Attachment 06 - Exports to the Contractor_Reports and Deliverables Table Including Sample Reports.XLSX

XLSX spreadsheet 3 MB Posted

Attached to
Patent Data and Document Management (PDDM) Federal contract opportunity
Solicitation number
1333BJ20R00151004
Issued by
Department of Commerce US Patent and Trademark Office

About this file

This Request for Proposals (RFP) seeks contractor support services for patent application processing and document management for the United States Patent and Trademark Office (USPTO). Key requirements include managing the entire patent lifecycle from initial filing to final disposition, with a comprehensive understanding of the RFP and Statement of Work necessary as referenced in Section J. Section J also includes an updated glossary defining relevant terms. Interested offerors must thoroughly review the RFP and all provided references and attachments to fully understand the scope of the PDDM requirement.

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Other files for this federal contract opportunity

Other files attached to Patent Data and Document Management (PDDM), newest first.
File Type Posted
Attachment 40-Pricing Template_updated Amendment 0003.xlsx XLSX spreadsheet
RFP 1333BJ20R00151004_Amendment 0002_track changes.pdf PDF
Attachment 41 - Past Performance Questionnaire_updated.docx DOCX document
Attachment 39 - Transition Plan Framework_updated.docx DOCX document
Attachment 26 - DCB 2020-14.docx DOCX document
Attachment 13a - FEPIB 2020-06.doc DOC document
Amendment 0001_1333BJ20R00151004.pdf PDF
Attachment 24 - File Maintenance Final Data Capture and Issue Build 201900911.doc DOC document
Attachment 11 - Link to Public PAIR.docx DOCX document
Attachment 01a - Contractors Access to USPTO v4.1 Before Awarded 12-09-2019 Final.doc DOC document
Attachment 35b.zip ZIP file
Attachment 20 - PG Pub - Yellow Book Instructions.docx DOCX document
Attachment 29 - Patent Official Gazette (eOGP).docx DOCX document
Attachment 17a - DPMpgpub-2020.doc DOC document
Attachment 19 - PG Pub - Red Book Instructions.docx DOCX document
Attachment 13a - FEPIB 2020-01.doc DOC document
Attachment 15 - CRF_Transfer_Participant_Manual_Final_Revision_2019-03-18.pdf PDF
Attachment 40 - Pricing Template.xlsx XLSX spreadsheet
Attachment 25b - Consolidated Listing of Official Gazette Notices_2018-01-25.pdf PDF
Attachment 16 - PG Pub Processes.pdf PDF
Attachment 39 - Transition Plan Framework.docx DOCX document
Attachment 13a - FEPIB 2020-02.doc DOC document
Attachment 25a - eOG_manual_2020.docx DOCX document
Attachment 14 - Quality Assurance of EFS-Web Submissions20190917.docx DOCX document
Attachment 05c - QA of EFS WEb Submissions Error Categories and Historical Volumes.xlsx XLSX spreadsheet
Attachment 10b.zip ZIP file
Attachment 13 - Front End Processing (FEP) Manual for Indexing and Scanning.docx DOCX document
Attachment 38b - IT_Security_Handbook.pdf PDF
Attachment 33 - PALM Basics.pptx PPTX presentation
Attachment 05a - Historical Data_Page Counts and Volumes.docx DOCX document
Attachment 41 - Past Performance Questionnaire.docx DOCX document
Attachment 31a - DCB 2020-None.docx DOCX document
Attachment 17e - (txt) -ExportTOC1.txt TXT text file
Attachment 21 - Post Allowance Processes.pdf PDF
Attachment 35a - PE2E-eDRS-Manual.pdf PDF
Attachment 28 - Grant - Yellow Book Instructions.docx DOCX document
Attachment 23 - DataEntryManual-NON-UTILITY-2020.doc DOC document
Attachment 17c - (jpg) u-suppub8-2012-12-04.jpg JPG image
Attachment 37 - PreExam Manual with Supplemental Instructions 9-20-2018.pdf PDF
Attachment 30 - Certificate of Correction Process.pdf PDF
Attachment 27 - Grant - Red Book Instructions.docx DOCX document
Attachment 10c - Link to USPTO Website.docx DOCX document
Attachment 42 - Small Business Subcontracting Plan Template.docx DOCX document
Attachment 10a - Sample Issued Patents and Cooperative Patent Classification.docx DOCX document
Attachment 09 - Link to Patent Classifications and Definitions.docx DOCX document
Attachment 29a - Patent Official Gazette Notices.docx DOCX document
Attachment 34 - PALM-Correspondence Processing.pptx PPTX presentation
Attachment 36 - PE2E-OC OPESS Manual.pdf PDF
Attachment 31 - CofC_manual_PaDaCap_2020.docx DOCX document
Attachment 00 - Section J Technical References Index and Crosswalk.docx DOCX document
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All Reports & Deliverables

