N00014-17-S-B001_Amendment_0004.pdf

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ONR BAA Announcement #N00014-17-S-B001 Amendment 0004

April 28, 2017

Long Range Broad Agency Announcement (BAA) for Navy and Marine Corps Science and Technology

The purpose of this amendment is to update the hyperlinks listed on pages 1, 35, 51, and 60.

This amendment 0004 hereby replaces all previous postings of N00014-17-S-B001 in its entirety.

INTRODUCTION:

This publication constitutes a Broad Agency Announcement (BAA) as contemplated in Federal Acquisition Regulation (FAR) 6.102(d)(2) and 35.016, the Department of Defense Grants and Agreements regulations (DoDGARS) 32 CFR 22.315(a). A formal Request for Proposals (RFP), solicitation, and/or additional information regarding this announcement will not be issued.

The Office of Naval Research (ONR) will not issue paper copies of this announcement. The ONR reserves the right to fund all, some, or none of the proposals received under this BAA. ONR provides no funding for direct reimbursement of proposal development costs. Technical and cost proposals (or any other material) submitted in response to this BAA will not be returned. It is the policy of ONR to treat all proposals submitted under this BAA as sensitive competitive information and to disclose their contents only for the purposes of evaluation.

For grant proposals submitted through Grants.gov, offerors should include responses to the Representations indicated in Section VII-A iv. and v. of this BAA and located at https://www.onr.navy.mil/en/Contracts-Grants/submit-proposal/grants-proposal

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This BAA is intended for proposals related to basic research, applied research, or advanced technology development and that part of development not related to the development of a specific system or hardware procurement. For Navy and Marine Corps Science, Technology, Engineering & Mathematics (STEM) programs, refer to N00014-17-S-F002, which may be found at the ONR Broad Agency Announcement (BAA) webpage- http://www.onr.navy.mil/Contracts- Grants/Funding-Opportunities/Broad-Agency- Announcements.aspx.

This announcement replaces BAA N00014-16-R-BA01.

Hyperlinks have been embedded within this document and appear as underlined, blue-colored words. The reader may “jump” to the linked section by clicking the hyperlink.

Table of Contents

I. GENERAL INFORMATION…………………………………………………….. 4

A. Agency Name………………………………………………………………. 4 B. Research Opportunity Title……………………….………………………… 4 C. Program Name…………………………………….…..…….……………… 4 D. Research Opportunity Number…………………….……………………….. 4 E. Response Date………………………………………………………………. 4 F. Research Opportunity Description………………………………………….. 4 G. Point(s) of Contact…………………………………………………………... 33 H. Instrument Type(s)…………………………………………………………. 34 I. Catalog of Federal Domestic Assistance (CFDA) Numbers………………... 35 J. Catalog of Federal Domestic Assistance (CFDA) Titles……………………..

K. Other Information…………………………………………………………...

II. AWARD INFORMATION………………………………………………………... 36

A. Amount and Period of Performance………………………………………… 36 B. Peer Reviews………………………………………………………………...

C. Production and Testing of Prototypes….…………………………………

III. ELIGIBILITY INFORMATION………………………………………………

IV. APPLICATION AND SUBMISSION INFORMATION………………………... 38

A. Application and Submission Process………………………………………... 38 B. Content and Format of White Papers/Full Proposals……………………….. 38

i. White Papers…………………………….……………………………. 40

a. White Papers Format……………………………………………

b. White Papers Submission………………………………………

c. White Papers Content…………………………………………..

ii. Full Proposals……………………..………………………………

a. Instructions for Contracts, Cooperative Agreements, and Other

Transaction Agreements………………………………………...

b. Instructions for Grants………………………………………….

C. Significant Dates and Times……………………………………………… D. Submission of Late Proposals………………………………………………. 51 E. Submission of Grant Proposals through Grants.gov………………………….

F. Submission of Full Proposals for Contracts, Cooperative

Agreements, and Other Transactions… http://www.onr.navy.mil/Contracts-Grants/Funding-Opportunities/Broad-Agency-Announcements.aspx http://www.onr.navy.mil/Contracts-Grants/Funding-Opportunities/Broad-Agency-Announcements.aspx http://www.onr.navy.mil/Contracts-Grants/Funding-Opportunities/Broad-Agency-Announcements.aspx

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V. EVALUATION INFORMATION……………………………………………….. 53

A. Evaluation Criteria…………….……………………………………………… 53 B. Commitment to Small Business and Other Socio-Economic Concerns (For Contract Awards Only)………………………………………………….

C. Options……….……………………………………………………………….

D. Evaluation Panel……………………………………………………………… E. General Information Regarding the Review and Selection Process for

Grants………………………………………………………………………….

VI. AWARD ADMINISTRATION INFORMATION…………………………………. 57

VII. OTHER INFORMATION…………………………………………………………. 59

A. Applies to Grant, Cooperative Agreement and Other Transaction Agreement applications only…………..…...………………………………………………

B. Applies to Contracts only ….…………….……………………………………. 64 C. Applies to Contracts, Grants, Cooperative Agreements, and Other

Transaction Agreements……………………………………………………….

