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- USDA-FAS-10960-0200-10-20-0004
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The Department of Agriculture (USDA) – Foreign Agricultural Service (FAS) Trade Policy and Geographic Affairs
Notice of Funding Opportunity (NOFO)
Promoting science-based standards in the Gulf Standardization Organization
A. Program Description
Issued By Foreign Agricultural Service, Trade Policy and Geographic Affairs, Processed Products Division
Catalog of Federal Domestic Assistance (CFDA) Number and Title
10.960 Technical Agricultural Assistance
Notice of Funding Opportunity Title Promoting Science based standards in the Gulf Standardization Organization
NOFO Number
USDA-FAS-10960-0200-10-20-0004
Authorizing Authority for Program National Agricultural Research, Extension, and Teaching Policy Act of 1977, PL 95-113, as amended, 7 USC §§ 3291(a)(1)(B), 3291(a)(3), 3291(a)(7)(A)
Appropriation Authority for Program Further Consolidated Appropriations Act, 2020 (PL 116-94)
Announcement Type Continuation
Program Overview
The USDA’s Foreign Agricultural Service seeks to collaborate with Michigan State University to design, plan, and implement one to two workshops and seminars for foreign regulatory officials in the Gulf Standards Organization (GSO) countries, pending the availability of funds. The workshops and seminars will inform foreign regulators and policymakers on options to promote an evidence-based approach to food additive policy. The seminars should focus on good regulatory practices, science- and evidence-based approaches to food additive approvals, alignment with World Trade Organization (WTO) obligations, as well as international standards-setting bodies such as the Codex Alimentarius (Codex).
Program Objectives and Priorities
1) These seminars and workshops should feature speakers from research institutions that specialize in food additives, toxicology, international organizations and regulations, and good regulatory practices, current or former U.S. government officials, other subject matter experts, academia, and private sector representatives. Participants of these workshops and seminars will gain: (1) a better understanding of good regulatory practices, particularly how to work with private sector stakeholders in an open and transparent manner for the development of food additives regulations. (2) learn from existing research, best practices and lessons learned from existing U.S. programs and policies; and (3) Exchange of information on the role of food additives in processed foods, including for extending shelf-life, lower-caloric options and other public health purposes. (4) Share how each country is meeting guidelines under the Technical Barriers to Trade (TBT) Agreement, the Codex General Standard for Food Additives, and the Joint FAO/WHO Expert Committee (JECFA) safety evaluations
a. These U.S. government sessions would showcase U.S. programs and research in this space and discuss a comprehensive approach, a combination of regulatory and non-regulatory approaches to food additives and processed food trade in the United States. Moreover, these sessions will share experiences in producing the U.S. regulations on food additives, which reflect the current body of regulatory science and provide advice on food safety. USDA’s Foreign Agricultural Service Office of Trade Policy and Geographic Affairs may also identify appropriate speakers which may include current, retired and former U.S. government officials, and members of academic institutions.
b. The industry presentations will provide an opportunity for U.S. companies and trade associations to speak about their role in regulatory efforts and initiatives to promote the U.S. regulatory system, international regulatory work, such as public private partnerships in regulation development, and working with international organizations to create standards and guidance. Toxicologists and trade experts from industry could be invited to share their research on processed foods and the safety of U.S. food production. Industry representatives who regulation regulations and provide comments to regulatory authorities could also discuss the value of stakeholder engagement in developing regulations and provide insight on good regulatory practice. USDA’s Foreign Agricultural Service Office of Trade Policy and Geographic Affairs can work with the applicant to make connections with leads for voluntary industry efforts, including dieticians.
To achieve these objectives, the USDA Foreign Agricultural Service (USDA/FAS) seeks to partner with Michigan State University to implement conferences in a GSO member country to engage in a science-based exchange and dialogue with key officials from these countries. Michigan State University will collaborate with USDA/FAS in the design and implementation of the conferences, the selection of technical experts, and in identifying indicators and measures of success. This engagement is designed to foster greater communication between the U.S. and these countries and deepen the foundation for sound science and good regulatory practices so that globalization and harmonization of food additive regulations will be achieved, resulting in an increase of U.S. trade of processed foods.