Requirement PhaseSOW SectionReport NameSent FromContent Description / Purpose / NeedFrequencyFile FormatFile NameReceived By
FEPC.4.4EFS Web Load ReportUSPTOReport from the USPTO showing EFS Web-filed documents received the previous day which includes all Web-based submissions delivered to the official electronic file wrapper on the previous day. This report will contain application serial number(s), document date(s), document code(s), page count(s), and package identification number(s).USPTO - EFSDailyElectronic Delivery with Excel spreadsheetEFSWEBLoadRpt_mmddyyyy.xlsContractor
FEPC.4SCORE Import -- FEP LoadedUSPTOElectronic Delivery from the USPTO showing PDFs provided by FEP that have been loaded to SCOREUSPTO - SCOREDailyElectronic Delivery NotificationN/AContractor
FEPC.4FEP - Weekly Soft Scan CorrectionsContractorReport showing inquiries to Scanning Customer Support for documents that have been soft scanned, and corrections made.CONT - FEPWeeklyElectronic Delivery with Excel spreadsheetCST_Weekly_Softscan_Corrections_yyyyww_mmmdd_mmmdd.xlsxUSPTO
FEPC.4FEP REPORT - CST Activity ReportContractorRolling 12 month CST production data grouped by IFW document-source and problem type.CONT - FEPMonthlyElectronic Delivery with Excel spreadsheetCST Activity Report 1.xlsxUSPTO
FEPC.4CST Production ReportContractorReport showing production details for the previous month's Customer Support Team activity.MonthlyElectronic Delivery with Excel spreadsheetCSTProductionReport_XXXXXXXXX .xlsxUSPTO
FEPC.4IFW BreakdownContractorReport showing the breakdown of daily opened, closed and pending CST activities for the previous month.MonthlyElectronic Delivery with Excel spreadsheetIFWBreakdownReport_XXXXXXXX .xlsxUSPTO
FEPC.4FEP Weekly Production ReportsContractorReports showing production details: number of documents and applications processed in FEP for the previous week.CONT - FEPWeeklyElectronic Delivery with Excel spreadsheetFEP_Weekly_YYYYWW_MMDD_MMDD.xlsUSPTO
FEPC.4FEP Monthly Production ReportsContractorReports showing production details: number of documents and applications processed in FEP for the previous Month.MonthlyElectronic Delivery with Excel spreadsheetFEP_Monthly_YYYYMM.xlsUSPTO
FEPC.4Scanning Discrepancy RequestUSPTOSpreadsheet from USPTO, Formalities Review process, listing documents that require correction.Other CONTDaily, or as neededElectronic Delivery with Excel spreadsheet####-###DiscrepancyPending_mmddyyUSPTO
FEPC.4Scanning Discrepancy Request - ResponseContractorConfirmation Electronic Delivery from CST that items on Discrepancy Request have been completed.CONT - FEPDaily, or as neededElectronic Delivery with Excel spreadsheet####-###DiscrepancyPending_mmddyyUSPTO
FEPC.4EFS ReportContractorElectronic Delivery from contractor confirming completion of EFS Web QC load reports.CONT - FEPDaily, or as completedElectronic Delivery NotificationN/AUSPTO
FEPC.4EFS Print ReportContractorSpreadsheet showing the EFS Web-filed documents that require printing and scanning.CONT - FEPWeeklyElectronic Delivery with Excel spreadsheetmm-dd-yy to mm-dd-yy.xlsUSPTO
FEPC.4Scan_PackageRptUSPTOGenerates a report of the total number of contractor loaded packages and pages created in the last week by Package typeWeekly/OPPS/"contractor name"/SCAN_PACKAGES_mmddyyyy-mmddyyyy.txtSCAN_PACKAGES-MMDDYYYY.txtContractor
FEPC.4boxing.shUSPTOGenerates document tracking data and inserts data to box_tracking table for contractor.WeeklyInput: /"contractor name"/Boxing_<date>.xml file
Output: writes to box_tracking tableBoxing_yyyymmdd.xmlContractor
FEPC.4lists.shUSPTOProvides a list of IFW teams and Doc CodesWeekly/REP/doccodes.csv, /REP/teams.csvdoccodes.csv teams.csvContractor
FEPC.4tracking.shUSPTOProvides a list of contractor packages and documents created in IFW the last 24 hoursDailytracking_<currentdate>.xmltracking_dd-Mmm-yy.xmlContractor
PG PubC.5PgPub_EFSUSPTOExport from USPTO via secure transfer containing EFS Images of patent application data to be published (.pdf, xml, xls) as needed, for special publications (redacted publications, amended publications, voluntary publications, and republications) submitted electronically for publication purposes only. This includes, original PDF submissions from the applicant; Bibliographic data from the electronic filing system; Limited supplemental bibliographic data (includes classification information, prior publication data and designated drawing).
USPTOWeekly, as neededTarefs_yyyymmdd_yyyymmdd_reg.tarContractor
PG PubC.5PgPub_PalmUSPTOExport from USPTO via secure transfer containing file Bibliographic (bib) and supplemental (supp) data (xml) for PG Pub.
Data is used by the contractor to populate inventor, patent application title, filing date and other header data that is applied to the Red Book and Yellow Book deliverables.USPTOWeeklyTarPALM_yyyymmdd_yyyymmdd_REG.tarContractor
PG PubC.5PgPub_PassUSPTOExport from USPTO via secure transfer containing images from the application file wrapper (########.tif), contents.xml.
Contract uses these images for the data capture (OCR) of the application text.USPTOWeeklyTarPASS_PGPUB_###_yyyymmdd.tarContractor
PG PubC.5STIC_PgPubUSPTOExport from USPTO via secure transfer containing Sequence Listing (US########.raw files), Contractor (mm_dd_yy).xls, allow-files.mm_dd_yy [contents list of small files], allow-600k-files.mm_dd_yy [contents list of jumbo files].

