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TECHNICAL

SPECIFICATIONS

ATCT/TRACON TOILET AND

SHOWER ROOM ADA UPGRADE

T.F Green Airport (PVD)

Warwick, RI

December 2021

Prepared by:

FAA Engineering Services Terminal Surveillance Weather Engineering - Plants

AJW-2E11A

THIS PAGE INTENTIONALLY LEFT BLANK

FEDERAL AVIATION ADMINISTRATION

T.F. GREEN AIRPORT, WARWICK, RI

AIR TRAFFIC TOILET/SHOWER ROOM RENOVATION

TABLE OF CONTENTS

DIVISION 1 – GENERAL REQUIREMENTS

01 00 00 General Paragraphs 01 10 00 Summary of Work

01 14 00 Conditions Affecting Work 01 33 00 Submittal Procedures

01 35 29 Health, Safety and Emergency Response Procedures 01 50 00 Temporary Facilities and Controls

01 71 33 Protection of Work and Property 01 74 13 Construction Cleaning 01 77 00 Closeout Procedures 01 77 10 Final Cleaning 01 78 00 Closeout Submittals

DIVISION 2 – EXISTING CONDITIONS

02 03 00 General Requirements for Demolition and Renovation

DIVISION 3 – CONCRETE (NOT USED)

DIVISION 4 – MASONRY (NOT USED)

DIVISION 5 – METALS (NOT USED)

DIVISION 6 – WOOD, PLASTICS AND COMPOSITES (NOT USED)

DIVISION 7 – THERMAL AND MOISTURE PROTECTION (NOT USED)

DIVISION 8 – OPENINGS

08 11 13 Hollow Metal Doors and Frames 08 71 00 Door Hardware

DIVISION 9 – FINISHES

09 29 00 Gypsum Wallboard 09 30 13 Tiling 09 91 00 Painting

DIVISION 10 – SPECIALTIES

10 21 13 Toilet Compartments 10 28 00 Toilet, Bath and Laundry Accessories

DIVISION 11 – EQUIPMENT (NOT USED)

FEDERAL AVIATION ADMINISTRATION

T.F. GREEN AIRPORT, WARWICK, RI

AIR TRAFFIC TOILET/SHOWER ROOM RENOVATION

DIVISION 12 – FURNISHINGS (NOT USED)

DIVISION 13 – SPECIALTIES (NOT USED)

DIVISION 14 – CONVEYING EQUIPMENT (NOT USED)

DIVISION 21 – FIRE SUPPRESSION (NOT USED)

DIVISION 22 – PLUMBING

22 05 00 Common Work Results for Plumbing

22 42 00 Plumbing Fixtures

DIVISION 23 – HEATING, VENTILATING, AND AIR CONDITIONING (NOT USED)

DIVISION 26 – ELECTRICAL

26 05 00 Common Work Results for Electrical

DIVISION 27 – DIVISION 48 (NOT USED)

FEDERAL AVIATION ADMINISTRATION DECEMBER 2021

PVD ATCT/TRACON TOILET AND SHOWER ROOM ADA UPGRADE

GENERAL PARAGRAPHS 01 00 00 - 1

SECTION 01 00 00 - GENERAL PARAGRAPHS

PART 1 - GENERAL

1.1 DRAWINGS, SPECIFICATIONS, AND OTHER CONTRACT DOCUMENTS

A. Drawings showing general outlines and details necessary for a comprehensive understanding of the work form a part of the Contract Documents. The total number and the titles of the drawings constituting the Drawings are given in the index of the Drawings. All work under the Contract must be performed in all respects in compliance with the requirements of the Contract Documents.

B. The Contract Documents provide for a complete work, and may have been prepared in divisions of various crafts, trades and other categories of work. The Contractor is responsible for the performance of all work under the Contract regardless of any such divisions, and must ensure that all of the work is performed and completed.

C. The Contractor must maintain at the Site at all times at least one (1) copy of Drawings, Specifications and all other Contract Documents, together with at least one (1) complete set of approved Shop Drawings and approved samples.

D. If requested by the COR, the Contractor must make available at the job site one copy of each referenced standard (or as directed by the COR, for the Contractor’s and the FAA’s use during the time that work is covered by the standard.

E. The Contract, Drawings, Specifications, and all referenced standards cited are essential parts of the Contract requirements. A requirement occurring in one is as binding as though occurring in all. They are intended to be complementary and to describe and provide for a complete work.

F. On the drawings, calculated or figured dimensions must govern over scaled dimensions.

G. In the event of a conflict between commercially available or industry standard documents and specific requirements in FAA Orders and Notices, the more stringent shall apply.

H. The Contractor must not take advantage of any apparent error, omission, discrepancy, or ambiguity on the Drawings or Specifications. If any error, omission, discrepancy, or ambiguity is found by the Contractor in the Drawings or Specifications, the Contractor must refer the same to the Contracting Officer (CO) prior to beginning work on affected task(s), for interpretation and decision, and such decision must be final.

I. The CO must have the right to correct apparent errors or omissions in the Drawings and

Specifications and to make such interpretations as he may deem necessary for the proper fulfillment of the Contract Documents. During the course of the work, should any conflicts, ambiguities, or discrepancies be found that are not addressed or any discrepancies between the Drawings and the Specifications to which the Contractor has failed to call attention before submitting the offer, then the CO will interpret the intent of the Drawings and Specifications

GENERAL PARAGRAPHS 01 00 00 - 2

and the Contractor hereby agrees to abide by the CO’s interpretation and agrees to carry out the work in accordance with the decision of the CO. In such event the Contractor will be held to have included in the offer the most proper material and/or method of construction in order to fulfill the intent of the Contract Documents.