The conferences will be led by USDA Foreign Agriculture Service’s Processed Products Division and will include technical experts with participation of high-level government officials from each country. The U.S. delegation will consist of current and former government officials and subject matter experts who will engage with local officials on international regulations, the use of sound science in the development of regulations, and the safety of food additives and chemicals.
The workshops in the Gulf will be scheduled for two days in length, for each workshop. Technical experts from the U.S. (such as government, academia and/or U.S. industry) will engage in science-based exchanges and dialogues with key officials from the GSO, such as local officials from the Ministry of Health, local FDA, and/or Ministry of Agriculture and other relevant Ministries with responsibility for trade, standards and WTO affairs, and industry.
Conference topics on the U.S. regulatory system for processed products, may include some or all of the following:
· How science and rules- based standards for processed food are created and developed
· Understanding toxicology and debunking safety myths
· Dosage and safety exposure from chemicals
· The safety, regulation, and use of chemicals as ingredients in processed foods
· The Codex General Standard for Food Additives, the Joint FAO/WHO Expert Committee (JECFA) safety evaluations, and the importance of applicable international commitments of WTO members
· The U.S. FDA food additive regulatory evaluation process, including the food additive regulatory processes.
Through presentations in these conferences, the U.S. technical delegation will engage with local officials on international standards, speak on private-public partnerships and cooperation, and promote the benefits of harmonization to build technical capacity among high level officials from the GSO. In addition, the conference will provide ample time for representatives from host countries to present on related topics. Each workshop/conference would include the following number of participants:
· Location To Be Determined, Middle East: 30-40 local government officials, 20-30 local and international industry representatives, and 10-15 U.S. officials and representatives.
The program may include speakers from academia, industry, and current or retired government official(s) as well as representatives from host countries with specific expertise in the use and safety of chemicals used as ingredients in processed foods. A plenary meeting with industry officials may also take place to facilitate these activities. Consultations may take place after the workshops.
The performance measures will be evaluated and finalized in consultation with USDA/ FAS and U.S. technical advisors, and will include the following:
1) Increased understanding of science and rules- based standards for food ingredients in target countries as measured through pre- and post-tests of workshop participants.
2) Number of interactions between participants and US technical advisors as a result of USDA program.
3) Level of increased engagement with government officials from GSO Member states after the workshop
Background U.S. processed foods currently make up about one third of U.S. agricultural exports to the world by value. As U.S. companies looks to innovate and create new processed products to meet consumer demand for new products, sometime even lower calorie, lower sugar options, the regulatory systems in foreign countries are slow to approve, creating a technical barrier to trade and limiting innovations in food technology. USDA would like to ensure that the process for developing policies on food additives is science-based, transparent, considers international standards and U.S. regulations, and is in line with WTO commitments.
The adoption of science and rules-based standards for processed food ingredients will not only increase opportunities for U.S. industry to compete fairly in overseas markets but will provide domestic consumers in the Middle East with access to safe and high-quality U.S. products for consumption. The Gulf Standards Organization (GSO) develop regional standards that the Gulf Cooperation Council members and Yemen may choose to implement. Some of the model standards and technical regulations are not science or evidence-based, and do not consider U.S. regulations. While the GSO seeks establish consistent approaches across its members in practice they often release inconsistent and conflicting regulations and safety evaluation procedures for chemicals and additives used as food ingredients in processed food products. They could benefit from training on good regulatory practices and better understanding of the underlying scientific principles of risk assessment, and existing international standards for food additives. The program will take into account the UAE’s current food additives regulations, draft GSO regulations, and also Saudi Arabia regulations. This activity would help build bridges with our Middle East trading partners and give participants exposure to the U.S. regulatory system.
B. Federal Award Information Award Amounts, Important Dates, and Extensions
Available Funding for the NOFO: Up to $250,000
Projected Number of Awards: 1
Period of Performance: 25 months
Projected Period of Performance Start Date(s): September 14, 2020
Projected Period of Performance End Date(s): October 31, 2022 Extensions may be allowable, please see Section H. Additional Information to see how to requests one should the need arise.
Anticipated Award Date: September 11, 2020
Cost Share or Match requirements: A cost match or cost share is not required.