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I. GENERAL INFORMATION

A. Agency Name –

Office of Naval Research One Liberty Center 875 N. Randolph Street Arlington, VA 22203-1995

B. Research Opportunity Title –

Long Range Broad Agency Announcement (BAA) for Navy and Marine Corps Science & Technology

C. Program Name –

Not Applicable (N/A)

D. Research Opportunity Number –

N00014-17-S-B001

E. Response Date –

This announcement will remain open until 30 September 2017 or until replaced by a successor BAA, whichever first occurs. Proposals may be submitted at any time during this period.

F. Research Opportunity Description –

The Office of Naval Research (ONR) is interested in receiving proposals for Long-Range Science and Technology (S&T) Projects which offer potential for advancement and improvement of Navy and Marine Corps operations. Readers should note that this is an announcement to declare ONR’s broad role in competitive funding of meritorious research across a spectrum of science and engineering disciplines. A brief description of the ONR Program Codes and the science and technology thrusts that ONR is pursuing is provided below. Additional information can be found at the ONR website at http://www.onr.navy.mil/Science-Technology/Departments.aspx.

Potential offerors are urged to check the program areas that they are interested in throughout the year for updates to thrust areas and research priorities on the ONR website at http://www.onr.navy.mil. Prior to preparing proposals, potential offerors are strongly encouraged to contact the ONR technical point of contact (POC). To identify the POC, follow the link for the appropriate code or division listed below and then click on the link to the thrust or topic area. Each thrust or topic area will provide a POC or e-mail address.

http://www.onr.navy.mil/Science-Technology/Departments.aspx http://www.onr.navy.mil/Science-Technology/Departments.aspx http://www.onr.navy.mil/

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List of Departments

• Expeditionary Maneuver Warfare & Combating Terrorism Department (Code 30)

• Command, Control, Communications, Computers, Intelligence, Surveillance, and

Reconnaissance (C4ISR) Department (Code 31)

• Ocean Battlespace Sensing Department (Code 32)

• Sea Warfare and Weapons Department (Code 33)

• Warfighter Performance Department (Code 34)

• Naval Air Warfare and Weapons Department (Code 35)

• Marine Corps Warfighting Lab (MCWL)

• Office of Naval Research Global (ONRG)

* Click on the above hyperlinks to navigate directly to your desired section

Expeditionary Maneuver Warfare & Combating Terrorism Department (Code 30)

Code 30 develops and transitions technologies to enable the Navy-Marine Corps team to win and survive on the battlefield. The department invests primarily in asymmetric and irregular warfare, distributed operations, information dominance, and survivability and self-defense. To achieve the goals of the department, the expertise of a number of technical communities are needed. The department supports applied physics efforts ranging from electromagnetics for C4 to condensed matter physics. The department engages chemistry and materials science to improve structures and efficiencies of our platforms and systems and is interested in emerging opportunities from the computer science community to efficiently control and protect our information and hardware systems. Given the applied nature of some of the department’s work, we frequently support ideas and opportunities from the engineering community including electrical, mechanical, and software engineering. The department is interested in engaging with these and other technical communities to identify concepts and technologies that will improve warfighter effectiveness in the thrusts described below.

1) ONR 30 Command, Control, Computers and Communication (C4) Technology Area seeks to provide tomorrow’s small unit naval expeditionary war fighters with the precise information they need, when they need it, in highly-contested environments. The portfolio seeks to develop and mature those technologies enabling real-time manipulation of the electromagnetic and cyberspace domains, providing both offensive and defensive capabilities. We desire to provide a non-fixed-infrastructure communications, networking, and information architecture that enable expeditionary warfighters to exchange vital information between the sea base and maneuvering forces ashore beyond line of sight. The solutions must enable operations in contested electromagnetic and cyberspace domains.

To fulfill this vision, we are interested in the following science and technology areas, in priority order:

• Spectral coexistence and efficiency techniques that can greatly increase the information capacity per unit spectrum;

• Determining position and synchronizing timing in the absence of GPS;

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• Authentication of users and establishing secure communications sessions in an opportunistic (ad hoc) manner without the use of controlled cryptographic items;

• Electromagnetic spectrum (EMS) and cyber-domain situational awareness at the tactical edge;

• Novel approaches for multi-layer mobile device security;

• Offensive cyber, cyber-physical, RF-cyber, and electronic attack (EA) capabilities;

• Real-time determination of unintended friendly EMS and cyber-domain effects, and technologies to mitigate those effects;

• Compact antennas that operate over wide bands including those that can operate both in omnidirectional and highly directional modes;

• Cross-layer approaches to content-based information movement without impacting architectural flexibility;

• Software radio architectures that can quickly change between waveforms and simultaneously transmit and receive more than one waveform;

• Low-size, weight and power, adaptable RF electronics, PAs, filters, etc., that are frequency and bandwidth agile;

• Ability to autonomously extract meaning from information flows;

• Machine understandable representation of commander’s intent (high-level instructions) and automatic provision of only needed information, when needed, in user-consumable formats; and

• Architectures of operating in a disconnected, intermittent, low-bandwidth (DIL) environment, for the management of cyber/EW effects.