J. When a material, article, or equipment is designated by a brand name, and more than one brand name is listed, it will be understood that the design is based on one of the brand name listed products. The contractor will be responsible for all coordination necessary to accommodate the material, article, or equipment actually being provided without additional cost to the government.

K. The organization of the specification into divisions, sections and articles, and the arrangement of Drawings does not restrict or limit the Contractor in dividing the Work among Subcontractors or in establishing the extent of work to be performed by any trade.

L. Product and Reference Standards:

1. When descriptive catalog designations including manufacturer’s name, product brand name, or model number are referred to in the Contract Documents, such designations must be considered as being those found in industry publications of current issue on the date of the first advertisement for offers.

2. When standards of the Federal Government, State Department of Transportation, Standards Organization such as ASTM, AASHTO, AWS, or ANSI, trade societies, or trade associations are referred in the Contract Documents by specific date of issue, these must be considered a part of this Contract. When such references do not bear a date of issue, the current published edition on the date of the first advertisement for offers must be considered as part of the Contract.

3. Where in the Contract Documents an item is identified by a particular manufacturer’s name, model or other code it must be interpreted to include other manufacturers’ product of like and equal quality whether the words “or equal” are included or not.

4. Wherever a particular manufacturer’s product is required, to the exclusion of all others, appropriate language is included in the Contract Documents.

5. Wherever the terms, “as directed”, “ordered”, “permitted”, “designate”, “as approved”, “approved equal”, “or equal”, “acceptable” and other words of similar meaning which authorize an exercise of judgement are used in the Contract Documents, such judgment must be vested only in the CO and/or designated FAA representative.

1.2 CONFORMITY WITH DRAWINGS AND SPECIFICATIONS

A. No deviation from the Drawings, Specifications and other Contract Documents must be permitted without the prior written approval of the CO.

1.3 SUPERVISION AND CONSTRUCTION PROCEDURES

A. At all times during performance of this contract, and until the work is completed and accepted, the Contractor must directly superintend the work or assign and have on the worksite a competent superintendent who is satisfactory to the CO and has the authority to act for the

GENERAL PARAGRAPHS 01 00 00 - 3

Contractor.

B. The Contractor must supervise and direct the Work, using the Contractor's best skill and attention. The Contractor must be solely responsible for and have control over construction means, methods, techniques, sequences, and procedures and for coordinating all portions of the Work under the Contract including coordination of the duties of all trades, unless the Contract Documents give other specific instructions concerning these matters.

C. The Contractor must control its operations and those of its Subcontractors and Suppliers to assure the least inconvenience to the traveling public. Under all circumstances, safety must be the most important consideration.

D. Contractor must lay out all work well enough in advance to avoid conflicts or interferences with other work in progress so that in case of interference the layout may be altered to suit the conditions, prior to the installation of any work and without additional cost to the FAA. The contractor must be responsible to coordinate all work and take all action as required to avoid conflicts between trades.

1.4 CORRESPONDENCE

A. Contract correspondence must be directed to the CO with a copy to the COR. Submittals will be sent direct to the COR with a copy of the transmittal letter to the CO.

1.5 LIST OF SUBCONTRACTORS

A. The Contractor must, within 10 calendar days after award, furnish to the CO with a copy to the COR, a list of subcontractors showing the type of work each will perform. If all subcontracts have not been awarded when the initial list is submitted, the Contractor must update the list.

1.6 WORK NOT INCLUDED

A. Items noted on the drawings, details, or schedules as "N.I.C.” (Not in Contract) are not included in this contract.

B. FAA Furnished Insurance

1. FAA is not maintaining any insurance on behalf of Contractor covering against loss or damage to the Work or to any other property of Contractor. In the event Contractor maintains insurance against physical loss or damage to Contractor’s construction equipment and tools, such insurance must include an insurer's waiver of rights of subrogation in favor of FAA.

1.7 SECURITY REQUIREMENTS

A. Personnel List: Contractor must provide the COR with a list of Contractor's personnel who will require access to the site. The list must be kept current during project work. The Contractor must provide all personnel with readily identifiable numbered badges during the period their

GENERAL PARAGRAPHS 01 00 00 - 4

access to the site is required. Badges must be in accordance with site specific FAA requirements and must be worn on outer clothes at all times when on FAA property and at work in the site.

B. Security Investigation: Contractor's site superintendent may be required to submit to an FAA security background check and obtain an official FAA contractor ID badge. Other Contractor personnel may be subject to security investigation by FAA. Upon request by the COR, the Contractor shall promptly complete all security forms provided by the COR.

C. Right to Search: Current procedures at FAA facilities located within airport boundaries include the "right to search". If in the judgment of the authorized security guard a cause to search a vehicle or the person of personnel exists, such search will be made.

1.8 EXISTING WORK

A. The disassembling, disconnecting, cutting, removal, or altering in any way of existing work must be carried on in such a manner as to prevent injury or damage to all portions of existing work, whether they are to remain in place, be re-used in the new work, or be salvaged and stored.

