Funding Opportunity Announcement.7j Grants.2019 FINAL.020719 (3).docx

U.S. Small Business Administration Office of Business Development 7(j) Management and Technical Assistance Program

Funding Opportunity No. GCBD-7j-2019-01

U.S. Small Business Administration Office of Business Development

7(j) Management and Technical Assistance Services

FY 2019

Funding Opportunity No.

GCBD-7j-2019-01

The purpose of this Funding Opportunity Announcement is to invite proposals for funding from capable businesses in Regions I, II, VII, VIII, IX and X interested in providing management and technical assistance and guidance to eligible small business concerns under the U.S. Small Business Administration's 7(j) Management and Technical Assistance Program.

Opening Date: February 11, 2019 Closing Date: February 28, 2019

Proposals responding to this Funding Opportunity Announcement must be posted to www.grants.gov by 11:30 p.m. Eastern Time, February 28, 2019. No other methods of submission will be permitted. Proposals submitted after the stipulated deadline will be rejected without being evaluated.

U.S. SMALL BUSINESS ADMINISTRATION

OFFICE OF GOVERNMENT CONTRACTING AND BUSINESS DEVELOPMENT

Table of Contents

1.0 Section I – Funding Opportunity Description

7(j)M-TAS

0. Introduction The overarching mission of the Office of Government Contracting and Business Development (“GCBD”) is to assist small businesses to compete for Federal prime contracts and to secure subcontracting opportunities from large businesses. Within the GCBD -, the Office of Business Development's (BD’s) specific mission is to execute activities authorized under Sections 8(a) and 7(j) of the Small Business Act. Under the former, SBA provides business development assistance to firms that are owned and controlled by economically and socially disadvantaged individuals. Section 7(j) of the Small Business Act authorizes the U.S. Small Business Administration (“SBA”) to provide management and technical assistance to eligible individuals and businesses.

To be eligible for 7(j) services, a client must be: a socially and economically disadvantaged individual whose firm is a participant in the 8(a) Business Development Program; a business that is eligible to receive 8(a) contracts; or a business which qualifies as small under 13 CFR subpart 121 – Small Business Size Regulations; and that is located in an urban or rural area with a high proportion of unemployed or low-income individuals, or which is owned by such low-income individuals. The term “high proportion of unemployed” means the urban or rural county's unemployment rate is not less than 140 percent of the average unemployment rate for the United States or for the State in which such county is located, whichever is less, based on the most recent data available in the annual Local Area Unemployment Statistics report from the U.S. Department of Labor, Bureau of Labor Statistics. The term "low-income individual" means an individual whose family's taxable income for the preceding year did not exceed 150 percent of the poverty level amount established by the Bureau of the Census, U.S. Department of Commerce, for determining poverty status.

As a component of BD, the Office of Management and Technical Assistance (“OMTA”) implements the authority that section 7(j) of the Small Business Act (the “Act”) vests with SBA to award contracts, grants, or cooperative agreements to private organizations to pay all or part of the costs of services and projects that provide management and technical assistance to eligible concerns. Annually, the 7(j) program reaches thousands of eligible businesses located throughout the United States and its territories.

The interstices of Sections 7(j) and 8(a) of the Act are filled in/by SBA regulations found at Title 13 of the Code of Federal Regulations (CFR), Section 124. These rules further define the purpose of the 7(j) management and technical assistance program and define eligible recipients as individuals or concerns eligible for assistance under sections 7(a)(11), 7(j)(10), or 8(a) of the Act. The regulations also further define the business development assistance available through the 8(a) program and rules governing 8(a) certification and eligibility, servicing and contracting.

A major goal is to strengthen the Agency’s entrepreneurial education, counseling, and training resources to support the needs of existing businesses by successfully focusing on core program resources and ensuring these resources are aligned with the needs of high-growth small businesses. Consistent with that direction/directive, BD’s organizational strategic goal is to coordinate internal and external resources to maximize the availability and effectiveness of training services and products to meet business development needs.

1.3 Background

Since its inception in 1953, SBA has served to aid, counsel, assist and protect the interests of small businesses. While SBA is best known for its financial support of small businesses through its many lending programs, the Agency also plays a critical role in providing funding to organizations that deliver technical assistance in the form of counseling and training to small business concerns and nascent entrepreneurs in order to promote growth, expansion, innovation, increased productivity and management improvement.

