Escambia_County_Section_3_Business_Application_CDBG-DR_.pdf

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Attached to
Architectural Design Services for Century Community Shelter - CDBG-DR HS020
Solicitation number
PD 25-26.041
Issued by
Escambia County, Florida

About this file

This is a Section 3 Business Application form issued by Escambia County for businesses seeking qualification and certification under the Community Development Block Grant-Disaster Recovery (CDBG-DR) program. The application establishes the criteria and documentation requirements for businesses to participate in federally funded projects administered by Escambia County, with submissions directed to the County's Section 3 Program office. Applicants must complete comprehensive organizational documentation including Articles of Incorporation, business licenses, and organizational charts, along with evidence of insurance coverage meeting specified minimums: General Contractor limits of $2,000,000 combined single limit with $5,000,000 umbrella coverage, Subcontractor limits of $1,000,000 with $2,000,000 umbrella coverage, statutory Worker's Compensation, $100,000 Employer's Liability, and $1,000,000 Comprehensive Automobile Liability. The application requires submission of current financial statements, statements of ability to comply with public policy, and lists of all contracts from the prior two years, with applicants demonstrating limited past performance accepted on a probation basis restricted to one contract at a time.

Qualification as a Section 3 Business Concern requires satisfaction of at least one criterion: at least 75 percent of hours worked over the prior three-month period performed by Section 3 workers with supporting documentation; 51 percent or greater ownership by low or very low-income individuals as determined by current HUD income limits with proof of income; or 51 percent or greater ownership by public housing residents with public housing lease documentation. The application requests detailed information on fields of interest and experience across construction-related and non-construction services, listing of suppliers and Section 3-qualified subcontractors, and disclosure of any criminal convictions, debarment from federal or state housing programs, and lead-based paint abatement licensing. Applicants must provide references from banks, trades, and subcontractors and certify under penalty of law that all information is accurate and complete. Upon qualification approval, applicants are placed on a roster shared with businesses and community partners for CDBG-DR covered projects in the area, with no guarantee of employment or contract award.

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Escambia County Section 3 Business Application

SECTION 3 BUSINESS APPLICATION

Completed applications should be submitted to:

Attn: Section 3 Program [Grantee or Subrecipient Address]

[City, State ZIP]

If you have any questions on the application process Please contact the Section 3 Program [Phone number and email]

Section 3 Business Application Checklist:

Complete Section 3 Business Application Organizational Information o Articles of Incorporation or Organization (as applicable to business type) o Assumed Business Name Certificate o Certificate of Good Standing or Active status (as applicable to business type) o Partnership Agreement (if applicable) o Organizational Chart with Job Titles and Duties o Evidence of Business License o Other Applicable Documentation

Qualifying Section 3 Criteria (Check applicable qualifying criteria below and include all requested supporting documentation) o 51% or more owned by low- or very low-income individual;

o 51% or more owned by a resident of public housing; or o 75% of all hours worked over the prior three months worked by Section 3 workers

Other Pertinent Information o Insurance Certificates o Current Financial Statement o Statement of Ability to Comply with Public Policy o List of all contracts for the past two years o W-9 (see last page of this application)

Name of Business ____________________________________________________________

Physical Address _____________________________________________________________

City, State, Zip ______________________________________________________________

Mailing Address, if different ____________________________________________________

City, State, ZIP _______________________________________________________________

Owner’s Name (Please include a copy of State ID or Driver’s License) ___________________

Telephone Number, including area code __________________________________________

Email ______________________________________________________________________

Date Company was established _________________________________________________

ORGANIZATIONAL INFORMATION

All questions must be answered, and the data given must be clear and comprehensive. If necessary, questions may be answered on separate attached sheet(s).

The company is a: □ Sole Proprietorship □ Partnership □ Joint Venture

□ Corporation (please enclose a copy of corporation papers and corporate seal)

□ Limited Liability Company (LLC)

General type of work performed by your Company (i.e. general contracting, HVAC, etc):

Are you minority owned (MBE)? Yes □ No □ Woman owned (WBE)? Yes □ No □ (Optional – For reporting purposes only)

Is this business licensed to operate in the certifying locality? Yes □ No □ (Enclose a copy if yes)

Please check and attach the following Business Entity documents, as applicable:

Copy of Articles of Incorporation Assumed Business Name Certificate Certificate of Good Standing Partnership Agreement Organization Chart with titles & duties Other Documentation

The Applicant must have at least the following insurance coverage for Section 3 contract work:

• Commercial General Liability on an occurrence form for:

Bodily injury, and Property damage liability General Contractor limits of $2,000,000 combined single limit each occurrence covering the Project specifically, and umbrella excess liability of $5,000,000 Subcontractor limits will be $1,000,000 combined single limit occurrence, and $2,000,000 umbrella excess liability

• Worker’s Compensation:

Statutory limits required by State Law Employer’s Liability: $100,000

• Comprehensive Automobile Liability Bodily Injury: $1,000,000 Each Person

$1,000,000 Each Occurrence Property Damage: $1,000,000 Each Occurrence

A copy of above insurance certificates must accompany this application. Coverage shall be maintained for the life of each contract or subcontract. Lapse of coverage may result in termination of contract and/or termination of approval to participate by the certifying entity.

