FY24 LATAM NOFO FINAL.pdf
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This document is a Notice of Funding Opportunity (NOFO) for the U.S. Fish and Wildlife Service's FY2024 Latin America Regional Program. The program provides technical and financial assistance to partners to conserve priority species and habitats in Latin America. The NOFO seeks proposals for projects that reduce threats to key wildlife species and strengthen local capacity, resulting in measurable conservation impacts. Eligible project categories are: 1) Species Conservation, and 2) Conservation Stewardship. Eligible geographies are specific regions in Mexico, Central America, and South America. The program will fund approximately 6 awards, each up to $200,000 over 2 years. Proposals require a letter of government endorsement. The application deadline is June 4, 2024, and awards are expected to be announced by December 2, 2024. This funding opportunity is associated with the Latin America and Caribbean Regional program (CFDA 15.640).
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U.S. Fish and Wildlife Service
FWS - International Conservation https://www.fws.gov/program/international-affairs
F24AS00309 FY2024 Latin America Regional Program Fiscal Year: 2024
F24AS00309
Due Date for Applications: 06/04/2024
Table of Contents A. Program Description
A1. Authority
A2. Assistance Listing Number
A3. Background, Purpose and Program Requirements
A4. Funding Opportunity Goals
B. Federal Award Information
B1. Total Funding
B2. Expected Award Amount
B3. Expected Award Funding and Anticipated Dates
B4. Number of Awards
B5. Type of Award
C. Eligibility Information
C1. Eligible Applicants
C2. Cost Sharing or Matching
C3. Other
D. Application and Submission Information
D1. Address to Request Application Package
D2. Content and Form of Application Submission
D3. Unique Entity Identifier and System for Award Management (SAM)
D4. Submission Dates and Times
D5. Intergovernmental Review
D6. Funding Restrictions
D7. Other Submission Requirements
E. Application Review Information
E1. Criteria
E2. Review and Selection Process
E3. CFR – Regulatory Information
E4. Anticipated Announcement and Federal Award Dates
F. Federal Award Administration Information
F1. Federal Award Notices
F2. Administrative and National Policy Requirements
F3. Reporting
G. Federal Awarding Agency Contact(s)
G1. Program Technical Contact
G2. Program Administration
G3. Application System Technical Support
H. Other Information
A. Program Description
A1. Authority Endangered Species Act—International cooperation (16 U.S.C. §1537)
A2. Assistance Listing Number
Assistance Listing Number 15.640
A3. Background, Purpose and Program Requirements The U.S. Fish and Wildlife Service’s (“Service”) mission is to work with others to conserve, protect and enhance fish, wildlife and plants and their habitats for the continuing benefit of the American people. The Service’s International Affairs Program delivers on this mission through its financial assistance programs by supporting projects that deliver measurable conservation results for priority species and their habitats around the world.
The mission of the Latin America Regional Program is to provide technical and financial assistance to partners to conserve the region’s priority species and their habitats. It advances its mission by supporting projects that reduce threats to key wildlife species and strengthen local capacity that results in measurable conservation impacts that benefit biodiversity and its people in the long-term.
Responding to and tackling the challenges that Latin America’s biodiversity faces requires inclusive and equitable approaches, as well as coordinated actions by stakeholders across the region. The Latin America Regional Program seeks to partner with national governments, civil society and grassroots organizations, and research and academic institutions that are willing to work with local groups that bring new perspectives and leadership. See Section C. Eligibility Conditions for more information about eligibility.
Conserving Latin America’s unique assemblage of species and natural habitats requires addressing the damage that unsustainable resource use, habitat loss and fragmentation, agricultural expansion, human-wildlife conflict, and climate change have on species and ecosystems. Therefore, this NOFO will only consider projects that clearly articulate how the proposed actions will reduce these above-mentioned threats under at least one of the following categories:
1. Species Conservation: This category seeks to support projects that promote the recovery and conservation efforts of key terrestrial species and their habitats along their range. Proposed activities can be implemented on the local, national, or regional (transnational) level, and can involve more than one priority species. Species should meet the criteria to be listed either as “Endangered” or “Threatened” on the ESA, or as “Critically Endangered,” “Endangered,” or “Vulnerable” on the International Union for the Conservation of Nature (IUCN) Red List.
Species listed as “Data Deficient” or “Extinct in Wild” on the IUCN Red List are not eligible under this NOFO.
Example of projects include, but are not limited to: projects that address the management, monitoring and other proactive conservation needs of the species; support the implementation of species recovery and management plans; prevent/mitigate the incidence of human-wildlife conflicts by increasing the capacity of local personnel, landowners and land users to implement better management practices and participatory approaches that increase the chances of coexistence between people and wildlife; promote innovative, inclusive and culturally appropriate species conservation actions; broaden the skill set and technical capacities of personnel implementing species conservation programs; promote regional species protection efforts; identify barriers to community and other partners buy-in and strategically address them to ensure local engagement on conservation efforts; support behavioral change in key stakeholders and audiences aimed at the conservation of the species and their habitats; and establish inclusive networks of stakeholders, landowners, and/or conservation practitioners to promote the exchange of experiences, while improving local, national, and/or regional (transnational) collaboration and coordination.