B. All portions of existing work which have been cut, damaged, or altered in any way during construction operations must be repaired or replaced in kind in an approved manner to match existing or adjoining work. All work of this nature must be performed by the Contractor at his expense and must be as directed. Existing work must, at the completion of all operations, be left in a condition as good as existed before the new work started.

1.9 MATERIALS AND EQUIPMENT TO BE SALVAGED

A. Except where specifically specified otherwise herein, or designated on the drawings, all existing materials and equipment which are required to be removed or disconnected to perform the work but are not indicated or specified for use in the new work, must become the property of the Contractor and must be disposed of properly. The Government may elect to salvage any or all materials removed by the Contractor by giving prior notice and pricing up materials at job site.

1.10 PARTIAL OCCUPANCY OR USE

A. The FAA may occupy or use any completed or partially completed portion of the Work at any stage and, if the FAA chooses such partial occupancy, the Contractor and FAA must designate by an agreement the conditions of such partial occupancy. Such partial occupancy or use may commence whether or not the portion is substantially complete, provided the FAA and Contractor have accepted in writing the responsibilities assigned to each of them by the RE for payments, retainage if any, security, maintenance, heat, utilities, damage to the Work and insurance, and have agreed in writing concerning the period for correction of the Work and commencement of warranties required by the Contract Documents. Consent of the Contractor to partial occupancy or use by the FAA must not be unreasonably withheld.

GENERAL PARAGRAPHS 01 00 00 - 5

1.11 UNCOVERING AND CORRECTION OF WORK

A. Uncovering Work

1. If any portion of the Work is covered contrary to the COR's request or to requirements specifically expressed in the Contract Documents, it must, if required in writing by the COR be uncovered for his observation and be recovered (if corrections are not required) or be corrected, if applicable, at the Contractor's expense without change in the Contract Time.

B. Correction Of Work

1. The Contractor must promptly correct Work rejected by the COR or any governmental authority that fails to conform to the requirements of the Contract Documents, whether observed before or after Substantial Completion and whether or not fabricated, installed or completed. The Contractor must bear all costs of correcting such rejected Work, including additional testing and inspections and compensation for the COR's services and expenses incurred by the FAA.

2. If, within two years after the date of Substantial Completion of the Work or designated portion thereof, or after the date for commencement of warranties established above, or by terms of an applicable special warranty required by the Contract Documents, any of the work is found to be not in accordance with the requirements of the Contract Documents, the Contractor must correct it promptly after receipt of written notice from the FAA to do so unless the FAA has previously given the Contractor a written acceptance of that specific condition. This period of two years must be extended with respect to portions of Work first performed after Substantial Completion by the period of time between Substantial Completion and the actual performance of the Work. This obligation must survive acceptance of the Work under the Contract and termination of the Contract. The FAA must give such notice within a reasonable amount of time after discovery of the condition.

3. The Contractor must remove from the site portions of the Work that are not in accordance with the requirements of the Contract Documents and are neither corrected by the Contractor nor accepted by the FAA.

4. If the Contractor fails to correct nonconforming Work within a reasonable time, the FAA may correct it in accordance with General Provisions. If the Contractor does not proceed with correction of such nonconforming Work within a reasonable time fixed by written notice from the COR, the FAA may correct or remove such nonconforming work and all costs for such corrections or removals must be assessed against the Contractor.

5. The Contractor must bear the cost of correcting destroyed or damaged Work, whether completed or partially completed, of the FAA or separate contractors caused by the Contractor's performing correction or removal of Work which is not in accordance with the requirements of the Contract Documents.

6. Nothing contained herein must be construed to establish a period of limitation with respect to other obligations that the Contractor might have under the Contract Documents. Establishment of the time period of two years as described above relates only to the specific obligation of the Contractor to correct the Work, and has no relationship to the time within which the obligation to comply with the Contract Documents may be sought to be enforced, nor to the time within which proceedings may

GENERAL PARAGRAPHS 01 00 00 - 6

be commenced to establish the Contractor's liability and damages with respect to the Contractor's obligations other than specifically to correct the Work.

1.12 UNDERGROUND UTILITIES

A. Utilities Encountered - Efforts have been taken to locate all the underground and under slab utilities and cables on the contract drawings; however, unforeseen utilities and underground cables may be encountered. Actual cable locations must be verified in the field by the Contractor by hand digging a minimum of five (5') on each side of the cable. FAA owned cable will be marked by the FAA prior to the start of work by the Contractor.

1.13 LOCATION OF SERVICES

A. The FAA does not guarantee the accuracy or the completeness of the location information relating to existing utility services, facilities, or structures that may be shown on the drawings.

Any inaccuracy or omission in such information must not relieve Contractor of its responsibility to protect such existing features from damage or unscheduled interruption of service.

1.14 FAILURE TO PROTECT PROPERTY

A. Contractor must not be entitled to any extension of time or compensation on account of Contractor’s failure to protect all facilities, equipment, materials and other property as described herein. All costs in connection with any Improvements or restoration necessary or required by reason of unauthorized obstruction, damage, or use must be borne by Contractor.

1.15 ASBESTOS AND LEAD FREE CERTIFICATION

A. FAA policy is to construct all new facilities without asbestos or lead containing products. The Contractor must provide a letter on his company’s standard letter head stating that to the best of his knowledge no product or material used on this project contains asbestos or lead. The statement must include the name of the project and the contract number and must be signed by an officer of the company. The statement must be furnished within 10 calendar days of the Substantial Completion date. Submission of this statement is a condition for final payment under the contract.

