H._Final_Solicitation.pdf
PDF 3 MB Posted
- Solicitation number
- 09A1059
- Issued by
- Inyo County, Kern County, Mono County, Inyokern CDP, Kernville CDP, Mono City CDP, Mono Vista CDP, California
About this file
The California Department of Transportation (Caltrans) has issued a Small Business Minor B Package solicitation (Contract No. 09A1059) for modifying flashing beacon systems at multiple locations along Route 395 in Kern, Inyo, and Mono Counties. The project involves replacing school flashing beacons, controllers, and cabinets at seven different locations, with work to be completed within 7 working days. The quote is due on April 4, 2025, and the estimated project cost is $320,000. Only Certified Small Businesses are eligible to bid, and the maximum bid amount is $461,000.
The contract requires the contractor to replace existing flashing beacon system components, including installing new NEMA 3R enclosures, beacon controllers, flashing beacon heads, cellular modems, photovoltaic power supplies, and associated wiring and mounting hardware. The project includes detailed electrical system specifications, with components to be installed on existing wooden sign posts and utility poles. The bid package contains 14 project plans and references the 2024 Edition of Standard Specifications. No DVBE (Disabled Veteran Business Enterprise) contract goal is established, but bidders are encouraged to obtain DVBE participation. The project will use photovoltaic power supplies with specific technical requirements for solar modules, batteries, and mounting configurations.
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| File | Type | Posted |
|---|---|---|
| D._Bid_Proposal_Sheets_f.pdf |
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Solicitation No. 09A1059 The following is the Table of Contents for the Small Business Minor B Package documents:
Table of Contents 1 Page
Invitation for Price Quote–Cover Letter 1 Page General Bidders Instructions/Checklist 2 Pages
Proposed Form of Agreement, STD 213 2 Pages
Specifications 30 Pages Link to the 2024 Edition of the Standard Specifications Page 31
The Bid Package contains 14 Project Plans for this project.
CALIFORNIA STATE TRANSPORTATION AGENCY GAVIN NEWSOM, GOVERNOR
California Department of Transportation
ADMINISTRATION
DIVISION OF PROCUREMENT AND CONTRACTS
1727 30th STREET, MS 65
SACRAMENTO, CA 95816-7006
PHONE (916) 227-6000
TTY 711
https://dot.ca.gov/programs/procurement-and-contracts/
Invitation for Price Quote (IFPQ)
Contract No. 09A1059 Quote Due Date: April 4, 2025
Prospective Contractors:
California Department of Transportation (Caltrans/Department) has issued the enclosed Invitation for Price Quote (IFPQ) for services described in the enclosed proposed contract.
Please read the entire contract package and all attachments carefully. If you desire to submit a quote, complete the Price Quote sheet and email it to the Analyst listed in the IFPQ. Your signature affixed to and dated on the quote proposal shall constitute a certification under penalty of perjury, unless exempted, that you have complied with the nondiscrimination program requirements of Government Code Section 12990 and Title 2, California Code of Regulations, Section 11102, and the nondiscrimination program requirements of Title VI of the Civil Rights Act of 1964, 49 Code of Federal Regulations (CFR) Part 21, and 23 CFR Part 200.
Award of this contract will be to the lowest responsible contractor whose quote complies with all requirements as described in this IFPQ.
If your bid is more than $461,000.00, it will be rejected per Public Contract Code Section 10105(b).
Contractor must be a Certified Small Business at the time of the quote date.
Invitation for Price Quote https://dot.ca.gov/programs/procurement-and-contracts/
“Provide a safe and reliable transportation network that services all people and respects the environment.”
CALIFORNIA STATE TRANSPORTATION AGENCY GAVIN NEWSOM, GOVERNOR
California Department of Transportation
ADMINISTRATION
DIVISION OF PROCUREMENT AND CONTRACTS
1727 30th Street, MS 65
SACRAMENTO, CA 95816-7006
PHONE (916) 227-6000
TTY 711
General Contractors Instructions/Checklist
Solicitation No. 09A1059
A complete bid or bid package will consist of the items identified below.
Complete this checklist to confirm the items in your bid package. Place a check mark or “X” next to each item that you are submitting to Caltrans. All attachments identified below (unless noted otherwise) are required and must be attached in your Bid Package submittal (links to documents are not acceptable), or your bid may be considered non-responsive. It is the prospective contractor’s responsibility to confirm receipt of their bid before the time the bid is due. Omission of documents or bids lost during transmission will be deemed non-responsive.
Return this checklist with your bid package.
Quotes omitting this information may be regarded as non-responsive and rejected.
Do not submit company advertisements, brochures, informational pamphlets, or any other document unless specifically noted in the IFPQ Requirements and/or as listed below.
Price Quote Proposal for Unit Items (ADM-1509). Complete and sign the Price Quote Proposal for Unit Item Sheet(s).
Subcontractor List (DES-OE-0102.2.C) can be downloaded at https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DESOE0102.2C. List all subcontractors, including DVBEs, as applicable to the requirements of this solicitation.
Contract Requirements (ADM-0378) must be downloaded at https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DOTADM0378
Small Business Status (DOT DES-OE-0102.4) can be downloaded at https://forms.dot.ca.gov/v2Forms/servlet/showForm2?frmid=DOTDESOE0102.4.
California Company Preference (DES-OE-0102.9) can be downloaded at https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DESOE0102.9.
Certified DVBE Summary (DOT ADM-4015) can be downloaded at https://forms.dot.ca.gov/v2Forms/servlet/showForm2?frmid=DOTADM4015.
Contractor Certification Clauses (CCC 04/2017) can be downloaded at https://www.dgs.ca.gov/OLS/Resources/Page-Content/Office-of-Legal-Services-Resources-List- Folder/Standard-Contract-Language.
California Civil Rights Laws Certification (DOT ADM-0076) must be downloaded at https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DOTADM0076.