Proposed projects should be designed to achieve one or more of the following desired outcomes:
• The extinction of species is prevented, and their conservation status is improved and sustained.
• Stakeholders and/or practitioners’ collaboration and coordination is enhanced as reflected in the successful implementation of recovery and conservation strategies on the local, national, and/or transnational levels.
• Species natural habitat is enhanced through conservation and restoration activities.
• Human-wildlife and other conservation related conflicts are prevented/reduced through solutions that are participative, culturally, ecologically and economically robust and sustainable.
• Existing action gaps and/or missed coordination opportunities for the conservation of the species are identified and addressed.
• Change in behaviors of the targeted audiences as demonstrated by their willingness to stop direct threats to the species and their habitats and implement positive environmental actions.
2. Conservation Stewardship: This category seeks to support projects that assist communities living in and along critical wildlife corridors and strongholds, by building on their traditional land-use practices, governance principles, ethnobiological knowledge and reduce their costs of living with wildlife. Proposed activities can be implemented on the local, national or regional (transnational) level.
https://www.iucnredlist.org/
Example of projects include, but are not limited to: projects that promote a landscape management approach to land use planning and the creation of wildlife corridors, communal, voluntary, and private protected areas; strengthen and promote communities’ climate change adaptation and resilience; elevate the capacity of rural and Indigenous communities to manage their lands through the formulation and implementation of participatory management plans and creation of sustainable livelihood alternatives; promote better management practices and approaches for communities affected by human-wildlife conflict and illegal wildlife trade;
develop the capacity of communities to apply better management practices that eliminate the unsustainable use of biodiversity and/or ecosystems; and that establish networks of landowners and promote the exchange of experiences, better governance and gender equality, while promoting the use of traditional knowledge and practices, among others.
Proposed projects should be designed to achieve one or more of the following desired outcomes:
• Habitat loss and fragmentation around agricultural landscapes is significantly reduced and agricultural lands are capable of sustaining biodiversity and promote wildlife and ecosystem connectivity.
• Degraded ecosystems are restored and safeguarded using science-based techniques and/or Indigenous and traditional practices.
• Ecosystem resilience is enhanced through the application of traditional land-use practices and restoration activities.
• Areas under agriculture and forestry schemes are managed sustainably by their owners and users.
• Traditional knowledge and local communities’ practices relevant for the conservation and sustainable use of biodiversity are encouraged, incorporated, and respected.
• Species populations are managed and harvested sustainably by local communities and illegal trade of wildlife is curtailed through the effective implementation of alternative sustainable livelihood schemes.
• Human-wildlife and other conservation related conflicts are prevented or reduced through solutions that are participative, culturally, ecologically and economically robust and sustainable.
• Existing action gaps and/or missed coordination opportunities for the conservation of the communities managed lands are identified and addressed.
• Change in behaviors of the targeted audiences as demonstrated by their willingness to stop direct threats to the species and their habitats and implement positive environmental actions.
Important Considerations
• Project activities should take place in eligible geographies of Latin America (see
Eligibility below). If work is to be conducted in the United States, the proposal must show a clear impact on biodiversity conservation in Latin America to be eligible.
• Transnational projects and consortia applications are encouraged.
• Only one application per organization will be accepted under this announcement.
• Project activities that emphasize data collection and status assessment should describe a direct link to management action and explain how lack of information has been a key limiting factor for management action.
• Please note that a letter of government endorsement is required and must be included with your submission. Applicants are strongly encouraged to consult with relevant government authorities prior to preparing applications for Service funds. See Section D2.
Content and Form of Application Submission for more information.
• The Latin America Regional Program reserves the right to fund any or none of the submissions and make adjustments to the funding amounts.
The Notice of Funding Opportunity seeks to fund approximately six awards, each with a total budget not to exceed $200,000 over two years. To maximize the impact and sustainability of the awards that result from this NOFO, the Latin America Regional Program retains the right to execute non-competitive continuation amendments. The total duration of any award, including non-competitive continuation amendments, cannot exceed five years. Any non-competitive continuation amendment is contingent on performance and pending availability of federal funds, satisfactory performance and compliance with award terms and conditions.
Due to other grant programs supported by the Service, the Latin America Regional Program will not fund projects related to marine turtles, tortoises, and freshwater turtles (Marine Turtle Conservation Act Fund), neotropical migratory birds (Neotropical Migratory Bird Conservation Act Fund), North America wetlands (North America Wetlands Conservation Act), songbirds (Species Conservation Catalyst Fund on Songbirds), California condor, and Mexican gray wolf.