Sequence Listing data in Computer Readable Form (CRF) is stored in the Scientific and Technical Information Center (STIC-EIC). STIC provides the Automated Biotechnology Sequence Search (ABSS) system which creates electronic files containing the CRF of sequences that contain a CRF sequence listing.

If nucleotide/amino acid sequences are disclosed in a patent application, the description must contain a sequence listing. The sequence rules require the use of standard symbols and a standard format for sequence data and submission of the data in computer readable form. The sequence listing must be in ASCII text (CRF-Computer Readable Format).

USPTOWeeklyZipstic_pgpub_ppd_yyyymmdd_yyyymmdd.zipContractor
PG PubC.5STIC_OD (PgPub)USPTOExport from USPTO via secure transfer containing Sequence Listing (US########.raw files), Contractor (mm_dd_yy).xls, allow-files.mm_dd_yy [contents list of small files], allow-600k-files.mm_dd_yy [contents list of jumbo files].USPTOWeeklyZipstic_pgpub_ppd_yyyymmdd_yyyymmdd.zipContractor
PG PubC.5SCORE: PPD Export for yyyymmddUSPTOExport from USPTO via secure transfer containing SCORE content.

The SCORE system is used to store large files that cannot be loaded into the official electronic file wrapper in their original format. Examples are color drawings, design drawings (higher resolution), mega (large tables, etc.

Supplemental Complex Repository for Examiners (SCORE) <http://score.uspto.gov/ScoreAccessWeb/> - SCORE allows applicants to submit "native" or "source" files for complex data in more usable formats (including text documents in InChIT, MathML, and PDB formats), which will assist in clearer examination and streamlined publication. SCORE will store files that cannot be scanned into the official electronic file wrapper repository. These files contain sequence listings, tables, color/grey scale drawings, search results or biotechnology information that requires specific file types and has specific viewing requirements.

