ESBD_File_279550_HHS0011952_Application_Required Forms_Pkg 2_SAS_FY23_032522.docx

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Attached to
Substance Abuse Services
Solicitation number
HHS0011952
Issued by
Texas

About this file

This document contains the Application and Required Forms for the Open Enrollment for Substance Abuse Services issued by the Health and Human Services Commission (HHSC) on behalf of the Department of Family and Protective Services (DFPS) Child Protective Services (CPS) for the state of Texas. The Open Enrollment is seeking to enter into contracts with qualified Applicants to provide Substance Abuse Assessment and Treatment Services as well as Support Services within the specified regions and counties in Texas. Applicants must meet certain eligibility requirements, such as holding a valid and current Texas State Licensure and Credentials, and providing the required insurance coverage. Applicants must select the counties they are willing to serve and provide information on their service delivery locations.

The Application and Required Forms include documentation such as the Assumed Name Certificate, Certificate of Incorporation, Articles of Formation, Partnership Agreement, and HUB Certification Form, as applicable. Applicants must also submit supporting documentation, including a completed PCS-102SUD form and copies of LCDC licenses for direct service providers. Additional required forms, such as the Application for Texas Identification Number, Vendor Direct Deposit Form, Internal Control Structure Questionnaire, and Risk Analysis Questionnaire, must also be provided.

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5.1 SUBSTANCE ABUSE SERVICES OPEN ENROLLMENT

APPLICATION

INSTRUCTIONS

5.1.1 Application must be completed and signed in Section 5 (Certification) for it to be accepted by DFPS.

5.1.2 Applicant will submit Application and all required documents in the format and order described in Appendix A to the Point of Contact in Open Enrollment Section 1.2.

5.1.3 If DFPS has difficulty accessing the Applicant’s documents, the Applicant will be required to re-submit documents as directed by DFPS.

1. APPLICANT INFORMATION

Legal Name of Applicant/Entity
Office Address
City, State, Zip
Mailing Address
City, State, Zip
Phone

Vendor ID Number:

Federal ID Number – If different from Vendor ID:

Applicant:

Parent Organization:

Doing Business As Name (DBA) or Parent Organization – If different from Legal Name above:

Attach a copy of Assumed Name Certificate

If an Applicant has a Parent Organization, attach a copy of the agreement between the Applicant and the Parent Organization

Type of Applicant – Check appropriate box(es) and attach documentation as indicated

|_| Sole Proprietorship

|_| Private Corporation
|_| For Profit
|_| Non-Profit
State of Incorporation:

Charter Number:

Attach a copy of Certificate of Incorporation

|_| Limited Liability Company (LLC)
Attach a copy of the Articles of Formation
|_| Partnership
|_| Limited
|_| General
Attach a list of names, addresses for each partner and provide a copy of the Partnership Agreement.
|_| Governmental Entity
Do you have taxing authority?|_| Yes|_| No
Are you a certified Texas HUB?
|_| Yes – Attach a copy of HUB certification form.
|_| No – Select all that apply if you fall into one or both of the categories

below:

|_| Minority Owned Business |_| Woman Owned Business

Person Authorized to Sign Contract:

Name
Title
E-mail
Phone

Contact for Service Delivery:

Name
Title
E-mail
Phone

Contact for Invoicing:

Name
Title
E-mail
Phone

2. ELIGIBILITY REQUIRMENTS

(See Section 2.16 Contractor Qualifications of the Open Enrollment)

2.1 Does Applicant hold a valid and current Texas State Licensure and Credentials, in Section 2.16.2, at the time this Application is submitted?

|_| YesIf yes, attach copy of License.
|_| NoIf no, STOP – Applicant does not qualify.

2.2 Does Applicant meet the insurance requirements in Section 2.17 of the Open Enrollment?

|_| YesIf yes, attach documentation of coverage provided for in Section 2.20. The certificate of insurance must be issued to DFPS or designate DFPS as a Certificate Holder.
|_| NoIf no, STOP – Applicant does not qualify.

3. SERVICES TO BE PROVIDED

Contractor must provide Substance Abuse Assessment and Treatment Services as specified in Provider Enrollment HHS00011952. Contractor must provide all Support Services specified in HHS0011952 upon DFPS request.