The Applicant must have a satisfactory record of past work. Applicants with limited or no past performance will be accepted on a “probation” basis, and will not be awarded more than one contract at a time.

Please provide evidence of ability to perform successfully under the terms and conditions of other contracts:

� Current Financial Statement � Statement of Ability to Comply with Public Policy � List of all contracts for the past two (2) years

QUALIFYING SECTION 3 CRITERIA

The Applicant must satisfy at least one of the following minimum requirements to be qualified as a Section 3 Business Concern. Please check the appropriate box(es):

At least 75% of all hours worked over the prior three-month period worked by Section 3 workers (attach supporting documentation)

51% or more owned by low- or very low-income individuals as determined by current HUD income limits for the area where the individual resides (https://www.huduser.gov/portal/datasets/il.html)

NAME & ADDRESS OF OWNER(S) TITLE % OWNER

ADJUSTED GROSS INCOME

(Attach current proof of income)

51% or more owned by residents of public housing

NAME & ADDRESS OF OWNER(S) TITLE % OWNER PUBLIC HOUSING RESIDENT

(Attach current public housing lease) https://www.huduser.gov/portal/datasets/il.html

Please sign the statement below certifying accuracy and authorizing the release of information to the certifying entity for the purpose of verifying your references. We have the right to request any additional information to validate information presented.

I certify that my answers are true and complete to the best of my knowledge. I hereby authorize the release of information to the certifying entity for the purpose of verifying my references.

Signature Date

FIELDS OF INTEREST AND EXPERIENCE

Please indicate the areas of interest and the length of experience within each capacity:

Construction-Related Services

Interest Length of Experience

Non-Construction/Post- Construction Services

Interest Length of Experience

Architecture Appraisal Services

Bricklaying Archeology Carpentry Building Inspection Services

Cement/Masonry Building Maintenance

Demolition Catering Drywall Computers/IT Electrical Courier Services

Elevator Construction Engineering

Engineering Janitorial

Environmental Services Landscaping Fencing Legal Services

Flooring Installation Management Consulting

Heating Marketing/Photography

Insulation/Siding Printing

Iron Works Real Estate Services Landscaping Security

Machine Operation Surveying Services

Painting Transportation

Plastering Other:

Plumbing Other:

Roofing Other:

Other: Other:

What size of jobs in the areas indicated above are preferred?

Please list the suppliers with whom you do business (include the name, address and phone number):

Please list the Subcontractors with whom you regularly do business, if any, and indicate if they are Section 3 qualified*.

A. Carpentry: Y/N

B. Electrical: Y/N

C. Plumbing: Y/N

D. Roofing: Y/N

E. Masonry: Y/N

F. Mechanical: Y/N

G. Painting: Y/N

H. Other: Y/N

I. Other: Y/N

J. Other: Y/N

*Section 3 qualified businesses receive preference on federally funded projects

OTHER PERTINENT INFORMATION

Have you ever been convicted of violating Federal, State or Local law in the course of discharging your duties as a contractor? YES____ NO____

If Yes, please explain:

Have you ever been disbarred from participating as a contractor in any Federal State or Local Housing program? YES____ NO____

If yes, please explain:

Are you licensed lead-based paint abatement contractor? YES____ NO____

If yes, please provide a copy of all worker supervisor and contractor licenses.

Please complete and return the attached W-9 form (found on the last page of this application) along with this application.

REFERENCES

Name Address Phone number Years Associated

Banks

Trades

Subcontractors

CERTIFICATION

I certify that all of the above information is correct and true to the best of my knowledge, under the penalty of law. I understand that this information will be used to determine my eligibility for the Escambia County Section 3 Program, which utilizes funds from the U.S. Department of Housing and Urban Development. The participating agencies do not discriminate against any person because of race, color, religion, sex, handicap, family status, or national origin. I understand that this application may be rejected if I withhold information requested or provide falsified information.

I understand that a Section 3 Business Concern certification is not an offer of employment. By signing this document, I give the certifying entity permission to place my contact information on a list to be shared with businesses and community partners when they are hiring for Section 3 covered projects in the area. If awarded a HUD-funded contract, I agree to comply with all federal and local reporting requirements.

*Printed Name: *Title: ________________________

*Authorized Signature: _ Date: _________________

*CORPORATE OFFICER OR PERSON AUTHORIZED TO SIGN BIDS AND CONTRACTS ON BEHALF OF THE

COMPANY.

FOR INTERNAL USE ONLY

Date Application Received: Reviewed By: Date:

Contractor: Does or Does Not qualify as a Section 3 Business Concern

o W-9 (see last page of this application)
ORGANIZATIONAL INFORMATION
FIELDS OF INTEREST AND EXPERIENCE
OTHER PERTINENT INFORMATION
Have you ever been convicted of violating Federal, State or Local law in the course of discharging your duties as a contractor? YES____ NO____
If Yes, please explain: _____________________________________________________________________________________
Have you ever been disbarred from participating as a contractor in any Federal State or Local Housing program? YES____ NO____
If yes, please explain: _____________________________________________________________________________________
Are you licensed lead-based paint abatement contractor? YES____ NO____
If yes, please provide a copy of all worker supervisor and contractor licenses.
REFERENCES
*CORPORATE OFFICER OR PERSON AUTHORIZED TO SIGN BIDS AND CONTRACTS ON BEHALF OF THE COMPANY.

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