Eligibility Projects are to be implemented in or around natural protected areas, biological corridors, and recovery units in:
Mexico: Species: jaguar Geographic Eligibility: Yucatan Peninsula and Lacandon jungle
Central America: Geographic Eligibility: Guatemala and Honduras
South America: Geographic Eligibility: Gran Chaco (Eastern Bolivia, Paraguay, and northern Argentina) and Andes-Amazon (Bolivia, Colombia, Ecuador, and Peru)
The Service, Division of International Conservation provides funding for projects in complex and remote landscapes, often populated by Indigenous Peoples, pastoralists, and local communities (IPLCs). In some of these landscapes, vulnerable IPLCs face instability, diminished rule of law, and histories of human rights abuses. Recognizing that, absent robust social safeguard mechanisms, certain activities may increase risks of Gross Human Rights Violations (GHRVs), the Service is piloting new safeguard requirements in this NOFO to support conservation partners and protect human rights. Applicants will see new social safeguard requirements, including reporting requirements and opportunities to develop organizational social safeguard mechanisms. For additional information, please reach out to the Program Technical Contact (See Section G1).
A4. Funding Opportunity Goals The goal of the Latin America Regional Program is to support projects that reduce threats to key wildlife species and strengthen local capacity that results in measurable conservation impacts that benefit biodiversity and its people in the long term.
B. Federal Award Information
B1. Total Funding
Estimated Total Funding $1,200,000
B2. Expected Award Amount
Maximum Award $200,000 Minimum Award $100,000
B3. Expected Award Funding and Anticipated Dates
Expected Award Funding $200,000 Expected Award Date December 02, 2024
B4. Number of Awards
Expected Number of Awards The amount of funding requested must be clearly justified by the scope of the activities, the anticipated results, and the length of the project period.
The period of performance for projects awarded under this program is two years, starting on the date the award is signed by the Service.
B5. Type of Award
Funding Instrument Type G - Grant
C. Eligibility Information
C1. Eligible Applicants
Eligible Applicants 25 – Others (see text field entitled “Additional Information on Eligibility” for clarification) Additional Information on Eligibility Applicants under this program can be multi-national secretariats, foreign governments, U.S. and foreign non-profits, non-governmental organizations, community and Indigenous organizations, and U.S. and foreign public and private institutions of higher education.
Individuals are not eligible to apply under this Notice of Funding Opportunity. In addition, tuition for individuals and field expenses for projects carried out in support of masters, doctorate degrees, and post-doctorate research are not eligible under this Notice of Funding Opportunity.
C2. Cost Sharing or Matching
Cost Sharing / Matching Requirement No Percentage of Cost Sharing / Matching Requirement Cost sharing is the portion of program costs not borne by the Service. Under this program, cost share is not required but may be committed voluntarily. Voluntary Committed Cost Share (See 2 CFR 200.1) is not an eligibility factor, and contributions will not result in a more favorable competitive ranking. Cost share should be necessary and reasonable to accomplish project objectives, and allowable in accordance with 2 CFR 200 Subpart E—Cost Principles.
Applicants may consider all types of cost sharing, including in-kind and public-private partnerships. Examples include the use of office space owned by other entities; donated or borrowed supplies and equipment; (non-federal) sponsored travel costs; waived indirect costs;
and program activities, translations, or consultations conducted by qualified volunteers. Assign a monetary value in U.S. dollars to each in-kind contribution. The values of offered cost-share should be included in the detailed budget and explanations of contributions should be included in the Budget Narrative whether cash or in-kind.
If the proposed project is a component of a larger program, identify other funding sources and the specific funding amount to be provided by those sources. In addition, it is recommended that the Budget Narrative address the overall cost-effectiveness of the proposal, including leveraging institutional or other resources.
Funds provided by another U.S. Federal Government agency or another Service award cannot be reported as cost share but contributions should be noted and explained in detail in the Budget Narrative.
If cost share is included in the budget, written records must be maintained to support all allowable costs that are claimed as its contribution to cost share, as well as costs to be paid by the Federal government. Such records are subject to audit.
https://www.ecfr.gov/cgi-bin/text-idx?SID=38753b18f54182883b86b0bb0eede07b&mc=true&node=pt2.1.200&rgn=div5#se2.1.200_11 https://www.ecfr.gov/cgi-bin/text-idx?SID=38753b18f54182883b86b0bb0eede07b&mc=true&node=pt2.1.200&rgn=div5#se2.1.200_11 https://www.ecfr.gov/cgi-bin/text-idx?SID=38753b18f54182883b86b0bb0eede07b&mc=true&node=pt2.1.200&rgn=div5#sp2.1.200.e
C3. Other Project activities should take place with eligible species and in eligible geographies of Latin America (refer to Section A. Program Description). If work is to be conducted in the United States, the proposal must show a clear impact on biodiversity conservation in Latin America to be eligible.
Only one application per organization will be accepted under this announcement.
Foreign Entities or Projects:
State Sponsors of Terrorism: This program will not fund projects in countries determined by the U.S. Department of State to have repeatedly provided support for acts of international terrorism and therefore are subject to sanctions restricting receipt of U.S. foreign assistance and other financial transactions.
Office of Foreign Assets Control Sanctions: This program will not fund projects in countries subject to comprehensive sanction programs administered by the U.S. Department of Treasury, Office of Foreign Asset Control without proper licenses.