Darfur Contracting Act Certification (DOT ADM-0077) must be downloaded at https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DOTADM0077.
DOT DES-OE-0102.14 In-Use Off-Road Diesel-Fueled Vehicle List can be downloaded at https://forms.dot.ca.gov/v2Forms/servlet/showForm2?frmid=DOTDESOE010214.
https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DESOE0102.2C https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DOTADM0378 https://forms.dot.ca.gov/v2Forms/servlet/showForm2?frmid=DOTDESOE0102.4 https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DESOE0102.9 https://forms.dot.ca.gov/v2Forms/servlet/showForm2?frmid=DOTADM4015 http://www.dgs.ca.gov/ols/Resources/StandardContractLanguage.aspx https://www.dgs.ca.gov/OLS/Resources/Page-Content/Office-of-Legal-Services-Resources-List-Folder/Standard-Contract-Language https://www.dgs.ca.gov/OLS/Resources/Page-Content/Office-of-Legal-Services-Resources-List-Folder/Standard-Contract-Language https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DOTADM0076 https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DOTADM0077 https://forms.dot.ca.gov/v2Forms/servlet/showForm2?frmid=DOTDESOE010214
“Provide a safe and reliable transportation network that services all people and respects the environment.”
The following forms and information will be required at the time of contract award and signature.
Payment Bond (ADM-2009) must be downloaded at https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DOTADM2009
Certificate(s) of Insurance
Postconsumer-Content Certification (CalRecycle 74) can be downloaded at https://www.google.com/url?client=internal-element-cse&cx=017557373779849962485:erv3s56gka0&q=https://www2.calrecycle.ca.gov/Docs/Web/1114 80&sa=U&ved=2ahUKEwiK0-qnvd6IAxWPKkQIHcH3HiIQFnoECAcQAQ&usg=AOvVaw37dYPswR47anIRTKPDAvXb.
Payee Data Record (STD 204) can be downloaded at https://www.documents.dgs.ca.gov/dgs/fmc/pdf/std204.pdf. This form is designed to allow vendors to self-report information needed for accurate and complete reporting of vendor payment income.
Completion of this form is required by all vendors providing goods and/or services to the State of California.
Contract Will Not Be Executed Without These Documents.
https://forms.dot.ca.gov/v2Forms/servlet/FormRenderer?frmid=DOTADM2009 https://www.google.com/url?client=internal-element-cse&cx=017557373779849962485:erv3s56gka0&q=https://www2.calrecycle.ca.gov/Docs/Web/111480&sa=U&ved=2ahUKEwiK0-qnvd6IAxWPKkQIHcH3HiIQFnoECAcQAQ&usg=AOvVaw37dYPswR47anIRTKPDAvXb https://www.google.com/url?client=internal-element-cse&cx=017557373779849962485:erv3s56gka0&q=https://www2.calrecycle.ca.gov/Docs/Web/111480&sa=U&ved=2ahUKEwiK0-qnvd6IAxWPKkQIHcH3HiIQFnoECAcQAQ&usg=AOvVaw37dYPswR47anIRTKPDAvXb https://www.google.com/url?client=internal-element-cse&cx=017557373779849962485:erv3s56gka0&q=https://www2.calrecycle.ca.gov/Docs/Web/111480&sa=U&ved=2ahUKEwiK0-qnvd6IAxWPKkQIHcH3HiIQFnoECAcQAQ&usg=AOvVaw37dYPswR47anIRTKPDAvXb https://www.google.com/url?client=internal-element-cse&cx=017557373779849962485:erv3s56gka0&q=https://www2.calrecycle.ca.gov/Docs/Web/111480&sa=U&ved=2ahUKEwiK0-qnvd6IAxWPKkQIHcH3HiIQFnoECAcQAQ&usg=AOvVaw37dYPswR47anIRTKPDAvXb https://www.documents.dgs.ca.gov/dgs/fmc/pdf/std204.pdf
PROPOSED FORM OF AGREEMENT
DO NOT COMPLETE
Continued on the following sheets, each bearing the Agreement/Contract number.
The provisions on the following pages hereof constitute a part of the Agreement
TBD
09A1059
1. Contractor agrees to indemnify, defend, and save harmless the State, its officers, agents, and employees from any and all claims and losses accruing or resulting to any and all contractors, subcontractors, materialmen, laborers and any other person, firm or corporation furnishing or supplying work services, materials or supplies in connection with the performance of this contract, and from any and all claims and losses accruing or resulting to any person, firm or corporation who may be injured or damaged by Contractor in the performance of this contract.
2. Contractor, and the agents and employees of Contractor, in the performance of the Agreement, shall act in an independent capacity and not as officers or employees or agents of State of California.
3. The State may terminate this agreement and be relieved of the payment of any consideration to Contractor should Contractor fail to perform the covenants herein contained at the time and in the manner herein provided. In the event of such termination the State may proceed with the work in any manner deemed proper by the State. The cost to the State shall be deducted from any sum due Contractor under this agreement, and the balance, if any, shall be paid Contractor upon demand.
4. Without the written consent of the State, this Agreement is not assignable by Contractor either in whole or in part.
5. Time is of the essence in this Agreement.
6. No alteration or variation of the terms of this contract shall be valid unless made in writing and signed by the parties hereto, and no oral understanding or agreement not incorporated herein, shall be binding on any of the parties hereto.
7. The consideration to be paid Contractor, as provided herein, shall be in compensation for all of Contractor’s expenses incurred in the performance hereof, including travel and per diem, unless otherwise expressly so provided.
Small Business Minor B Solicitation
Quotes open: Friday, April 4, 2025 Dated: March 21, 2025
Revised 10/31/2024
STATE OF CALIFORNIA
DEPARTMENT OF TRANSPORTATION
Notice to Bidders And
Special Provisions For Construction On State Highway In KERN, INYO, AND MONO COUNTIES AT
MULTIPLE LOCATIONS.
