subject to the procedures required by NOAA and the Department of Commerce Standard Terms and Conditions.
o The NOAA contact for indirect or facilities and administrative costs is: Jennifer Jackson, jennifer.jackson@noaa.gov
• Please reference the "Application Checklist" on the CPO website to assist you in submitting your application.
Additional Required Materials for all applications (but excluded from the page limit):
• Negotiated indirect cost rate agreement (NICRA)
• Federal Forms: SF424, SF424A, SF424B, CD511 and other mandated forms
Additional Optional Materials:
• Associated figures (included in the page limit)
• Letters of support (not included in the page limit) o Letters of Support are not required but may be used to supplement information included in the Full Proposal. If submitted as part of the application, they will be taken into consideration when evaluating the proposal.
o For example, unfunded collaborations should be documented in the body of the Full Proposal (the sections included in page count), and a Letter of Support from the unfunded collaborator could be included as a supplement.
o In another example, if the proposal includes key stakeholders or users, this should be documented in the Full Proposal, and a supplementary letter of support could be included to convey the value of the project to the stakeholder or user. Please see the competition information sheet for further competition-specific instructions.
Description of required elements and forms:
(1) Title page: The title page shall identify the Principal Investigator(s) (PI) and institutional representative and clearly indicate which Competition is being addressed by name and Competition number. The title page should also include all co-PIs. If more than one investigator is listed on the title page, please identify the lead investigator. The lead PI and institutional representative should be identified by: full name, title, organization, telephone number, email, and address. For paper submissions, the lead PI and the institutional representative must sign the title page. Please note that the institutional representative will be responsible for signing the grant if the award is successful; ensure that this individual identified will be able to do so in a timely manner.
https://www.grants.gov/applicants/applicant-registration mailto:jennifer.jackson@noaa.gov
NOAA NOFO Page 9 of 23
The total amount of Federal funds being requested should be listed for each budget period.
If there are several institutions submitting separate applications (i.e. co-applicants) associated with the same project, the names of all component institutions along with their lead PI name, e-mail, and amount requested per year must also appear on the title page of all applications that anticipate being funded under the same project. It is recommended that all co-applications utilize the same title but list after the title “1 of 2,” “2 of 2” etc. so each application can be paired with the correct project.
(2) Abstract: A one-page abstract must be included and should contain:
(a) the project title
(b) the name of the Competition that is being targeted
(c) an introduction to the problem
(d) rationale
(e) a brief summary of the work to be completed
(f) a paragraph describing the work’s broader impacts and relevance to the Competition that is being targeted as well as NOAA’s long-term climate research goals stated in section I.A.
For multiple applications (Co-applicants) associated with the same project, the abstract must be identical in all applications. Failure to include the abstract can result in the application being denied without additional review.
(3) Results from prior research: The results of each prior research project led by the Principal Investigator(s) during the last three years relevant to the proposed effort (not limited to NOAA funding only) should be summarized in brief paragraphs. Because NOAA believes it is important that data sets developed with its support should be shared with the scientific community, PIs should also indicate how and when they have made their data accessible and usable by the community in the past. This section should not exceed two pages. For multiple applications associated with the same project (co-applicants) , this section must be identical in all applications.
(4) Project Narrative: The proposed project must be completely described and include the following elements in narrative form, including:
(a) Identification of the problem, scientific objectives, proposed methodology
(b) Relevance to the Competition to which you are submitting the proposal and to NOAA’s long-term climate research goals.
(c) Benefits of the proposed project to the general public and the scientific community
(d) A clear statement of the roles and responsibilities of each applicant
(e) References. Proposals should provide a list of references that were cited in the project narrative.
(f) Optional but encouraged: figures and other visual materials
The Project Narrative containing these elements (a)-(f) must not exceed 20 pages of text.
Applications from three or more investigators may include a Project Narrative statement of work containing up to 25 pages of overall project description. For multiple applications associated with the same project, all applications (co-applicants) must have an identical Project Narrative, including a clear statement of the roles and responsibilities of each applicant.
(5) Vitae: Abbreviated curriculum vitae are requested with each application for PIs and Co- PIs. Reference lists should be limited to all relevant publications in the last three years with up to five other relevant papers. For multiple applications (co-applicants) associated with the same project, each application should include identical vitae for all applications.