Substance Abuse Assessment and Treatment Services

Service
Service Type
Applying For
Substance Abuse Services
Substance Abuse Assessment

Individual and Group Counseling

|_| Yes
|_| No
Support Services
Court Related Services

Diagnostic Consultation Translator & Interpreter As requested by DFPS

4. SERVICE DELIVERY LOCATIONS

a. You must determine which counties will be served and mark them in Attachment A-4 Service Delivery Areas. Contractor must provide services within each county selected.

b. Will you, your staff, or subcontractors be delivering services from established office sites other than the location listed in Section c. (below) of this application?

|_| Yes |_| No

If yes, services from these satellite locations are to be billed as In-Office. Designate any satellite office on Attachment A-4 Service Delivery Areas.

c. Indicate locations in which the Contractor is willing to provide services.

|_| In-Office |_| Out-of-Office |_| Home-Based (client's home)

d. Will you, your staff, or other subcontractors be delivering telehealth services in addition to at least one of the locations listed in Sections a - c of this application? Note: If you elect to provide telehealth services, you must also provide either In-Office, Out-of-Office or Home-based services in the same region(s) and counties in which you are electing to provide telehealth services.

|_| Yes |_| No

NOTE: If yes, telehealth services must be billed as In-Office.

5. CERTIFICATION

I certify that the information provided in this application is, to the best of my knowledge, complete and accurate; that the named legal entity has authorized me, as its representative, to submit this application; and that the legal entity complies with all terms of this Open Enrollment.

Signature of Authorized Representative

Date

Name of Authorized Representative (Printed) Title of Authorized Representative (Printed)

Texas Department of Family & Protective Services Substance Abuse Services Enrollment Number HHS0011952

Application

Attachment A-4 Service Delivery Area

Service Delivery Area Counties To Be Served – Region 1

Choose the counties within the Region where services will be provided. Check (“√”) the box in front of the county name. Choose a single county or any combination of counties.

Regional Counties

☐ Armstrong

☐ Hockley

☐ Bailey

☐ Hutchinson

☐ Briscoe

☐ King

☐ Carson

☐ Lamb

☐ Castro

☐ Lipscomb

☐ Childress

☐ Lubbock

☐ Cochran

☐ Lynn

☐ Collingsworth

☐ Moore

☐ Crosby

☐ Motley

☐ Dallam

☐ Ochiltree

☐ Deaf Smith

☐ Oldham

☐ Dickens

☐ Parmer

☐ Donley

☐ Potter

☐ Floyd

☐ Randall

☐ Garza

☐ Roberts

☐ Gray

☐ Sherman

☐ Hale

☐ Swisher

☐ Hall

☐ Terry

☐ Hansford

☐ Wheeler

☐ Hartley

☐ Yoakum

☐ Hemphill

Service Delivery Area Counties To Be Served – Region 2

Choose the counties within the Region where services will be provided. Check (“√”) the box in front of the county name. Choose a single county or any combination of counties.

Regional Counties

☐ Archer

☐ Kent

☐ Baylor

☐ Knox

☐ Brown

☐ Mitchell

☐ Callahan

☐ Montague

☐ Clay

☐ Nolan

☐ Coleman

☐ Runnels

☐ Comanche

☐ Scurry

☐ Cottle

☐ Shackelford

☐ Eastland

☐ Stephens

☐ Fisher

☐ Stonewall

☐ Foard

☐ Taylor

☐ Hardeman

☐ Throckmorton

☐ Haskell

☐ Wichita

☐ Jack

☐ Wilbarger

☐ Jones

☐ Young

Service Delivery Area Counties To Be Served – Region 3

Choose the counties within the Region where services will be provided. Check (“√”) the box in front of the county name. Choose a single county or any combination of counties.

Regional Counties

☐ Collin

☐ Johnson

☐ Cooke

☐ Kaufman

☐ Dallas

☐ Navarro

☐ Denton

☐ Palo Pinto

☐ Ellis

☐ Parker

☐ Erath

☐ Rockwall

☐ Fannin

☐ Somervell

☐ Grayson

☐ Tarrant

☐ Hood

☐ Wise

☐ Hunt

Service Delivery Area Counties To Be Served – Region 4

Choose the counties within the Region where services will be provided. Check (“√”) the box in front of the county name. Choose a single county or any combination of counties.