Potential proposers are encouraged to consider the unique environments in which expeditionary forces operate constrain possible S&T solutions and differ considerably from the commercial environment.

Further information may be found at (http://www.onr.navy.mil/Science- Technology/Departments/Code-30/All-Programs/C4.aspx).

2) ONR 30 Fires’ portfolio seeks to enable warfighters employed in small, distributed units with tools to locate and decisively destroy larger enemy forces by applying timely, reliable, precise, and accurate fires from a myriad of platforms. Research areas are integrated, lightweight optics and sensors to see through all battlefield conditions and lightweight, organic, advanced weapons for the rapid, accurate, effective application of firepower Technology initiatives are:

a) Targeting and engagement, to empower warfighters of the future to acquire and apply precision fires against unconventional and hybrid targets, across the full range of military operations and environments by developing targeting technologies (detection, location, identification, designation, and tracking) for faster, more precise engagements, while simplifying tasks for the warfighter.

b) Advanced ammunition and energetics, to provide improved lethality and dominance of the individual warfighter within his area of influence through advanced warhead, propulsion, and ammunition technologies, enabling engagement of the enemy from greater distances and with tailorable effects by providing more capable, lighter weight ammunition across the http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/C4.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/C4.aspx

N00014-17-S-B001 Updated 28 APR 2017 7 spectrum of lethality (to include contained collateral damage situations); with increased reliability, effective range, and precision; for direct and indirect fire weapons, small arms through major caliber; with low costs and logistics burden; increased operating, transportation, and storage safety; and increased shelf life with reduced storage maintenance requirements.

c) Advanced weapons, to increase capabilities of warfighters with lightweight, reliable, accurate, and affordable weapons systems; enabling engagement of organic and inorganic, scalable lethality; realizing fires as a commodity against diverse unconventional and hybrid threats from ground, air, and naval platforms; and with the ability to escalate from non-lethal to lethal force over the full spectrum of military operations.

Further information may be found at (http://www.onr.navy.mil/Science- Technology/Departments/Code-30/All-Programs/Fires.aspx).

3) ONR 30 Force Protection seeks to develop and mature technologies that provide protection from myriad modes of enemy attack through the spectrum of warfare, including concepts such as asymmetric and irregular warfare and distributed operations which concentrate on the small unit and individual warfighters. End products will include protective systems expeditionary in nature, lightweight, and capable of providing a far greater degree of performance than any comparable system currently available. Thus, aligned technologies must assist in enabling this vision as well as being novel/new.

The areas of investigation include but are not limited to:

a) Detection of buried devices from standoff distances utilizing electromagnetic, seismic, acoustic methods for penetration or UV/Vis/IR methods for surface analysis.

b) Breaching and neutralization of explosive hazards utilizing energetics or electromagnetic energy.

c) Detection of adversary threat weapons systems (rockets, artillery, mortars, UAVs, etc.)

from mobile platforms utilizing Electro-optical, Infrared, LIDAR/LADAR, RADAR, Radio Frequency, Acoustic and other techniques.

d) Compact High Energy Lasers, Beam Directors, Power, and Cooling sub-system technologies to enable on-the-move capability in a tactically relevant platform

(HMMWV/JLTV).

Further information may be found at (http://www.onr.navy.mil/Science- Technology/Departments/Code-30/All-Programs/Force-Protection.aspx).

4) ONR 30 Human Performance Training and Education (HPT&E) seeks to understand the science of improving human performance in order to prepare warfighters for the complex and chaotic joint operating environment. HPT&E will focus on developing training technologies, knowledge products, architectures, and training systems that accelerate mental, emotional and cognitive decision making skills for Expeditionary Warfighters, who are ready to deploy anywhere in the world on short notice, function as part of an effective team, and assume greater leadership responsibilities. Our priorities for research are to develop more skilled small unit http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Fires.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Fires.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Force-Protection.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Force-Protection.aspx

N00014-17-S-B001 Updated 28 APR 2017 8 leaders, small unit teams and individuals through efforts to improve decision making, resiliency and readiness. Technology investment areas include:

a) Decision making and expertise development;

b) Mental resiliency and cognitive adaptability; and

c) Enhanced physical readiness.

Further information may be found at (http://www.onr.navy.mil/Science- Technology/Departments/Code-30/All-Programs/Human-Performance-Training.aspx)

5) ONR 30 Intelligence, Surveillance and Reconnaissance (ISR) seeks to develop and leverage advanced technologies for future intelligence, surveillance and reconnaissance systems.

Program goals include:

a) Enhance situational awareness;

b) Enable real-time tactical decision support tools and systems;

c) Provide proactive and predictive capabilities for conventional and irregular expeditionary and amphibious mission planning and conduct;

d) Understand the physical, military and civil terrain;

e) Understand the human, social, cultural and behavioral factors that influence human behavior and to improve our ability to model these influences and understand their impact on human behavior at the individual, group and society-levels; and

f) Enhance the integration of ISR with other warfighting functions.