NOAA NOFO Page 10 of 23
(6) Current and pending support: For each Principal Investigator and Co-Principal Investigator(s), submit a list of all current and pending Federal support that includes project title, supporting agency with grant number, investigator months per year, dollar value, and duration. Requested values should be listed for pending support. The list of support will be included in the page limit for the proposals. For (co-applicants) multiple applications associated with the same project, each application should include identical current and pending support information for all applications.
(7) Data/Information Sharing Plan: Proposals submitted in response to this announcement must include a data management plan (up to 2 pages). See section VI.B Administrative and National Policy requirements below for additional information of what the plan should contain and refer to guidance in the program-specific competition information sheets.
(8) Statement of Diversity, equity, inclusion, and accessibility (DEIA): CPO recognizes that it has a particular and unique opportunity to support NOAA’s commitment to diversity and inclusion by taking an intentional step that encourages program applicants to consider diversity and inclusion as part of their scientific projects. This action has the potential to make an impact on not only the diversity and inclusion in science at NOAA, but also beyond the agency. In this section, applicants should describe how well the proposed activity broadens the participation of underrepresented groups (e.g., gender, ethnicity, disability, geographic, etc.) including, but not limited to, how the project advances the organization or institution’s commitment to diversity and advances full participation of women, persons with disabilities, and underrepresented minorities in science, technology, engineering, and mathematics (STEM). If funded activities aligned with diversity and inclusion are being proposed, please include the description of those within the project narrative and budget justification. Examples could include ways in which the project will specifically: recruit or retain under-represented groups, collaborate with minority-serving institutions, foster an inclusive and safe environment, share data and/or information in ways that it is accessible to minority-serving institutions. Applicants are also encouraged to highlight past work in DEIA and the value those experiences will add to the proposal.
If your institution has a written DEIA statement, you may include that statement, after which also describe how past initiatives to advance DEIA and how aspects of your proposed project exemplify or would expand on DEIA actions and commitments or is highlighted in your institution’s statement. Please note that the DEIA statement should not be a personal history, but rather show a track record of your institution’s efforts and capacity to engage with DEIA activities and resources.
(9) Budget Table and Narrative:
Budget Table: An itemized budget for all years and a total itemized budget must be included as a separate table that breaks down the budget per object class category. Travel must be itemized to include destination, airfare, per diem, lodging, and ground travel. At this time, the CPO NOFO does not allow course buyouts as a budget expenditure. At this time, the CPO NOFO does not allow for federal salary as a budget expenditure as part of an application.
For multiple applications associated with the same project, the Lead Principal Investigator should include a table that displays the total budget for all partners. All partners, including the Lead Principal Investigator and any co-PIs, should include (in their individual application) a separate budget for their portion of the project.
NOAA NOFO Page 11 of 23
Budget Narrative: A brief description of the expenses listed on the budget table and how they address the proposed work must be included. Item justifications must include salaries, equipment, publications, supplies, tuition, travel, etc. Investigators who will not be requesting funds for salaries must also be listed, indicating their estimated time of commitment. Purchases of equipment greater than $5000 must include a purchase versus lease justification.
Duplicate work with different federally-funded projects, commonly referred to as "double dipping," is not permitted. As stated in the Code of Federal Regulations, specifically Subpart E- Cost Principles,2 CFR 200.430 (i)(1)(i-vii), Standards for Documentation of Personnel Expenses, "Charges to Federal awards for salaries and wages must be based on records that accurately reflect the work performed." The regulations additionally state that the work, “Reasonably reflects the total activity for which the employee is compensated by the non-Federal entity, not exceeding 100% of compensated activities.”
The budget table and budget narrative should be submitted in a separate file labeled “Budget Narrative.”
(10) Indirect Cost Rate Agreement: Each applicant and co-applicant must include a copy of their institution’s current NICRA. The full proposal and Negotiated Indirect Cost Rate Agreement (NICRA) should be put into one electronic file. To obtain an indirect cost rate if your institution does not already have one, a grantee must submit an indirect cost proposal to its cognizant agency and negotiate an indirect cost agreement. If an applicant has not previously (ever) established an indirect cost rate with a Federal agency they may choose to negotiate a rate with the Department of Commerce or use the de minimis indirect cost rate of 10% of MTDC (as allowable under 2C.F.R. 200.414).