B. Verification: If the FAA suspects the presence of asbestos or lead, tests must be performed on the material or product at the FAA’s expense. If it is determined that the product or material does contain asbestos or lead, then the contractor must remove the product or material and replace at his own expense including the expense of the testing and any retesting that may be necessary.

C. Non – Compliance: If the Contractor fails to provide the above statement, then the FAA must have a complete building survey performed by a qualified testing firm and the costs deducted from the contractor’s final payment.

GENERAL PARAGRAPHS 01 00 00 - 7

1.16 SAFETY DATA SHEETS (SDS):

A. The Contractor must submit to the COR Safety Data Sheets (SDS) for all materials and/or products utilized during the course of the project accomplishment. During the course of the project, both the COR and the Contractor must routinely check products utilized on-site to ensure only products which have had SDS submitted are utilized. Copies of all SDS must be turned over to the local FAA office for their records.

PART 2 - PRODUCTS

NOT USED

PART 3 - EXECUTION

END OF SECTION 01 00 00

SUMMARY OF WORK 01 10 00 - 1

SECTION 01 10 00 - SUMMARY OF WORK

PART 1 - GENERAL

1.1 WORK COVERED BY CONTRACT DOCUMENTS

A. These specifications cover the requirements to upgrade the Men’s Room and Women’s Room to meet the requirements of the Architectural Barriers Act (ABA) and construct a new Shower Room at T.F. Green Airport, Airport Traffic Control Tower (ATCT) and TRACON facility in Warwick, RI. The work includes, but is not limited to, furnishing and installing all labor, materials, supplies, and equipment necessary as described in this specification and drawings.

B. If the Contractor requires storage area, then the Contractor will need to provide his own portable shelter to be located on site. Final location will be coordinated with the COR and approved by the COR.

C. Provide a suitable dumpster for construction waste. The Contractor shall have container emptied with suitable frequency so that trash does not overflow and blow around site and adjacent property. A cover is required and shall be provided on the dumpster in order for the refuse not to blow out. The Contractor shall be responsible for the timely, legal disposal of all construction waste.

1.2 WORK SEQUENCE

A. Sequencing of work shall be closely coordinated with the COR.

B. The Contractor shall schedule the work to minimize the time that is required to complete the work shown. Work may not begin until the Contractor has possession of all equipment and materials necessary to complete the work.

1.3 ACCESS TO SITE

A. Contractor’s access to site shall be as directed by the COR. The Contractor shall not permit any unauthorized construction personnel or traffic on the site. The Contractor will not be allowed to close any traffic lanes nor will the Contractor be allowed to impede the flow of airport traffic.

1.4 MATERIALS DELIVERY TO THE SITE

A. All material orders for delivery to the site shall be coordinated with the COR at least 24 hours in advance. FAA personal will not accept deliveries of construction materials. The Contractor’s superintendent must be on site to accept all deliveries.

1.5 CONSTRUCTION AREA LIMITS

SUMMARY OF WORK 01 10 00 - 2

A. The limits of construction material storage areas, equipment storage areas, parking areas, and other areas as required by the Contractor shall be as shown on the plans or as approved by the COR. Should Contractor find it necessary or advantageous to use any additional offsite area for any purpose whatsoever, Contractor shall, at its expense, provide and make its own arrangements for the use of such additional offsite areas.

END OF SECTION 01 10 00

CONDITIONS AFFECTING WORK 01 14 00 - 1

SECTION 01 14 00 - CONDITIONS AFFECTING WORK

PART 1 – GENERAL

1.1 SITE INSPECTION:

A. The Contractor shall carefully examine the premises to determine the extent of work and the conditions under which it must be done. Any differing conditions shall be reported immediately to the COR for resolution prior to the start of work. Commencement of work by the Contractor shall indicate the Contactor’s acceptance of the existing conditions.

1.2 WORK SCHEDULE

A. Normal working hours are 0630 to 1700, Monday through Thursday (except U.S. Federal holidays). Contractor requests to work outside normal working hours require COR approval.

However, the COR has full discretion to approve or disapprove, or withdraw approval of, requests. If the contractor desires to work outside normal hours (including Saturdays, Sundays, and holidays), he shall submit his written request to the COR at least 48 hours in advance. Some typical constraints on working outside normal working hours are:

1. A Contractor with quality or safety problems (as determined by the COR) will be restricted to normal working hours.

2. A Contractor who fails to correct deficiencies within a reasonable time (as determined by the COR) will be restricted to normal working hours or may be allowed to work outside normal working hours only to correct those deficiencies.

3. The Contractor shall schedule his work to cause the least amount of interference to normal activities.

1.3 CONSTRUCTION LIMITS AND ACCESS

A. The Contractor shall confine operations, activities, storage of materials, and employee parking within the designated areas, as directed by the COR. Additional space the Contractor deems necessary shall be obtained off site, at no additional cost to the FAA. Access to the construction site shall be kept unobstructed.

B. Access for the Contractor, subcontractors, employees, deliveries, etc., will be in the approximate locations as directed by the COR.

1.4 USE OF PREMISES

A. The Contractor shall have limited use of the premises within the construction limits for the execution of work, subject to work hour restrictions as detailed below. The Contractor shall assume full responsibility for the protection and safekeeping of products stored on the site. The Contractor and his subcontractors shall maintain the job site in a neat and orderly condition.