Technology investment areas include:

a) Data science;

b) Data fusion;

c) Machine learning/artificial intelligence;

d) Advanced sensors; and

e) Advanced processing methodologies and architectures.

Further information may be found at (http://www.onr.navy.mil/Science- Technology/Departments/Code-30/All-Programs/Intelligence-Surveillance-ISR.aspx)

6) ONR 30 Logistics research is seeking new technologies along two central themes: new maintenance technologies for expeditionary combat systems and new expeditionary energy technologies that support distributed operations (from the individual Marine to small units).

Program goals include:

a) enhance the maintainability of current and future warfighting equipment;

b) reduced fuel consumption to enhance small unit self-sufficiency;

c) increased energy density for individual Marine power sources; and

d) modification of Marine behaviors to reduce energy consumption.

http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Human-Performance-Training.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Human-Performance-Training.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Intelligence-Surveillance-ISR.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Intelligence-Surveillance-ISR.aspx

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Technology investment areas include:

a) new sensors for ground vehicles to assess health;

b) new algorithms to perform vehicle health diagnostics / prognostics;

c) compact, lightweight, quiet, durable, near maintenance-free expeditionary power systems (few kW);

d) research and technologies to enhance behavior-centered energy initiatives for deployed forces and combat systems;

e) hybrid, expeditionary, digital manufacturing (additive manufacturing, computer numerical control, cold spray, etc.) approaches to improve maintainability and reduce the logistics tail;

f) technologies to reduce the weight of power and energy for the individual Marine; and

g) integration of logistics data into command and control and intelligence systems.

Technology/Departments/Code-30/All-Programs/Logistics.aspx)

7) ONR 30 Maneuver explores technologies to increase the warfighting capabilities and effectiveness of the Marine Corps Air Ground Task Force. This thrust seeks new and novel technologies and innovative concepts and approaches to: improve off-road mobility through intelligent systems and 3-dimensional movement, vehicle cyber protection, fuel economy and powertrain efficiency, survivability of ground vehicles, assist in moving troops and equipment from shipboard to inland objectives; enhance our vehicle fleet through improvements to modularity and platform architecture; lighten the physical and cognitive load on Marines via affordable autonomous technologies from manned and unmanned ground platforms.

(http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All- Programs/Maneuver.aspx ). Technology investment areas are:

a) Autonomy - Research and component technologies to support cooperative autonomy and autonomous navigation for amphibious platforms (surface, surf, and ground domains) including dynamic object tracking and terrain segmentation and classification (including novel perception methods), path planning and navigation over and through complex terrain (ground and surf zones), heterogeneous multi-platform cross-domain mission planning, dynamic resource allocation, and coordinated tactical behaviors.

b) Survivability – Signature control and management, situational awareness and threat prediction, active and adaptive protection technologies, lightweight armor, directed energy protection, underbody blast protection, crew protection technologies, and fire prevention or suppression

c) Mobility - Intelligent off-road mobility, Powertrain Efficiency, Platform Architecture technologies

Technology/Departments/Code-30/All-Programs/Maneuver.aspx) http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Logistics.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Logistics.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Maneuver.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Maneuver.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Maneuver.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-30/All-Programs/Maneuver.aspx

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8) ONR 30 Science Addressing Asymmetric Explosive Threats (SAAET) seeks basic and applied research topics to purse fundamental science and innovation that provide promising new approaches and concepts to advance current state-of-art technologies and understanding of phenomenology that will ultimately lead to improving in standoff detection and neutralization of improvised explosive devices (IED) and their related components from outside of explosive hazard range. Ideal solutions for the detection should have potential to provide determination of all types of explosives, sufficient coverage rate enabling detection, classification, and identification all the explosive threats from a moving platform. For the neutralization, SAAET seeks to identify and develop novel RF and microwave sources and their related key components that significantly improve upon existing state-of-the-art performance, size, weight and power.

The current program pursues the following research areas.

1. Detection

a. Stand-off spectroscopy (Rapid wide area detection, multi-environment, hidden or obscured items);

b. Remote miniature sensors for small ground or airborne moving platforms;

c. Canine research; and

d. Biological/hybrid detection research.

2. Neutralization

a. High Power Radio Frequency (HPRF) Compact Source Technology; and

b. High Voltage Solid-State Fast Rise-time Switches and Drivers.

Topics that can provide address multiple tasks (orthogonal measurement techniques) that are described above are also pursued. In addition, offerors possessing any additional innovative ideas, concepts, or recommendations that can significantly improve detection and neutralization capabilities beyond the topics listed above are also encouraged to submit proposals.

Command, Control, Communications, Computers, Intelligence, Surveillance, and Reconnaissance (C4ISR) (Code 31)

Code 31 invests in areas of science and their applications such as data science, mathematical and computational science, computer and information sciences, quantum information sciences, cyber security, electronics, command and control and combat systems, communications, cyber operations, electronic warfare, sensing and surveillance, and precision timing and navigation.

Specific thrusts and focused research areas are:

1) Mathematics, Computers and Information Sciences, which sponsors basic and applied research, and advanced technology development efforts in mathematics, computer and information sciences that address Navy and Department of Defense needs in computation, information processing, information operation, information assurance and cybersecurity, decision tools, and command and control with specific focus on enabling rapid, accurate decision making

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(http://www.onr.navy.mil/Science-Technology/Departments/Code-31/All- Programs/311- Mathematics-Computers-Research.aspx).