In-Country Licenses, Permits, or Approvals: Entities conducting activities outside the U.S.
are responsible for coordinating with appropriate U.S. and foreign government authorities as necessary to obtain all required licenses, permits, or approvals before undertaking project activities. The Service does not assume responsibility for recipient compliance with the laws, regulations, policies, or procedures of the foreign country in which they are conducting work.
Excluded Parties:
The DOI conducts a review of the SAM.gov Exclusions database for all applicant entities and their key project personnel prior to award. The DOI cannot award funds to entities or their key project personnel identified in the SAM.gov Exclusions database as ineligible, prohibited/restricted or otherwise excluded from receiving Federal contracts, certain subcontracts, and certain Federal assistance and benefits, as their ineligibility condition applies to this Federal program.
D. Application and Submission Information
D1. Address to Request Application Package This funding opportunity contains everything needed to apply. To request paper copies of materials, please contact: latam@fws.gov.
Program Website Link https://www.fws.gov/program/international-affairs
D2. Content and Form of Application Submission SF-424, Application for Federal Assistance https://www.state.gov/j/ct/list/c14151.htm https://www.state.gov/j/ct/list/c14151.htm https://www.state.gov/j/ct/list/c14151.htm http://www.treasury.gov/resource-center/sanctions/Pages/default.aspx http://www.treasury.gov/resource-center/sanctions/Pages/default.aspx
All applicants must submit the Standard Form (SF)-424, Application for Federal Assistance. This form is available with the announcement on Grants.gov and in GrantSolutions. The form must be complete and signed by an Authorized Representative. For all applicants except individuals and commercial entities, the Authorized Representative’s signature on a standard application form submitted to the Service represents their certification that the entity’s financial management system meets 2 CFR §200.302 financial management requirements. The non-Federal entity’s financial management system must be sufficient to:
1. Permit the preparation of required reports;
2. Trace funds to a level of expenditures adequate to establish that the entity has used such funds per Federal statutes, regulations, and terms and conditions of the Federal award;
3. Provide for the requirements in 2 CFR §200.302(b); and
4. Comply with §200.334 Retention requirements for records, §200.335 Requests for transfer of records, §200.336 Methods for collection, transmission, and storage of information, and §200.337 Access to records.
If this application requests more than $100,000 in Federal funds, the Authorized Representative’s signature on or submission of the SF-424 form in GrantSolutions also represents their certification of the statements in 43 CFR Part 18, Appendix A-Certification Regarding Lobbying.
When completing the SF-424 Application form, enter only the amount requested from this Federal program in Box 18a, Estimated Federal Funding. Include any other Federal sources of funding in Box 18e. Estimated Other Funding and identify any such sources and amounts in the required Budget Narrative (see below). For individuals applying as a private citizen (i.e., unrelated to any business or nonprofit organization you may own or operate in your name), do NOT include your Social Security Number on this or any other document to be submitted with your application! When completing the SF-424 Application form, individuals must enter in Box 8b. Employee/Taxpayer Identification Number (EIN/TIN) the substitute number “444-44-4444.”
Individuals may register in SAM.gov but are not required to have a SAM.gov registration. For individuals without a SAM.gov registration enter in Box 8c. the substitute Unique Entity Identifier (UEI) “KA5HQCLKUVW1". For instructions on completing the SF-424, please reference: Instructional Video: Completing the SF424.
Project Abstract Summary (OMB Number 4040-0019) Applicants must complete and submit the Project Abstract Summary form. The Project Abstract Summary form must provide a brief award description. The description must be in plain language that the public can understand without viewing the full application proposal. It should include a brief, simple description of the project purpose, activities to be performed, deliverables and expected outcomes, intended beneficiaries, and subrecipient activities, if known at the time of submission.
Do not include personally identifiable, sensitive, or proprietary information in the award description as this is available to the public. Use only English characters, numbers, punctuation, and standard symbols. Use of non-English, non-standard characters (also referred to as special or extended ASCII characters) will result in the award description failing to be reported correctly to USASpending.gov. Award descriptions are limited to 4,000 characters or less. Applicants should check the length of the award description and proofread for proper grammar and spelling.
https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/section-200.302 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/section-200.302 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/subject-group-ECFR4acc10e7e3b676f/section-200.334 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/subject-group-ECFR4acc10e7e3b676f/section-200.335 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/subject-group-ECFR4acc10e7e3b676f/section-200.336 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/subject-group-ECFR4acc10e7e3b676f/section-200.337 https://www.youtube.com/watch?v=d4Jw5k2DPfg
For applicants applying through Grants.gov: Applicants must download and complete the Grants.gov “Project Abstract Summary” form from the full text announcement. To submit the Grants.gov “Project Abstract Summary” form with the application, applicants must add the form as an attachment to the Grants.gov “Attachments” form that is included in the application package.
For applicants applying through GrantSolutions-Grants Management Module (GS-GMM):
Applicants must enter the information in the Project Abstract Summary screen. Do not upload a document in place of entering the information directly into GS-GMM Project Abstract Screen.
Project Narrative Please note: Project narratives should be ten pages or less. Pages should be numbered. Project summary, figures, tables, maps, curriculum vitae, and required standard forms do not count toward the ten-page limit.