The mission of SBA’s Office of Business Development, which bears responsibility for administering the Management and Technical Assistance Program, is to administer the section 8(a) program. This program offers business development assistance to small government contractors that, in addition to meeting other criteria, are certified by SBA as owned and controlled at least 51% by socially and economically disadvantaged individuals.

As a component of BD, the Office of Management and Technical Assistance (OMTA) implements the authority that section 7(j) of the Small Business Act vests within SBA to award contracts, grants, or cooperative agreements to private organizations to pay all or part of the costs of services and projects that provide management and technical assistance to 8(a) program participants and other socially and economically disadvantaged businesses, businesses located in areas of high concentrations of unemployment or low-incomes, and businesses owned by low- income individuals. Annually, the 7(j) program reaches thousands of eligible businesses located throughout the United States and its territories.

For over four decades, these services have been secured from professional service providers, educational institutions, non-profit organizations and private corporations. Strategies employed have included business counseling in marketing, capture, financial and infrastructure management delivered through training seminars and webinars, executive education programs and other delivery methods, including directed, or “on-call,” services. Legacy services have been consistent with the Section 7(j)(l) non-exclusive list of categories eligible for funding, including: accounting, production and engineering; international trade; feasibility studies/market analyses/advertising; government contracting assistance, specialized services, financial counseling, business plan assistance, construction management; management training; loan packaging, computer programming services, data processing services, service contracts, seminars and workshops; and assistance in obtaining and increasing bonding levels.

As a policy driven by funding limitations and the goal of maximizing Return on Investment (ROI), management and technical assistance funded under this authority has been targeted primarily to 8(a) participants. However, OMTA does not exclude other 7(j)-eligible concerns from receiving assistance or participating with 8(a) contractors in group training sessions. Within the context of maximizing ROI and the need to leverage existing resources, OMTA seeks assistance that is not duplicative of services already made available to the target group through other Federal funding sources and initiatives.

1.4 Purpose

Eligible organizations (as defined in Section 3.2) may apply to SBA for awards under this Announcement to fund projects to provide management and technical assistance to firms eligible to receive 7(j) assistance (as defined in Section 8.1.1). Assistance to be provided under this grant includes but is not limited to a wide spectrum of business courses such as accounting, marketing, strategic and operational planning, financial analysis, business development, contract management, compliance and various business-related software applications. Assistance will be provided in the specific region.

1.5 Leveraging of Resources

Applicants selected for awards under this Announcement are required to maximize their efforts to leverage SBA funding by working in conjunction with SBA’s District Offices and other federal, state, local and tribal governments, small business development programs and activities; SBA resource partners such as SCORE, Small Business Development Centers, Women’s Business Centers, Veterans Business Outreach Centers, 7(j) Technical Assistance providers, Small Business Investment Companies, Certified Development Companies, and SBA lenders; universities, colleges, and other institutions of higher education; and private organizations such as chambers of commerce and trade and industry groups and associations.

1.6 SBA Involvement and Oversight

The Management and Technical Assistance Program is managed by the Director, Office of Management and Technical Assistance (OMTA) under the direction of the Associate Administrator for Business Development. An SBA employee assigned to a District Office located within an award Recipient’s service area will serve as the District Office Technical Representative (“DOTR”) and will act as the primary Agency contact and liaison for that award.

The DOTR’s functions will include conducting site visits, financial and programmatic reviews, coordination of SBA resource partner efforts, and reporting any issues that may arise to the OMTA. A designated Grants Officer Technical Representative (“GOTR”) within the OMTA at SBA Headquarters will be responsible for overall monitoring and oversight of a Management and Technical Assistance Program award Recipient, including compliance with the terms of the Grant. A designated Grants Officer within the Office of Grants Management (“OGM”) will serve as the approving official with the responsibility for issuing the Notice of Award, approving amendments to the award, and processing payments.