Regional Counties

☐ Anderson

☐ Marion

☐ Bowie

☐ Morris

☐ Camp

☐ Panola

☐ Cass

☐ Rains

☐ Cherokee

☐ Red River

☐ Delta

☐ Rusk

☐ Franklin

☐ Smith

☐ Gregg

☐ Titus

☐ Harrison

☐ Upshur

☐ Henderson

☐ Van Zandt

☐ Hopkins

☐ Wood

☐ Lamar

Service Delivery Area Counties To Be Served – Region 5

Choose the counties within the Region where services will be provided. Check (“√”) the box in front of the county name. Choose a single county or any combination of counties.

Regional Counties

☐ Angelina

☐ Polk

☐ Hardin

☐ Sabine

☐ Houston

☐ San Augustine

☐ Jasper

☐ San Jacinto

☐ Jefferson

☐ Shelby

☐ Nacogdoches

☐ Trinity

☐ Newton

☐ Tyler

☐ Orange

Service Delivery Area Counties To Be Served – Region 6

Choose the counties within the Region where services will be provided. Check (“√”) the box in front of the county name. Choose a single county or any combination of counties.

Regional Counties

☐ Austin

☐ Liberty

☐ Brazoria

☐ Matagorda

☐ Chambers

☐ Montgomery

☐ Colorado

☐ Walker

☐ Fort Bend

☐ Waller

☐ Galveston

☐ Wharton

☐ Harris

Service Delivery Area Counties To Be Served – Region 7

Choose the counties within the Region where services will be provided. Check (“√”) the box in front of the county name. Choose a single county or any combination of counties.

Regional Counties

☐ Bastrop

☐ Hill

☐ Bell

☐ Lampasas

☐ Blanco

☐ Lee

☐ Bosque

☐ Leon

☐ Brazos

☐ Limestone

☐ Burleson

☐ Llano

☐ Burnet

☐ Madison

☐ Caldwell

☐ McLennan

☐ Coryell

☐ Milam

☐ Falls

☐ Mills

☐ Fayette

☐ Robertson

☐ Freestone

☐ San Saba

☐ Grimes

☐ Travis

☐ Hamilton

☐ Washington

☐ Hays

☐ Williamson

Service Delivery Area Counties To Be Served – Region 8

Choose the counties within the Region where services will be provided. Check (“√”) the box in front of the county name. Choose a single county or any combination of counties.

Regional Counties

☐ Atascosa

☐ Karnes

☐ Bandera

☐ Kendall

☐ Bexar

☐ Kerr

☐ Calhoun

☐ Kinney

☐ Comal

☐ La Salle

☐ De Witt

☐ Lavaca

☐ Dimmit

☐ Maverick

☐ Edwards

☐ Medina

☐ Frio

☐ Real

☐ Gillespie

☐ Uvalde

☐ Goliad

☐ Val Verde

☐ Gonzales

☐ Victoria

☐ Guadalupe

☐ Wilson

☐ Jackson

☐ Zavala

Service Delivery Area Counties To Be Served – Region 9

Choose the counties within the Region where services will be provided. Check (“√”) the box in front of the county name. Choose a single county or any combination of counties.

Regional Counties

☐ Andrews

☐ Mason

☐ Borden

☐ McCulloch

☐ Coke

☐ Menard

☐ Concho

☐ Midland

☐ Crane

☐ Pecos

☐ Crockett

☐ Reagan

☐ Dawson

☐ Reeves

☐ Ector

☐ Schleicher

☐ Gaines

☐ Sterling

☐ Glasscock

☐ Sutton

☐ Howard

☐ Terrell

☐ Irion

☐ Tom Green

☐ Kimble

☐ Upton

☐ Loving

☐ Ward

☐ Martin

☐ Winkler

Service Delivery Area Counties To Be Served – Region 10

Choose the counties within the Region where services will be provided. Check (“√”) the box in front of the county name. Choose a single county or any combination of counties.

Regional Counties

☐ Brewster

☐ Hudspeth

☐ Culberson

☐ Jeff Davis

☐ El Paso

☐ Presidio

Service Delivery Area Counties To Be Served – Region 11

Choose the counties within the Region where services will be provided. Check (“√”) the box in front of the county name. Choose a single county or any combination of counties.