Specific scientific and technical areas include:

a) Applied and computational analysis;

b) Command and control;

c) Computational methods for decisions making;

d) Cyber security and complex software systems;

e) Machine learning, reasoning, and intelligence;

f) Mathematical data science;

g) Mathematical optimization and operations research; and

h) Quantum information sciences.

2) Electronics, Sensors and Network Research, which conducts an integrated program of basic and applied research and advanced technology development into technologies that enable new and innovative uses of the electromagnetic spectrum in areas of surface and aerospace surveillance, communications, electronic combat, and navigation. All of these areas are supported by a broad research program in electronics which is focused on the reduction of the cost, weight and size of transmit and receive systems. Two overarching goals are the development of technologies and techniques to support adaptive persistent surveillance, and the development of digital/radio frequency technologies and techniques to support active aperture phased arrays capable of performing multiple functions simultaneously (http://www.onr.navy.mil/Science-Technology/Departments/Code-31/All- Programs/312-Electronics-Sensors.aspx).

Specific scientific and technical areas include:

a) Active aperture array;

b) Atomic, molecular and quantum physics;

c) Communications and networking;

d) Electromagnetic materials;

e) Electronic warfare;

f) EO/IR sensors and sensor processing;

g) Nanoscale computing devices and systems;

h) Precision, Navigation and timekeeping;

i) RF surveillance and signal processing;

j) Mixed signal (radio frequency and digital) processing devices, circuits and architecture;

k) Radio frequency superconducting technologies; and

l) Radio frequency semiconductors, radio frequency solid state amplifiers;

and wide bandgap materials.

http://www.onr.navy.mil/Science-Technology/Departments/Code-31/All-Programs/311-Mathematics-Computers-Research.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-31/All-Programs/311-Mathematics-Computers-Research.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-31/All-Programs/311-Mathematics-Computers-Research.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-31/All-Programs/312-Electronics-Sensors.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-31/All-Programs/312-Electronics-Sensors.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-31/All-Programs/312-Electronics-Sensors.aspx

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Ocean Battlespace Sensing (Code 32)

Code 32 explores science and technology in the areas of oceanographic and meteorological observations, modeling and prediction in the battlespace environment; submarine detection and classifications (anti-submarine warfare); and mine warfare applications for detecting and neutralizing mines in both the ocean and littoral environment. Specific thrusts and focused research areas are:

1) Ocean Sensing and Systems Application, which conducts an extensive program of scientific inquiry and technology development in maritime sensing, ocean engineering and marine systems, and undersea signal processing (http://www.onr.navy.mil/Science- Technology/Departments/Code-32/All- Programs/Ocean-Systems-321.aspx). Specific technical areas are:

a) Maritime sensing;

b) Ocean engineering & marine systems; and

c) Undersea signal processing.

2) Ocean, Atmosphere and Space Research, which concentrates on improving Navy and Marine Corps understanding of environmental evolution, assimilation of data, and the limits of predictability by planning, fostering and encouraging scientific inquiry and technological development in fields ranging from littoral geosciences to high latitude dynamics (http://www.onr.navy.mil/Science- Technology/Departments/Code-32/All- Programs/Atmosphere-Research-322.aspx).

Specific technical areas are:

a) Arctic and Global Protection;

b) Littoral Geosciences and Optics;

c) Marine Mammals and Biology;

d) Marine Meteorology

e) Ocean acoustics;

f) Physical oceanography; and

g) Space environment.

Sea Warfare and Weapons Department (Code 33)

Code 33 develops and delivers technology to enable superior warfighting capabilities for surface and sub-surface naval platforms and undersea weaponry. Code 33 also develops and delivers technology to reduce total life cycle cost of naval platforms, to minimize the energy footprint of Naval forces, and to develop new scientists and engineers for Navy-unique technological areas. Specific thrusts and focused research areas are:

1) Ship Systems and Engineering Research: Focused on providing technologically superior warfighting capabilities at reduced total ownership costs for surface and subsurface platforms through investments in basic and applied research and advanced technology development of programs in: a) hydrodynamics, b) survivability c) electrical and thermal systems d) platform structures and e) autonomy for unmanned http://www.onr.navy.mil/Science-Technology/Departments/Code-32/All-Programs/Ocean-Systems-321.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-32/All-Programs/Ocean-Systems-321.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-32/All-Programs/Ocean-Systems-321.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-32/All-Programs/Atmosphere-Research-322.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-32/All-Programs/Atmosphere-Research-322.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-32/All-Programs/Atmosphere-Research-322.aspx