To properly manage this initiative at the service-delivery level within each Region, a Regional Technical Point of Contact (RTPOC) is responsible for the efficient coordination of information and data between the DTORs and SBA Headquarters Grants Officer Technical Representatives (GTOR). The RTPOC interfaces directly with the Grant Recipient and the DTOR. DTORs submit to the RTPOC each proposed Technical Direction Letter (TDL), prepared by or in conjunction with the Grant Recipient, summarizing a recommended course of action and level of effort required to meet an identified need (see Exhibit A). The RTPOC reviews each draft TDL before forwarding them to the GOTR for final approval and, subsequently assigns TDLs to Grant Recipients. The RTPOC ensures that a proposed TDL is accurately and sufficiently documented to facilitate the GOTR’s review and forwards it to the GOTR for concurrence. After obtaining the GOTR’s concurrence, the RTPOC transmits the approved TDL to the Grant Recipient who commences work under the TDL’s scope and not-to-exceed price. The RTPOCs also maintain a record of monthly expenditures, and review monthly reports and invoices submitted by the Grant Recipient.

1.7 Changes or Cancellation

SBA reserves the right to amend or cancel this Announcement, in whole or in part, at the Agency’s discretion. Should SBA make material changes to this Announcement, the Agency will extend the Closing Date as necessary to afford Applicants sufficient opportunity to address such changes.

2.0 Section II – Award Information

The assigned North American Industry Classification System code (NAICS) is 541611.

2.1 Estimated Funding

SBA expects to issue up to $1,000,000.00 worth of awards under this Announcement.

2.2 Expected Number of Awards

SBA anticipates making up to six awards under this Announcement.

2.3 Period of Performance/Budget Periods

Awards will be made for a 5-year period of performance, consisting of a base period of 12 months from the date of award and 4 option periods of twelve months each. Exercise of option periods will be solely at SBA’s discretion and is subject to continuing program authority, the availability of funds, and a Recipient’s continued satisfactory performance and compliance with all the terms and conditions of the award. Each base and option period will constitute a separate and distinct twelve-month Budget Period.

2.4 Funding Information

Funds provided under the Management and Technical Assistance Program must be used solely for the purposes stipulated in this Announcement and the Notice of Award and may not be commingled with any other monies. All costs proposed in an Applicant’s budget must meet the tests of allowability, allocability, and reasonableness set forth in the applicable Office of Management and Budget (OMB) cost principles. No more than 50 percent of award funds may be expended on contractor and/or consultant costs. Indirect costs will be capped at a maximum of 25 percent regardless of the amount stipulated in an Applicant’s indirect cost rate agreement. SBA will not reimburse Applicants for their proposal preparation costs, but Applicants may request pre-award costs. Pre-award costs must directly relate to the conduct of the project and meet the tests of allowability, allocability, and reasonableness. Pre-award costs are costs incurred by the applicant, at the applicant's own risk, before the authorized start date of an award, and based upon agency approval. If awarded these costs are represented as a separate line item in the budget. Authorization of pre-award costs does not change the award/performance period.

2.5 Funding Instrument

The funding instrument used will be a Grant.

2.6 Matching Requirement

None.

An organization may submit a proposal for more than one Region; however, the organization must provide a separate proposal for each Region. An organization may submit only one proposal per Region in response to this Announcement. Any additional applications from the same organization for the same Region will automatically be rejected without being evaluated.

3.2 Eligible Applicants

In order to be an eligible Applicant for this funding opportunity an Applicant must:

· may be a for-profit or not-for-profit entity (including, but not limited to small businesses, other-than small businesses, trade and professional associations, and educational institutions);

· have been in existence continually for at least the past three years;

· have experience dealing with issues relating to small business on a national basis;

· demonstrate that it has the capacity to provide assistance to small business concerns.

3.3 Ineligible Applicants

The following organizations will automatically be considered ineligible and their applications will be rejected without being evaluated:

· any entity that owes an outstanding and unresolved financial obligation to the federal government;

· any entity that is currently suspended, debarred or otherwise prohibited from receiving awards of contracts or grants from the federal government;

· any entity that has an outstanding and unresolved material deficiency reported under the requirements of the Single Audit Act or Audit Requirements under 2 CFR § 200 within the past three years;

· any entity that has had a 7(j) technical assistance program grant or cooperative agreement involuntarily terminated or non-renewed by SBA for cause within the past year;

· any entity that has filed for bankruptcy within the past five years;

· any entity that proposes to serve as a pass-through and permit another organization to manage the day-to-day operations of the project.