USPTOWeeklyZipSCORE_Export_PPD_yyyymmdd_#.zipContractor
PG PubC.5Artifact FoldersUSPTOArtifact folders from USPTO of applicant-filed CD/DVDs containing tables associated with the applications scheduled for publication, when applicable.Weekly
PG PubC.5PALM Applications exported to "contractor name": PPD dd-mm-yyyyUSPTOReport from USPTO containing a list of all applications exported for a particular Projected Publication Date (PPD).USPTOWeeklyCSVpgpub_report.csvContractor
PG PubC.5371 ExportsUSPTOA spreadsheet provided by the USPTO showing the number of 371 applications designated for current and past PPDs, expressing the percentage of 371 applications to the total number of applications in the PPD.USPTOWeeklyElectronic Delivery with Excel spreadsheet371 Exports.xlsxContractor
PG PubC.5Future Pull List 371sUSPTOA spreadsheet provided by the USPTO showing the number of 371 applications designated for past PPDs and for four (4) future weeks expressing the percentage of 371 applications to the total number of applications in the PPD.USPTOWeeklyElectronic Delivery with Excel spreadsheetFuture Pull List 371s.xlsxContractor
PG PubC.5PG Pub Withdrawals - GeneralUSPTOA spreadsheet provided by the USPTO that lists applications to be withdrawn from specific PPDs (The list includes applications identified by the Contractor that will miss the PPD and additional applications identified by the USPTO to be withdrawn, e.g., abandoned, patent grant, etc.)USPTOWeeklyElectronic Delivery with Excel spreadsheetWithdrawal MMDDYY.xlsxContractor
PG PubC.5Volume ProjectionsUSPTOUSPTO provides the PPD volume projections for the next 11 weeks.USPTOWeeklyElectronic Delivery with Excel spreadsheetVolume Projections (2010 version).xlsContractor
PG PubC.5Extended Volume ProjectionsUSPTOUSPTO provides on an as requested basis, a report that indicates specific PPD projected volumes by PPD date and export date for approximately the next 12 months.USPTOAs requestedElectronic Delivery with Excel spreadsheetPGPub Extended Volumes.xlsxContractor
PG PubC.5Summary on TimeUSPTOUSPTO provides a report showing the percentage of applications that made their Projected Publication Date (PPD).USPTOWeeklyElectronic Delivery with Excel spreadsheetSummary on-time.xlsContractor
PG PubC.5A9 Authorization ReportUSPTOWeekly report sent by USPTO to the Contractor to authorize corrections to Pre-Grant Publications.USPTOWeeklyElectronic Delivery with Excel spreadsheetA9 Authorization Report.xlsxContractor
PG PubC.5.1Pre-Build List ResponseUSPTOVerification by the USPTO that the preliminary publication build lists the applications that are cleared to publish. USPTO notifies contractor of any withdrawals at this time.USPTOWeeklyElectronic Delivery NotificationN/AContractor
PG PubC.5Delivery NotificationContractorContractor sends notification to the USPTO of the TAR files they have delivered for PG Pub Yellow Book, PG Pub Red Book and CPC.CONTWeeklyElectronic Delivery NotificationElectronic Delivery titled mm/dd/yyyy Publication - File DeliveryUSPTO
PG PubC.5Not Published through mm-dd-yy ReportContractorWeekly Electronic Delivery from Contractor showing all applications associated with specific PPDs that are pending publication.CONTWeeklyElectronic Delivery with Zipped Excel spreadsheetNotPublished through mm-dd-yy.zipUSPTO
PG PubC.5Illegible Data Queries ResolvedContractorDaily Electronic Delivery sent by the Contractor listing illegible data queries in applications that were resolved by Contractor.CONTDailyElectronic Delivery with Excel spreadsheetIllegible Data Queries Resolved mm_dd_yy.xlsUSPTO
PG PubC.5.2MM/DD/YYYY Publication - Media Contents ListContractorWeekly Electronic Delivery from Contractor with attached rtf document listing the applications associated with specific PPDs that are pending publication.WeeklyPATTBL.rtfUSPTO
PG PubC.5.1Pre-Build ListContractorWeekly preliminary publication build for USPTO verification that lists the application number, assigned publication number and projected publication date.CONTWeeklyTXTElectronic Delivery titled mm/dd/yyyy Publication - Pre-Build ListUSPTO
PG PubC.5.2PG Pub Yellow Book (Image Files)ContractorYellow Book Image deliverable.CONTWeekly.tar file
transmitted electronically via file transfer portalapp_yb2_YYYYMMDD.tarUSPTO
PG PubC.5.3PG Pub Red Book (Text Files)ContractorRed Book deliverable.CONTWeekly.tar file
transmitted electronically via file transfer portalapp_rbice_YYYYMMDD.tarUSPTO
PG PubC.5.4, C.5.5PG Pub Missing Sequence ListingsContractorEvery other week a report by Contractor that identifies applications that have missing or incomplete sequence information that require resolution by the USPTO.CONTEvery other WeekElectronic Delivery with Excel spreadsheetPreGrant Missing Sequence ListingMM_DD_YY.xlsUSPTO
PG PubC.5.5PG Pub Sequence and Table Data Contents ListContractorContractor sends USPTO a list applications that contain Lengthy Sequences and Lengthy Tables that will be delivered for the current PPD delivery.CONTWeeklyElectronic Delivery NotificationElectronic Delivery titled mm/dd/yyyy Publication - Lengthy Sequence Listings & Lengthy Tables - Pre-GrantUSPTO
PG PubC.5.6PG Pub Final Build Update ListContractorFinal publication build showing serial number, publication number, publication date and withdrawal status indicator.CONTWeeklyElectronic Delivery with Text File attachmentElectronic Delivery titled mm/dd/yyyy Publication - Build ListUSPTO
PG PubC.5.6PG Pub Yellow Book Media Contents List
MM/DD/YYYY Publication Tape Content ListContractorList of publication numbers, kind codes, and number of pages for each application in the current PPD.CONTWeeklyElectronic Delivery with .rtf file attachmentElectronic Delivery titled "mm/dd/yyyy Publication - Media Contents List"