Funding Instrument:
Cost-Reimbursable Agreement. Note that indirect costs, by law, cannot exceed 10% of direct costs under this agreement instrument. FAS has no authority to waive this ceiling.
Subawards are allowable under the agreement if included in the original application.
C. Eligibility Information
Eligible Applicants Michigan State University
Eligibility Criteria All applicants must have an active registration in the SAM database at www.sam.gov – pending or expired registrants are not eligible. This requirement must be met by the closing date of the announcement and will not be waived. Please contact the program officer listed if you have questions about this requirement.
Maintenance of Effort (MOE) MOE is not allowable.
D. Application and Submission Information
Address to Request Application Package This NOFO represents the full application information. For additional information or questions, please contact the program officer(s) listed in Section G.
Key Dates and Times
Date Posted to Grants.gov: August 4, 2020
Application Start Date: August 4, 2020
Application Submission Deadline: August 24, 2020 11:59:59 PM EDT Your applications not received by this deadline will not be considered.
Anticipated Funding Selection Date: September 5, 2020
Content and Form of Application Submission Institutions must be able to host multiple groups over the period of performance and should submit a proposal following the guidelines below:
Required forms and certifications, including:
· Standard Form 424, signed by the applicant
· Project Narrative – add any programmatic direction that is needed here
· SF-LLL, Disclosure of Lobbying Activities, when warranted.
· Standard Form 424A. This should be accompanied by a detailed budget worksheet and a detailed budget narrative (NOTE: A budget narrative must be provided). All line items should be described in sufficient detail that would enable FAS to determine that the costs are reasonable and allowable for the project per federal regulations. Definitions of cost items are listed below.
1. Personnel: Costs of employee salaries and wages. For each staff person, provide the name (if known), title, time commitment to the project as a percentage of a full-time equivalent (FTE), annual salary, and grant funded salary. Do not include the costs of consultants. Consultants are to be included under “Contractual.”
1. Fringe Benefits: Costs of employee fringe benefits unless treated as part of an approved indirect cost rate. Provide the method used to calculate the proposed rate amount. If a fringe benefit has been negotiated with, or approved by, a cognizant federal agency, attach a copy of the negotiated fringe benefit agreement. If no rate agreement exists, provide a breakdown of the amounts and percentages that comprise fringe benefit costs such as health insurance, FICA, retirement insurance, taxes, etc. Identify the base for allocating these fringe benefit expenses. (Attach the agreement to the application package.) For foreign entities this may not apply.
1. Travel: Costs of project-related travel by employees of the applicant organization (do not include costs of sub-contractor or consultant travel). For each proposed trip, provide the purpose, number of travelers, travel origin and destination, number of days, and a breakdown of costs for airfare, lodging, meals, car rental, and incidentals. The basis for the airfare, lodging, meals, car rental, and incidentals must be provided, such as past trips, current quotations, Federal Travel Regulations, etc.
d. Equipment: Equipment is defined as any article of nonexpendable, tangible personal property having a useful life of more than one year and an acquisition cost which equals or exceeds the lesser of (a) the capitalization level established by the organization for financial statement purposes, or (b) $5000. For each type of equipment requested, provide a description of the equipment, the cost per unit, the number of units, the total cost, and a plan for use on the project, as well as use or disposal of the equipment after the project ends. An applicant organization that uses its own definition for equipment should provide a copy of its policy or section of its policy which includes the equipment definition. Equipment is not allowable in cost reimbursable agreements.
NOTE 1: Acquisition cost means the net invoice unit price of an item of equipment, including the cost of any modifications, attachments, accessories, calibration and maintenance services, or auxiliary apparatus necessary to make it usable for the purpose for which it is acquired. Ancillary charges, such as taxes, duty, protective in-transit insurance, freight, and installation shall be included in or excluded from acquisition cost in accordance with the organization's regular written accounting practices.
e. Supplies: Supplies are tangible personal property other than that included in the equipment category if the acquisition cost is less than the lesser of the capitalization level established by the non-Federal entity for financial statement purposes or $5,000, regardless of the length of its useful life. Specify general categories of supplies and their costs. Show computations and provide other information which supports the amount requested. A computing device is a supply.
f. Contractual: Costs of all contracts for services and goods and subawards that further the work of the project. Sub-contractors, sub-awardees, and/or sub-grantees that do not perform technical work (i.e., landscapers, trash collectors, etc.) belong under other cost categories such as equipment, supplies, construction, other, etc.