· any organization that was convicted, or had an officer or agent acting on its behalf convicted, of a felony criminal violation under any Federal law within the past two years.

Applications must consist of the following elements: (i) a cover letter; (ii) a technical proposal; (iii) budget information; (iv) certifications, forms and assurances; and (v) attachments and exhibits.

4.1.1 Cover Letter

The first page of each application must be a cover letter which includes the following information:

· Statement that the application is in response to Funding Opportunity No. GCBD-7j-2019-01;

· Applicant’s name and address;

· Applicant’s website address (if applicable);

· Name, telephone number, fax number, and email address for the Applicant’s designated point of contact; and

· Dollar amount of assistance being requested.

4.1.2 Technical Proposal (not to exceed 15 pages)

The technical proposal serves as the narrative blueprint for the Applicant’s planned project and must include the following information:

· Detailed description of the Applicant’s past experience and present capacity to provide assistance to 8(a) and other 7(j) eligible firms (see Section 5.2.1 for further guidance);

· Detailed description of the proposed technical assistance delivery methods, their means of implementation, and the anticipated project outcomes and the manner in which they will be evaluated (see Section 5.2.3 for further guidance);

· Identification of the project director and key management personnel and staff, including résumés (or position descriptions for unfilled positions). Résumés must include experience relevant to this project and may not be more than two pages in length. Copies of résumés must be included as attachments in accordance with Section 4.1.5 and do not count toward the 15-page limit (see Section 5.2.2 for further guidance);

· Identification of contractors and consultants and the manner in which they were selected (i.e., competitively or non-competitively). NOTE: No more than 49 percent of award funds may be expended on contractor and/or consultant costs. Copies of contracts and consulting agreements (either signed or samples as applicable) must be included as attachments in accordance with Section 4.1.5 and do not count toward the 15-page limit (see Section 5.2.2 for further guidance);

· An organizational chart;

· A timeline of performance milestones for the 12-month Budget Period; and

4.1.3 Budget Information

Budget information must be provided through the completion or submission of the following:

· Standard Form (SF) 424, Application for Federal Assistance;

· SF-424A, Budget Information (Non-Construction Programs);

· Budget Detail Worksheet (Attachments A-9 through A-12 to the SF-424A). An Applicant may substitute its own forms or spreadsheets in place of the Budget Detail Worksheet, provided it includes all the same cost elements/line items covered by Attachments A-9 through A-12;

· Budget narrative providing a brief, detailed explanation of the components of each cost element listed in the SF-424A;

4.1.4 Certifications, Forms and Assurances

Consistent with 2 C.F.R. § 200, financial certifications must be signed by an authorized individual at a level no lower than vice president or chief financial officer of the organization. Each Applicant must complete and submit the following forms:

· SF-LLL , Disclosure of Lobbying Activities;

· SF-424(b), Assurances - this form is for certification that the organization will comply with all applicable requirements of the Federal laws, executive orders, regulations and policies governing the grant program. (As of February 2, 2019, all entities registering for All Awards or Federal Assistance only, will be required to review the Financial Assistance Representations and Certifications. These are a common set of certifications and representations required by Federal statutes or regulations in accordance with grants guidance under Title 2 of the Code of Federal Regulations. If you intend to apply for or are a recipient of a Federal grant or agreement, you must agree to the grants certifications and representations in the Representations and Certification section of your entry registration). Background for the Change: To streamline the data collection and burden associated with the submission of the SF-424B, OMB, in conjunction with the Federal assistance community, developed standard government-wide Certifications and Representations to be certified by the non-Federal entity when registering in SAM. The certification process consists of reviewing the Financial Assistance general Certifications and Representations during the registration process and attesting to their accuracy. Since registration in SAM is an eligibility requirement for Federal awards and the entity registration must be updated annually, Federal agencies will use the SAM entity registration information to verify recipient compliance with these award requirements. This will reduce the unnecessary, duplicative practice of agencies requesting certifications and representations with the submission of each financial assistance application.