MM/DD/YYYY Publication Tape Content List"

PATTBL.rtfUSPTO
PG PubC.5.7Publication Withdrawn Patent ApplicationContractorContractor sends the withdrawals on PWD 8. This Electronic Delivery confirms the applications withdrawn from the PPD after the initial build was created.CONTWeeklyElectronic Delivery NotificationElectronic Delivery titled mm/dd/yyyy Publication - Withdrawn Patent ApplicationsUSPTO
PG PubC.5.8PG Pub Extract for Cooperative Patent Classification (CPC)ContractorWeekly list of CPC data applied to each PG Pub during PG Pub build.CONTWeekly.tar file
transmitted electronically via file transfer portalCPC_app_yyyymmdd.tarUSPTO
PG PubC.5.9Patent Application Alert Service (PAAS) Monthly Statistical Usage ReportContractorMONTHLY REPORTS:

User Metrics - Count of Subscribers and New Queries Created Query Metrics -

Number of Electronic Deliveries Sent, Queries Matched by Publication Date, and Patent Matches Against Queries.CONTMonthlyElectronic DeliveryPAAS MONTH YYYY SummaryUSPTO
Post AllowanceC.6SCORE_Export_IDCUSPTOExport from USPTO via secure transfer of SCORE content (.pdf, tif, txt, raw) for applications that have been exported for IDC.DailyZipSCORE_EXPORT_IDC_yyyymmdd.zipContractor
Post AllowanceC.6SCORE_Export_FDCUSPTOExport from USPTO via secure transfer of SCORE content (.pdf, tif, txt, raw) for applications that have been exported for FDC.DailyZipSCORE_EXPORT_FDC_yyyymmdd.zipContractor
Post AllowanceC.6Pre Exam Monthly Open Cycle Report - Month YYYYUSPTOElectronic Delivery sent from USPTO listing applications, user names and other information where a Pre-Exam transaction was not previously completed by the Contractor and remains "open".
The user responds by completing the transaction necessary to close the open cycle in Pre-Exam.As neededElectronic Delivery with SpreadsheetElectronic Delivery titled "Pre Exam Monthly Open Cycle Report - Month YYYY"
Report titled "Open Cycle Report-Month YYYY.xls"Contractor
Post AllowanceC.6Grant InitialUSPTOExport from USPTO containing images from the application file wrapper for initial data capture - File Images (########.tif), contents.xml.DailyTarPASS_Grant_I_#####_yyyymmdd.tarContractor
Post AllowanceC.6Reexams forwarded to PUBS for CertificateUSPTOAs needed Electronic Delivery sent from USPTO notifying Contractor of new Reexam applications ready for data capture to produce the Reexam Certificate.as neededElectronic Delivery listing application numbersStatus 452 and 852Contractor
Post AllowanceC.6Grants_AllowUSPTOExport to the Contractor of Sequence Listing data for allowed applications for incorporation into patent grants.WeeklyZip/ .rawGrants_Allow_mmddyy.zipContractor
Post AllowanceC.6Grants_OnDemandUSPTOExport of Sequence Listing (on demand special requests).as neededZip/ .rawGrant_OnDemand_mmddyy.zipContractor
Post AllowanceC.6Artifact FoldersUSPTOArtifact folders from USPTO of applicant-filed CD/DVDs containing tables associated with the applications in allowed status, when applicable.Weeklyn/an/a physical item shipmentContractor
Post AllowanceC.6Post Allowance Applications With ArtifactsUSPTOA weekly list made available to the Contractor by the USPTO that contains a report listing all artifact folders, their status and locations.WeeklyA listing available to PTONET connected usersSIRA5513_PR1.xlsContractor
Post AllowanceC.6AERQ/Expedite applications listUSPTOA daily list made available to the Contractor by the USPTO of applications that require expedited processing.DailyA listing available to PTONET connected usersAERQ_YYMMDD.xlsContractor
Post AllowanceC.6Files in IDC and FDC DD-Month-YYYYUSPTOWeekly Electronic Delivery from the USPTO to the Contractor listing allowed applications used by the contractor to validate inventory and to prioritize work.WeeklyElectronic Delivery with zip fileElectronic Delivery entitled