1. Project title: Provide a basic description of the project, including the location and country, in the title. If this is a continuation of an earlier funded proposal, use the same title and include the appropriate number to denote that this is a subsequent proposal.
Please note: This title will be the reference archived and communicated in all future documents.
2. Statement of Need: This section should answer the question, “Why is this project necessary?” Clearly identify the wildlife, habitat, or biodiversity targeted for conservation (including any existing estimates of population size, geographic range, or extent); a description of the direct threats that affect the targeted species at the project site; and the specific threats that the project will address. This section should describe how the proposed activities are expected to lead to desired conservation outcomes, such as the reduction of direct threats or improvement of the status of species and habitats.
Summarize previous or ongoing efforts (of you/your organization, and other organizations or individuals) that are relevant to the proposed work, including how the proposal differs from past work, or builds upon it, and how the applicant plans to expand upon the successes, failures, and lessons learned from past efforts.
It is important for applicants to show that conservation project proposals are based on the best available evidence. Applicants are encouraged to describe and cite the evidence base for the most important conservation activities within a proposal. For example, applicants should describe the existing evidence that suggests proposed activities will be effective, with a focus on activities that may have substantial or sensitive consequences or activities that are considered high risk by the project. To identify evidence for conservation activities, applicants are encouraged to search and cite the Conservation Evidence database (https://www.conservationevidence.com/). The evidence base may also include published or grey literature, previous personal experience, Indigenous and/or traditional knowledge, evidence review and synthesis libraries (e.g., CEEDER, Evidence for Nature and People Data Portal), or species assessments published under the Endangered Species Act and the IUCN Red List of Threatened Species. If a proposed activity is considered https://www.conservationevidence.com/ sensitive or high risk but has little to no existing evidence base among these information sources, applicants are encouraged to discuss where new evidence is needed to understand effectiveness. Further guidance and examples are available in Parks et al.
(2022) Funding Evidence-Based Conservation and its supplementary materials.
If you have received funding previously from the Service for this specific project work or site, provide a summary of the funding, associated activities, products, outcomes, and associated measurable conservation results. A table may be the most efficient way to convey this information: including columns for donor, reference number, amount funded, year of activity, and bullet points of major activities, outcomes, products, and associated measurable conservation results. Projects with funding from any other government source or eligible for any other government source should add a section describing the activities supported and the added value of Service support. Please note how the proposal differs or builds upon funding available from other major donors. Former recipients of Service support should note that every proposal is expected to be a stand-alone document. Not all proposal reviewers may be familiar with past grants and a summary of activities and accomplishments helps all reviewers to better understand the proposal in context.
3. Project Goals, Objectives, Activities and Methods: This section should answer the question, “What do you want to achieve and how are you going to do it?” State the long-term goals of what your project aims to achieve. Objectives are the specific steps that you will take to reach your stated goals. Your objectives must be attainable within the project period and should be specific, measurable, and realistic. Activities are the specific actions to be undertaken to fulfill the project objectives and reach the project goal(s). The proposed project activities narrative must be detailed enough for reviewers to make a clear connection between the activities and the proposed project costs. Provide a detailed description of the method(s) used to carry out each activity.
The following format is recommended:
GOAL:
Objective 1.
Activity 1.1 Activity 1.2
Objective 2.
Activity 2.1
Objective 3.
Activity 3.1 Activity 3.2 Activity 3.3
Consider including activities that meet one or more of the following conditions:
a. Activities that clearly address the specific direct threats described in the above section titled: Statement of Need.
b. Activities that are feasible and likely to be successfully implemented as stated;
c. Activities that apply the best scientific and/or technical information and methods available;
d. Activities that include the participation of local partners in project activities, including meaningful involvement of government, community, or civil society stakeholders; and
e. Activities resulting in benefits continuing beyond the period of performance of the project.
4. Project Timetable: This section should answer the question, “Over what period will project activities be implemented? Provide a timetable indicating roughly when activities or project milestones are to be accomplished. Include any resulting tables, spreadsheets or flow charts within the body of the project narrative (do not include as separate attachments). The timetable should not propose specific dates but instead group activities by month for each month over the entire proposed project period.
5. Project Monitoring and Evaluation: This section should answer the question, “How will you evaluate the progress and success of this project?” Detail the monitoring and evaluation plan for the project. Building on the stated project objectives, which must be specific and measurable, identify what you will measure (i.e., quantitative/quantifiable indicators) and how you will measure (i.e., methods, sample size, survey tools). Note that outputs (or products) should generally NOT be used as indicators, including Service performance reports. Indicators should reflect a change in capacity, human behavior, threat, or status of the target species. If the current status of the indicator is known, and the applicant identifies the indicator’s desired status or qualitative condition, providing this information will strengthen the proposal.
The following table format is recommended:
The Service values projects that report both the success and failures of efforts as a means by which an applicant can improve their performance and provide lessons learned to improve our efforts to conserve wildlife.
Objective Indicator (i.e., what you will measure to track your progress toward achieving the objective)
Monitoring Method (i.e., how you will measure the indicator)
Current Status (if known)
Desired Status
6. Description of Entities Undertaking the Project: This section should answer the question, “Who will carry out the project, and what are their specific qualifications?”