· Letter from the Applicant’s Auditor, CPA, Treasurer, Comptroller, CFO or similarly qualified individual certifying that the organization’s financial management system currently meets the requirements of 2 C.F.R. § 200 Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals and Other Non Profit Organizations. [NOTE: This requirement does not apply to awards made directly to state, local, or tribal governments

In addition, applicants must complete and submit the following U.S. Small Business Administration Certifications and Assurance form:

· SBA Form 1624, Certification Regarding Debarment, Suspension and Other Responsibility Matters;

4.1.5 Attachments and Exhibits

Along with the items discussed in the Technical Proposal and Budget Information sections, Applicants must attach copies of the following to its proposal (as applicable):

· Résumés, position descriptions, contracts, consulting agreements, letters of support, pledges of additional funding or in-kind resources, leases, conflict of interest policy, and cost policy statement;

· Copy of the Applicant’s Cost Policy Statement and;

· Copy of the Applicant’s current, government-wide indirect cost rate agreement (if the Applicant’s budget includes indirect costs). If the Applicant does not have such an agreement, it must propose an indirect cost rate in accordance with the procedures set forth in the applicable cost principles circular. NOTE: Regardless of the Applicant’s approved rate, SBA will cap indirect costs charged to an award made under this Announcement at 25 percent.

· SF-3881, ACH Vendor/Miscellaneous Payment Enrollment Form. NOTE: Applicants must complete the “Payee Information” and “Financial Institution” sections only. The “Agency Information” section will be completed by SBA. This form requires a signature.

· Most recent A-133 audit report, referenced in 2 CFR § 200. Under the FY 2019 Funding Opportunity No. GCBD-7j-2019-01, audited financial statements are required. The Applicant can submit Single Audit Act reports -. Otherwise, if the Applicant is not required by law to comply with the Single Audit Act, audited financial statements will suffice. Audited financial statements must be submitted with (90) days of receipt of the Notice of Award under this Funding Opportunity. UNAUDITED FINANCIAL STATEMENTS ARE NOT ACCEPTABLE;

· Any other documentation the Applicant believes supports its proposal.

4.2 Submission Instructions

All proposals (narratives and forms) must be submitted electronically via the government-wide financial assistance portal www.grants.gov. NO OTHER FORMS OF SUBMISSION WILL BE ACCEPTED. All required forms are provided in the grants.gov application package for this funding opportunity. Specific instructions for obtaining, completing, and submitting an application via grants.gov, including animated tutorials, may be found at http://www.grants.gov/web/grants/applicants.html.

In order to submit an application via grants.gov, an organization is first required to have a Unique Entity Identifier (formerly known as DUNS) number, be registered with the System for Award Management (SAM), and have a grants.gov username and password. The process for meeting these three pre-submission requirements may take several days to complete. Additionally, Applicants may have to download or upgrade their software in order to utilize grants.gov. In order to avoid unexpected delays that could result in the rejection of an application, Applicants should not wait until the closing date to begin the submission process. - Information about the grants.gov registration process can be found at http://www.grants.gov/help/help.jsp Applicants must register as organizations, not as individuals. Please note that organizations already registered with grants.gov do not need to re-register. However, all registered organizations must keep their SAM registration up-to-date. As part of the grants.gov registration process, an Applicant must designate one or more Authorized Organizational Representatives (AORs). AORs are the only individuals who may submit applications to grants.gov on behalf of an organization. If an application is submitted by anyone other than a designated AOR, it will be rejected by grants.gov and cannot be considered for funding.

Once an application is submitted, it undergoes a validation process through which it will be accepted or rejected by the grants.gov system. The validation process may take between 24 to 48 hours to complete. Applicants should save and print written proof of an electronic submission made at grants.gov. Applicants can expect to receive multiple emails regarding the status of their submission. The first email will confirm receipt of the application. The second email will indicate that the application has been successfully validated by the system and assigned an SBA tracking number, or it has been rejected due to errors. An Applicant will receive a third email once SBA has downloaded its application from grants.gov for review in accordance with Section 5.3 below.

If Grants.gov notifies an Applicant via email that its application contains an error, the Applicant must correct the noted error(s) before the system will accept and validate the application. Applicants that choose to submit on or close to the closing date are advised they may not receive email notification of an error with their applications until after the submission deadline, and thus will not have an opportunity to correct and resubmit their applications. APPLICATIONS THAT ARE REJECTED BY GRANTS.GOV WILL NOT BE FORWARDED TO SBA AND CANNOT BE CONSIDERED FOR FUNDING. It is the Applicant’s responsibility to verify that its submission was received and validated successfully at grants.gov. To check on the status of your application and see the date and time it was received, log on to grants.gov and click on the “Track My Application” link from the left-hand menu.