This includes the daily removal of rubbish, waste, tools, equipment, and materials not required for the work in progress. Do not disturb portions of the building beyond the areas in which the work is indicated. Repair damage caused by construction operations. Take all precautions

CONDITIONS AFFECTING WORK 01 14 00 - 2

necessary to protect the building during the construction period and delivery.

B. Driveways and Entrances: Keep driveways and entrances serving the premises clear and available to the Government, the Government's employees, and emergency vehicles at all times.

Do not use these areas for parking or storage of materials. Schedule deliveries to minimize space and time requirements for storage of materials and equipment on-site.

C. The Government shall have the right to take possession of or use any completed part of the work at any time. Such possession or use shall not be deemed an acceptance of any work not completed in accordance with the contract. While the Government is in such possession, the Contractor, notwithstanding the provisions of this specification covering permits, licenses, and other responsibilities, shall be relieved of the responsibility of loss or damage to the work other than resulting from the Contractor’s fault or negligence. The Contractor shall notify the Contracting Officer, in writing, if such prior possession or use by the Government delays the progress of the work or causes additional expense to the Contractor. A determination will be made by the Contracting Officer as to any equitable adjustment in the contract price or the time of completion.

D. Maintain access to existing walkways, stairways and exits and other adjacent occupied or used facilities. Do not close or obstruct walkways or other occupied or used facilities without written permission from FAA and authorities having jurisdiction.

E. Provide not less than 72 hours’ notice to FAA of activities that will affect FAA's operations.

1.5 FAA OPERATIONS

A. The FAA has established moratorium dates (dates in which no construction activities may occur) for construction activity at critical Air Traffic Control facilities. The intent is to minimize impact on the ability of FAA to perform its operational activities during peak air travel dates.

Moratorium dates will be communicated to the Contractor as they become available.

B. All construction activity during moratorium periods must be approved in advance by the FAA.

Submit items of work to be performed during moratorium dates no later than forty-five (45) days prior to the moratorium dates. Activities that have, in the sole opinion of the FAA, potential to negatively impact FAA operations will not be approved. A written waiver will be provided by FAA to the Contractor outlining the allowable work items. No additional time or cost will be allowed for such denial.

1.6 AIRPORT OPERATIONS

A. RESTRICTIONS TO ACCESS - Access to work areas may be restricted from time to time by necessity of airport operations. Contractor acknowledges that it has taken into account and provided in its planning, scheduling and pricing for disruptions including but not limited to, restricted access to portions of the site that will not be immediately available, delivery time limitations, and moratorium dates.

B. ILLUMINATION (INTERIOR) - When any work is performed at night or where daylight is obscured, Contractor shall, at its expense, provide artificial light sufficient to permit work to be carried on efficiently, satisfactorily, and safely, and to permit thorough inspection. During such time periods the access to the place of work shall also be clearly illuminated. All wiring for

CONDITIONS AFFECTING WORK 01 14 00 - 3

electric light and power shall be installed and maintained in a safe manner and meet all applicable codes and standards.

1.7 SPECIAL RESTRICTIONS ON WORK

1. Hours of Operation: The ATCT/TRACON hours of operation are 5:45AM – 12:00 AM.

The Contractor shall coordinate all construction activities with COR so as to eliminate impacts that would adversely impact the functions of the Air Traffic Controllers. If the COR determines that excessive construction noise, dust, or odors are adversely impacting Air Traffic Operations, the Contractor will be required to stop such work promptly and reschedule the work to outside regular working hours.

2. Should increased traffic activity or adverse weather conditions require discontinuance of work that would interfere with Air Traffic, the Contractor will be required to stop such work promptly and remove any equipment or materials which may constitute interference.

1.8 UTILITY SERVICE

GENERAL - Permission to interrupt any utility service shall be requested in writing a minimum of 15 calendar days prior to the desired date of interruption. No utility service shall be interrupted without written approval of the COR.

SECTION 2 - PRODUCTS

NOT USED

SECTION 3 - EXECUTION

END OF SECTION 01 14 00

CONDITIONS AFFECTING WORK 01 14 00 - 4

SUBMITTAL PROCEDURES 01 33 00 - 1

SECTION 01 33 00 - SUBMITTAL PROCEDURES

1.1 SUMMARY

A. Submittals listed or specified in this Contract shall conform to the provisions of this section, unless explicitly stated otherwise.

1.2 REFERENCES

1.3 DEFINITIONS

A. Submittal Definition: Shop drawings, product data, samples, administrative and closeout submittals, and additional data presented for review and approval. Contract clauses referring to material, workmanship specifications and drawings for construction shall apply to all submittals.

B. Types of Submittals

1. Shop Drawings: As used in this Section, drawings, schedules, diagrams, and other data prepared specifically for this contract, by the Contractor or through the Contractor by way of a subcontractor, manufacturer, supplier, distributor, or other lower tier contractor, to illustrate a portion of the work.

2. Product Data: Preprinted material such as illustrations, standard schedules, performance charts, instructions, brochures, diagrams, manufacturer's descriptive literature, catalog data, and other data to illustrate a portion of the work, but not prepared exclusively for this Contract. Information such as mix design, material characteristics, and similar data is included herein.