In District 09 On Route 158 AND 395
Under Standard Specifications dated 2024
Project plans approved: January 31, 2025 Standard Plans dated 2024
Identified by Contract No. 09A1059
09-KERN/INYO/MONO-VAR-VAR
Project ID 0925000025
SPECIAL NOTICES
California Civil Rights Laws Any person that submits a bid or proposal to, or otherwise proposes to enter into or renew a contract with a State agency with respect to any contract in the amount of one hundred thousand dollars ($100,000) or more shall certify, under penalty of perjury, at the time the bid or proposal is submitted or the contract is renewed, that they satisfy all of the conditions set forth in California Public Contract Code Section 2010 and they shall execute the Certification attached.
Assumption of Risk and Indemnification Regarding Exposure to Environmental Health Hazards In addition to, and not a limitation of, Contractor’s indemnification obligations contained elsewhere in this Agreement, Contractor hereby assumes all risks of the consequences of exposure of Contractor’s employees, agents, Subcontractors, Subcontractors’ employees, and any other person, firm, or corporation furnishing or supplying work services, materials, or supplies in connection with the performance of this Agreement, to any and all environmental health hazards, local and otherwise, in connection with the performance of this Agreement. Such hazards include, but are not limited to, bodily injury and/or death resulting in whole or in part from exposure to infectious agents and/or pathogens of any type, kind, or origin. Contractor also agrees to take all appropriate safety precautions to prevent any such exposure to Contractor’s employees, agents, Subcontractors, Subcontractors’ employees, and any other person, firm, or corporation furnishing or supplying work services, materials, or supplies in connection with the performance of this Agreement. Contractor also agrees to indemnify and hold harmless Caltrans, the State of California, and each and all of their officers, agents, and employees, from any and all claims and/or losses accruing or resulting from such exposure. Except as provided by law, Contractor also agrees that the provisions of this paragraph shall apply regardless of the existence or degree of negligence or fault on the part of Caltrans, the State of California, and/or any of their officers, agents, and/or employees.
Mandatory Organic Waste Recycling
It is understood and agreed that pursuant to Public Resources Code Sections 42649.8 et seq., if Contractor generates two (2) cubic yards or more of organic waste or commercial solid waste per week, Contractor shall arrange for organic waste recycling services or commercial waste recycling services that separate/source organic waste recycling. Contractor shall provide proof of compliance, i.e. organic waste recycling services or commercial waste recycling services that separate/source organic waste recycling, upon request from Caltrans Contract Manager.
ADA Compliance
All entities that provide electronic or information technology or related services that will be posted online by Caltrans must be in compliance with Government Code Sections 7405 and 11135 and the Web Content Accessibility Guidelines (WCAG) 2.0 or subsequent version, published by the Web Accessibility Initiative of the World Wide Web Consortium at a minimum Level AA success. All entities will respond to and resolve any complaints/deficiencies regarding accessibility brought to their attention.
Satisfying a Self-Insured Retention (SIR) All insurance required by this Agreement must allow, but not require, the State to pay any SIR and/or act as Contractor’s agent in satisfying any SIR. The choice to pay any SIR and/or act as Contractor’s agent in satisfying any SIR is at the State’s discretion. If the State chooses to pay any SIR and/or act as Contractor’s agent in satisfying any SIR, Contractor shall reimburse the State for the same.
Available Coverages/Limits In the event the insurance coverages obtained by Contractor is broader in scope than, and/or the limits are higher than, those required under the Agreement, all such broader coverage and/or higher limits available to the Contractor shall also be available and applicable to the State.
Electronic Signatures Each party agrees that the electronic signatures, whether digital or encrypted, of the parties included in this Agreement are intended to authenticate this writing and to have the same force and effect as manual signatures for this Agreement. Documents that are referenced by this Agreement may still require manual signatures.
Executive Order N-6-22 – Russia Sanctions
On March 4, 2022, Governor Gavin Newsom issued Executive Order N-6-22 (the EO) regarding Economic Sanctions against Russia and Russian entities and individuals. “Economic Sanctions” refers to sanctions imposed by the U.S. government in response to Russia’s actions in Ukraine, as well as any sanctions imposed under state law . By submitting a bid or proposal, Contractor represents that it is not a target of Economic Sanctions. Should the State determine Contractor is a target of Economic Sanctions or is conducting prohibited transactions with sanctioned individuals or entities, that shall be grounds for rejection of Contractor’s bid/proposal any time prior to contract execution, or, if determined after contract execution, shall be grounds for termination by the State.
Executive Order N-12-23 – Generative Artificial Intelligence (GenAI) Technology Use and Reporting
A. The State of California seeks to realize the potential benefits of GenAI, through the development and deployment of GenAI tools, while balancing the risks of these new technologies.
B. Bidder / Offeror must notify the State in writing if it:
1) intends to provide GenAI as a deliverable to the State; or
2) intends to utilize GenAI, including GenAI from third parties, to complete all or a portion of any deliverable that materially impacts:
a) functionality of a State system,
b) risk to the State, or
c) Contract performance.
Note: For avoidance of doubt, the term “materially impacts” shall have the meaning set forth in State Administrative Manual (SAM) § 4986.2 Definitions for GenAI.
C. Failure to report GenAI to the State may result in disqualification. The State reserves the right to seek any and all relief to which it may be entitled to as a result of such non-disclosure.
https://www.gov.ca.gov/wp-content/uploads/2022/03/3.4.22-Russia-Ukraine-Executive-Order.pdf
D. Upon notification by a Bidder / Offeror of GenAI as required, the State reserves the right to incorporate GenAI Special Provisions into the final contract or reject bids/offers that present an unacceptable level of risk to the State.
E. Government Code 11549.64 defines “Generative Artificial Intelligence (GenAI)” as an artificial intelligence system that can generate derived synthetic content, including text, images, video, and audio that emulates the structure and characteristics of the system’s training data.