If you experience a technical difficulty with grants.gov (i.e., system problems or glitches with the operation of the grants.gov website itself) that you believe threatens your ability to submit your application, please (i) print any error message received; and (ii) call the grants.gov Contact Center at 1-800-518-4726 for immediate assistance. Ensure that you obtain a case number regarding your communications with grants.gov. NOTE: Problems with an Applicant’s own computer system or equipment are not considered technical difficulties with grants.gov. Similarly, an Applicant’s failure to: (i) obtain a Unique Entity Identifier (formerly known as DUNS) or complete the SAM or grants.gov registration process; (ii) ensure that an AOR submits the application; or (iii) take note of and act upon an email from grants.gov rejecting its application due to errors, are not considered technical difficulties. A grants.gov technical difficulty is an issue occurring in connection with the operations of grants.gov itself, such as the temporary loss of service by grants.gov due to an unexpected volume of traffic or failure of information technology systems, both of which are rare occurrences.

Applicants should use the following link to obtain assistance in navigating grants.gov and access a list of useful resources: http://www.grants.gov//web/applicants.html.

If you have a question that is not addressed under the “Applicant FAQs,” try consulting the “Applicant User Guide” or contacting grants.gov via email at support@grants.gov or telephone at 1-800-518-4726. The grants.gov Contact Center is open 24 hours a day, seven days a week.

4.3 Required Proposal Submission Dates

Each Applicant is required to submit its proposal electronically via www.grants.gov no later than 11:30 p.m. Eastern Time on February 28, 2019. Because of the pre-conditions for submitting applications via grants.gov and the potential for encountering technical difficulties in using that site, Applicants are strongly encouraged to log on to grants.gov and review the submission instructions early. DO NOT WAIT UNTIL THE CLOSING DATE TO BEGIN THE SUBMISSION PROCESS. Applicants bear sole responsibility for ensuring their proposals are submitted and received before the closing date.

SBA will consider the date and time stamp on the validation generated by grants.gov as the official submission time. A proposal that is not received by grants.gov before the closing date of this Announcement will be rejected without being evaluated, unless the Applicant can clearly demonstrate through documentation obtained from grants.gov that it attempted to submit its proposal in a timely manner but was unable to do so solely because of grants.gov systems issues. Additionally, SBA will not accept any changes, additions, revisions, or deletions to applications made after the closing date.

Applicants should save and print written proof of an electronic submission made at grants.gov. If problems occur while using grants.gov, the applicant is advised to (i) print any error message received; and (ii) contact grants.gov for immediate assistance. Applicants may obtain advice and assistance with the grants.gov submission process by visiting http://www.grants.gov/help/help.jsp or by calling 1-800-518-4726.

Applicants will be evaluated on their demonstrated ability to provide one-on-one and one-to-many management training and technical assistance to 8(a) and other 7(j) eligible firms. Applicants must provide adequate evidence and documentation, including specific examples, of their:

· Experience with, and capacity for, conducting management and technical assistance projects, including discussion of the number of years they have conducted such projects;

· Familiarity and expertise with assisting 8(a) and 7(j) eligible firms, including the number of firms assisted over the prior 3 years and the demonstrable effects of such assistance (e.g., increase in sales/revenues/contracts/number of employees experienced by assisted firms, etc.);

· Knowledge of, and capability for providing, management and technical assistance;

· Record of receiving other grants or contracts for the conduct of technical assistance projects, including the names of the awarding agencies, the grant or contract numbers, and the performance outcomes/results achieved; and

· Sources of capital, including a brief description of their strategies for raising such capital; and

· Responses/corrective actions to any qualified audit opinions, going concern paragraphs, or A-133 audit findings, per 2 CFR § 200.