Reminder: This document is not a part of the page limit.
(11) Federal Budget Forms: The Federal Budget Forms (SF424, SF424A, SF424B, CD511) and other mandated forms are required for all non-federal applicants, including all non-federal co-applicants and subwardees.
Budget numbers corresponding with the descriptions contained in the budget narrative and budget table must be included. In addition to including the total budget on the SF424, the application must include the total budget and budgets for years 1, 2, and 3 in separate columns in Section B on page 1 on the SF424A.
(Note that this revised 424A Section B format is a NOAA requirement that is not reflected in the Instructions for the SF 424A). All budget items need to be rounded up to the nearest dollar to avoid discrepancies.
For ALL non-federal applicants including for multiple applications associated with the same project, each application requesting funding from NOAA needs to complete the Federal Budget Forms (SF424, SF424A, SF424B, CD511) for their specific institution.
SF-424B: Assurances – Non-Construction Programs - The SF-424B is required for all applicants that have not updated their System for Award Management (SAM.gov) entity registration since February 2, 2019 to include the Federal financial assistance certifications and representations (certs and reps). If an applicant has updated their SAM.gov entity registration since February 2, 2019 to include the certifications and representations, then the SF-424B is not required.
NOAA NOFO Page 12 of 23
Reminder: These Federal Forms should be submitted as separate files and are not included in the page count.
Proposals submitted in response to this Announcement must include a Data Management Plan (up to 2 pages). See Section VI.B., Administrative and National Policy Requirements, below for additional information on what the plan should contain.
This program does not require any NEPA questions to be answered as part of the application.
C. Unique entity identifier and System for Award Management (SAM)
Excerpt 2 CFR 200 Appendix I.D.3: Each applicant (unless the applicant is an individual or Federal awarding agency that is excepted from those requirements under 2 CFR 25.110(b) or (c), or has an exception approved by the Federal awarding agency under 2 CFR 25.110(d)) is required to: (i) Be registered in SAM before submitting its application;
(ii) Provide a valid unique entity identifier (UEI) in its application; and (iii) Continue to maintain an active SAM registration with current information at all times during which it has an active Federal award or an application or plan under consideration by a Federal awarding agency. NOAA may not make a Federal award to an applicant until the applicant has complied with all applicable UEI and SAM requirements and, if an applicant has not fully complied with the requirements by the time NOAA is ready to make a Federal award, NOAA may determine that the applicant is not qualified to receive a Federal award and use that determination as a basis for making a Federal award to another applicant.
In order to submit an application through Grants.gov, an applicant must register for a Grants.gov user ID and password. Note that this process can take between three to five business days or as long as four weeks if all steps are not completed correctly. To avoid delays, applicants are strongly encouraged to start early and not wait until the approaching application deadline before registering, logging in, reviewing the application instructions, and applying. Information about the Grants.gov registration process for organizations can be found at https://www.grants.gov/applicants/applicant-registration.
Please note that organizations already registered with Grants.gov do not need to re-register; however, all registered organizations must keep their Grants.gov password and SAM database (which now incorporates CCR) registration up-to-date or their applications will not be accepted by Grants.gov. Note that your CCR username will not work in SAM.
You must create a new SAM user account to renew or update your registration.
Registration on SAM is a requirement. To obtain additional information and to verify that all required registrations are current, please visit https://sam.gov/content/status-tracker.
If you experience a Grants.gov systems issue (technical problems or glitches with the Grants.gov website) that you believe threatens your ability to complete a submission before the application deadline, please do all of the following:
• Print any error message received
• Call the Grants.gov Contact Center at 1-800-518-4726 for immediate assistance
• Contact NOAA using the contact information in section VIII. of this NOFO prior to the close of the competition
• Ensure that you obtain a case number regarding your communications with
Grants.gov Please note that NOAA has transitioned their grants management system from Grants Online to eRA Commons. This change requires updates to an organization's application submission process. Please reference the eRA Application Process guide on the NOFO announcement page of the CPO website to ensure the successful submission of your application.
https://www.grants.gov/applicants/applicant-registration https://sam.gov/content/status-tracker
NOAA NOFO Page 13 of 23
In the event of a confirmed systems issue, NOAA reserves the right to accept an application in an alternate format prior to the application deadline. Problems with an applicant organization’s computer system or equipment are not considered system issues. Similarly, an applicant’s failure to do the following are not considered systems issues:
• Complete the required registration
• Ensure that a registered Authorized Organization Representative (AOR) submits the application
• Read an email message with guidance from Grants.gov
D. Submission Dates and Times Letters of intent (LOIs) for all competitions should be received by email by 11:59 p.m.
Eastern Time on October 1, 2024.