Standard Title VI/Nondiscrimination Assurances (DOT Order No. 1050.2A)
California Department of Transportation, in accordance with the provisions of Title VI of the Civil Rights Act of 1964 (78 Stat. 252, 42 USC Sections 2000d to 2000d-4) and the Regulations, hereby notifies all bidders that it will affirmatively ensure that any contract entered into pursuant to this advertisement, disadvantaged business enterprises will be afforded full opportunity to submit bids in response to this invitation and will not be discriminated against on the grounds of race, color, or national origin in consideration for an award.
Bid Bonds
Bid bonds are only required for agreements over $461,000.00. Contractors are no longer required to purchase and submit a Bid Bond when bidding on Minor B Projects. Section 2-1.34 of the 2024 Standard Specifications is not applicable to Minor B Projects.
Waste Disposal
Prior to the commencement of waste disposal, Contractor must adhere to the provisions highlighted in Senate Bill 1383 (Lara) of 2016 Title 14, CCR, General Provisions section 18981.2, Public Resources Code sections 42652 et. Seq.
01-31-25
The special provisions contained herein have been prepared by or under the direction of the following Registered
Persons.
ELECTRICAL
ELECT.
REGISTERED ELECTRICAL ENGINEER 24559
06/30/25
Terry Tran v
Table of Contents
Special Provisions Division I General Provisions
1 General
2 Bidding
3 Contract Award and Execution
4 Scope of Work
5 Control of Work
6 Control of Materials
7 Legal Relations and Responsibility to The Public
8 Prosecution and Progress 9 Payment
Division II General Construction
12 Temporary Traffic Control
15 Existing Facilities
Division X Electrical Work
86 General
87 Electrical Systems……………………………………………………………………………………………28
Link to the 2024 Edition of the Standard Specifications……………………………………………………..31 vi
STANDARD PLANS LIST
The standard plan sheets applicable to this Contract include those listed below. When applicable, revised standard plans (RSPs) listed below are included in the project plans.
ABBREVIATIONS, LINES, SYMBOLS, AND LEGEND
A3A Abbreviations (Sheet 1 of 3) A3B Abbreviations (Sheet 2 of 3) A3C Abbreviations (Sheet 3 of 3) A10A Legend - Lines and Symbols (Sheet 1 of 5) A10B Legend - Lines and Symbols (Sheet 2 of 5) A10C Legend - Lines and Symbols (Sheet 3 of 5) A10D Legend - Lines and Symbols (Sheet 4 of 5) A10E Legend - Lines and Symbols (Sheet 5 of 5)
TEMPORARY CRASH CUSHIONS, RAILING AND TRAFFIC SCREEN
RSP T1A Temporary Crash Cushion, Sand Filled (Unidirectional) T1A1 Temporary Crash Cushion, Sand Filled (Unidirectional) T1B Temporary Crash Cushion, Sand Filled (Bidirectional) T2 Temporary Crash Cushion, Sand Filled (Shoulder Installations) T3A Temporary Railing (Type K) T3B Temporary Railing (Type K) T3C Temporary Barrier System (Cross Bolt) T3D Temporary Barrier System (Cross Bolt) T3E Temporary Barrier System (Cross Bolt) T9 Traffic Control System Tables for Lane and Ramp Closures T11 Traffic Control System for Lane Closure on Multilane Conventional
Highways T13 Traffic Control System with Reversible Control on Two Lane Conventional
Highways
ELECTRICAL SYSTEMS - LEGEND AND ABBREVIATIONS
ES-1A Electrical Systems (Legend) ES-1B Electrical Systems (Legend)
RSP ES-
1C
Electrical Systems (Legend)
ES-2A Electrical Systems (Service Equipment) ES-2B Electrical Systems (Service Equipment)
ELECTRICAL SYSTEMS - CONTROLLER CABINETS
ES-3K Electrical Systems (Electronics Assembly Connection Diagram) (Battery
Backup System)
ELECTRICAL SYSTEMS - DETECTORS
RSP ES-
7J
Electrical Systems (Flashing Beacon on a Type 1, Type 15-FBS and Type 40 Standard)
ES-7K Electrical Systems (Flashing Beacon with Type 9, 9A and 9B Sign) ES-7L Electrical Systems (Flashing Beacon with Type 9, 9A and 9B Sign)
ELECTRICAL SYSTEMS - PULL BOX
ELECTRICAL SYSTEMS - SPLICE INSULATION METHODS, KINKING AND
BANDING DETAILS
ES-13A Electrical Systems (Splice Insulation Methods Details) ES-14B Electrical Systems (EMS and FBCA Wiring Diagrams)
Notice to Bidders Quotes open: April 4, 2025 Dated: March 21, 2025 General work description: Replace school flashing beacons, controllers, and cabinets.
The Department of Transportation (Department) will receive quotes for In District 09 On 158 and 395.
District-County-Route-Post Mile: 09-KERN/INYO/MONO-VAR-VAR Prime Contractor must have either a Class A license or an applicable Class C license.
Prime Contractor must be a certified Small Business under Section 2-1.05.
Department establishes no DVBE Contract goal but encourages bidders to obtain DVBE participation.
Bids must be on a unit price basis.
Complete the work within 7 working days.
The estimated cost of the project is $320,000 The Department will receive quotes until 2:15 p.m. on the quotes open date at:
Analyst’s Email: arlena.tedder@dot.ca.gov *Put SB Contract # in the Subject Line of the Email
Quotes received after this time will not be accepted.
No pre-bid meeting is scheduled for this project.