Files in IDC and FDC File Name Grant_Reports.zip

Contractor
Post AllowanceC.6PUBSDataLoad (New Paper List)USPTOExport of a daily report sent via secure transfer by USPTO listing all allowed application numbers for which new papers were loaded into IFW the previous day.DailyZip file
transmitted electronically via file transfer portalPUBSDataLoad_mmddyyyy-mmddyyyy.zipContractor
Post AllowanceC.6EIDC with Open LR Report DD-month-YYYYUSPTOWeekly Electronic Delivery from USPTO listing files with L&R flags to prevent issuance.WeeklyElectronic Delivery with Excel Spreadsheeteidc_w_open_lr_yyyymmdd.xlsContractor
Post AllowanceC.6Pubs - PILS ReportUSPTODaily Electronic Delivery provided by the USPTO listing applications that are issue fee paid and are potentially ready for patent number assignment.DailyA listing available to PTONET connected usersElectronic Delivery titled

Pubs - PILS Report Report Name

PILS_yyyymmdd.xlsContractor
Post AllowanceC.6Post Allow GrpUSPTOTwice weekly list made available to the Contractor by the USPTO that lists application serial numbers that have been flagged to temporarily prevent issuance.Twice weeklyA listing available to PTONET connected usersPostAllowGrp_yymmdd.xlsContractor
Post AllowanceC.6Grant FinalUSPTOExport from USPTO containing images from the application file wrapper for final data capture - File Images (########.tif), contents.xml.DailyTarPASS_Grant_F_#####_yyyymmdd.tarContractor
Post AllowanceC.6CPC Scheme SchemaUSPTOUpon revision transfer on the EAI Hub from USPTO that contains updates to Classification Data to be used by the Contractor.Upon RevisionZip file
transmitted electronically via file transfer portalCPC-scheme-v#_#.xsdContractor
Post AllowanceC.6CPC-to-IPC ConcordanceUSPTOQuarterly transfer on the EAI Hub from USPTO that contains patent classification files listing CPC classification codes cross referenced to IPC classification codes.Quarterly

-and-

As NeededZip file
transmitted electronically via file transfer portalFile Folder Name:

Month_YYYY

File Name: CPCIPCConcordanceYYYYMM.zipContractor
Post AllowanceC.6"contractor name" File ##YYYYMMDD.txtUSPTOWeekly Electronic Delivery from Contractor listing application numbers and their associated patent number for the weekly issue build.
The ## in the File Name represents the issue number with 01 representing the first issue in the calendar year.WeeklyTXT##YYYYMMDD.txtContractor
Post AllowanceC.6PTA/PTE Report Issue Date MM/DD/YYYYUSPTOWeekly Electronic Delivery from USPTO listing application numbers and their associated patent numbers and the number of days of Patent Term Adjustment or Patent Term Extension (PTA/PTE) to be captured for the patent grant.
The ## in the File Name represents the issue number with 01 representing the first issue in the calendar year.WeeklyElectronic Delivery with Text File (Notepad)EXPO1007-PR4_ISS_##YYYYMMDD.txtContractor
Post AllowanceC.6Withdrawals for the MM/DD/YYYY issueUSPTOWeekly Electronic Delivery from the USPTO sent on Thursdays listing patent numbers, their associated application numbers, assigned issue date, withdrawn from the next issue date.WeeklyElectronic Delivery with spreadsheetWithdrawals for the MMDDYY issue.xlsContractor
Post AllowanceC.6Late Withdrawals for the MM/DD/YYYY issueUSPTOWeekly Electronic Delivery from the USPTO that is sent on issue day listing the patent numbers, their associated application numbers withdrawn from the current day's issue. This is an update to the "Withdrawals for the MM/DD/YYYY issue" list sent on the previous Thursday.WeeklyElectronic Delivery with spreadsheetLate Withdrawals for the MMDDYYYY issue.xlsContractor
Post AllowanceC.6Withdrawals for the MM/DD/YYYY, MM/DD/YYYY, MM/DD/YYYY issue
(NOTE: Only those issue dates that contain withdrawals are listed)USPTODaily Electronic Delivery from the USPTO listing patent numbers, their associated application numbers, and assigned issue date withdrawn from an upcoming issue date.DailyElectronic Delivery with spreadsheetWithdrawals Processed on MMDDYY.xlsContractor
Post AllowanceC.6Withdrawals to DateUSPTOWeekly Electronic Delivery from the USPTO listing all withdrawn applications beginning with the first issue in FY 2013.WeeklyElectronic Delivery with spreadsheetWithdrawals to date .xlsxContractor
Post AllowanceC.6Pubs - Reexams in Status 452 & 852 ReportUSPTOA daily list made available to the Contractor by the USPTO of Re-exam applications currently in process.DailyA listing available to PTONET connected users