Full applications for all competitions must be received by 11:59 p.m. Eastern Time, on January 10, 2025.
E. Intergovernmental Review Applications under this program are not subject to Executive Order 12372, Intergovernmental Review of Federal Programs.
F. Funding Restrictions Fees and profits are not permitted.
G. Other Submission Requirements All applications should be submitted through grants.gov. If an applicant does not have Internet access, CPO Grants Manager Diane Brown should be contacted by mail at: NOAA Climate Program Office (R/CP1), SSMC3, Room 12737, 1315 East-West Highway, Silver Spring, MD 20910 for hard copy submission instructions.
Faxed or emailed copies of applications will not be accepted.
V. Application Review Information
1. Importance/relevance and applicability of proposed projects to the program goals
Maximum Points:
This criterion ascertains whether there is intrinsic value in the proposed work and/or relevance to NOAA, federal, regional, state, or local activities.
2. Technical/scientific merit Maximum Points: 5 This criterion assesses whether the approach is technically sound and/or innovative, if the methods are appropriate, and whether there are clear project goals and objectives.
3. Overall qualifications of applicants Maximum Points: 5 This criterion ascertains whether the applicant possesses the necessary education, experience, training, facilities, and administrative resources to accomplish the project.
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4. Project costs Maximum Points: 5 This criterion evaluates the budget to determine if it is realistic and commensurate with the project needs and time frame.
5. Outreach and Education Maximum Points: 5 This criterion assesses whether the project provides a focused and effective education and outreach strategy regarding NOAA's mission to protect the Nation's natural resources.
Evaluation Criteria
1. Importance/Relevance and Applicability of Application to the Program Goals (Stage 1 Weight=0%) (Stage 2 Weight=100%) (Final Weight=25%)
This criterion ascertains whether there is intrinsic value in the proposed work and/or relevance to NOAA, federal, regional, state, tribal, indigenous or local activities. For the CPO grant program competitions in this NOFO, this includes importance and relevance to the program objective in Section I.A, scientific program priorities of the selected Competition(s) in Section I.B, the PI’s record of making his/her data accessible and usable by the scientific community in the past, and the present Data/Information Sharing Plan described in Section IV.B(5) will also be considered when evaluating the importance and relevance of the application.
2. Technical/Scientific Merit (Stage 1 Weight=70%) (Stage 2 Weight=0%) (Final Weight=52.5%) This criterion assesses whether the approach is technically sound and/or innovative, if the methods are appropriate, and whether the goals of the Competition will be realized through clear project goals and objectives.
3. Overall Qualifications of Applicants (Stage 1 Weight=20%) (Stage 2 Weight=0%) (Final Weight=15%) This criterion assesses whether the applicant team possesses the necessary education, experience, training, facilities, and/or administrative resources to accomplish the project.
This criterion also assesses the merits of the Statement of Diversity and Inclusion described in Section IV.B(8).
4. Project Costs (Stage 1 Weight = 10%) (Stage 2 Weight = 0%) (Final Weight =7.5%) This criterion evaluates the budget to determine if it is realistic and commensurate with the project needs and time frame.
Review and Selection Process Once a full application has been received, an administrative review will first be conducted to determine compliance with requirements and completeness of the application. The selection reviews will then take place in two stages. In Stage 1, independent peer mail reviewers and/or independent peer panel reviewers consisting of both Federal and/or non-Federal experts will evaluate applications using the three criteria described above:
technical/scientific merit, overall qualifications of applicants, and project costs. Relevance will be assessed separately in Stage 2. The panel will not give consensus advice. We protect the identities of reviewers to the extent permitted by law.
