Napa_County_Professional_Services_Template_8.25.26.pdf

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Attached to
Napa Valley Vine Trail - Vista Carneros RFP
Solicitation number
CML 5921-099
Issued by
Napa County, California

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Summary

This is a Professional Services Agreement template issued by Napa County, California for engaging consultants to provide specialized services requiring licensure, degrees, or specialized training such as financial, accounting, architectural, engineering, legal, medical, or armed security services. The template establishes the framework for a service contract between Napa County and a selected consultant for the Napa Valley Vine Trail—Vista Carneros project, which involves completing a four-mile gap in the 47-mile Napa Valley Vine Trail between John F. Kennedy Park and the intersection of Devlin Road at Airport Boulevard. The selected consultant will provide preliminary engineering, environmental assessment, right-of-way services, plans, specifications, estimates, and construction support services. Napa County targets a Spring 2029 construction start date and requires the consultant to operate in a turnkey fashion, managing both technical and administrative tasks including documentation, Caltrans responses, right-of-way certification, and construction authorization. The consultant must demonstrate familiarity with Caltrans Local Assistance Procedures guidelines and will provide design support services during the construction phase. The agreement specifies that one prime consultant will handle all project tasks without subconsultant arrangements for core deliverables.

The compensation structure is to be determined in Exhibits B and C but follows either lump-sum, hourly/unit rates, or milestone-based payment schedules, with a maximum contract amount established in the agreement. The consultant must maintain comprehensive insurance coverage, including workers' compensation with statutory limits, commercial general liability of $2,000,000 combined single limit, professional liability/errors and omissions of $2,000,000 per claim, and comprehensive automobile liability of $1,000,000 combined single limit. California prevailing wage requirements apply to this public works project, requiring the consultant and all subcontractors to pay workers at prevailing rates established by the California Department of Industrial Relations and to register with DIR if the project exceeds $25,000 for construction work. The agreement includes standard county provisions regarding compliance with County policies covering waste reduction, non-discrimination, drug and alcohol use, information technology security, and workplace violence prevention, along with mandatory mediation for dispute resolution prior to litigation.

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CONTRACT # or SHORT DESCRIPTION Page 1

Consultant Name FV# from COUNTY COUNSEL

NAPA COUNTY AGREEMENT NO. ________

PROFESSIONAL SERVICES AGREEMENT

THIS TEMPLATE IS FOR PROFESSIONAL SERVICES, GENERALLY WHERE A LICENSE,

DEGREE, OR SPECIALIZED TRAINING IS REQUIRED, SUCH AS FINANCIAL, ACCOUNTING,

ARCHITECTURAL, ENGINEERING, LEGAL, MEDICAL, OR ARMED SECURITY SERVICES.

FOR MORE “BASIC” SERVICES, USE THE GOODS AND SERVICES AGREEMENT TEMPLATE.

THIS AGREEMENT is made and entered into in Napa County, California, this ____ day of

______________, 20___, [ENTER DATE OF BOARD APPROVAL OR COUNTY SIGNATURE]

(“Effective Date”) by and between Napa County, a political subdivision of the State of California, hereinafter referred to as “County,” and _______________________ [TYPE IN LEGAL NAME OF

CONSULTANT, INCLUDING TYPE OF BUSINESS (INC, LLP, ETC) IF NOT AN INDIVIDUAL; IF

THE CONSULTANT USES A FICTITIOUS BUSINESS NAME AS WELL, ADD doing business as

______________;] whose address is ____________________________

__________________________________, hereinafter referred to as “Consultant.”

RECITALS

A. County wishes to obtain professional services in order to ________________________ [INSERT

SHORT DESCRIPTION OF THE PROFESSIONAL SERVICES].

B. Consultant was selected to provide professional services [IF AWARDED BY RFP/RFQ, INSERT after a competitive process conducted pursuant to [INSERT RFP/RFQ #]. [IF AWARDED WITHOUT

COMPETITIVE BIDDING, CHOOSE ONE OF THE FOLLOWING: without a competitive process due to exigent circumstances of ______________. OR without a competitive process because the professional services needed are only available from one source. OR without a competitive process because the contract amount is below the threshold for competition.]

C. For good and valuable consideration, the sufficiency of which is acknowledged, County and

Consultant agree as follows:

AGREEMENT

ARTICLE I – SCOPE OF SERVICES

1.1 Scope of Services. Consultant shall provide professional services to County as described in

Exhibit A to this Agreement, and in accordance with the Contract Documents. The Contract Documents consist of this Agreement and its Exhibits, the Request for Proposals or Qualifications issued by County

(if any), and Consultant’s proposal or statement of qualifications.

1.2 Schedule. Consultant shall perform and complete the scope of services in accordance with the schedule set forth in Exhibit A. Consultant shall further perform the scope of services in compliance with

CONTRACT # or SHORT DESCRIPTION Page 2 any interim milestones or deadlines, as may be set forth in Exhibit A. [IF MEETING THE DEADLINES

IN THE SCHEDULE IS CRITICAL, ADD: Time is of the essence in the performance of the scope of services.]

1.3 Standard of Care. Consultant represents that the professional services rendered under this

Agreement shall be performed in accordance with the standards customarily adhered to by an experienced and competent professional using the degree of care and skill ordinarily exercised by reputable professionals practicing in the same field of service in the State of California. Consultant shall correct any professional services falling below this standard at its sole cost and expense, if notified by

County within one year after completion of such services. This remedy is in addition to any other remedies that may be available to County in law or equity.

1.4 Correction of Deficient Services. Consultant shall take reasonable steps to commence correction of any services that fail to meet the standard of care within seven days of receipt of written notice from

County unless otherwise agreed by the parties. If Consultant fails to commence such steps within the seven day or other agreed-upon period, County may, in addition to any other remedies provided under the

Contract Documents, commence correction of such services without further written notice to Consultant.