Quote Packages, including Invitation for Quote, Notice to Bidders, Special Provisions, and Project Plans are available in electronic format only. These documents may be viewed and obtained at:
Cal eProcure website: https://caleprocure.ca.gov/pages/index.aspx Standard Specifications dated 2024 Standard Plans dated 2024
Present bidders’ inquiries to the District at:
District 09 Construction Duty Senior: Chris Talbot, PE 500 S. Main Street Bishop, CA 93514 Telephone number: (760) 872-0794 Fax number: (760) 872-0717 Email Duty Senior: Chris.Talbot@dot.ca.gov
Questions about alleged patent ambiguity of the plans, specifications, or estimate must be asked before bid opening. After bid opening, the Department does not consider these questions as bid protests.
Department will open bids under Section 2-1.43.
There will be no public opening of quotes. Quotes results will not be listed on the Internet.
Request quote results at:
Analyst’s Name: Arlena Tedder Email: arlena.tedder@dot.ca.gov Phone: (279)234-2434
District office addresses are provided in the Standard Specifications.
mailto:arlena.tedder@dot.ca.gov https://caleprocure.ca.gov/pages/index.aspx mailto:Chris.Talbot@dot.ca.gov mailto:arlena.tedder@dot.ca.gov
Prevailing wages may be required on this Agreement under Section 7-1.02K(2). Director of the California Department of Industrial Relations (DIR) determines the general prevailing wage rates. Obtain the wage rates at the DIR website, http://www.dir.ca.gov, or from the Department's District 6 Labor Compliance Office.
Department has made available Notices of Suspension and Proposed Debarment from the Federal Highway Administration. For a copy of the notices, go to http://ppmoe.dot.ca.gov/des/oe/contractor-info.html. Additional information is provided in the Excluded Parties List System at https://www.dol.gov/ofccp/regs/compliance/preaward/debarlst.htm.
Standard Specifications and Standard Plans may be viewed at Department’s Division of Design website at https://dot.ca.gov/programs/design/ccs-standard-plans-and-standard-specifications.
http://www.dir.ca.gov/OPRL/PWD/Index.htm http://ppmoe.dot.ca.gov/des/oe/contractor-info.html https://na01.safelinks.protection.outlook.com/?url=https%3A%2F%2Fwww.dol.gov%2Fofccp%2Fregs%2Fcompliance%2Fpreaward%2Fdebarlst.htm&data=02%7C01%7Ckimberly.fox%40dot.ca.gov%7C415eb37b3bff4ddfd9f208d687c22911%7C621b0a64174043cc8d884540d3487556%7C0%7C0%7C636845665317930395&sdata=nirsW6JifMsUooJNNbezMCat3XgJXa1NFOD20aC5rHc%3D&reserved=0 https://dot.ca.gov/programs/design/ccs-standard-plans-and-standard-specifications
Special Provisions
Division I General Provisions 1 General
Replace the definition of Bid Item List in Section 1-1.07B with:
Bid Item List: List of bid items and the associated quantities on the Quote Proposal for Unit Quote Items.
Replace the definition of Director in Section 1-1.07B with:
Director: Department’s District Director.
Add the following to Section 1-1.07B:
Quote: Bid for an agreement with bidders limited to only Small Businesses under Section 2-1.05.
Add the following to the table in Section 1-1.11:
Reference or agency or department unit
Website Address Telephone Number
Office of Civil Rights https://dot.ca.gov/programs/ civil-rights
1823 14th Street Sacramento, CA 95811 (916) 324-0449
2 Bidding
Replace Section 2-1.05 with:
2-1.05 Bidder Eligibility Bidder must be certified as a small business at the time and date of bid opening and on the date of contract award or have submitted a complete application to the Department of General Services (DGS), Office of Small Business and DVBE Services. The complete application and any required substantiating documentation must be received by DGS by 5:00 p.m. on the bid opening date.
Replace Section 2-1.06A with:
2-1.06A General Standard Specifications and Standard Plans may be viewed at Bidders’ Exchange website.
The Bid Package may be viewed and obtained at the Cal eProcure website.
The Bid Package includes the Invitation for Bid, Notice to Bidders, Special Provisions, Project Plans, Revised Standard Plans, and a web link to the Standard Specifications and Standard Plans.
Replace the 3rd paragraph of Section 2-1.06B with:
If an Information Handout or cross sections are available, you may view and obtain them at the Cal eProcure website.
Add the following to Section 2-1.10 Submit the form with your bid.
https://dot.ca.gov/programs/civil-rights https://dot.ca.gov/programs/civil-rights
Replace section 2-1.11 with:
2-1.11 IN-USE OFF-ROAD DIESEL-FUELED VEHICLE LIST
Section 2-1.11 applies to non-informal-bid contracts.
Complete and submit the In-Use Off-Road Diesel-Fueled Vehicle List form under section 2-1.33.
On the In-Use Off-Road Diesel-Fueled Vehicle List form, list each fleet used by you or your subcontractor to perform work and is subject to 13 CCR § 2449 et seq. Submit a copy of a valid Certificate of Reported Compliance (13 CCR § 2449, subdivision (n)) for each fleet listed on the form within 10 days of bid opening. Failure to list a fleet used by you or your subcontractor to perform work on the In-Use Off-Road Diesel-Fueled Vehicle List form may result in a nonresponsive bid. Failure to submit the Certificate of Reported Compliance for a fleet listed on the In-Use Off-Road Diesel-Fueled Vehicle List form may result in a nonresponsive bid.
Replace Section 2-1.15 with:
2-1.15 Disabled Veteran Business Enterprises (DVBE) 2-1.15A General Take necessary and reasonable steps to ensure that DVBEs have opportunity to participate in the Agreement.
Comply with Military and Veterans Code Sections 999 et seq.
Department encourages bidders to obtain DVBE participation to ensure Department achieves its State-mandated overall DVBE goal.
If you obtain DVBE participation:
1. Complete and submit the Certified DVBE Summary form under with your bid. List all DVBE participation on this form.
2. List each first tier DVBE subcontractor in the Subcontractor List form, regardless of percentage of the total bid.
If a DVBE joint venture is used, submit the joint venture agreement with the Certified DVBE Summary form.