Include third party evaluation contracts (if applicable) and contracts with secondary recipient organizations. Demonstrate that all procurement transactions will be conducted in a manner to provide, to the maximum extent practical, open and free competition. Identify proposed sub-contractor work and the cost of each sub-contractor. Provide a detailed budget for each sub-contractor that is expected to perform work estimated to be $25,000 or more, or 50% of the total work effort, whichever is less.
· Identify each planned subcontractor and its total proposed budget. Each subcontractor's budget and supporting detail should be included as part of the applicant's budget narrative.
· Provide the following information for each planned subcontract: a brief description of the work to be subcontracted; the number of quotes solicited and received, if applicable; the cost or price analysis performed by the applicant; names and addresses of the subcontractors tentatively selected and the basis for their selection; e.g., unique capabilities (for sole source subcontracts), low bidder, delivery schedule, technical competence; type of contract and estimated cost and fee or profit; and, affiliation with the applicant, if any.
· All required flow down provisions in the award must be included in any subcontract.
· In this section also include subgrantees. Provide information for each planned subgrant. Identify each planned subawardee and its total proposed budget. Include a brief description of the work to be performed.
g. Other Direct Costs: Any other items proposed as direct costs that do not fall under the budget categories listed above. Provide an itemized list with costs, and state the basis for each proposed item.
h. Indirect Costs: This will be a cost reimbursable agreement issued under 7 USC § 3319a. By statute, indirect cost rates for cost reimbursable agreements cannot exceed 10% of total direct cost.
The SF-424 and SF-424A can be completed within the ezFedGrants platform. However, the other required forms must be downloaded from the Forms sections on Grants.gov or will be sent to you upon request to the program officer(s) named in Section G.
Please be aware that OMB Memorandum 18-24: Strategies to Reduce Grant Recipient Reporting Burden has been approved. Various required forms needed to apply for Federal Financial Assistance no longer need to be completed individually at time of application. They are covered in the Financial Assistance Certifications Report.
Effective January 1, 2020, the Financial Assistance Certifications are a common set of certifications and representations required by Federal statutes or regulations in accordance with the grants guidance under Title 2 of the Code of Federal Regulations (2 CFR 200.208 Certifications and Representations). Those non-Federal entities who intend to apply for, or are already recipients of Federal grants or agreements, must read and agree to the corresponding certifications and representations. Registrants who reply yes to the questions are required to keep these certifications and representations current, accurate, and complete as part of their entity registration.
FAS will verify in SAM.gov that the proper forms are completed, and if they have not been, you will be contacted and directed to do so. Your award will not be issued until the proper forms are completed within the SAM.gov portal.
Unique Entity Identifier and System for Award Management (SAM) Each applicant is required to:
(i) Be registered in SAM (https://www.sam.gov) before submitting its application;
(ii) Provide a valid DUNS number in its application; and
(iii) Continue to maintain an active SAM registration with current information at all times during which it has an active Federal award or an application or plan under consideration by a Federal awarding agency.
The Federal awarding agency may not make an award to an applicant until the applicant has complied with all applicable DUNS and SAM requirements and, if an applicant has not fully complied with the requirements by the time the Federal awarding agency is ready to make a Federal award, the Federal awarding agency may determine that the applicant is not qualified to receive a Federal award and use that determination as a basis for making a Federal award to another applicant.
FAS is using ezFedGrants, which is an electronic grants management system. Applicant(s) with electronic access are required to submit their applications electronically through the ezFedGrants portal.
Before you can apply, you must have a DUNS number, be registered in SAM, and have access to the ezFedGrants website at https://grants.fms.usda.gov Applicants are encouraged to register early. The registration process can take approximately four weeks to be completed. Therefore, registration should be done in sufficient time to ensure it does not impact your ability to meet required submission deadlines.