N00014-17-S-B001 Updated 28 APR 2017 13 surface vehicles (USV). The division is also responsible for the National Naval Responsibility in Naval Engineering (NNR-NE). The NNR-NE supports fundamental and early applied research in the areas of propulsion, platform structures, hydrodynamics, automation control and system engineering, design tools, naval power systems and ensuring a strong and healthy academic infrastructure. Specific research themes are:

a. Hydrodynamics: Surface ship hydrodynamics is focused on the theory, computation, and lab and at-sea experimentation to develop understanding and prediction capabilities for all hydrodynamic phenomena associated with surface ships and small craft, their effects on vessel performance, and concepts for modification. Propulsor hydrodynamics is focused on understanding the physics of flow around propulsors and their interactions to improve propulsor performance, mobility, efficiency, and affordability, as well as prediction and control of various types of cavitation on propulsors and appendages. This also includes predictive capability of cavitation inception, thrust breakdown, and erosion phenomenon and scaling laws. Science and technology efforts in the area of Subsurface Hydrodynamics include identifying, understanding, predicting, and controlling flow physics, as well as turbulence and stratified wakes. This is further applied to Subsurface Maneuvering Technologies, and understanding the Dynamics of Interacting Platforms.

b. Survivability: Investigate and understand electromagnetic (EM) sources (including major ferro and non-ferromagnetic sources, eddy currents, and Corrosion Related Magnetic Fields (CRM)) that are associated with naval platforms. Develop understanding of EM field propagation relationships and analysis aids, and technologies to predict the electromagnetic properties of a naval platform.

Advance physics based understanding of platform acoustics. Discover and develop algorithms and methods that will enable the development of improved design, analysis, and prediction tools for enhanced acoustic performance. Understand, design and develop optical and acoustic metamaterials to control light and sound propagation over a large frequency range. New architectures to overcome challenges associated with loss, bandwidth, and scalability are being explored.

Design and develop models, algorithms, and integrated development environments for simulation and control of complex, interdependent, distributed shipboard machinery systems to enable integrated, autonomous operation and reconfiguration of shipboard machinery systems.

c. Electrical and Thermal Systems: Provide a scientific foundation for a reconfigurable electric warship including physical properties, control laws, stability criteria, modeling and simulation, advanced design and development methods. Develop new machinery integration concepts. Develop simulation based Verification, Validation and Accreditation (VV&A) methods and technologies.

Contribute to system reconfiguration. Design a ship electrical system architecture based on a main bus that distributes “rough” DC power throughout the ship at nominally 10 KV. Conduct fundamental research necessary for enabling scientific

N00014-17-S-B001 Updated 28 APR 2017 14 progress and breakthroughs in shipboard and expeditionary power & energy technology. Development of macro- and atomic-scale multi-physics models is being pursued to enhance understanding of materials processing & performance, energy conversion mechanisms, cyber-physical energy concepts, and power management. Advanced magnetics, material surface science, and solid-state conversion concepts are of interest, and alternative energy approaches for powering Navy equipment of the future are being investigated. Advance thermal science and technology through fundamental studies of multi-phase heat transfer, fluid dynamics, and nanostructured materials in order to efficiently acquire, transport and reject heat and enable higher power density electronic systems associated with Advanced Naval Power Systems. System-level studies focus on the scalability and reliability of component technologies. Another thrust is the development of tools to model heat transfer at multiple length scales allowing for simulation of heat flow through the ship in order to evaluate the impact of power conversion electronics, sensors, and weapons on the overall thermal balance of the vessel.

d. Platform Structures: Focused on time-varying, structural reliability analysis and prediction for a ship structural system with uncertainty quantification and propagation. Specific topics include novel structural configurations across composite and metallic materials and prediction methods for advanced global hull strength, local panel and component strength, fatigue and fracture strength, and seaway loads and load effects for high-speed/high-performance ships and vessels.

e. Unmanned Surface Vehicles (USV): Autonomy for USVs and related mission functions.

(http://www.onr.navy.mil/Science-Technology/Departments/Code- 33/All- Programs/331-ship-systems-engineering.aspx).

2) Naval Materials Science and Technology: Focused on a full spectrum of activities from long-range, fundamental scientific and engineering research in the design and realization of new materials and systems to fulfilling the unique requirements of marine and military applications. Experimental work is closely coupled with the development of models and predictive capabilities for materials properties and behavior. Specific research areas include:

a. Functional Materials (Electrochemical power sources, Dielectric materials and films for pulsed power applications, Electronic and optical ceramics, and Functional polymeric organic materials)

b. Structural Materials (Bulk nanostructured materials, Composite materials development and processing; Fracture and fatigue damage of Naval structural materials: (1) fatigue of structural materials and (2) deformation/fracture in nanostructured materials; High temperature turbine materials, Ultra-high temperature materials, Solid Mechanics, Structural cellular materials, Structural Metals, Highly-rate sensitive polymers to improve survivability to blast and ballistic penetration, http://www.onr.navy.mil/Science-Technology/Departments/Code-33/All-Programs/331-ship-systems-engineering.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-33/All-Programs/331-ship-systems-engineering.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-33/All-Programs/331-ship-systems-engineering.aspx

N00014-17-S-B001 Updated 28 APR 2017 15 and Non-Destructive Evaluation, Structural Health Monitoring, Prognostics)

c. Environmental Quality (Environmentally benign marine antifouling coatings and

Environmental quality waste treatment/reduction)

d. Pervasive Materials S&T (Computer Aided Materials Design and Integrated

Computational Materials Engineering)

(http://www.onr.navy.mil/Science-Technology/Departments/Code-33/All- Programs/332- naval-materials.aspx).