3. Samples: Physical examples of products, materials, equipment, assemblies, or workmanship, physically identical to a portion of the work, illustrating a portion of the work or establishing standards for evaluating the appearance of the finished work or both.

4. Administrative and Closeout Submittals: Submittals of data for which reviews and approval will be to ensure that the administrative requirements of the project are adequately met but not to ensure directly that the work is in accordance with the design concept and in compliance with the contract documents.

C. Approving Authority: Contracting Officer's Representative (COR).

D. Work: As used in this Section, the construction required by the contract documents, including labor necessary to produce the construction and materials, products, equipment, and systems incorporated or to be incorporated in such construction and including materials, products, equipment, and systems produced both on-and off-site.

SUBMITTAL PROCEDURES 01 33 00 - 2

1.4 PROCEDURES FOR SUBMITTALS

A. Limits and Constraints Regarding Submittals

1. Submittals shall be complete for each portion of the work; components of the work interrelated as a system shall be submitted at the same time.

2. When submittal acceptability is dependent on conditions, items, or materials included in separate subsequent submittals, the submittal will be returned without review.

3. Submittals of information not required as a submittal, or covering work for which the submittals have been returned as “No Exceptions Taken” will be returned without review.

4. Approval of a separate material, product, or component does not imply approval of assembly in which the item functions.

5. The work shall conform to approved submittals, except contractor shall conform to the contract requirements and resubmit the submittal if a previously approved submittal has an error or omission.

6. When submitting for approval material which is other than that cited in the contract, submit the necessary scale drawings, wiring and control diagrams, cuts or entire catalogs, pamphlets, descriptive literature, and performance and test data of both the material specified and the material he wishes to substitute in the number of copies of each as required under the contract.

B. Scheduling of Submittals

1. Coordinate preparation and processing of submittals with performance of the work so that work will not be delayed by submittal processing. Coordinate and sequence different categories of submittals for same work, and for interfacing units of work, so that one will not be delayed for coordination with another.

2. Except as specified otherwise, allow a review period, beginning with receipt by the approval authority, which includes at least 15 working days.

C. Substitutions: Substitutions from contract requirements require Government approval and will be considered where advantageous to the Government. Where substitutions are proposed for consideration, submit a written request, with documentation of the nature and features of the substitution and why the substitution is desirable and beneficial to the Government. The proposed substitution shall be identified separately and included along with the required submittal for the item. When a substitution is submitted for approval, the Contractor warrants the following:

1. Substitution Is Compatible: The Contract has been reviewed to establish that the substitution, when incorporated, will be compatible with other elements of the work.

1. Contractor is Responsible: The Contractor shall take action and bear the additional cost, including review costs by the Government, necessary because of the proposed substitution.

D. Contractor's Responsibilities:

SUBMITTAL PROCEDURES 01 33 00 - 3

1. Determine and verify field measurements, materials, field construction criteria; review each submittal; and check and coordinate each submittal with requirements of the work and Contract documents.

2. Ensure that material is clearly legible. Ensure required specialty stamps are affixed and signed.

3. Stamp each submittal with the Contractor's Quality Control (CQC) Personnel’s certificating stamp for each applicable specialized area. Word the submittal stamp as follows:

"I hereby certify that the (equipment) (material) (article) shown and marked in this submittal is that proposed to be incorporated into Contract Number ________________, is in compliance with the contract drawings and specification, can be installed in the allocated spaces, and is submitted for Government approval.

Certified by_______________________ Date ______________________"

4. Sign the Contractor's certification. The person signing the certification shall be one designated in writing by the Contractor as having that authority. The signature shall be in original ink. Stamped signatures are not acceptable.

5. Transmit submittals to the approving authority in orderly sequence, in accordance with the Submittal Status Log, and to prevent project delays and delays in work by the Government or separate contractors.

6. Advise the approving authority of substitution, as required by the paragraph entitled "Substitutions."

7. Correct and resubmit submittal as directed by the approving authority. Direct specific attention, in writing or on resubmitted submittal, to revisions not requested by the approving authority on previous submissions.

8. Retain a copy of approved submittals at the project site, including the Contractor's copy of approved samples.

9. Furnish additional copies of submittals if requested by the COR.

10. Ensure no work is begun until the submittals for that work have been returned with a review comment other than “Revise and Resubmit” or “Rejected”.

E. Approving Authority's Responsibilities:

1. Submittals will be reviewed for approval with reasonable promptness and only for conformance with project design concepts and compliance with the contract documents.

If a substitution is not identified as required by the paragraph entitled "Substitution", then the approval of the submittal SHALL NOT be an approval of the substitution.

2. The checking, marking or approval of the shop drawings and/or product data by the COR shall not be construed as a complete check, but will indicate only that the general method of construction and detailing is satisfactory. Approval will not relieve the contractor of the responsibility for any error which may exist. The contractor shall be responsible for the dimensions and design of adequate connections, details, and satisfactory construction of all work.

3. Submittals will be returned with one of the following notations:

a. Submittals marked “Approved As Submitted” indicate the work may proceed as presented in the submittal.

b. Submittals marked “Not Approved” indicate the submittal has failed to meet the specification requirements and work may not proceed.

c. Submittals marked “Approved As Noted” indicate there are markings in the

SUBMITTAL PROCEDURES 01 33 00 - 4

submittal that must be included to result in an acceptable submittal. Contractor may proceed with the work by accepting and incorporating the markings in the finished work unless the “Revise and Resubmit” box is checked.

d. Submittals marked “Revise and Resubmit” must be modified and resubmitted.