DUNS number. Instructions for obtaining a DUNS number can be found at the following website: http://www.dnb.com/duns-number.html The DUNS number must be included in the data entry field labeled "Organizational DUNS" on the Standard Forms (SF)-424 forms submitted as part of this application.
System for Award Management. In addition to having a DUNS number, applicants applying electronically through ezFedGrants must register with SAM. Step-by-step instructions for registering with SAM can be found here:
www.sam.gov
Failure to register with SAM will result in your application being rejected during the submissions process.
ezFedGrants System Access and Electronic Signature
Level 2 eAuthentication. The next step in the registration process is to obtain a Level 2 eAuthentication account that will allow access to the ezFedGrants system. Instructions for getting a Level 2 eAuthentication account can be obtained by emailing ezFedGrants-cfo@usda.gov, or by reviewing the ezFedGrants Job Aids at https://nfc.usda.gov/FSS/ClientServices/ezFedGrants/index.php .
If you experience any issues with self-registration or have eAuthentication-related questions, please contact the eAuthenticationHelpDesk for assistance:
By email to eAuthHelpDesk@usda.gov .
Requesting a role in ezFedGrants. After obtaining eAuthentication, users will need a role in the system. Descriptions of the roles available and instructions on how to request a role can be obtained by emailing ezFedGrants@cfo.usda.gov, or by reviewing the ezFedGrants Job Aids at https://nfc.usda.gov/FSS/ClientServices/ezFedGrants/index.php .
Electronic Signature. Applications submitted through ezFedGrants constitute a submission as electronically signed applications. When you submit the application through ezFedGrants, the name of your Signatory Official on file will be inserted into the signature line of the application.
If you experience difficulties accessing information or have any questions please email the Helpdesk at ezFedGrants-cfo@usda.gov.
The Federal awarding agency may not make a Federal award to an applicant until the applicant has complied with all applicable DUNS and SAM requirements and, if an applicant has not fully complied with the requirements by the time the Federal awarding agency is ready to make a Federal award, the Federal awarding agency may determine that the applicant is not qualified to receive a Federal
Intergovernmental Review An intergovernmental review may be required. Applicant(s) must contact their State’s Single Point of Contact (SPOC) to comply with the State’s process under Executive Order 12372 (https://www.archives.gov/federal-register/codification/executive-order/12372.html) Name and addresses of the SPOCs are maintained at the Office of Management and Budget’s home page at:
https://www.whitehouse.gov/wp-content/uploads/2019/02/SPOC-February-2019.pdf
Funding Restrictions Generally, funds may not be used in any manner that is prohibited by 2 CFR Part 200 and 2 CFR Part 400, or the Notice of Funding Opportunity.
Compensation for personal services (whether classified as personnel, contractual services, or any other form) may not exceed the pro-rated equivalent of Step III of the Executive Schedule. For calendar year 2019, this is $176,900 per year; $680.38 per day; or $85.05 per hour. Non-monetized fringe benefits are generally excluded from this ceiling, however, a federally-negotiated fringe benefits rate agreement may be required if fringe benefits appear to be unusually high.
FAS agreement funds may only be used for the purpose set forth in the award, and must be consistent with the statutory authority for the award. Agreement funds and non-monetary support may not be used for matching contributions for other federal grants or cooperative agreements, lobbying, or intervention in federal regulatory or adjudicatory proceedings. Federal employees are prohibited from serving in any capacity (paid or unpaid) on any proposal submitted under this program. Federal employees may not receive funds under this award. In addition, federal funds may not be used to sue the Federal Government or any other government entity.
These funds cannot be used for construction purposes, general purpose acquisitions (no particular scientific, technical, or programmatic purpose), equipment exceeding $5,000 per item, entertainment, capital improvements, thank you gifts, or other expenses not directly related to the project In addition, this will be a cost reimbursable agreement issued under 7 U.S.C. 3319a; therefore, University indirect costs are limited to 10% of the total direct costs.
Management and Administration (M&A) Costs:
M&A costs are not allowable.
Indirect Facilities & Administrative (F&A) Costs.
Indirect F&A costs means those costs incurred for a common or joint purpose benefiting more than one cost objective and not readily assignable to the cost objectives specifically benefited without effort disproportionate to the results achieved.