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During Stage 1, each reviewer will provide one score for each of three criteria:
technical/scientific merit, overall qualifications of applicants, and project costs for each application. The scores from the reviewers for each application will be combined using the weighting averages to produce a single numerical score for Stage 1. Occasionally a reviewer may, due to lack of familiarity in a particular area, choose not to score a particular application. Proposals that score a 3.0 or higher (out of a possible high score of 5) in Stage 1 will proceed to Stage 2.
If only a mail peer review is conducted for stage 1, proposals that score a 3.0 or higher (out of a possible high score of 5) in Stage 1 will proceed to Stage 2.
If a mail review and a panel review are both conducted for Stage 1, the mail reviews will be provided to the Stage 1 review panel for use in its deliberations prior to providing its ratings, but the Competition Manager will use only the numerical rank order of the peer review panel to determine the average score for each proposal. Proposals that score a 3.0 or higher (out of a possible high score of 5) in Stage 1 will proceed to Stage 2.
In Stage 2, scores for Importance/Relevance and Applicability of Application to the Program Goals will be determined by a second panel composed of either Federal or a combination of Federal and non-Federal partners. The applications and their associated scores from Stage 1 will be provided to the Stage 2 panel. Each panel reviewer will provide a relevance score for each application that moved forward from Stage 1. The Stage 2 panel will not give consensus advice.
The Stage 1 and Stage 2 weighting of scores for the individual criteria are shown in the following table:
To determine the final score, the scores from Stage 1 and Stage 2 will be combined, with a weighting of 75% for the Stage 1 score and 25% for the Stage 2 score, leading to the overall weightings for each criterion shown in the table above. The final score for each application will be used to determine the numerical rank order of proposals within each Competition.
The Competition Manager will recommend applications to the Selecting Official in numerical rank order unless a recommendation out of rank order is justified based upon any of the factors listed in the following section. Should applications receive a tie score, and funding is not available for every tied application, the Competition Manager may preferentially recommend applications for funding also according to any of the factors listed in the following section. The Competition Manager will review the amounts requested for each selected application (including costs for computing and networking services) and recommend the total duration and the amount of funding, which may be less than the application and budget requested.
Selection Factors
Criterion Stage 1 Weight Stage 2 Weight Final Weight Importance and Relevance/Applicability 0% 100% 25% Technical/Scientific Merit 70% 0% 52.5% Overall Qualifications of Applicants 20% 0% 15% Project Costs 10% 0% 7.5% Final Score Stage Total 100% 100% 100%
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The Selecting Official shall award in the rank order unless the proposal is justified to be selected out of rank order based on one or more of the following factors:
1. Availability of funding.
2. Balance/distribution of funds:
a. geographically
b. by type of institution
c. by type of partners
d. by research priority
e. by project types
3. Duplication of other projects funded or considered for funding by NOAA/Federal agencies.
4. Program priorities and policy factors.
5. Applicant’s prior award performance.
6. Partnerships with/Participation of targeted groups.
7. Adequacy of information necessary for NOAA staff to make a NEPA determination and draft necessary documentation before recommendations for funding are made to the Grants Officer.
The Selecting Official makes final recommendations for awards to the Grants Officer who is authorized to obligate the funds.
Anticipated Announcement and Award Dates Subject to the availability of funds, review of applications will occur during the 6-7 months following the full applications due date. CPO anticipates that funding decisions on applications will be made during Spring 2025. Such decisions are contingent upon the final FY25 appropriation for NOAA by Congress and the final allocation of funds to CPO by NOAA.
Funding for successful applicants is expected to begin during Summer 2025 for most approved projects. Applications should use September 1, 2025, as the start date unless otherwise directed by the Competition Manager.
VI. Award Administration Information A. Award Notices
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The Grants Officer will provide notice to the applicant that they have received the award.
Successful applicants will receive notification that the application has been recommended for funding by an official of the NOAA Climate Program Office. This notification is not an authorization to begin performance of the project. The official notification of funding, signed by a NOAA Grants Officer, is the authorizing document that allows the project to begin.
Notifications will be issued to the Authorizing Official and the Principal Investigator of the project. Unsuccessful applicants will be notified that their application was not selected for recommendation.