Regional Counties

☐ Aransas

☐ Live Oak

☐ Bee

☐ McMullen

☐ Brooks

☐ Nueces

☐ Cameron

☐ Refugio

☐ Duval

☐ San Patricio

☐ Hidalgo

☐ Starr

☐ Jim Hogg

☐ Webb

☐ Jim Wells

☐ Willacy

☐ Kenedy

☐ Zapata

☐ Kleberg

Satellite Offices and Additional Office Information:

Please provide a schedule in the table(s) below indicating days and times routinely available to provide services at each service location. These represent only routine days and times. Applicant will be expected to adjust schedule to accommodate the needs of clients and DFPS. Refer to PEN Section 2.5 for additional information. Use additional copies of this section, as necessary, to provide complete information.

Name of Applicant/Contractor

1.

Service Delivery Address
City, State, Zip
Phone
Fax
Contact Person
E-mail

HOURS

DAY
From
To
From
To
Example
7 AM
Noon
2 PM
7 PM
|_|Monday
|_|Tuesday
|_|Wednesday
|_|Thursday
|_|Friday
|_|Saturday
|_|Sunday

2.

Service Delivery Address
City, State, Zip
Phone
Fax
Contact Person
E-mail

HOURS

DAY
From
To
From
To
|_|Monday
|_|Tuesday
|_|Wednesday
|_|Thursday
|_|Friday
|_|Saturday
|_|Sunday

3.

Service Delivery Address
City, State, Zip
Phone
Fax
Contact Person
E-mail

HOURS

DAY
From
To
From
To
|_|Monday
|_|Tuesday
|_|Wednesday
|_|Thursday
|_|Friday
|_|Saturday
|_|Sunday

Appendix A – Application Instructions

1. Applicant must submit a completed Application and Required Forms, as applicable, in the order listed below for File Folder 1 and File Folder 2.

2. Access the forms by the link or icon provided below by holding down the "Ctrl" key while clicking on the link.

3. Save forms in an electronic file.

4. For the Application and the forms that require signature, print, sign and scan in an electronic format. Scanned documents must be clear and legible.

5. Attach File Folders 1 and 2 to email and submit the completed Application to the Point of Contact listed in the Open Enrollment Section 1.2.

Appendix B – Required Forms

File Folder 1: Application and Service Delivery Area

Electronic File Name
Description

Required or If Applicable

Application
Application for Enrollment
Required
Insurance
Insurance Documentation
Required
Attachment A-4
Service Delivery Area Form
Required
DBA
Assumed Name Certificate Attachment
If applicable
Incorporation
Certificate of Incorporation Attachment
If applicable
LLC
LLC Articles of Formation Attachment
If applicable
Partnership
Partnership Agreement Attachment
If applicable
Partners
Names and addresses and for each partner
If applicable
HUB
HUB Certification Form
If applicable

File Folder 2: Supporting Documentation

Exhibit No.
Type of Supporting Documentation
Exhibit 1
Completed PCS-102SUD
Exhibit 2
Copy of LCDC License of direct service providers listed on the PCS-102SUD

File Folder 3: Required Forms

The following forms are located on the DFPS public website, Doing Business with DFPS, Contracting Forms: https://www.dfps.state.tx.us/Doing_Business/forms.asp

Electronic File Name
Form Number and Name
Purpose
AP-152
AP-152, Application for Texas Identification Number [If you already have a Vendor ID set up for another DFPS contract, print form, note “Already Set Up” at top of page, and provide number
Application for identification number
74-176
74-176, Vendor Direct Deposit Form
Direct Deposit Authorization
9007FFS
9007FFS, Internal Control Structure Questionnaire
Contractor's disclosure of internal controls. Instructions included.
9105
9105, Risk Analysis Questionnaire (RAQ)
Questionnaire for provider to assist staff with the completion of the Risk Assessment Instrument (RAI).

The following form is located on the DFPS public website, Doing Business with DFPS, Contracting Forms, Regional CPS Contracting Forms, General Documents:

https://www.dfps.state.tx.us/Doing_Business/Purchased_Client_Services/Regional_CPS_Contracts/forms.asp

Electronic File Name
Form Number and Name
Purpose
PCS-102SUD
PCS-102SUD, Contracting Entity and List of Staff, Subcontractors and Volunteers
Contractors must list the contracting entity, all service providers, and requested provider information on this form and submit it electronically to DFPS.
2970C
Disclosure and Consent to Release of Information
Release of information regarding criminal history or DFPS abuse and neglect history.
2971C
Request for Criminal History and DFPS History Check
Application for requesting criminal history and DFPS abuse or neglect history.

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