If County takes such corrective action, Consultant shall be responsible for all reasonable costs incurred by County in performing such correction, including but not limited to the cost of County staff time and the amount paid to another consultant to correct the deficient services.

1.5 Other Remedies. This Article applies only to Consultant’s obligation to correct services that do not meet the standard of care and is not intended to constitute a period of limitations or waiver of any other rights or remedies County may have regarding the Consultant’s other obligations under the

Contract Documents or federal or state law.

1.6 Key Personnel. Key personnel identified in Consultant’s proposal or statement of qualifications shall be the individuals who will actually perform the services. Changes in key personnel must be reported by Consultant in writing and approved by County.

1.7 Government Code Section 7550. Every document or report prepared by Consultant for or under the direction of County pursuant to this Agreement shall contain the numbers and dollar amounts of all contracts and subcontracts relating to the preparation of the document or written report if the total cost for the work performed by nonemployees of County exceeds five thousand dollars ($5,000). The contract and subcontract numbers and dollar amounts shall be contained in a separate section of the document or written report. If multiple documents or written reports are the subject or product of this Agreement, the disclosure section may also contain a statement indicating that the total contract amount represents compensation for multiple documents or written reports.

ARTICLE II – DURATION OF AGREEMENT

2.1 Term of the Agreement. The term of this Agreement shall begin on the Effective Date entered on page 1 of this Agreement. [IF SERVICES ARE TO BE PROVIDED JUST ONCE, ADD: This

Agreement shall expire one year after completion of the scope of services, unless terminated earlier in accordance with this Article. OR IF SERVICES ARE TO BE PROVIDED PERIODICALLY, ADD:

CONTRACT # or SHORT DESCRIPTION Page 3

This Agreement shall expire ___ year(s) after the Effective Date unless terminated earlier in accordance with this Article. OR This Agreement shall expire on [ENTER DATE] unless terminated earlier in accordance with this Article.]

2.2 Suspension for Convenience. County may suspend all or any portion of Consultant’s performance under this Agreement at its sole option and for its convenience at no cost for a period of time not to exceed 60 days. County must give 10 days prior written notice to Consultant of such suspension. County may rescind the suspension prior to or at 60 days by providing Consultant with written notice of the rescission, at which time Consultant will be required to resume performance in compliance with the terms and provisions of this Agreement. [IF SERVICES ARE TO BE PROVIDED

JUST ONCE, ADD Consultant shall be entitled to an extension of time to complete performance equal to the length of the suspension unless otherwise agreed to in writing by the parties.]

2.3 Termination for Convenience. County may terminate all or any portion of this Agreement at its sole option and for its convenience, by giving 30 days prior written notice of such termination to

Consultant. The termination of the Agreement shall be effective 30 days after receipt of the notice by

Consultant. After receipt of notice of termination of all or any portion of the Agreement, Consultant shall immediately discontinue all affected performance (unless the notice directs otherwise) and complete any additional work necessary for the orderly filing of documents and closing of Consultant's affected performance under the Agreement. Consultant shall deliver to County all data, drawings, specifications, reports, estimates, summaries, and such other information and materials created or received by

Consultant in performing this Agreement, whether completed or unfinished. Consultant may keep copies for its own records. County shall pay Consultant for services satisfactorily provided before the effective date of termination, and reasonable costs incurred by Consultant in providing County with the data and documents required by this paragraph. Consultant shall not be compensated for lost or anticipated profit or overhead on the terminated portion of this Agreement.

2.4 Termination for Cause. County may terminate this Agreement for default if Consultant fails to satisfactorily perform any material obligation required by this Agreement. Default includes Consultant’s failure to timely provide services in accordance with the schedule. If Consultant fails to satisfactorily cure a default within 10 days of receiving written notice from County specifying the nature of the default, County may immediately terminate this Agreement, and terminate each and every right of Consultant, and any person claiming any rights by or through Consultant under this Agreement. The rights and remedies of County enumerated in this paragraph are in addition to and independent of County’s rights under any other provision of this Agreement and any right or remedy available to County at law or in equity.

2.4.1 Absence of Default. If after County gives notice of termination for cause, it is determined that Consultant was not in default of a material obligation of this Agreement, the termination shall be deemed to be a termination for the convenience of County under paragraph 2.3.

2.5 Purchasing Agent’s Authority. The County Purchasing Agent or their designee is hereby authorized to make all decisions and take all actions required under this Article to suspend or terminate this Agreement.

CONTRACT # or SHORT DESCRIPTION Page 4

ARTICLE III – COMPENSATION

3.1 Amount of Compensation. County shall pay Consultant for satisfactory performance of the scope of services, as follows:

3.1.1 Rates. County shall pay Consultant [IF UNIT/HOURLY RATES: at the unit prices set forth in Exhibit B. OR IF LUMP SUM PRICE: the fixed price of __________

($_____________). OR IF BASED ON MILESTONES/PHASES: according to the compensation and fee schedule set forth in Exhibit B.]

3.1.2 Expenses. Travel or other expenses will only be reimbursed by County if such expenses are specifically identified in Exhibit B. Any travel expenses must comply with the Napa County

Travel Policy found in the Napa County Policy Manual, Part I, Section 43, regardless of anything to the contrary in Exhibit B.

3.1.3 Maximum Amount. Notwithstanding paragraphs 3.1.1 and 3.1.2, the maximum payments under this Agreement shall not exceed a total of ______________________ ($_______) [IF

SERVICES ARE PROVIDED PERIODICALLY, ADD: per fiscal year OR per contract year];

provided, however, that such amounts shall not be construed as guaranteed sums, and compensation shall be based upon services actually provided and reimbursable expenses actually incurred.

3.2 Payment Process. Consultant may submit one invoice per calendar month [OR ENTER OTHER

INVOICE FREQUENCY], in arrears for services provided, to the ____________________ [INSERT

POSITION TITLE] who will review the invoice to confirm its contents match the services provided during the period covered by the invoice. If approved, the invoice will be forwarded to the Napa County

Auditor no later than 15 days following receipt of the invoice.