By statute, indirect costs for cost reimbursable agreements cannot exceed 10% of total direct costs.
Other Submission Requirements All applications must be submitted electronically as indicated above.
E. Application Review Information
Application Evaluation Criteria Prior to making a Federal award, the Federal awarding agency is required by 31 U.S.C. 3321 and 41 U.S.C. 2313 to review information available through any OMB-designated repositories of government-wide eligibility qualification or financial integrity information. Therefore application evaluation criteria may include the following risk based considerations of the applicant: (1) financial stability; (2) quality of management systems and ability to meet management standards; (3) history of performance in managing federal award; (4) reports and findings from audits; and (5) ability to effectively implement statutory, regulatory, or other requirements.
Review and Selection Process The Program Manager will ensure the application is submitted on time as specified in this announcement. Also, the Program Manager will ensure the organization is capable of delivering the programs/activities as described in the announcement based on the applicant’s project narrative.
If the anticipated Federal award amount will be greater than the simplified acquisition threshold, currently $250,000 (see 2 CFR §200.88), then these items will be adhered to:
“ i. Prior to making a Federal award with a total amount of Federal share greater than the simplified acquisition threshold as defined by 48 CFR § 2.101, is required to review and consider any information about the applicant that is in the designated integrity and performance system accessible through SAM (currently FAPIIS).
ii. An applicant, at its option, may review information in the designated integrity and performance systems accessible through SAM and comment on any information about itself that a Federal awarding agency previously entered and is currently in the designated integrity and performance system accessible through SAM.
iii. Will consider any comments by the applicant, in addition to the other information in the designated integrity and performance system, in making a judgment about the applicant’s integrity, business ethics, and record of performance under Federal awards when completing the review of risk posed by applicants as described in 2 CFR §200.205 Federal awarding agency review of risk posed by applicants.”
Confidentiality and Conflict of Interest Technical and cost proposals submitted under this funding opportunity will be protected from unauthorized disclosure in accordance with applicable laws and regulations. FAS may use one or more support contractors in the logistical processing of proposals. However, funding recommendations and final award decisions are solely the responsibility of FAS personnel.
FAS screens all technical reviewers for potential conflicts of interest. To determine possible conflicts of interest, FAS requires potential reviewers to complete and sign conflicts of interest and nondisclosure forms. FAS will keep the names of submitting institutions and individuals as well as the substance of the applications confidential except to reviewers and FAS staff involved in the award process. FAS will destroy any unsuccessful applications after three years following the funding decision.
F. Federal Award Administration Information
Notice of Award Notice of award will be given to the institution via email. This email is not an authorization to begin performance. The notice of Federal award, signed by the Deputy Administrator of Global Programs, is the authorizing document through electronic means. It should also indicate if there are any pass-through obligations that successful applicants are required to meet upon receiving award funds, including specific timeline requirements.
Administrative Policy Requirements All successful domestic applicants for all grant and cooperative agreements are required to comply with Standard Administrative Terms and Conditions, which are available online at:
https://www.fas.usda.gov/grants/general_terms_and_conditions/default.asp
The applicable Standard Administrative Terms and Conditions will be for the last year specified at that URL, unless the application is to continue an award first awarded in an earlier year. In that event, the terms and conditions that apply will be those in effect for the year in which the award was originally made unless explicitly stated otherwise in subsequent mutually-agreed amendments to the award.
Before accepting the award the Recipient should carefully read the award package for instructions on administering the grant award and the terms and conditions associated with responsibilities under Federal Awards. Recipients must accept all conditions in this NOFO as well as any Special Terms and Conditions in the Notice of Award to receive an award under this program.
Reporting The reporting will take place within the GRANTOR/ezFedGrants platform
Federal Financial Reporting Requirements The Federal Financial Reporting Form (FFR), as known as the SF-425, must be submitted for each quarter ending March 31, June 30, September 30, and December 31. Reporting must be filed within 30 days after the end of the reporting period, with a final report submitted within 90 days of the end of the agreement. The required form is available online at: https://www.gsa.gov/portal/forms/download/149786
Program Performance Reporting Requirements Performance Progress Reporting must be submitted for each quarter ending March 31, June 30, September 30, and December 31. Reporting must be filed within 30 days after the end of the reporting period, with a final report submitted within 90 days of the end of the agreement, and should include details the activities undertaken and progress made.