3) Sea Platforms and Weapons: Focused on coordinating the transition of technologically superior systems and equipment that will enhance warfighting capabilities.

a. Sea Weapons Program: Accomplished through the Naval Undersea Research

Program, which was established in part to increase the number of engineers and scientists in Navy laboratories and University Affiliated Research Centers that conduct research and development of undersea weapon technology. Core technology areas for applied research and technology development include:

guidance, control and autonomy; sensors; signal processing; planning and control algorithms; signal management for undersea distributed network systems (UDNS);

weapon energy conversion; batteries, air-independent fuel cells and hybrids;

motors; otto fuel replacements; vehicle technology; liquid fuels for “gas and go” concepts; corrosion and anti-fouling coatings; hydrodynamics; control surfaces;

propulsors; drag and noise reduction; projectiles; warheads; explosives;

detonators; and fuses .

b. Sea Platforms Program: Focused on corrosion control and prevention S&T and other S&T challenges for platform affordability.

(http://www.onr.navy.mil/Science-Technology/Departments/Code-33/All- Programs/333- sea-platforms-weapons.aspx).

4) Naval Energy Resiliency and Sustainability: Focused on, but not limited to, alternative energy research; microgrid analysis and testing; integration of renewable energy resources into energy systems; advanced materials research and testing; and energy efficiency. Research addresses energy challenges ashore, as well as advances energy systems for sea warfare.

Warfighter Performance (Code 34)

Code 34 enhances warfighter effectiveness and efficiency through bioengineered and biorobotic systems, medical technologies, improved manpower, personnel, training and system design. There are two divisions: Human & Bioengineered Systems and Warfighter Protection & Applications.

http://www.onr.navy.mil/Science-Technology/Departments/Code-33/All-Programs/332-naval-materials.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-33/All-Programs/332-naval-materials.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-33/All-Programs/332-naval-materials.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-33/All-Programs/333-sea-platforms-weapons.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-33/All-Programs/333-sea-platforms-weapons.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-33/All-Programs/333-sea-platforms-weapons.aspx

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1) Human and Bioengineered Systems covers cognitive science, computational neuroscience, bioscience and bio-mimetic technology, social/organizational science, training, human factors, and decision making. The goals are: sustained and improved warfighter performance and enhanced decision making in all environments through training; creating options for future (perhaps unanticipated) naval decisions, based upon fundamental understanding gained from cognitive and neuroscience; supporting integrated interdisciplinary research program; and cultivating transition of findings to government and industry via advanced technology development, small business and acquisition projects (http://www.onr.navy.mil/Science-Technology/Departments/Code- 34/All-Programs/human-bioengineered-systems-341.aspx ). Specific thrusts and focused research are:

a) Affordable human behavior modeling;

b) Agile and reconfigurable organizational structures for command and control;

c) Applied instructional research;

d) Biometrics in the maritime domain;

e) Biorobotics;

f) Cognitive science of learning;

g) Computational neuroscience;

h) Human activity recognition;

i) Human robot interaction;

j) Multi-echelon command decision making;

k) Perception, metacognition and cognitive control;

l) Representing and reasoning about uncertainty;

m) Skill acquisition;

n) Social network analysis for combating terrorist networks;

o) Theoretical foundations for socio-cognitive architectures; and

p) Virtual technologies and environments.

2) Warfighter Protection and Applications covers bioscience and bio-mimetic technology; biomaterials; biomedical technologies; expeditionary and undersea medicine;

physiology and biophysics; immunology; applied manpower, personnel, training, and education; marine mammal health; and noise induced hearing loss. The division conducts research and technology demonstration programs directed at maintaining the survival, health and performance of Navy and Marine Corps personnel during training, routine and special operations, and in time of war. The goals are to: increase the survival of casualties through intermediate, life-saving treatment and stabilization; prevent personnel injury caused by the stresses of demanding Naval occupations and environments; enhance cognitive and physiological performance of Navy and Marine Corps personnel in military environments; prepare Sailors and Marines to fight and win in an information rich, distributed battlespace; get the right warfighters into the right job, at the right time with the right tools; and provide a 21st century learning environment designed to deliver the right training (http://www.onr.navy.mil/Science-Technology/Departments/Code-34/All- Programs/warfighter-protection-applications-342.aspx ).

http://www.onr.navy.mil/Science-Technology/Departments/Code-34/All-Programs/human-bioengineered-systems-341.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-34/All-Programs/human-bioengineered-systems-341.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-34/All-Programs/warfighter-protection-applications-342.aspx http://www.onr.navy.mil/Science-Technology/Departments/Code-34/All-Programs/warfighter-protection-applications-342.aspx

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Specific thrusts and topics of interest are:

a) Basic biomedical science;

b) Bio-energy harvesting;

c) Biomaterials and bionanotechnology;

d) Biomedical technologies;

e) Biophysics;

f) Bioscience and bio-mimetic technology;

g) Casualty care and management;

h) Casualty prevention;

i) Gut microbiology and response to stressors

j) Human systems integration (HSI);

k) Manpower and personnel;

l) Marine biofouling control;

m) Marine mammal health;

n) Noise induced hearing loss;

o) Stress physiology;

p) Synthetic biology; and

q) Undersea medicine.