3.2.1 Content of Invoices. Invoices shall be in a form acceptable to the Napa County Auditor and include Consultant’s name, address, Social Security or Taxpayer Identification Number, and the Napa County Agreement number. If this Agreement provides for payment based on unit prices or tasks completed, invoices shall include itemization of the hours worked, descriptions of the tasks completed during the billing period, the names and positions of person(s) performing the services, and the hourly or task rates. If the Agreement or Exhibit B provides for a fixed or lump sum price and Consultant presents monthly invoices, each invoice must indicate the percentage of work completed (e.g., 50% of design or draft report) or the milestone(s) achieved in Exhibit B, which will allow Consultant to be paid the equivalent percentage of the fixed price.

3.2.2 Expenses. If the Agreement provides for reimbursement of expenses, invoices shall describe the nature and cost of the expense, and the date incurred. Receipts must be included with the invoice.

3.3 Annual Appropriation of Funds. Consultant acknowledges that the term of this Agreement may extend over multiple County fiscal years, and that compensation under this Agreement is contingent on the Board of Supervisors appropriating funding for this Agreement for those fiscal years. This Agreement

CONTRACT # or SHORT DESCRIPTION Page 5 may be terminated at the end of the fiscal year for which sufficient funding is not appropriated and authorized. County is not obligated to pay Consultant, nor is Consultant obligated to provide further services if sufficient funds have not been appropriated and authorized by the Board of Supervisors.

3.4 Price Adjustments. [OPTIONAL PARAGRAPH – DELETE IF NOT USED. ALLOWS FOR

CONSULTANT TO REQUEST ADJUSTMENTS IN UNIT/HOURLY RATES BASED ON CPI,

CAPPED AT 3% PER YEAR. DOES NOT APPLY TO LUMP SUM CONTRACTS] After the first contract year, County may increase the unit prices or hourly rates in Exhibit “B” upon approval of

Consultant’s written request and justification as set forth in this paragraph. Increases may only be made once per contract year in an amount not to exceed the increase in the Consumer Price Index for the San

Francisco-Oakland-Hayward area for All Urban Customers (CPI-U) as published by the Bureau of Labor

Statistics, or 3.0%, whichever is less, during the preceding one-year term. If the CPI-U is a negative number, then the unit prices shall not be adjusted for that year (the unit prices will not be decreased). A negative CPI-U shall be counted against any subsequent increases in the CPI-U when calculating the unit prices for later years. Consultant’s request and justification must include the amount of the requested adjustment, a description of the nature and magnitude of the increased costs impacting Consultant, explain how the requested adjustment reflects such increased costs, and the proposed effective date of the price adjustment. Consultant must provide such written request and justification no less than sixty days before the proposed effective date of the price adjustment. County may only approve Consultant’s request in writing. Increasing the unit prices or hourly rates pursuant to this paragraph does not affect the maximum contract amount in paragraph 3.1.3. This paragraph does not apply where compensation is based on fixed prices or lump sums.

ARTICLE IV – INSURANCE

4.1 Insurance. Prior to commencing the scope of services, Consultant shall obtain and maintain in full force and effect throughout the term of this Agreement, and thereafter as to matters occurring during the term of this Agreement, the insurance coverage set forth in Exhibit C.

4.2 Inclusion in Subcontracts. Consultant shall require its subconsultants and any other entity or person providing services under this Agreement to comply with the Workers Compensation and General

Liability insurance requirements set forth in Exhibit C.

ARTICLE V – INDEMNIFICATION

5.1 Indemnification and Hold Harmless. To the fullest extent permitted by law, Consultant shall defend at its own expense, indemnify, and hold harmless County and its officers, agents, employees, volunteers, and representatives from and against any and all liability, claims, actions, proceedings, losses, injuries, damages or expenses of every name, kind, and description, including litigation costs and reasonable attorney’s fees incurred in connection therewith, brought for or on account of personal injury

(including death) or damage to property, arising from all acts or omissions of Consultant or its officers, agents, employees, volunteers, consultants and subconsultants in providing services under this

Agreement, excluding, however, such liability, claims, actions, losses, injuries, damages or expenses to the extent arising from the active or sole negligence or willful misconduct of County. Each party shall notify the other party immediately in writing of any claim or damage related to activities performed under

CONTRACT # or SHORT DESCRIPTION Page 6 this Agreement. The parties shall cooperate with each other in the investigation and disposition of any claim arising out of the activities under this Agreement.

5.2 Design Professionals. To the extent Consultant is providing the services of a “design professional” as defined in California Civil Code section 2782, County acknowledges that Consultant’s obligations under paragraph 5.1 may be limited under Civil Code Section 2782.8.

5.3 Effect of Insurance. The provisions of this Article are not limited by the requirements of Article

IV related to insurance.

5.4 Enforcement Costs. Consultant shall reimburse any and all costs County incurs enforcing the indemnity, hold harmless, and defense provisions set forth in this Article.

5.5 Survival. This Article shall survive termination or expiration of this Agreement and continue in effect so long as a viable claim may exist.

ARTICLE VI – MANDATORY COUNTY PROVISIONS

6.1 Compliance with County Policies. Consultant shall comply, and require its employees and subconsultants to comply, with the following policies, copies of which are available on County’s website at https://www.countyofnapa.org/771/Purchasing and are hereby incorporated by reference.

6.1.1 Napa County “Waste Source Reduction and Recycled Product Content Procurement

Policy,” which is found in the Napa County Policy Manual Part I, Section 8D.

6.1.2 Napa County “Discrimination, Harassment and Retaliation Prevention Policy,” which is found in the Napa County Policy Manual Part I, Section 37K.

6.1.3 Napa County “Drug and Alcohol Policy,” which is found in the Napa County Policy

Manual Part I, Section 37O.

6.1.4 “Napa County Information Technology Use and Security Policy” which is found in the

Napa County Policy Manual Part I, Section 31A.