· Identify all key management, staff and contractors/consultants, describe their expertise and their roles in conducting and overseeing the project, stipulate the amount of time they will devote to the project, and provide copies of résumés/position descriptions and an organizational chart;

· Identify all facilities and other physical resources that will utilized in furtherance of the proposed project, the hours of their operation (including any night and weekend availability), and provide copies of relevant deeds, leases, free space agreements, rental contracts, memoranda of understanding, etc.;

· Provide copies of all contracts and consulting agreements and identify the employees or officials of the Applicant organization who will be responsible for overseeing and administering those agreements;

· Describe its financial management structure and internal controls and identify all staff members who will be responsible for financial recordkeeping, reporting, the receipt and expenditure of award funds, and addressing audit findings; and

· Provide a copy of its conflict of interest policy addressing, at a minimum, procedures for ensuring its employees, consultants and contractors do not assist 8(a) and 7(j) eligible firms in which they, their principals, or their immediate family members have a financial interest or fiduciary duty and for ensuring its employees, consultants and contractors do not use their role in the project as a means of marketing their outside services to project clients.

· Scope of the geographic area and demographic it intends to serve;

· Methods of outreach to 8(a) and 7(j) eligible firms;

· Number of 8(a) and 7(j) eligible firms it expects to assist;

· Number of meetings, etc, reports/updates. it expects to conduct, along with a list of the topics it intends to cover;

· Identification of the data elements it will collect from 8(a) and 7(j) eligible firms, the means of their collection, measurable outcomes, and the uses to which they will be applied;

· Clarity, accuracy, relevance, and ease of reportability of its evaluation methodology;

· Projected milestones or timeline of program accomplishments and activities; and

· Copies of agreements with, or letters or emails from, the above-listed types of organizations pledging to work with the Applicant in order to advance specific Management and Technical Assistance Program objectives; and

· Experience in working with7(j) eligible firms and relationships with organizations representing the interests of such individuals; and

· Proximity to or ability to reach 7(j) eligible firms within their project service area.

All Applicants selected for awards will receive written notification. Applicants not selected for awards will not be notified. There will be no debriefing process for unsuccessful Applicants.

6.2 Administrative and National Policy Requirements

All successful Applicants will be required to comply with the requirements set forth in 15 U.S.C.A. § 636(j); 2 C.F.R. Part 200; 13 C.F.R. Part 124; and 2 CFR § 200; the Assurances for Non-Construction Programs (SF-424B); and the terms and conditions set forth in their Notices of Award. In addition, SBA may, from time to time, advise Recipients of awards made under this Announcement of new legal requirements and/or policy initiatives with which they must agree to comply.

6.3 Reporting

All Recipients are required to submit the reports identified below. SBA may withhold payment if reports are not received or are deemed inadequate. Failure to report in a timely manner will also be weighed against future applications for grant funding from the same organization and the exercise of any option periods. The reports provided by Recipients may be made public. In addition, SBA reserves the right to require Recipients to post these reports on their web sites.

Reports may be submitted electronically via e-mail or in hard copy form via mail or courier service to the GOTR.

7.0. Section VII - Agency Contacts

7.1 Management and Technical Assistance Program Point of Contact Questions concerning general information contained in this Announcement should be directed to the Director, Stanley Jones, Jr., at Stanley.jonesjr@sba.gov

8.0. Section VIII - Other Information

8.1. Definitions

The following definitions apply to awards made under this Announcement (see 13 C.F.R. § 124.3 and 13 C.F.R. § 124.701-704 for additional definitions relating to the Management and Technical Assistance Program):

a) are substantive in nature and concern the formation, management, financing, and/or operation of a small business enterprise; AND

b) are specific to the needs of the business or individual; AND

c) require a signed SBA Form 641 or equivalent form that supports SBA’s management information database.

affected by its project.

The budget is the Applicant’s estimate of the total cost of performing the project for which funding is being requested under this Announcement during the applicable Budget Period. The budget is to be based upon the total amount of funds that will be devoted to the project, including Federal funds, contributions from non-Federal sources, and program income (as applicable). All proposed costs reflected in the budget must be relevant to the conduct of the project and must be reasonable, allowable, and allocable under the applicable OMB Cost Principles, per 2 CFR § 200, and Agency policies.

All costs must be justified and itemized by unit cost in the Budget Narrative/Budget Detail Worksheet. All forms contained in the financial application package must be completed accurately and in full.

Enter the following…