Monitoring FAS through its authorized representatives, has the right, at all reasonable times, to make site visits to review project accomplishments and management control systems and to provide such technical assistance as may be required. During site visits, FAS will review recipients’ files related to the funded program.
As part of any monitoring and program evaluation activities, recipients must permit FAS, upon reasonable notice, to review related records and to interview the organization’s staff and clients regarding the program, and to respond in a timely and accurate manner to FAS requests for information relating to their program.
Close Out Reporting Requirements Within 90 days after the end of the period of performance, or after an amendment has been issued to close out a grant, whichever comes first, recipients must submit a final FFR and final progress report detailing all accomplishments and a qualitative summary of the impact of those accomplishments throughout the period of performance.
If applicable, an inventory of all construction projects that used funds from this program has to be reported using the Real Property Status Report (Standard Form SF 429) available at:
https://www.gsa.gov/portal/forms/download/149866
After these reports have been reviewed and approved by Trade Policy and Geographic Affairs a close-out notice will be completed to close out the grant. The notice will indicate the period of performance as closed, list any remaining funds that will be de-obligated, and address the requirement of maintaining the grant records for three years from the date of the final FFR.
Acceptance of final reports by the agency constitutes a closeout of the award with no further notice or obligation to either party. This acceptance will indicate the period of performance has expired, and any remaining funds will be deobligated. Records must be retained for a minimum of three years after the final reports are submitted, as described in 2 CFR 200.333
The recipient is responsible for returning any funds that have been drawn down but remain as unliquidated on recipient financial records.
G. Awarding Agency Contact Information
Contact and Resource Information
Chih-Yung Wu Telephone: 202-720-9058 Email: Chih-Yung.Wu@usda.gov
Clemen G. Gehlhar, Ph.D.
Phone: 202-720-1891 Email: clemen.gehlhar@usda.gov
Kimberley Gans Phone: 202-720-8567 Email: Kimberly.Gans@usda.gov
1400 Independence Ave, SW Washington, DC 20250-1033
Hours of Operation: 8:30AM – 5:00PM EST
Note: Mail service to USDA offices is currently suspended, therefore, USDA recommends questions be addressed by phone or email.
Inquiries will be returned within 24 working hours (3 business days). All questions must be received no later than 16 working hours (2 working days) prior to submission deadline, except the point of contact will confirm receipt of proposals upon request
H. Additional Information
1. Extensions Extensions to this program are allowed. Applicants may request a no cost extension in order to complete all project activities. The request must be submitted 60 days prior to the expiration of the performance period. Requests for extensions are subject to approval.
2. Prior Approval of Pre-Award Costs The Recipient shall not, without the prior written approval of the FAS Program Manager, request reimbursement, incur costs or obligate funds for any purpose pertaining to the operation of the project, program, or activities prior to the approved Budget Period/Performance Period.
3. Budget Revisions
a. Transfers of funds between direct cost categories in the approved budget when such cumulative transfers among those direct cost categories exceed ten percent of the total budget approved in this Award require prior written approval.
b. The Recipient shall obtain prior written approval for any budget revision that would result in the need for additional resources/funds.
c. The Recipient is not authorized at any time to transfer amounts budgeted for direct costs to the indirect costs line item or vice versa, without prior written approval.
4. Post-award program income In the event program income becomes available to the recipient post-award, it is the recipient’s responsibility to notify the FAS Program Manager to explain how that development occurred, as part of their request for guidance and/or approval. The Program Manager will review approval requests for program income on a case-by-case basis; approval is not automatic. Consistent with the policy and processes outlined in 2 C.F.R. Part 200, pertinent guidance and options, as determined by the type of recipient and circumstances involved, may be approved by the Grant Officer. If approval is granted, an award modification will be issued with an explanatory note in the remarks section of the face page concerning guidance and/or options pertaining to the recipient’s approved request. All instances of program income shall be listed in the progress and financial reports.
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