6.1.5 Napa County “Workplace Violence Policy,” which is found in the Napa County Policy

Manual Part I, Section 37U.

6.2 Inducement of County Employees. Consultant shall not permit its officers, agents, or employees to engage in any activities during the performance of any of services under this Agreement that would interfere with compliance or induce violation of these policies by County employees or consultants.

ARTICLE VII – COMPLIANCE WITH LAWS

7.1 Compliance with Controlling Law. Consultant shall comply with all laws, ordinances, regulations, and policies of federal, California, and local governments applicable to this Agreement.

https://www.countyofnapa.org/771/Purchasing

CONTRACT # or SHORT DESCRIPTION Page 7

Consultant shall comply immediately with all directives issued by County or its authorized representatives under authority of any laws, statutes, ordinances, rules, or regulations.

7.2 Conflict of Interest. Consultant acknowledges that they are aware of the provisions of

Government Code sections 1090, et seq., and sections 87100, et seq., relating to conflict of interest of public officers and employees. Consultant hereby covenants that it presently has no interest not disclosed to County and shall not acquire any interest, direct or indirect, which would conflict in any material manner or degree with the performance of the scope of services under this Agreement. Consultant further warrants that it is unaware of any financial or economic interest of any public officer or employee of

County relating to this Agreement. Violation of this paragraph by Consultant is a material breach of this

Agreement which may result in termination of the Agreement for cause.

IF CONSULTANT IS PERFORMING PRELIMINARY WORK ON A PROJECT THAT WILL LATER

BE COMPETITIVELY BID, BUT NOT PREPARING PLANS & SPECIFICATIONS OR DRAFTING

A RFP, RFQ, OR OTHER BIDDING DOCUMENT FOR THE SAME PROJECT, ADD SECTION 7.2.1

BELOW PER GOV’T CODE 1097.6.

7.2.1 Subsequent Contracts. Consultant’s duties and services under this Agreement shall not include preparing or assisting County with any portion of County’s preparation of a request for proposals, request for qualifications, or any other solicitation regarding a subsequent or additional contract with County. County shall at all times retain responsibility for public contracting, including with respect to any subsequent phase of this project. Consultant’s participation in the planning, discussions, or drawing of project plans or specifications shall be limited to conceptual, preliminary, or initial plans or specifications. Consultant shall cooperate with County to ensure that all bidders for a subsequent contract on any subsequent phase of this project have access to the same information, including all conceptual, preliminary, or initial plans or specifications prepared by Consultant pursuant to this Agreement.

IF CONSULTANT IS SUBJECT TO COUNTY’S CONFLICT OF INTEREST CODE (SEE

SEPARATE DISCLOSURE DETERMINATION FORM FOR CONSULTANTS), ADD SECTION

7.2.2 BELOW. THIS SHOULD RARELY APPLY.

7.2.2 Statements of Economic Interests. In performing the scope of services, one or more individuals of Consultant’s organization will make, or participate in making, a “governmental decision” as described in the California Code of Regulations at Title 2, section 18704, or will perform the same or substantially all the same duties for County that would otherwise be performed by a County employee holding a position specified in County’s conflict of interest code. Consultant shall ensure those individuals identified by County prepare statements of economic interests on Fair Political Practices Commission Form 700 and file them with County.

Each individual shall file a Form 700 (Assuming Office Statement) within thirty calendar days of

County’s notification that the individuals are subject to the conflict of interest code. Each year thereafter, the individuals shall also file a Form 700 (Annual Statement) on or before April 1, disclosing any financial interests held during the previous calendar year for which the individual was subject to the conflict of interest code. A Form 700 (Leaving Office Statement) shall also be filed when the individual discontinues services under this Agreement.

CONTRACT # or SHORT DESCRIPTION Page 8

7.3 Taxes. Consultant shall file federal and state tax returns or applicable withholding documents and pay all applicable taxes or make all required withholdings on amounts paid pursuant to this

Agreement. Consultant shall be solely liable and responsible to make such withholdings and pay such taxes and other obligations including, without limitation, state and federal income and FICA taxes.

Consultant shall indemnify and hold County harmless from any liability it may incur to the United States or the State of California if Consultant fails to pay or withhold, when due, all such taxes and obligations.

If County is audited for compliance regarding any withholding or other applicable taxes or amounts, Consultant shall furnish County with proof of payment of taxes or withholdings on those earnings within

10 business days after notice from County.

IF CONSULTANT IS PERFORMING SERVICES IN PREPARATION FOR OR DURING A

CONSTRUCTION PROJECT, SUCH AS INSPECTION OR LAND SURVEYING WORK, ADD

PARAGRAPH 7.4 AND BE SURE EXHIBIT D IS INCLUDED.

7.4 Prevailing Wage Requirements. The scope of services includes “public works” as defined in the California Labor Code. Consultant shall comply with all State prevailing wage requirements, including but not limited to, those set forth in Exhibit D.

ARTICLE VIII – DISPUTE RESOLUTION

8.1 Mandatory Non-binding Mediation. If a dispute arises out of or relates to this Agreement, or the breach thereof, and if said dispute cannot be settled through normal contract negotiations, the parties agree to attempt to settle the dispute in an amicable manner, using mandatory mediation through Judicial

Arbitration and Mediation Services (JAMS) or any other neutral organization agreed to by the parties. To initiate mediation, the initiating party shall send written notice of its request for mediation to the opposing party. Mediation is mandatory before either party may initiate litigation or have recourse in a court of law.

8.2 Mediation Costs. The expenses of witnesses for either side shall be paid by the party producing such witnesses. All other expenses of the mediation, including required traveling and other expenses of the mediator, and the cost of any proofs or expert advice produced at the direct request of the mediator, shall be borne equally by the parties, unless they agree otherwise.