The revised submittal number must indicate that it is a resubmittal of a rejected submittal.

F. The transmittal sheet returning the submittal will be initialed.

1.5 FORMAT AND QUANTITY OF SUBMITTALS

A. Transmittal Form: Transmit each submittal, except sample installations and sample panels, to the office of the approving authority. Transmit submittals with a transmittal form approved by the COR and standard for the project. The transmittal form shall identify the Contractor, indicate the date of the submittal, and include information prescribed by the transmitted form and required in the paragraph entitled "Identifying Submittals." Process transmittal forms to record actions regarding sample panels and sample installations.

B. Identifying Submittals: Identify submittals, except sample panel and sample installation, with the following information permanently adhered to or noted on each separate component of each submittal and noted on the transmittal form. Mark each copy of each submittal identically, with the following:

1. Project title and location.

2. Construction contract number.

3. The Section number and paragraph number of the Section by which the submittal is required and the paragraph to which it conforms.

4. The name, address, and telephone number of the subcontractor, supplier, manufacturer and any other second tier contractor associated with the submittal.

5. Product identification and location in project.

C. Format and Quantity for Shop Drawings

1. For shop drawings presented on sheets larger than 11-inches by 17 inches, submit two printed copies and one Portable Document Format (PDF) file transmitted.

2. For shop drawings presented on sheets 11-inches by 17 inches or less, submit two printed copies with each bound in a separate volume and a PDF file.

3. Include on each drawing the drawing title, number, date, and revision numbers and dates, in addition to the information required in the paragraph entitled "Identifying Submittals."

4. Dimension drawings, except diagrams and schematic drawings; prepare dimensioned drawings to scale. Identify materials and products for work shown.

5. Shop drawings shall be not less than 8 1/2 by 11 inches or more than 24 by 36 inches.

6. After review, the approving authority will return a PDF file and a marked original.

D. Format and Quantity for Product Data

1. Submit two printed copies with each, and a PDF file transmitted.

2. Present submittals for each Section as a complete, bound volume. Include a table of contents listing page and catalog item numbers for product data.

SUBMITTAL PROCEDURES 01 33 00 - 5

3. Indicate, by prominent notation, each product that is being submitted; indicate the Section and paragraph numbers to which it pertains.

4. Supplement product data with material prepared for the project to satisfy submittal requirements for which product data does not exist. Note that the material is developed specifically for the project.

E. Format and Quantity of Samples:

1. Furnish samples in the sizes below, unless otherwise specified or unless the manufacturer has prepackaged samples of approximately the same size as specified:

a. Sample of equipment or device: Full size.

b. Sample of materials less than 2 by 3 inches: Built up to 8 1/2 by 11 inches.

c. Sample of materials exceeding 8 1/2 by 11 inches: Cut down to 8 1/2 by 11 inches and adequate to indicate color, texture, and material variations.

d. Sample of linear devices or materials such as conduit and handrails: 10-inch length or length to be supplied, if less than 10 inches.

e. Sample of non-solid materials such as sand and paint: Pint.

f. Color selection samples: 2 inches by 4 inches.

g. Sample panel: 4 feet by 4 feet.

h. Sample Installation: 100 square feet.

2. Samples showing range of variation: Where variations are unavoidable due to the nature of the materials, submit sets of samples of not less than three units showing the extremes and middle of the range.

3. Quantity, unless otherwise specified:

a. Submit two samples, or two sets of samples showing range of variation, of each required item. One approved sample or set of samples will be retained by the approving authority and one will be returned to the Contractor.

b. Submit one sample panel. Include components listed in technical section or as directed.

c. Submit one sample installation, where directed.

4. Reusable samples: Incorporate returned samples into the work only if so specified or indicated. Incorporated samples shall be in undamaged condition at the time of use.

5. Recording of sample installation: Note and preserve the notation of the area constituting the sample installation but remove the notation at the final clean up of the project.

6. When a color, texture or pattern is specified in naming a particular manufacturer and style, include one sample of that manufacturer and style, for comparison.

7. Transmittal Form for samples shall identify manufacturer, model, type, color, etc.

sufficient to reorder or replace.

8. All samples for products to be installed in the same room/area shall be submitted at the same time. No color/material selections shall be made by the FAA until all samples are

SUBMITTAL PROCEDURES 01 33 00 - 6

received.

F. Format and Quantity of Administrative and Closeout Submittals

1. Unless otherwise specified, submit administrative and closeout submittals in the format and quantities required for shop drawings.

2. Comply with section entitled “Contract Closeout Procedures”.

G. A Portable Document Format (PDF) file for each shop drawing, product data, and sample transmittals shall be uploaded to FAA’s KSN website.

1.6 PROGRESS PHOTOGRAPHIC SUBMITTALS

A. Still Photographs: Before construction operations have started at the site, the contractor shall take and provide 25 color photographs showing the existing conditions and thereafter an average of 25 views shall be taken each month until completion of the work. An electronic file of each view shall be submitted to the COR promptly after taking the views.

1. Photographs shall be made using a digital camera of at least 4 mega pixel size. All digital images shall be submitted on CD along with the monthly photographs.