Naval Air Warfare and Weapons (Code 35)

The Naval Air Warfare and Weapons (Code 35) Department supports the Navy and Marine Corps needs, fostering basic, applied and advanced research in support of the Sea-Based Aviation National Naval Responsibility as well as directed energy, energetic materials, autonomy, electromagnetic launch, and high speed conventional air and surface weapons.

For more information visit the ONR Code 35 webpage at:

http://www.onr.navy.mil/Home/Science- Technology/Departments/Code-35.aspx

1) The Aerospace Sciences Research Division focuses on fundamental advancements in underlying and fundamental knowledge to enable transformational capabilities for Sea-Based Aviation and strike technology. Basic and applied research projects include aerodynamics and aeromechanics for fixed wing and rotary-wing aircraft, advanced power, propulsion, and thermal management for naval air platforms and weapons, advanced materials, coatings, and structures, instrumentation, navigation, guidance and control of air vehicles, autonomous and remotely piloted vehicles and groups of such vehicles, science of autonomy, hypersonic aerodynamics, energetic materials, directed energy, counter-directed energy, new concepts and fundamental methods in the design, analysis, and systems engineering of naval air platforms and weapons.

a) Sea-Based Aviation National Naval Responsibility – Air Vehicle Technology The Navy and Marine Corps rely on fixed-wing, rotary-wing, and V/STOL aircraft to perform and support a wide variety of missions such as close air support, air defense, logistics, expeditionary operations, anti-submarine & anti-mine warfare, and search & rescue. The unique requirement to operate from ships at night, in bad weather and at high sea states leads to a number of S&T challenges. Shipboard landings require precise relative navigation and control in highly unsteady ship airwakes to land on http://www.onr.navy.mil/Home/Science-http://www.onr.navy.mil/Home/Science-

N00014-17-S-B001 Updated 28 APR 2017 18 pitching and rolling decks in high sea states. Shipboard operations also require unique designs to accommodate limited space and safe operations & support in densely packed areas. The Marine Corps depends on fast, agile air vehicles to execute its Ship-to- Objective Maneuver and distributed operations. Achieving all of these requirements while maintaining the ability for long range force projection calls for air vehicle designs that balance mechanical durability, corrosion resistance, aerodynamic efficiency, lightweight structure and control. This program is soliciting white papers and proposals to conduct basic and applied research addressing Navy-driven and Navy-unique challenges in the following areas:

i. Flow control methods for improving performance, maneuverability and efficiency.

ii. Advanced control systems to achieve robust and precise shipboard landings in highly unsteady conditions

iii. Scaled experiments to validate the predicted effectivity of novel control mechanisms as well as the basic physics governing interactions with free-body dynamics

iv. Computationally efficient analytical tools for coupled ship/aircraft aerodynamic interface modeling and simulation

v. Computational methods for aerodynamics of aircraft maneuvering in an unsteady atmosphere, including large control surface motions

vi. Well-designed experiments providing data for canonical problems in support of verification and validation of computational methods

vii. Efficient, linear and non-linear control law synthesis for achieving guaranteed performance and stability across a wide range of flight conditions

viii. Mathematical framework for proving the probability of success for a system of vehicles operating with a common objective

ix. Efficient, linear and non-linear methodologies for modeling the coupled aero and structural dynamics of an air vehicle

x. Novel air vehicle concepts for ship-based persistent ISR platforms

xi. Efficient, long-range, high-speed V/STOL concepts for sea-based operations

xii. Innovative experimental methods for ship airwake measurement

b) Sea-Based Aviation National Naval Responsibility - Airframe Structures and Materials Naval Aviation airframes are a core capability for the Navy power projection mission, including our ability to successfully meet development, operational performance, readiness, and affordability requirements. This program is reviewing white papers and proposals in the following areas:

i. Metallic Structures – Topics in combined loading mechanics, SCC, corrosion fatigue, EAC test methods, environmental material damage, electrochemical stress, localized damage evolution, structural protection and maintenance, protective coatings, and structural remediation.

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ii. Composite Structures – Topics in characterization and failure analysis, damage initiation and progression, environmental effects, constituent materials development for resins, fibers, 3D strength, nanocomposites, handling-processing-property relationships, CMC’s, inspection, durability and repair of bonded joints and load-bearing repairs for composite life extension.

iii. Advanced Concepts – Topics in adaptive, reconfigurable structures, multifunctional surfaces, thermal durability, electrical functionality, EMI shielding, protective coatings for IR optical apertures, lightweight armor materials, additive manufacturing for repair and life extension.

c) Sea-Based Aviation National Naval Responsibility – Power and Propulsion Naval aviation creates several unique demands on aircraft power and propulsion systems. The maritime environment subjects engine and related structures to a corrosive environment.