8.3 Selection of Mediator. A single mediator that is acceptable to both parties shall be used to mediate the dispute. The mediator may be selected from lists furnished by JAMS or any other agreed upon mediator. The parties shall endeavor to agree on a mediator within 10 business days, unless a longer period is mutually agreed to in writing by Consultant and County. If the parties cannot agree on a mediator, JAMS or other neutral organization shall select the mediator.

8.4 Conduct of Mediation Sessions. Mediation hearings will be conducted in an informal manner and discovery will not be allowed. The discussions, statements, or admissions will be confidential to the proceedings and will be subject to Evidence Code section 1152. The parties may agree to exchange any information they deem necessary. Both parties shall have a representative attend the mediation who is authorized to settle the dispute, though County’s recommendation of settlement may be subject to the

CONTRACT # or SHORT DESCRIPTION Page 9 approval of the Board of Supervisors. Either party may have attorney(s), witnesses, or expert(s) present.

Either party may request a list of witnesses and notification whether attorney(s) will be present.

8.5 Mediation Results. Any resultant agreements from mediation shall be documented in writing.

Mediation results and documentation, by themselves, shall be “non-binding” and inadmissible for any purpose in any legal proceeding, unless such admission into evidence is otherwise agreed to in writing by both parties. Mediators shall not be subject to any subpoena or liability, and their files and actions shall not be subject to discovery.

ARTICLE IX – GENERAL PROVISIONS

9.1 Access to Records/Retention. Consultant shall provide County with access to Consultant’s records which are reasonably necessary for County to review or audit Consultant’s compliance with the provisions of this Agreement. Consultant shall provide such access within 10 business days after written request by County, either by providing copies of the requested records to County or allowing County to inspect and photocopy the records at Consultant’s place of business where the records are kept.

Consultant shall maintain all records related to this Agreement for at least four years after expiration or termination of this Agreement.

9.2 Notices. All notices required or authorized by this Agreement shall be in writing and shall be delivered in person or by deposit in the United States mail, by certified mail, postage prepaid, return receipt requested. Any mailed notice, demand, request, consent, approval, or communication that either party desires to give the other party shall be addressed to the other party at the address set forth below.

Either party may change its address by notifying the other party of the change of address. Any notice sent by mail in the manner prescribed by this paragraph shall be deemed to have been received on the date noted on the return receipt or five days following the date of deposit, whichever is earlier.

COUNTY CONSULTANT

[NAME] [NAME]

[ADDRESS] [ADDRESS]

9.3 Independent Contractors. Consultant and its subconsultants, if any, are independent contractors and not agents of County. Any provisions of this Agreement that may appear to give County any right to direct Consultant concerning the details of performing the scope of services, or to exercise any control over such performance, shall mean only that Consultant shall follow the direction of County concerning the end results of the performance.

9.4 Contract Interpretation. This Agreement and all Contract Documents shall be deemed to be made under, and shall be construed in accordance with and governed by, the laws of the State of

California without regard to the conflicts or choice of law provisions thereof. It is the intent of the

Contract Documents to completely describe the goods and services to be provided. Any work, materials, or equipment that may reasonably be inferred from the Contract Documents or from prevailing custom or trade usage as being required to produce the intended result shall be supplied whether or not specifically called for or identified in the Contract Documents. When words or phrases which have a well-known

CONTRACT # or SHORT DESCRIPTION Page 10 technical or industry or trade meaning are used to describe work, materials, equipment, goods, or services such words or phrases shall be interpreted in accordance with that meaning unless a definition has been provided in the Contract Documents. In resolving conflicts resulting from errors or discrepancies in any of the Contract Documents, the order of precedence shall be in descending order as set forth below (the document in paragraph 9.4.1 having the highest precedence). Provisions of the Contract Documents addressing the same subject which are consistent but have different degrees of specificity shall not be considered to be in conflict, and the more specific language shall control. Order of Precedence:

9.4.1 This Agreement.

9.4.2 The Exhibits to this Agreement.

9.4.3 The RFQ or RFP issued by County.

9.4.4 Consultant’s proposal or statement of qualifications.

9.5 Drafting Ambiguities. The parties acknowledge that they have the right to be advised by legal counsel with respect to the negotiations, terms, and conditions of this Agreement, and the decision of whether to seek advice of legal counsel with respect to this Agreement is the sole responsibility of each party. This Agreement shall not be construed in favor of or against either party by reason of the extent to which each party participated in the drafting of the Agreement.

9.6 Third Party Beneficiaries. Unless expressly set forth in this Agreement, none of the provisions of this Agreement are intended to benefit any third party not specifically referenced herein. No person other than County and Consultant shall have the right to enforce any of the provisions of this Agreement.

9.7 Force Majeure. In the event either party’s performance is delayed due to causes which are outside the control of both parties and their subconsultants, contractors and employees, and could not be avoided by the exercise of due care, which may include, but is not limited to, delays by regulating agencies, wars, floods, adverse weather conditions, labor disputes, unusual delay in transportation, epidemics abroad, earthquakes, fires, terrorism, incidence of disease or other illness that reaches outbreak, epidemic and/or pandemic proportions, unusual delay in deliveries, riots, civil commotion or other unavoidable casualties, and other acts of God, both parties will be entitled to an extension in their time for performance equivalent to the length of delay. Neither party will be entitled to compensation from the other for force majeure events. The party claiming its performance is delayed must demonstrate to the reasonable satisfaction of the other party that a force majeure event is causing the delay; the mere occurrence of a force majeure event is insufficient to extend the time for performance.

9.8 Confidentiality of Services. All services performed by Consultant and any subconsultants, including but not limited to all drafts, data, information, correspondence, proposals, reports of any nature, estimates compiled or composed by Consultant, are for the sole use of County. Neither the documents nor their contents shall be released by Consultant or any subconsultant to any third party without the prior written consent of County. Contractor shall not disclose records or other information provided by County under this Agreement to any third party, except as necessary to perform the scope of services, unless the records or information: (1) were publicly known, or otherwise known to Consultant, at the time it was disclosed to Consultant by County; (2) subsequently become publicly known through no act or omission of Consultant; or (3) otherwise become known to Consultant other than through disclosure by County.