List each first tier DVBE, subcontractor on the Subcontractor List (DES-OE-0102C) regardless of percentage of the total bid.
DVBEs must be certified by the bid opening date and remain certified through contract award.
Delete Section 2-1.18.
Delete Section 2-1.27.
Replace Section 2-1.33 with:
2-1.33 Bid Document Completion and Submittal Complete forms in the Bid Package. Submit the forms with your bid.
Failure to submit the forms and information as specified may result in a nonresponsive bid.
If an agent other than the authorized corporate officer or a partnership member signs the bid, file a Power of Attorney with the Department either before opening bids or with the bid. Otherwise, the bid may be nonresponsive.
Delete Section 2-1.34
Delete the second paragraph of Section 2-1.40.
Replace Section 2-1.43 with:
2-1.43 Bid Opening The Department opens the bids after the time shown in the Notice to Bidders.
Replace the first paragraph of Section 2-1.47 with:
The Department may grant bid relief under Public Contract Code Sections 5100 et seq. Submit any request for bid relief to DPAC. The Relief of Bid Request form is available at the Department's website.
3 Contract Award and Execution
Add the following to Section 3-1.02A:
For a unit price-based bid, submit the bid with a unit price and the item total (the product of the unit price and the quantity) for each item and a total price (the sum of the item totals) in the spaces provided on the Bid Item List. Prices submitted on the Bid Item List are the basis of comparison of bids except:
1. If a discrepancy between the unit price and the item total exists, the unit price prevails except:
1.1. If the unit price is illegible, omitted, or the same as the item total, item total prevails, and the unit price is the quotient of the item total and the quantity.
1.2. If a decimal error is apparent in the product of the unit price and the quantity, the Department will use either the unit price or item total based on the closest by percentage to the unit price or item total in the Department's Final Estimate.
2. If the unit price and the item total are illegible or are omitted, the bid may be determined nonresponsive.
3. Bids on lump sum items are item totals. If a unit price for a lump sum item is entered and it differs from the item total, the item total prevails.
4. Entries are to be expressed in dollars or decimal fractions of a dollar. Symbols such as commas and dollar signs are ignored and have no significance in establishing unit price or item total.
5. Unit prices and item totals are interpreted by the number of digits and decimal placement. Do not round item totals or the total bid.
Replace Section 3-1.04 with:
3-1.04 Contract Award If the Department awards the contract, the award is made to the lowest responsible bidder within 30 days after bid opening.
Replace Section 3-1.09 with:
3-1.09 Contract Bonds Section 3-1.05 does not apply.
If the total bid exceeds $25,000, the successful bidder must furnish a payment bond to secure the claim payments of laborers, workers, mechanics, or materialmen providing goods, labor, or services under the Contract. This bond must be equal to at least 100 percent (100%) of the total bid (Pub. Cont. Code Section 7103).
A performance bond is not required.
Replace Section 3-1.11 with:
3-1.11 Payee Data Record Complete and sign the Payee Data Record form included in the contract documents.
Replace Section 3-1.18 with:
3-1.18 Contract Execution The successful bidder must sign the Standard Agreement form to execute the contract.
The bidder's security may be forfeited for failure to execute the contract within the time required.
Add to Section 3:
3-1.20 Budget Disclaimer If sufficient program funds are not allocated to complete this contract as awarded, the contract may be amended to reflect any reduction in funds or be terminated.
4 Scope of Work
Delete Section 4-1.07C.
Delete Section 4-1.07D.
5 Control of Work
Add to Section 5-1.38:
The Engineer will only consider a request for relief of maintenance and protection responsibility if the Engineer has suspended the work under Section 8-1.06.
Replace Section 5-1.42 with:
5-1.42 Requests For Information (RFI) Submit an RFI upon recognition of any event or question of fact arising under the Contract.
The Engineer responds to the RFI within three (3) days. Proceed with the work unless otherwise ordered. You may protest the Engineer's response by:
1. Submitting a potential claim record, using the Supplemental Potential Claim Record form, within three (3) days after receiving the Engineer's response
2. Complying with Section 5-1.43
Replace Section 5-1.43 with:
5-1.43 Potential Claims and Dispute Resolution 5-1.43A General Minimize and mitigate impacts of potentially claimed work or event.
For each potential claim, assign an identification number determined by chronological sequencing and the first date of the potential claim.
Use the identification number for each potential claim on the Supplemental Potential Claim Record form.
Failure to comply with this procedure is a waiver of the potential claim and a waiver of the right to a corresponding claim for the disputed work in the administrative claim procedure.
5-1.43B Potential Claim Record Submit a potential claim record, using the Supplemental Potential Claim Record form, within three
(3) days of the Engineer's response to the RFI or within three (3) days from the date when a dispute arises due to an act or failure to act by the Engineer. The potential claim record must include the following:
1. Nature and circumstances causing the potential claim or event
2. Contract specifications supporting the basis of a claim
3. Estimated claim cost and an itemized breakdown of individual costs stating how the estimate was determined. If accurate cost figures are not available, provide an estimate, or describe the types of expenses involved.
Proceed with the potentially claimed work unless otherwise ordered. Maintain records that provide a clear distinction between costs for the disputed work and the costs of the undisputed work.
Within five (5) days of a request, provide access to the project records determined necessary by the Engineer to evaluate the potential claim.
Delete Section 5-1.47.
6 Control of Materials
Replace section 6-1.04 with:
6-1.04 BUY AMERICA
6-1.04A General Buy America requirements do not apply to the following:
1. Tools and construction equipment used in performing the work
2. Temporary work that is not incorporated into the finished project
6-1.04B Crumb Rubber (Pub Res Code § 42703(d)) Furnish crumb rubber with a certificate of compliance. Crumb rubber must be:
1. Produced in the United States
2. Derived from waste tires taken from vehicles owned and operated in the United States
6-1.04C Steel and Iron Materials Steel and iron materials must be melted and manufactured in the United States except:
1. Foreign pig iron and processed, pelletized, and reduced iron ore may be used in the domestic production of the steel and iron materials
2. If the total combined cost of the materials produced outside the United States does not exceed the greater of 0.1 percent of the total bid or $2,500, the material may be used if authorized
Furnish steel and iron materials to be incorporated into the work with certificates of compliance and certified mill test reports. Mill test reports must indicate where the steel and iron were melted and manufactured.