Report Name

Pubs - Reexams in Status 452 & 852_yyyymmdd.xlsContractor
Post AllowanceC.6Weekly Reexam ReportsUSPTOWeekly report from USPTO to Contractor listing the Re-Exam applications currently in process.
Contractor updates this report and provides status to USPTO.WeeklyExcelElectronic Delivery titled

Weekly Reexam Reports Report Name

Reexams MMDDYYYY.xlsxContractor
Post AllowanceC.6Today's PGM Report MM/DD/YYYY PGM Exception ReportUSPTOWeekly Electronic Delivery from the USPTO listing patent numbers and their associated application numbers and the status of the PGM (Patent Grant Mailed) contents entry creation. Two lists are provided: one with successful PGM and one where the PGM failed.WeeklyElectronic Delivery with two spreadsheetsElectronic Delivery titled 'Todays PGM Report MM/DD/YYYY'

PGM_EXCEPTION_REPORT_YYYYMMDDT#########.csv and

PGM_REPORT_YYYYMMDDT#########.csvUSPTO
Post AllowanceC.6.1RUSH Report
(Sent in same Electronic Delivery as NTF Report)ContractorWeekly report from Contractor that provides the number of printer queries (RUSHs) sent to the Technology Centers for allowed applications in which there is information needed that cannot be resolved by the contractor.
Elements in the report include a summary page that provides Query type, number of Queries (RUSH's) sent to each TC, Total count by TC and type. Additional tabs provide detail of each query by application number and specific GAU, type, etc.WeeklyElectronic Delivery Notification with Excel SpreadsheetElectronic Delivery titled NTF and RUSH reports week of MM/DD/YY
RUSHReport_MMDDYYYY.xlsxUSPTO
Post AllowanceC.6.1NTF Report
(Sent in same Electronic Delivery as RUSH Report)ContractorWeekly report from Contractor that provides the number of Notices to File Corrected Application Papers (NTFs) sent to the applicant of allowed applications in which there is information needed before grant issuance can be completed.

Elements in the report include a summary page that provides Notice Type, number of NTFs sent by application TC, Total count by TC and type. Additional tabs provide detail of each Notice by application number and specific GAU, type, etc.

WeeklyElectronic Delivery Notification with Excel SpreadsheetElectronic Delivery titled NTF and RUSH reports week of MM/DD/YY
NTFReport_MMDDYYYY.xlsxUSPTO
Post AllowanceC.6Problematic List For Continuing DataContractorWeekly report from Contractor for applications that have continuity problems that require specific USPTO guidance.WeeklyElectronic Delivery with Excel SpreadsheetElectronic Delivery titled "Problematic List For Continuing Data"
File Name "Domestic Benefit Issues for USPTO Review.xls"USPTO
Post AllowanceC.6Reports - Grant Data ErrorContractorMonthly Report of redelivered products that lists the deliverable type, document number, issue date, problem description, date reported, problem resolution date resolved and date replaced.MonthlyElectronic Delivery with Excel documentgrant_data_error_YYYYMM.xlsUSPTO
Post AllowanceC.6.1Duplicate Files in IDC Exports Month YYYY.xlsContractorMonthly report from Contractor that identifies the Export Number, Export Date, Total # of Files in each export. The report also lists duplicated numbers received for each export and the percentage of duplicated numbers for each export during the report month. Duplicate numbers are defined as applications that have been exported more than one time to the Contractor for IDC.MonthlyElectronic Delivery Notification with Excel SpreadsheetElectronic Delivery titled