CONTRACT # or SHORT DESCRIPTION Page 11

9.9 Insolvency. Consultant shall notify County if Consultant enters into bankruptcy proceedings. This notification shall be furnished within five days of the initiation of the proceedings relating to bankruptcy filing. This notification shall include the date on which the bankruptcy petition was filed, the identity of the court in which the bankruptcy petition was filed, and a listing of County contract numbers and contracting offices for all County contracts against which final payment has not been made. This obligation remains in effect until final payment is made under this Agreement.

9.10 Attorney’s Fees. If either party commences legal action of any kind or character to either enforce the provisions of this Agreement or to obtain damages for breach thereof, the prevailing party in such litigation shall be entitled to all costs and reasonable attorney’s fees incurred in connection with such action. This paragraph does not apply to attorney’s fees or costs incurred during mediation.

9.11 Venue. This Agreement is made and entered into in Napa County, California. Venue for any legal action in state court filed by either party to this Agreement for the purpose of interpreting or enforcing any provision of this Agreement shall be in the Superior Court of California, County of Napa. Venue for any legal action in federal court filed by either party to this Agreement for the purpose of interpreting or enforcing any provision of this Agreement shall be in the Northern District of California.

9.12 Exhibits Incorporated. All Exhibits referenced in this Agreement are hereby incorporated into the Agreement by this reference.

9.13 County Powers. Nothing contained in this Agreement shall be construed as a limitation upon the powers of County as a subdivision of the State of California. Nothing in this Agreement shall be interpreted as limiting the rights and obligations of County in its governmental or regulatory capacity.

9.14 Survival of Obligations. All indemnifications, warranties, guarantees and other obligations that by their nature involve performance after the early termination or expiration of this Agreement or after completion and acceptance of the scope of services, shall survive the early termination or expiration of this Agreement. Such obligations include, but are not limited to, paragraphs 1.4 (Correction of Deficient

Services), 9.1 (Access to Records/Retention), 9.8 (Confidentiality of Services), and Article VIII (Dispute

Resolution). Obligations related to insurance or indemnity shall continue in full force and effect after the date of early termination or expiration, but only with regard to acts or omissions that occurred during the term of the Agreement.

9.15 Severability. Should any provision of this Agreement be held invalid or illegal by a court of competent jurisdiction, such invalidity or illegality shall not invalidate the whole of this Agreement, but rather, the Agreement shall be construed as if it did not contain the invalid or illegal provision, and the rights and obligations of the parties shall be construed and enforced accordingly, except to the extent that enforcement of this Agreement without the invalidated provision would materially and adversely impact either or both parties’ consideration for entering into this Agreement.

9.16 Amendment/Modification. This Agreement may be modified or amended only in writing and with the prior written consent of both parties. Failure of Consultant to secure such authorization in writing in advance of performing any extra or changed work shall constitute a waiver of any and all rights to adjustment in compensation or contract time.

CONTRACT # or SHORT DESCRIPTION Page 12

9.17 No Waivers. Any failure by either party to insist upon the strict performance by the other of any obligation of this Agreement, or any failure to exercise any right or remedy for a breach of any term or condition of this Agreement, shall not constitute a waiver of any such failure to perform or breach of any term or condition. A waiver must be express and in writing. The waiver by either party of any breach or violation of any requirement of this Agreement shall not be deemed to be a waiver of any such breach in the future, or of the breach of any other requirement of this Agreement.

9.18 No Assignments. Consultant may not assign the obligations under this Agreement, nor any monies due or to become due under this Agreement, without County’s prior written approval. Any assignment in violation of this paragraph shall constitute a default and is grounds for termination of this

Agreement at County’s sole discretion. In no event shall any putative assignment create a contractual relationship between County and any putative assignee.

9.19 Successors in Interest. All rights and obligations created by this Agreement shall be in force and effect whether or not any parties to the Agreement have been succeeded by another entity, and all rights and obligations created by this Agreement shall be vested and binding on any party’s successor in interest.

9.20 Entirety of Contract. This Agreement, including any documents expressly incorporated by reference whether or not attached hereto, constitutes the entire agreement between the parties relating to the subject of this Agreement and supersedes all previous agreements, promises, representations, understandings, and negotiations, whether written or oral, among the parties with respect to the subject matter hereof.

9.21 Electronic Signatures and Counterparts. By executing this Agreement, all parties consent and agree that any electronic signature, as defined by Civil Code section 1633.2(h), affixed hereto shall have the full force and effect as a wet or manual signature. This Agreement may be executed in counterparts, which when taken together, shall constitute a single signed original as though all parties had executed the same page.

THERE ARE TWO DIFFERENT SIGNATURE BLOCKS. USE THE FOLLOWING SIGNATURE

BLOCK IF THE CONTRACT IS BEING APPROVED BY THE CEO OR OTHER COUNTY

OFFICER:

IN WITNESS WHEREOF, this Agreement is executed by County, acting by and through the

[INSERT TITLE OF COUNTY OFFICER], and by Consultant through its duly authorized officer(s).

[NAME OF CONSULTANT]

By _________________________________

[NAME AND TITLE]

CONTRACT # or SHORT DESCRIPTION Page 13

ADD SECOND SIGNATURE LINE IF CONSULTANT IS A CORPORATION. ONE SIGNATURE

MUST BE FROM PRESIDENT OR VICE PRESIDENT. SECOND SIGNATURE MUST BE FROM

SECRETARY, ASSISTANT SECRETARY, CHIEF FINANCIAL OFFICER OR ASSISTANT

TREASURER. IF ONE PERSON HOLDS A POSITION IN EACH GROUP, ONE SIGNATURE IS

OKAY BUT LIST BOTH POSITIONS. ONE SIGNATURE IS ALSO OKAY IF CONSULTANT

PROVIDES CORPORATE DOCUMENT SHOWING ONE PERSON OR POSITION CAN SIGN

CONTRACTS.