PRE-AWARD COSTS. Per 2 CFR 200.458, NOAA authorizes award recipients to expend pre-award costs up to 90 days before the period of performance start date at the applicant’s own risk without approval from NOAA and in accordance with the applicant’s internal policies and procedures. Such costs are allowable only to the extent that they would have been allowable if incurred after the date of the Federal award. This does not include direct proposal costs (as defined at 2 CFR 200.460). In no event will NOAA or the Department of Commerce be responsible for direct proposal preparation costs. Pre-award costs will be a portion of, not in addition to, the approved total budget of the award. Pre-award costs expended more than 90 days prior to the period of performance start date require approval from the Grants Officer. This does not change the period of performance start date.
GRANTS OFFICER SIGNATURE. Proposals submitted in response to this solicitation are not considered awards until the Grants Officer has signed the grant agreement. Only Grants Officers can bind the Government to the expenditure of funds. The Grants Officer’s digital signature constitutes an obligation of funds by the federal government and formal approval of the award.
LIMITATION OF LIABILITY. Funding for programs listed in this notice is contingent upon the availability of funds. Applicants are hereby given notice that funds may not have been appropriated yet for the programs listed in this notice. Publication of this announcement does not oblige NOAA to award any specific project or to obligate any available funds.
B. Administrative and National Policy Requirements
UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS.
Through 2 C.F.R. § 1327.101, the Department of Commerce adopted Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards at 2 C.F.R. Part 200, which applies to awards in this program. Refer to http://go.usa.gov/SBYh and http://go.usa.gov/SBg4.
RESEARCH TERMS AND CONDITIONS. For awards designated on the CD-450 as Research, the Commerce Terms, and the Federal-wide Research Terms and Conditions (Research Terms) as implemented by the Department of Commerce, currently, at https://www.nsf.gov/awards/managing/rtc.jsp, both apply to the award. The Commerce Terms and the Research Terms are generally intended to harmonize with each other;
however, where the Commerce Terms and the Research Terms differ in a Research award, the Research Terms prevail, unless otherwise indicated in a specific award condition.
DEPARTMENT OF COMMERCE PRE-AWARD NOTIFICATION REQUIREMENTS FOR GRANTS AND
COOPERATIVE AGREEMENTS. The Department of Commerce Pre-Award Notification Requirements for Grants and Cooperative Agreements contained in the Federal Register notice of December 30, 2014 (79 FR 78390) are applicable to this solicitation and may be accessed online at http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30297.pdf.
http://go.usa.gov/SBYh http://go.usa.gov/SBg4 https://www.nsf.gov/awards/managing/rtc.jsp http://www.gpo.gov/fdsys/pkg/FR-2014-12-30/pdf/2014-30297.pdf
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DEPARTMENT OF COMMERCE (DOC) TERMS AND CONDITIONS. Successful applicants who accept a NOAA award under this solicitation will be bound by the DOC Financial Assistance Standard Terms and Conditions. This document will be provided in the award package in eRA at http://www.ago.noaa.gov and at https://www.commerce.gov/oam/policy/financial-assistance-policy.
BUREAU TERMS AND CONDITIONS. Successful applicants who accept an award under this solicitation will be bound by bureau-specific standard terms and conditions. These terms and conditions will be provided in the award package in NOAA’s Grants Online system. For NOAA awards only, the Administrative Standard Award Conditions for National Oceanic and Atmospheric Administration (NOAA) Financial Assistance Awards U.S. Department of Commerce are applicable to this solicitation and may be accessed online at https://www.noaa.gov/organization/acquisition-grants/financial-assistance HUMAN SUBJECTS RESEARCH. For research projects involving Human Subjects an Institutional Review Board (IRB) approval or an exemption determination will be required in accordance with DOC Financial Assistance Standard Terms and Conditions Section G.05.i “Research Involving Human Subjects” found at https://www.commerce.gov/oam/policy/financial-assistance-policy.
NATIONAL ENVIRONMENTAL POLICY ACT (NEPA). NOAA must analyze the potential environmental impacts, as required by the National Environmental Policy Act (NEPA), for applicant projects or proposals which are seeking NOAA federal funding opportunities.
Detailed information on NOAA compliance with NEPA can be found at the following NOAA…
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