Provide a brief description of the applicant organization and all participating entities and/or individuals. Identify which of the proposed activities each agency, organization, group, or individual is responsible for conducting or managing. On the SF-424, Application for Federal Assistance, provide complete contact information for the individual within the organization that will oversee/manage the project activities on a day-to-day basis. Provide brief (1-page) curricula vitae for key personnel, identifying their qualifications to meet the project objectives. To prevent unnecessary transmission of Personally Identifiable Information, DO NOT include Social Security numbers, the names of family members, or any other personal or sensitive information including marital status, religion or physical characteristics in the description of key personnel qualifications.
7. Stakeholder Coordination/Involvement: This section should answer the question, “Who are you going to work with?” As applicable, describe how you/your organization has coordinated with and involved other relevant organizations, local community groups, or individuals in planning the project, and detail if/how they will be involved in conducting project activities, disseminating project results and/or incorporating your results/products into their activities. Please describe any previous work with these stakeholders and how working with them relates to the specific threats and target audiences. Where multiple groups are working in the same site or are listed as stakeholders in the proposal, letters of endorsement specifically referring to this proposal and the proposed collaboration from each partner organization will strengthen your proposal and may be requested by reviewers. If your proposal is recommended for funding, FWS may request additional evidence of your stakeholder coordination.
8. Sustainability: This section should answer the question, “What is your long-term plan for this project beyond the Service funding period?” As applicable, describe which project activities will continue beyond the proposed project period, who will continue the work or act on the results achieved, and how and at what level you expect these future activities will be funded.
9. Literature Cited: (if applicable) include as an addendum and not within the text of the proposal.
10. Map of Project Area: This section should answer the question, “Where is the project located?” The map should clearly delineate the project area and be large enough to be legible. Label any sites referenced in the project narrative.
11. Assessment of Activities Requiring Safeguards Against GHRVs: This section should answer whether proposed activities may present potential risks, which require additional safeguards to combat potential human rights abuses, or whether all activities are low risk. Potential risks will not necessarily preclude funding and most activities can proceed with appropriate mitigation commensurate to activity risk. Applicants should first identify whether proposed activities could foreseeably present potential risks requiring additional safeguards, or whether all activities are low risk and should not require safeguards. Low-risk activities include those with minimal or no adverse environmental and/or social risks and impacts. These activities tend to involve little to no contact with Indigenous Peoples and local communities (IPLCs), nor do they have a direct or indirect nexus with legal livelihoods or natural/cultural resources of IPLCs.
For potential risk activities, proposals should describe mitigation strategies commensurate with potential risks along with organizational capacity available to implement strategies in the proposal.
12. Government Letter of Endorsement: For projects implemented outside the United States, non-governmental applicants must include a recent letter of support (no older than two years) from the appropriate local, regional, or national government wildlife or conservation authority. Endorsement letters should be in English and make specific reference to the Service and the project by its title as submitted on the applicant’s proposal. A translation of the endorsement letter is acceptable. Letters must be addressed to the US Fish and Wildlife Service International Affairs or the Western Hemisphere Branch. The letter must be endorsed by someone other than those listed as key personnel. The Service will accept applications with pending Government Endorsement Letters, but applicants must include a status statement in the application.
SF-424A, Budget Information for Non-Construction Programs Applicants must complete and submit the SF-424A Budget Information form for Non- Construction Programs or Projects. All required application forms are available with this announcement on Grants.gov or in GrantSolutions. Federal award recipients and subrecipients are subject to Federal award cost principles in Title 2 of the Code of Federal Regulations (CFR) part 200. Applicants must show funds requested from this Federal program separately from any other Federal sources of funding. In “Section A – Budget Summary” on the SF-424A form enter the funding requested from this Federal program in the first row. Identify any other Federal funding sources and amounts in the required Budget Narrative (see below). In “Section B – Budget Categories” on the SF-424A form enter the funding requested for each Object Class Category. For the SF-424A “Contractual” category enter estimated contractual costs only. Do not include subaward costs in the “Contractual” category. Enter estimated subaward costs in the SF-424A “Other” category. Provide a separate description and total estimated costs for both contractual and subaward costs in the required Budget Narrative (see below). For more information about subrecipient and contractor determinations, see 2 CFR §200.331. For instructions on completing the SF-424A, please reference: Instructional Video: Completing the
SF424A.