NAPA COUNTY, a political subdivision of the State of California

By_______________________________________

Approved as to form: Department Head Approval:

By: _________________ By: ___________________

Deputy County Counsel

Date: _________________ Date: __________________

USE THE FOLLOWING SIGNATURE BLOCK IF THE CONTRACT IS BEING APPROVED BY

THE BOARD OF SUPERVISORS:

IN WITNESS WHEREOF, this Agreement is executed by County, acting by and through the

Chair of the Board of Supervisors, and by Consultant through its duly authorized officer(s).

CONTRACT # or SHORT DESCRIPTION Page 14

ADD SECOND SIGNATURE LINE IF CONSULTANT IS A CORPORATION. ONE SIGNATURE

MUST BE FROM PRESIDENT OR VICE PRESIDENT. SECOND SIGNATURE MUST BE FROM

SECRETARY, ASSISTANT SECRETARY, CHIEF FINANCIAL OFFICER OR ASSISTANT

TREASURER. IF ONE PERSON HOLDS A POSITION IN EACH GROUP, ONE SIGNATURE IS

OKAY BUT LIST BOTH POSITIONS. ONE SIGNATURE IS ALSO OKAY IF CONSULTANT

PROVIDES CORPORATE DOCUMENT SHOWING ONE PERSON OR POSITION CAN SIGN

CONTRACTS.

NAPA COUNTY, a political subdivision of the State of California

By_______________________________________

[NAME OF CURRENT CHAIR], Chair of the Board of

Supervisors

APPROVED AS TO FORM

Office of County Counsel

By: ____________________

Deputy County Counsel

Date: ___________________

APPROVED BY THE NAPA

COUNTY BOARD OF

SUPERVISORS

Date: ___________________

Processed By:

Deputy Clerk of the Board

ATTEST: NEHA HOSKINS

Clerk of the Board of Supervisors

By: _______________________

CONTRACT # or SHORT DESCRIPTION Page 15

Consultant Name FV 123456

EXHIBIT A

SCOPE OF SERVICES

I. Description of Goods and/or Services

INSERT A DESCRIPTION, PREFERABLY IN OUTLINE FORM, OF THE SERVICES TO

BE PROVIDED. IF PAYMENT IS TO BE BY TASKS, THEN THE TASK DESCRIPTION IN

THIS EXHIBIT SHOULD USE THE SAME NUMBERING SYSTEM AS THE TASK

PAYMENT SCHEDULE IN EXHIBIT “B.” IF CONSULTANT’S PROPOSAL IS USED AS

THE BASIS OF THE DESCRIPTION OF SERVICES, THE TERMINOLOGY IN THE

PROPOSAL NEEDS TO BE CONFORMED TO THE TERMINOLOGY IN THE MAIN TEXT

OF THE AGREEMENT. FOR INSTANCE, “COUNTY” SHOULD BE USED RATHER

THAN “NAPA COUNTY,” “YOU,” OR “CUSTOMER” OFTEN SEEN IN PROPOSALS;

“CONSULTANT” SHOULD BE USED RATHER THAN THE VENDOR’S ACTUAL NAME

OR ACRONYM, “US,” OR “WE” OFTEN SEE IN PROPOSALS; AND “WILL” SHOULD BE

CHANGED TO “SHALL” WHENEVER IT REFERS TO SOMETHING WHICH

CONSULTANT IS REQUIRED TO DO UNDER THE AGREEMENT. IF THE PROPOSAL

WAS SENT IN ELECTRONIC FORM, THESE CHANGES CAN BE MADE DIRECTLY IN

THE TEXT, AND THE TEXT USED AS THE DESCRIPTION. OTHERWISE, THIS

SECTION CAN READ: Consultant shall provide [INSERT SHORT DESCRIPTION OF

GOODS AND SERVICES] in accordance with Consultant’s proposal dated [INSERT DATE], which is hereby incorporated into this Exhibit by reference.

II. Schedule

IF THE SCOPE OF SERVICES IS ONLY TO BE PERFORMED ONCE, WITHOUT

INTERIM MILESTONES OR DEADLINES, INSERT: Consultant shall complete the Scope of

Services by [INSERT DATE]. OR Consultant shall complete the Scope of Services within

[INSERT NUMBER] days after the effective date of this Agreement.

IF THE SCOPE OF SERVICES IS TO BE DONE REPETITIVELY, INSERT: Consultant shall perform the Scope of Services [INSERT DESCRIPTION OF INTERVAL, E.G. ONCE PER

MONTH BY THE 15TH OF EACH MONTH].

IF THE SCOPE OF SERVICES HAS INTERIM MILESTONES OR DEADLINES WHICH

ARE ALREADY IN THE CONSULTANT’S PROPOSAL, INSERT: Consultant shall perform the Scope of Services in accordance with the schedule set forth in Consultant’s proposal dated

[INSERT DATE], which is hereby incorporated into this Scope of Services by reference.

IF THE SCOPE OF SERVICES HAS INTERIM MILESTONES OR DEADLINES WHICH

ARE NOT IN THE CONSULTANT’S PROPOSAL, FILL IN THE TABLE BELOW AND

INSERT: Consultant shall perform the Scope of Services in accordance with this schedule:

CONTRACT # or SHORT DESCRIPTION Page 16

Task or Milestone Completion Date

1.

2.

3.

4.

Final Project Completion

COMPLETION DATES MAY BE EXPRESSED AS SPECIFIC DATES OR THE NUMBER

OF DAYS AFTER THE EFFECTIVE DATE OF THE AGREEMENT.

CONTRACT # or SHORT DESCRIPTION Page 17

EXHIBIT B

COMPENSATION AND FEE SCHEDULE

IF THE CONSULTANT IS PAID ON A LUMP SUM BASIS (REGARDLESS OF HOURS

WORKED OR EXPENSES INCURRED), THEN THIS EXHIBIT IS UNNECESSARY. THE

LUMP SUM SHOULD BE IN PARAGRAPH 3.1 OF THE AGREEMENT. SIMPLY INSERT:

Reserved – Not Used.