All melting and manufacturing processes for these materials, including an application of a coating, must occur in the United States. Coating includes all processes that protect or enhance the value of the material to which the coating is applied.
6-1.04D Manufactured Products Iron and steel used in precast concrete manufactured products must meet the requirements of section 6-1.04C regardless of the amount used.
Iron and steel used in other manufactured products must meet the requirements of section 6-1.04C if the weight of steel and iron components constitute 90 percent or more of the total weight of the manufactured product.
6-1.04E Construction Materials The following construction materials must be produced in the United States under standards in 2 CFR 184.6:
1. Non-ferrous metals
2. Plastic and polymer-based products such as:
2.1. Polyvinylchloride
2.2. Composite building materials
3. Glass
4. Fiber optic cable including drop cable
5. Optical fiber
6. Lumber
7. Engineered wood
8. Drywall
All manufacturing processes for these materials as defined in 2 CFR 184.6 must occur in the United States.
Furnish construction materials to be incorporated into the work with certificates of compliance with each project delivery. Manufacturer’s certificate of compliance must identify where the construction material was manufactured and attest specifically to compliance with its 2 CFR 184.6 standard.
Minor additions of articles, materials, supplies, or binding agents to these construction materials do not change the categorization of the construction material.
7 Legal Relations and Responsibility to The Public
Add to Section 7-1.02K(2):
Payment of prevailing wages is not required if the contract amount is:
1. $25,000 or less for a public works construction project.
2. $15,000 or less for the alteration, demolition, repair, or maintenance of a public works project.
If satisfactory certified payroll records are not submitted by the time the final invoice is submitted, the Department will withhold all payments due and owing the Contractor pending receipt of the records.
Add after the first paragraph of Section 7-1.02K(3):
Payroll records are not to be submitted if prevailing wages are not required.
Add to the last paragraph of Section 7-1.02K(3):
If progress payments are not made, and you have not submitted adequate records by the time you submit the final invoice, the Department will withhold all payments due and owing the Contractor pending receipt of such records.
Delete the 24th paragraph of section 7-1.04:
7-1.04 PUBLIC SAFETY
You are responsible to provide for public safety.
Do not construct a temporary facility that interferes with the safe passage of traffic.
Control dust resulting from the work, inside and outside the right-of-way.
Move workers, equipment, and materials without endangering traffic.
Whenever your activities create a condition hazardous to the public, furnish, erect and maintain those fences, temporary barrier system, barricades, lights, signs, and other devices and take any other necessary protective measures to prevent damage or injury to the public.
Any fences, temporary barrier system, barricades, lights, signs, or other devices furnished, erected and maintained by you are in addition to those for which payment is provided elsewhere in the specifications.
Provide flaggers whenever necessary to ensure that the public is given safe guidance through the work zone. Flagging must comply with section 12-1. When not described and if ordered, providing flaggers is change order work.
At locations where traffic is being routed through construction under one-way controls, move your equipment in compliance with the one-way controls unless otherwise ordered.
Use of signs, lights, flags, or other protective devices must comply with the California MUTCD and any directions of the Engineer. Signs, lights, flags or other protective devices must not obscure the visibility of, nor conflict in intent, meaning, and function of either existing signs, lights and traffic control devices, or any construction area signs.
Keep existing traffic signals and highway lighting in operation. Other forces within the Department will perform routine maintenance of these facilities during the work.
Cover signs that direct traffic to a closed area. Except for work specified in section 12, maintaining, and removing the covers on construction area signs is change order work.
Install temporary illumination such that the illumination and the illumination equipment do not interfere with public safety. The installation of general roadway illumination does not relieve you from furnishing and maintaining any protective devices.
Equipment must enter and leave the highway via existing ramps and crossovers and must move in the direction of traffic. All movements of workers and construction equipment on or across lanes open to traffic must be performed in a manner that do not endanger the public. Your vehicles or other mobile equipment leaving an open traffic lane to enter the construction area must slow down gradually in advance of the location of the turnoff to give the traffic following an opportunity to slow down. When leaving a work area and entering a roadway carrying traffic, your vehicles and equipment must yield to traffic. Compensation for flaggers, used for all movement of workers and construction vehicles and equipment on or across lanes open to traffic, is included in the bid items of work involved.
Immediately remove hauling spillage from a roadway lane or shoulder open to traffic. When hauling on roadways, trim loads and remove material from shelf areas to minimize spillage.
Notify the Engineer not less than 25 days and not more than 125 days before the anticipated start of an activity that will change the vertical or horizontal clearance available to traffic, including shoulders.
If vertical clearance is temporarily reduced to 15.5 feet or less, place low clearance warning signs in compliance with the California MUTCD and any directions of the Engineer. Signs must comply with the dimensions, color, and legend requirements of the California MUTCD and section 12-3.11 except that the signs must have black letters and numbers on an orange retroreflective background. W12-2P signs must be illuminated so that the signs are clearly visible.
Pave or provide full width continuous and cleared wood walks for pedestrian openings through falsework. Protect pedestrians from falling objects and concrete-curing water. Extend overhead protection for pedestrians at least 4 feet beyond the edge of the bridge deck. Illuminate all pedestrian openings through falsework. Temporary pedestrian facilities must comply with the California MUTCD, Part 6, Chapter 6D, "Pedestrian and Worker Safety."
Do not store vehicles, material, or equipment in a way that:
1. Creates a hazard to the public
2. Obstructs traffic control devices
Do not install or place temporary facilities used to perform the work which interfere with the free and safe passage of traffic.