https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/subject-group-ECFR031321e29ac5bbd/section-200.331 https://www.youtube.com/watch?v=rzhmFOUeY3c https://www.youtube.com/watch?v=rzhmFOUeY3c
Budget Narrative Applicants must include a budget narrative that describes and justifies requested budget items and costs. In your budget narrative, describe how the SF-424 Budget Information, “Object Class Category” totals were determined. Include a complete description of each cost category. For personnel salary costs, generally describe how estimates were determined by identifying what type of staff will support the project and how much time they will contribute to the project (in hours or workdays). Describe proposed items of cost that require prior approval under the Federal award cost principles, including any anticipated subawarding, transferring, or contracting out of any work under the award. If known at the time of application, include an estimated number of subawards and the dollar amount anticipated for each subaward. If equipment previously purchased with Federal funds is available for the project, provide a list of that equipment and identify the Federal funding source. Identify any third-party cash or in-kind contributions that a partner or other entity will contribute to the project and describe how the contributions directly and substantively benefit completion of the project. For in-kind contributions, identify the source, the amount, and the valuation methodology used to determine the total value. See 2 CFR §200.306 for more information. Please note the prohibitions on certain telecommunications and video surveillance services or equipment in 2 CFR 200.216. Recipients may not earn, make, or keep any profit resulting from any financial assistance awards. These costs are not allowable and should not be included in any proposed costs.
Applicants must include an itemized Budget Table following the recommended table format below. If your Budget Table requires more than one page, verify that the column headings and row titles appear on all pages. For multi-year or multi-phase projects, please include a separate budget table and narrative for each year/phase with subtotals.
If the proposed project is a component of a larger program, identify leveraged funds and other resources available and/or needed to accomplish the desired objectives (leveraged funds are funds that run parallel to or outside of the proposed Service project budget). Include the specific funding amount to be provided by those sources and the relevant activities they will contribute
to. In addition, it is recommended that the Budget Narrative address the overall cost-effectiveness and feasibility of the proposal, including leveraging institutional or other resources.
The itemized budget should provide enough information for reviewers to be able to understand the cost basis and calculation at a glance. For example, a $3,300 charge for lodging should include the formula for how the cost was calculated: Lodging for 20 nights x 11 people x $15/night = $3,300. For personnel salary costs, include the baseline salary figures and the estimates of time.
For any salaries, staff time, or contractors for which Service funds are requested, the person should be identified, and their qualifications described in the Project Narrative (Description of Entities Undertaking the Project). For any training, a description of the training should be included in the Methods section. For any meetings, a description of participants, a draft agenda, and desired outputs should be provided.
Expenses listed as “Miscellaneous” or “etc.” are unallowable. Unless conditions listed under
200.433 Contingency provisions are applicable, “contingencies” are unallowable. Expenses listed as “Other” must be clearly identified and described in the Budget Narrative.
https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200#200.407 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200#subpart-E https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/section-200.306 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-C/section-200.216 https://www.ecfr.gov/cgi-bin/text-idx?SID=38753b18f54182883b86b0bb0eede07b&mc=true&node=pt2.1.200&rgn=div5#se2.1.200_1433
Applicants should be aware of and comply with the requirements of 200.216 Prohibition on certain telecommunications and video surveillance services or equipment.
Equipment: Equipment is defined as an item with a per-unit cost of $5,000 or more and a service life of more than one year. If the item meets these criteria, all federal procurement policies and procedures must be followed. If an item does not meet these criteria, it should be considered a supply and listed under cost category E. Justify any equipment purchase/rental in the budget narrative. If equipment previously purchased with Federal funds is available for the project, provide a list of that equipment and identify the Federal funding source. For expensive items or large single purchases, provide detailed technical specifications or a pro forma invoice.
Supplies: List items separately using unit costs and the percentage of each unit cost being charged to the award for photocopying, postage, telephone/fax, printing, and office supplies (e.g., Telephone: $50/month x 50% = $25/month x 12 months).
Contractual:
1. Subawards: For each subaward, provide a detailed line-item breakdown explaining specific services in a separate tab in the Budget Table and Narrative. Subaward budgets should include the same level of detail for personnel, fringe benefits, travel, equipment, supplies, other direct costs, and indirect costs required of the direct applicant. If indirect costs are charged on a subaward budget, include the subrecipient’s NICRA.
2. Consultant Fees: For example, lecture fees, honoraria, travel, and per diem for outside speakers or independent evaluators: list number of people and rates per day (e.g., 2 x $150/day x 2 days). Consultant/outside expert fees/honoraria should be consistent with the level of experience and based on a fair market value.
Applicants may include line items in their budget proposals to capture costs required to develop and maintain new social safeguard protocols, trainings, staffing, and other mechanisms such as Grievance Redress Mechanisms (GRM). Applicants are encouraged to request support for building organizational capacity for ongoing social safeguards implementation.