IF THE CONSULTANT’S PROPOSAL ALREADY INCLUDES A COMPENSATION AND

FEE SCHEDULE THAT IS ACCEPTABLE, INSERT: County will pay Consultant in accordance with the fee schedule set forth in Consultant’s proposal dated [INSERT DATE], which is hereby incorporated into this Exhibit by reference. OR ENTER THE

COMPENSATION AND FEE SCHEDULE HERE.

IF THE CONSULTANT’S HOURLY RATES, UNIT/TASK PRICES, OR EXPENSES ARE

NOT INCLUDED IN A BID OR PROPOSAL, OR ARE CHANGED OR NEGOTIATED,

THEY WILL NEED TO BE ENTERED IN THIS EXHIBIT.

CONTRACT # or SHORT DESCRIPTION Page 18

EXHIBIT C

INSURANCE REQUIREMENTS

C.1 Workers Compensation Insurance. To the extent required by law during the term of this Agreement, Consultant shall provide workers compensation insurance for the performance of any of Consultant’s duties under this Agreement as required by the State of California with statutory limits, and employer’s liability insurance with a limit of no less than TWO MILLION

DOLLARS ($2,000,000) per accident for bodily injury or disease, all with a waiver of subrogation. Consultant shall provide County with certification of all such coverages upon request by County’s Risk Manager.

C.2 Liability Insurance. Consultant shall obtain and maintain in full force and effect during the term of this Agreement the following occurrence-based liability insurance coverages, issued by a company admitted to do business in California and having an A.M. Best rating of A:VII or better, or equivalent self-insurance:

C.2.1 General Liability. Commercial general liability (CGL) insurance coverage

(personal injury and property damage) of not less than TWO MILLION DOLLARS ($2,000,000) combined single limit per occurrence, covering liability or claims for any personal injury, including death, to any person and/or damage to the property of any person arising from the acts or omissions of Consultant or any officer, agent, or employee of Consultant under this

Agreement. If the coverage includes an aggregate limit, the aggregate limit shall be no less than twice the per occurrence limit.

C.2.2 Professional Liability/Errors and Omissions. Professional liability (or errors and omissions) insurance for all activities of Consultant arising out of or in connection with this

Agreement in an amount not less than TWO MILLION DOLLARS ($2,000,000) per claim. If the coverage includes an aggregate limit the aggregate limit shall be no less than twice the per occurrence limit.

C.2.3 Comprehensive Automobile Liability Insurance. Comprehensive automobile liability insurance (Bodily Injury and Property Damage) on owned, hired, leased and non-owned vehicles used in conjunction with Consultant’s business of not less than ONE MILLION

DOLLARS ($1,000,000) combined single limit per occurrence. Coverage shall be business auto insurance coverage using Insurance Services Office (ISO) form number CA 0001 06 92 including symbol 1 (any Auto) or the exact equivalent. If Consultant owns no vehicles, this requirement may be satisfied by a non-owned auto endorsement to the General Liability

Insurance described in paragraph C.2.1, above. If Consultant or Consultant’s employees, officers, or agents will use personal automobiles in any way in the performance of this

Agreement, Consultant shall provide evidence of personal auto liability coverage for each such person upon request.

C.3 Certificates of Coverage. All insurance coverages referenced in paragraph C.2, above, shall be evidenced by one or more certificates of coverage or, with the consent of County’s Risk

CONTRACT # or SHORT DESCRIPTION Page 19

Manager, demonstrated by other evidence of coverage acceptable to County’s Risk Manager, which shall be filed by Consultant with the County Department administering this Agreement prior to commencement of the Scope of Services.

C.3.1 Notice of Cancellation. The certificate(s) or other evidence of coverage shall reference this Agreement by its County number or title and department; shall be kept current during the term of this Agreement; shall provide that County shall be given no less than thirty

(30) days prior written notice of any non-renewal, cancellation, other termination, or material change, except that only ten (10) days prior written notice shall be required where the cause of non-renewal or cancellation is non-payment of premium.

C.3.2 Multiple Insureds. The certificate(s) shall provide that the inclusion of more than one insured shall not operate to impair the rights of one insured against another insured, the coverage afforded applying as though separate policies had been issued to each insured, but the inclusion of more than one insured shall not operate to increase the limits of the company’s liability.

C.3.3 Waiver of Subrogation and Additional Insured Endorsements. For the commercial general liability insurance coverage referenced in subparagraph C.2.1 and, for the comprehensive automobile liability insurance coverage referenced in subparagraph C.2.3 where the vehicles are covered by a commercial policy rather than a personal policy, Consultant shall also file with the evidence of coverage an endorsement from the insurance provider naming Napa

County, its officers, employees, agents, and volunteers as additional insureds and waiving subrogation. For the Workers Compensation insurance coverage, Consultant shall file an endorsement waiving subrogation with the evidence of coverage.

C.3.4 Additional Requirements. The certificate or other evidence of coverage shall provide that if the same policy applies to activities of Consultant not covered by this Agreement, then the limits in the applicable certificate relating to the additional insured coverage of County shall pertain only to liability for activities of Consultant under this Agreement, and that the insurance provided is primary coverage to County with respect to any insurance or self-insurance programs maintained by County. The additional insured endorsements for the general liability coverage shall use Insurance Services Office (ISO) Form No. CG 20 09 11 85 or CG 20 10 11

85, or equivalent, including (if used together) CG 2010 10 01 and CG 2037 10 01; but shall not use the following forms: CG 20 10 10 93 or 03 94.

C.4 Copies of Policies. Upon request by County’s Risk Manager, Consultant shall provide or arrange for the insurer to provide within thirty (30) days of the request, certified copies of the actual insurance policies or relevant portions…

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