Temporary facilities that could be a hazard to public safety if improperly designed must comply with design requirements described in the Contract for those facilities or, if none are described, with standard design criteria or codes appropriate for the facility involved. Submit shop drawings and design calculations for the temporary facilities and show the standard design criteria or codes used. Shop drawings and supplemental calculations must be sealed and signed by an engineer who is registered as a civil engineer in the State.
If you appear to be neglectful or negligent in furnishing warning devices and taking protective measures, the Engineer may direct your attention to the existence of a hazard. You must furnish and install the necessary warning devices. If the Engineer points out the inadequacy of warning devices and protective measures, that action on the part of the Engineer does not relieve you from your responsibility for public safety or abrogate your obligation to furnish and pay for these devices and measures.
Install temporary barrier system or other authorized protective systems under any of the following conditions:
1. Excavations: Where the near edge of the excavation is within 15 feet from the edge of an open traffic lane
2. Temporarily unprotected permanent obstacles: When the work includes the installation of a fixed obstacle together with a protective system, such as a sign structure together with protective railing, and you elect to install the obstacle before installing the protective system; or you, for your convenience and as authorized, remove a portion of an existing protective railing at an obstacle and do not replace such railing completely the same day
3. Storage areas: When material or equipment is stored within 15 feet of the edge of an open traffic lane and the storage is not otherwise prohibited by the Contract
4. Height differentials: When construction operations create a height differential greater than 0.15 feet within 15 feet of the edge of traffic lane
Installation of temporary barrier system is not required if an excavation within 15 feet from the edge of an open traffic lane is protected by any of the following:
1. Steel plate or concrete covers of adequate thickness to prevent accidental entry by traffic or the public
2. Side slope where the downhill slope is 4:1 (horizontal:vertical) or less unless a naturally occurring condition
3. Barrier or railing
Offset the approach end of temporary barrier system a minimum of 15 feet from the edge of an open traffic lane. Install the temporary barrier system on a skew toward the edge of the traffic lane of not more than 1 foot transversely to 10 feet longitudinally with respect to the edge of the traffic lane. If the 15-foot minimum offset cannot be achieved, the temporary barrier system must be installed on the 10 to 1 skew to obtain the maximum available offset between the approach end of the railing and the edge of the traffic lane, and an array of temporary crash cushion modules must be installed at the approach end of the temporary barrier system.
Secure temporary barrier system in place before starting work for which the temporary barrier system is required.
If a traffic lane is closed with channelizers for excavation work, move the devices to the adjacent edge of the traveled way when not excavating. Space the devices as specified for the closure.
Do not move or temporarily suspend anything over a traffic lane open to the public unless the public is protected.
8 Prosecution and Progress
Replace Section 8-1.02A with:
8-1.02A General Before or at the preconstruction conference, submit a progress schedule on a form of your choice.
On the schedule, show the order in which you propose to carry out the work, the start dates of the several salient features of the work (including procurement of materials, plant, and equipment), and the contemplated dates for completing those salient features.
If the contract is more than 60 working days, submit an update of the schedule on or before the last day of each month, showing the status of work actually completed during the period preceding the 20th of the month.
Subsequent to the time that submittal of a progress schedule is required, no progress payments will be made for any work until a satisfactory schedule has been submitted to the Engineer.
Delete Sections 8-1.02B and 8-1.02C.
Replace the first paragraph of Section 8-1.04B with:
Start job site activities by the date specified in the Engineer's letter providing notice that the Contract has been approved.
Replace Section 8-1.13 with:
8-1.13 Contractor's Control Termination The Department may terminate your control of the work for failure to do any of the following:
1. Supply an adequate workforce
2. Supply material as described
3. Pay subcontractors
4. Prosecute the work as described in the Contract
The Department may also terminate your control for failure to maintain insurance coverage.
For a Federal-aid project, the Department may terminate your control of the work for failure to include "Required Contract Provisions, Federal-Aid Construction Contracts" in subcontracts.
The Department gives you notice at least five (5) business days before terminating control. The notice describes the failures and the time allowed to remedy the failures. If failures are not remedied within the time provided, the Department takes control of the work.
The Department may complete the work if the Department terminates the Contractor's control or you abandon the project. The Department determines the unpaid balance under the Contract.
At any time before final payment of all claims, the Department may convert a Contractor's control termination to a Contract termination.
9 Payment
Replace Section 9-1.16A with:
9-1.16A General For a contract with more than 20 working days, you may request that progress payments be made. If approved by the Engineer, submit a fully itemized invoice, in triplicate, covering the actual work performed. The invoice must reference the Department of Transportation and the contract number.
For a contract with 20 working days or less, payment will be made after contract acceptance.
No progress payment will be made when, in the opinion of the Engineer, the work is not proceeding in accordance with the specifications, or when the total value of the work done since the last estimate is less than $5,000.
Delete Sections 9-1.16C and 9-1.16D.
Replace Section 9-1.17 with:
9-1.17 Payment After Contract Acceptance 9-1.17A General Reserved
9-1.17B Reserved 9-1.17C Final Invoice Submit a fully itemized invoice, in triplicate, within 30 days after Contract acceptance, covering the actual work performed. The invoice must reference the Department of Transportation and the contract number.
Submit claims statements with the final invoice. Claims not submitted with the final invoice will not be considered.
Submit required final utilization reports to Engineer. Failure to provide the required forms with the final invoice will result in 25 percent (25%) of the dollar value of the bill being withheld from payment until the form is submitted. The amount will be returned to Contractor when satisfactory final utilization forms are submitted.
9-1.17D Final Payment and Claims 9-1.17D(1) General If you do not submit a claim statement, Engineer immediately processes the final invoice and the Department pays the amount due. This final payment is conclusive except as specified in Sections 5-
1.27 and 9-1.21.
If you submit a claim statement, Engineer…
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