Category/Budget Item Units Cost per Unit
No. of Units
Total USFWS Recipient
Personnel
Trainer month $xxx xx $xxx $xxx $xxx
Project Director month $xxx xx $xxx $xxx
Project Coordinator month $xxx xx $xxx $xxx
Personnel Subtotal $xxx $xxx
Fringe Benefits https://www.ecfr.gov/cgi-bin/text-idx?SID=38753b18f54182883b86b0bb0eede07b&mc=true&node=pt2.1.200&rgn=div5#se2.1.200_1216 https://www.ecfr.gov/cgi-bin/text-idx?SID=38753b18f54182883b86b0bb0eede07b&mc=true&node=pt2.1.200&rgn=div5#se2.1.200_1216
% rate lump $xxx xx $xxx $xxx $xxx
Fringe Benefits Subtotal $xxx $xxx
Travel
Vehicle day-use (with driver)
Day $xxx xx $xxx $xxx
Vehicle maintenance and repair lump $xxx xx $xxx $xxx
Domestic Flights (Coordination at Transit Points)
Each $xxx xx $xxx $xxx
Meals (4 day Training 30 ppl)
Day $xxx xx $xxx $xxx
Accommodation (4 day Training 20ppl)
Day $xxx xx $xxx $xxx
Travel Subtotal $ xxx $xxx
Equipment xxx Each $xxx xx $xxx $xxx xxx Each $xxx xx $xxx $xxx
Equipment Subtotal $xxx
Supplies xxx Each $ xxx xx $ xxx $xxx xxx Each $ xxx xx $ xxx $xxx
Supplies Subtotal $ xxx
Contractual xxx lump $ xxx xx $ xxx $xxx xxx month $ xxx xx $ xxx $xxx
Contractual Subtotal $ xxx
Other xxx lump $ xxx xx $ xxx $xxx xxx month $ xxx xx $ xxx $xxx
Other Subtotal $ xxx $ xxx $ xxx
TOTAL DIRECT
CHARGES
$ xxx $ xxx $ xxx
INDIRECT CHARGES $ xxx $ xxx $ xxx
GRAND TOTAL $xxx $xxx
Conflict of Interest Disclosure Per the Financial Assistance Interior Regulation (FAIR), 2 CFR §1402.112, applicants must state in their application if any actual or potential conflict of interest exists at the time of submission.
a. Applicability.
1. This section intends to ensure that non-Federal entities and their employees take appropriate steps to avoid conflicts of interest in their responsibilities under or with respect to Federal financial assistance agreements.
2. In the procurement of supplies, equipment, construction, and services by recipients and by sub recipients, the conflict of interest provisions in 2 CFR§200.318 apply.
b. Notification.
1. Non-Federal entities, including applicants for financial assistance awards, must disclose in writing any conflict of interest to the DOI awarding agency or pass- through entity in accordance with 2 CFR §200.112.
2. Recipients must establish internal controls that include, at a minimum, procedures to identify, disclose, and mitigate or eliminate identified conflicts of interest. The recipient is responsible for notifying the Financial Assistance Officer in writing of any conflicts of interest that may arise during the life of the award, including those that have been reported by sub recipients.
c. Restrictions on lobbying. Non-Federal entities are strictly prohibited from using funds under a grant or cooperative agreement for lobbying activities and must provide the required certifications and disclosures pursuant to 43 CFR §18 and 31
USC §1352.
d. Review procedures. The Financial Assistance Officer will examine each conflict of interest disclosure on the basis of its particular facts and the nature of the proposed grant or cooperative agreement, and will determine whether a significant potential conflict exists and, if it does, develop an appropriate means for resolving it.
Enforcement. Failure to resolve conflicts of interest in a manner that satisfies the government may be cause for termination of the award. Failure to make required disclosures may result in any of the remedies described in 2 CFR §200.339, Remedies for noncompliance, including suspension or debarment (see also 2 CFR §180).
Uniform Audit Reporting Statement https://ecfr.federalregister.gov/current/title-2/subtitle-B/chapter-XIV/part-1402/subpart-B https://www.ecfr.gov/current/title-2/subtitle-B/chapter-XIV/part-1402/subpart-B/section-1402.112 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/subject-group-ECFR45ddd4419ad436d/section-200.318 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/subject-group-ECFR45ddd4419ad436d/section-200.318 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/subject-group-ECFR45ddd4419ad436d/section-200.318 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-B/section-200.112 https://www.ecfr.gov/current/title-43/subtitle-A/part-18 https://www.govinfo.gov/content/pkg/USCODE-2019-title31/pdf/USCODE-2019-title31-subtitleII-chap13-subchapIII-sec1352.pdf https://www.govinfo.gov/content/pkg/USCODE-2019-title31/pdf/USCODE-2019-title31-subtitleII-chap13-subchapIII-sec1352.pdf https://www.ecfr.gov/current/title-2/subtitle-A/chapter-II/part-200/subpart-D/subject-group-ECFR86b76dde0e1e9dc/section-200.339 https://www.ecfr.gov/current/title-2/subtitle-A/chapter-I/part-180
All U.S. states, local governments, Indian tribes, institutions of higher education, and non- profit organizations expending $750,000 USD or more in Federal award funds in the applicant’s fiscal year must submit a Single Audit report for that year through the Federal Audit Clearinghouse’s Internet Data Entry System, in accordance with 2 CFR 200 subpart F. U.S. state, local government, Indian tribes, institutions of higher education, and non- profit applicants must state if your organization was or was not required to submit a Single Audit report for the most recently closed fiscal year. If your organization was required to submit a Single Audit report for the most recently closed fiscal year, provide the EIN associated with that report and state if it is available through the Federal Audit Clearinghouse website.
Certification Regarding Lobbying Applicants requesting more than $100,000 in Federal funding must certify to the statements in 43CFR Part 18, Appendix A-Certification Regarding Lobbying.
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