Attachment_Prime Contractor Information for Responsibility Determination (1 Page).doc

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Z1DA--PN: 636-18-303, Construct Air Handling Tower (OM) SDVOSB Set-Aside
Solicitation number
36C26321R0102
Issued by

About this file

This document contains a pre-award evaluation form and past performance questionnaire for a federal construction contract opportunity. The solicitation is for project number 36C26321R0102 to construct an air handling tower at a Veterans Affairs facility in Omaha, Nebraska. Responses are due by July 16, 2021. The opportunity is set aside for service-disabled veteran-owned small businesses. The pre-award form requests safety, environmental, and insurance information from offerors, including OSHA recordable incident rates and experience modification ratings. The past performance questionnaire is to be completed by references and inquires about areas such as management effectiveness, quality control, scheduling, and timeliness on previous projects.

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PRIME CONTRACTOR INFORMATION REQUIRED TO PERFORM A DETERMINATION OF RESPONSIBILITY

Safety or Environmental Violations and Experience Modification Rating Information

1. All Bidders/Offerors shall submit information pertaining to their past Safety and Environmental record. The information must contain a certification that the bidder/offeror has no more than three (3) serious, or one (1) repeat or one (1) willful OSHA or any EPA violation(s) in the past three years. If such certification cannot be made, a Bidder/Offeror shall explain why and submit as much information as possible regarding the circumstances of its past safety and environmental record, including the number of EPA violations and/or the number of serious, repeat, and/or willful OSHA violations, along with a detailed description of those violations.

2. All Bidders/Offerors shall submit information regarding their current Experience Modification Rate (EMR). This information shall be obtained from the Bidder’s/Offeror’s insurance carrier and be furnished on the insurance carrier’s letterhead. If a Bidder/Offeror’s EMR is above 1.0, Bidder/Offeror must submit a written explanation of the EMR from its insurance carrier furnished on the insurance carrier’s letterhead, describing the reasons for the elevated EMR and the anticipated date the EMR may be reduced to 1.0 or below.

3. Self-insured contractors or other contractors that cannot provide their EMR rating on insurance letterhead must obtain a rating from the National Council on Compensation Insurance, Inc. (NCCI) by completing/submitting form ERM-6 and providing the rating on letterhead from NCCI. Note: Self-insured contractors or other contractors that cannot provide EMR rating on insurance letterhead from the states or territories of CA, DE, MI, NJ, ND, OH, PA, WA, WY, and PR shall obtain their EMR rating from their state-run worker’s compensation insurance rating bureau.

4. If the NCCI cannot issue an EMR because the Bidder/Offeror lacks insurance history, Bidder/Offeror shall submit a letter indicating so from its insurance carrier furnished on the insurance carrier’s letterhead, and include a letter from the NCCI indicating that is has assigned Bidder/Offeror a Unity Rating of 1.0.

5. The above information, along with other information obtained from Government systems, such as the OSHA and EPA online inspection history databases, will be used to make an initial Determination of Responsibility.

6. This requirement is applicable to all subcontracting tiers, and prospective prime contractors are responsible for determining the responsibility of their prospective subcontractors.

PRE-AWARD CONTRACTOR SAFETY AND ENVIRONMENTAL RECORD EVALUATION FORM

Information provided below is current and applicable to Solicitation: 36C26321R0102

Company Name: ___________________________________________________________ Address:

Telephone:

Fax:

Email:

Contact:

Utilizing the completed OSHA 300 Forms, please complete the table below:

Category
2018
2019
2020
2021

Number of man hours (jobsite and office).

Number of cases involving days away from work, restricted activity, or both (Column H and I of OSHA 300).

Days away, restricted, or transferred rate (# of days away, restricted, or transferred cases x 200,000/# of man hours)

(DART Rate).

Number of serious, willful, or repeat violations from OSHA within the last 3 years. Please attach explanation for any violations.

Please attach copies of the following documents: OSHA 300 (Log of Work-Related

Injuries and Illnesses) and 300a Forms (Summary of Work-Related Injuries and Illnesses).

These forms can be accessed through the OSHA publications search page: http://www.osha.gov/pls/publications/publication.html.

1. Provide six-digit North American Industrial Classification System (NAICS) Code for this acquisition: 236220

2. Who administers your company’s Safety and Health Program?

3. Company’s Insurance Experience Modification Rate (EMR):

PAST PERFORMANCE QUESTIONNAIRE

36C26321R0102, Construct Air Handling Tower (OM) - Omaha

INSTRUCTIONS TO CONTRACTOR

Complete the CONTRACTOR INFORMATION section, below (type answers into light blue shaded boxes). Save the document. Send an electronic or hard copy print of the form to each of your reference contacts, asking them to please complete the form and submit it according to the instructions, below.