2. The contractor shall notify the COR 24 hours in advance of taking any photographs.

B. Ownership of Photographs: Any and all still photographs, digital files, and video tapes taken of the construction area are the property of FAA and shall not be released to any source whatsoever without the prior written permission from the COR. This provision shall prevail for the duration of the contract and indefinitely thereafter.

END OF SECTION 01 33 00

HEALTH, SAFETY AND EMERGENCY RESPONSE PROCEDURES 01 35 29- 1

SECTION 01 35 29 – HEALTH, SAFETY AND EMERGENCY RESPONSE PROCEDURES

1. 1 - REFERENCES

The publications listed below form a part of this specification to the extent referenced. The publications listed below are referenced as the latest edition published as of the date of this document. The publica-tions are referred to within the text by the basic designation only.

AMERICAN NATIONAL STANDARDS INSTITUTE (ANSI)

ANSI A10.32 Personal Fall Protection - Safety Requirements for Construc-tion and Demolition Operations

ANSI/ASSE A10.34 Protection of the Public on or Adjacent to Construction Sites

NATIONAL FIRE PROTECTION ASSOCIATION (NFPA)

NFPA 10 Portable Fire Extinguishers

NFPA 241 Safeguarding Construction, Alteration, and Demolition Oper-ations

NFPA 51B Fire Prevention During Welding, Cutting, and Other Hot

Work

NFPA 70 National Electrical Code

NFPA 70E Electrical Safety in the Workplace

U.S. ARMY CORPS OF ENGINEERS (USACE)

COE EM 385-1-1 Safety -- Safety and Health Requirements

U.S. NATIONAL ARCHIVES AND RECORDS ADMINISTRATION (NARA)

29 CFR 1910 Occupational Safety and Health Standards

29 CFR 1926 Safety and Health Regulations for Construction

29 CFR 1926.500 Fall Protection

1. 2 - SUBMITTALS

A. Preconstruction Submittals:

HEALTH, SAFETY AND EMERGENCY RESPONSE PROCEDURES 01 35 29- 2

1. Accident Prevention Plan (APP)

2. Activity Hazard Analysis (AHA)

B. Test Reports

1. Reports

2. Submit reports as their incidence occurs, in accordance with the requirements of the paragraph entitled, "Reports."

3. Accident Reports

C. Certificates

1. Hot work permit

2. Contractor Safety Self-Evaluation Checklist

3. Submit one copy of each permit/certificate attached to each Daily Report.

1. 3 - DEFINITIONS

A. Competent Person for Fall Protection. A person who is capable of identifying hazardous or dangerous conditions in the personal fall arrest system or any component thereof, as well as their application and use with related equipment, and has the authority to take prompt cor-rective measures to eliminate the hazards of falling.

B. High Visibility Accident. Any mishap which may generate publicity and/or high visibility.

1. Medical Treatment. Treatment administered by a physician or by registered professional personnel under the standing orders of a physician. Medical treatment does not include first aid treatment even through provided by a physician or registered personnel.

2. Qualified Person for Fall Protection. A person with a recognized degree or professional certificate, and with extensive knowledge, training and experience in the field of fall protection; who is capable of performing design, analysis, and evaluation of fall pro-tection systems and equipment.

3. Recordable Injuries or Illnesses. Any work-related injury or illness that results in:

a. Death, regardless of the time between the injury and death, or the length of the illness;

b. Days away from work (any time lost after day of injury/illness onset);

c. Restricted work;

d. Transfer to another job;

e. Medical treatment beyond first aid;

f. Loss of consciousness; or

g. A significant injury or illness diagnosed by a physician or other licensed health care professional, even if it did not result in (1) through (6) above.

C. "USACE" property and equipment specified in USACE EM 385-1-1 should be interpreted as Government property and equipment.

D. Weight Handling Equipment (WHE) Accident. A WHE accident occurs when any one or more of the six elements in the operating envelope fails to perform correctly during operation, in-cluding operation during maintenance or testing resulting in personnel injury or death; ma-

HEALTH, SAFETY AND EMERGENCY RESPONSE PROCEDURES 01 35 29- 3

terial or equipment damage; dropped load; derailment; two-blocking; overload; and/or colli-sion, including unplanned contact between the load, crane, and/or other objects. A dropped load, derailment, two-blocking, overload and collision are considered accidents even though no material damage or injury occurs. A component failure (e.g., motor burnout, gear tooth failure, bearing failure) is not considered an accident solely due to material or equipment damage unless the component failure results in damage to other components (e.g., dropped boom, dropped load, roll over, etc.).

1. 4 CONTRACTOR SAFETY SELF-EVALUATION CHECKLIST

A. Contracting Officer will provide a "Contractor Safety Self-Evaluation checklist" to the Contrac-tor at the pre-construction conference. The checklist will be completed monthly by the Contractor and submitted with each request for payment voucher. An acceptable score of 90 or greater is required. Failure to submit the completed safety self-evaluation checklist or achieve a score of at least 90, will result in a retention of up to 10 percent of the voucher.

1. 4 - PERSONNEL QUALIFICATIONS AND DUTIES

A. Personnel Qualifications

1. Site Safety and Health Officer (SSHO):

Site Safety and Health Officer (SSHO) shall be provided and present at the work site at all times to perform safety and occupational health management, surveillance, inspec-tions, and safety enforcement for the Contractor. The SSHO shall be present at the project site, located so they have full mobility and reasonable access to all major work opera-tions during the shift.

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