INSTRUCTIONS TO REFERENCE CONTACT

The contractor named below is submitting an offer for a United States Department of Veterans Affairs contract requirement, and has sent this form to you, in your role as a past performance reference contact. Please complete this form in full (all areas shaded in light yellow). Once completed, please send the form directly to the Contracting Specialist via email at Cynda.Rosa@va.gov by July 16, 2021, at 10:00 am CST.

GENERAL INFORMATION [Completed by Contractor]

Contractor Company Name

Street Address

Contractor Point of Contact Name

City

Point of Contact Phone Number

State

Reference Project Title

Zip Code

Contract Period of Performance (start to finish):

Email

Contract Number

Contract Dollar Value

Description of Work

Role of Contractor on This Project (check appropriate box)
☐ Prime Contractor ☐ Sub-contractor ☐ Key Personnel

RESPONDENT INFORMATION [Completed by Reference Contact]

Company Name

Street Address

POC Name

City

Phone Number

State

Fax Number

Zip Code

Email

PERFORMANCE INFORMATION: Choose the number on the scale of 1 to 5 that most accurately describes the contractor’s performance or situation. PLEASE PROVIDE A NARRATIVE EXPLANATION FOR ANY RATINGS OF 1 OR 2 in the Remarks section, below (text box will expand to whatever extent is necessary).

1
2
3
4
5
UNSATISFACTORY
MARGINAL
SATISFACTORY
VERY GOOD
EXCEPTIONAL
Performance did not meet most contractual requirements. There were serious problems and the contractor’s corrective actions were ineffective.
Performance did not meet some contractual requirements. There were problems, some of a serious nature, for which corrective action was only marginally effective.
Performance met contractual requirements. There were some minor problems and corrective actions taken by the contractor were satisfactory.
Performance met all contract requirements and exceeded some to the government’s benefit. There were a few minor problems, which the contractor resolved in a timely, effective manner.
Performance met all contract requirements and exceeded many to the government’s benefit. Problems, if any, were negligible and were resolved in a timely, highly effective manner.
The Contractor …
1
2
3
4
5
1.
Provided experienced managers and supervisors with the technical and administrative abilities needed to meet contract requirements.
☐
☐
☐
☐
☐
2.
Demonstrated ability to hire, maintain, and replace, if necessary, qualified personnel during the contract period.
☐
☐
☐
☐
☐
3.
Delegated authority to project managers and supervisors commensurate with contract requirements.
☐
☐
☐
☐
☐
4.
Home office participated in solving significant local problems.
☐
☐
☐
☐
☐
5.
Followed approved quality control plan.
☐
☐
☐
☐
☐
6.
Provided effective quality control and/or inspection procedures to meet contract requirements.
☐
☐
☐
☐
☐
7.
Corrected deficiencies in timely manner and pursuant to their quality control procedures.
☐
☐
☐
☐
☐
8.
Provided timely resolution of contract discrepancies
☐
☐
☐
☐
☐
9.
Identified problems as they occurred.
☐
☐
☐
☐
☐
10.
Suggested alternative approaches to problems.
☐
☐
☐
☐
☐
11.
Displayed initiative to solve problems.
☐
☐
☐
☐
☐
12.
Developed realistic progress schedules.
☐
☐
☐
☐
☐
13.
Met established project schedules.
☐
☐
☐
☐
☐
14.
Provided timely resolution of warranty defects.
☐
☐
☐
☐
☐
15.
Was responsive to contract changes.
☐
☐
☐
☐
☐
16.
Provided adequate project supervision.
☐
☐
☐
☐
☐
17.
Obtained consent of surety for increases in bonding as work-in-progress increased.
☐
☐
☐
☐
☐
18.
Paid subcontractors/suppliers in a timely manner.
☐
☐
☐
☐
☐
19.
Provided accurate and complete line item cost proposals including all aspects of work required for each task.
☐
☐
☐
☐
☐
20.
Cooperated with Government personnel after award.
☐
☐
☐
☐
☐
21.
How would you rate the contractor's overall performance?
☐
☐
☐
☐
☐
22.
Was the contractor ever issued a cure or show cause notice under the referenced contract? If yes, explain outcome in “remarks.”
☐

YES

NO

23
Would you award another contract to this contractor? If not, please explain in “remarks.”
☐

YES

NO

24
To the best of your knowledge, is the contractor rated in CPARS?
☐

YES

NO

REMARKS (Please use as much space as is needed – the box will expand as you type).

Name of Person Completing Form

Signature

FOR OFFICAL USE ONLY 7 of 18

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