Duplicate Applications in IDC Exports Month YYYY File Name

Duplicate Files in IDC Exports Month YYYY.xlsxUSPTO
Post AllowanceC.6.1FIDC FileContractorWeekly report from Contractor of text list sent via Electronic Delivery of serial numbers with the IDC completion date used to create FIDC PALM contents entries.WeeklyElectronic Delivery with
.txt attachmentfidcyyyymmdd.txtUSPTO
Post AllowanceC.6.1
C.6.2Unsigned 85b List as of MM/DD/YYContractorWeekly list sent from the Contractor by Electronic Delivery of allowed applications that have unsigned 85b/IFEE transmittals that requires resolution by the USPTO.WeeklyElectronic Delivery with Excel SpreadsheetElectronic Delivery titled "Unsigned 85b List As of MM/DD/YY"
Unsigned85bs Report.xlsxUSPTO
Post AllowanceC.6.1
C.6.3.8Weekly Color Drawing Notification - MM/DD/YY IssueContractorWeekly Electronic Delivery from Contractor listing all applications for a particular issue that contain color drawings excluding plant applications.WeeklyElectronic Delivery listN/AUSPTO
Post AllowanceC.6.1, C.6.1.1, C.6.2IDC BillingContractorWeekly report from Contractor containing two Excel Spreadsheets sent via Electronic Delivery.

1) Breakdown of application numbers by type of application (including a breakdown of utility and plant applications by category of non-reuse and reuse) by CLIN to be billed within a specific week range (Mon-Sun).

2) List of all application numbers to be billed within the (same) specific week range (Mon-Sun) Weekly Electronic Delivery with Excel Spreadsheet Electronic Delivery titled "IDC Billing Files (both files) File names: "IDC mm-dd-yy breakdown.xls"

"IDC mm-dd-yy.xls"USPTO
Post AllowanceC.6.2Non-Grouping PALM ErrorsContractorWeekly Electronic Delivery from Contractor containing a list of applications not listed on the Grouping List, but still produce PALM error messages when attempting to dispatch them to FDC
Spreadsheet lists: Task, Serial Number and PALM Error.WeeklyElectronic Delivery with Excel SpreadsheetElectronic Delivery titled "Non Grouping PALM Errors"
"PALM Errors mm-dd-yy.xls"USPTO
Post AllowanceC.6.2Monthly PALM Error ListContractorMonthly Electronic Delivery from Contractor with Excel attachment containing a cumulative list of applications that still have outstanding Non-Grouping PALM errors preventing issuance.MonthlyElectronic Delivery with Excel SpreadsheetElectronic Delivery titled "Monthly PALM Error List"
"PalmError mmddyy.xlsm"USPTO
Post AllowanceC.6.2Active RCE's, CPA's and N416ContractorMonthly Electronic Delivery from Contractor with attached Excel Spreadsheet listing allowed applications that have RCEs (Request for Continued Examination), CPAs (Continued Prosecution Application) or N416s (Notice of Withdrawal from Issue Branch) that need to be processed by the TC.MonthlyElectronic Delivery with Excel SpreadsheetElectronic Delivery titled "Active RCEs, CPAs and N416"
"RCEStatusReportmmddyy.xlsx"USPTO
Post AllowanceC.6.2"Month" AbandonmentsContractorMonthly Electronic Delivery from the Contractor with an Excel Spreadsheet that contains a list of applications for which the contractor has processed a Notice of Abandonment.MonthlyElectronic Delivery with SpreadsheetElectronic Delivery titled "'Month' Abandonments"
Abnmmmyy.xlsUSPTO
Post AllowanceC.6.2F-ExportContractorDaily Electronic Delivery from Contractor listing all application numbers that are deemed ready for Final Data Capture that will be used by the USPTO to generate the FDC export.DailyTextElectronic Delivery entitled "f-export file - YYYYMMDD"
"fexport file_yyyymmdd.txt"USPTO
Post AllowanceC.6.2FDC Ready Report Week of MM-DD-YY.xlsContractorDaily spreadsheet providing a count of files that are issue fee paid, completed IDC and File Maintenance and are ready for FDC (broken down between Utility and all sub data).DailyElectronic Delivery with SpreadsheetFDC Ready Report Week of mm-dd-yy.xlsUSPTO
Post AllowanceC.6.2PD.REQ.RETR ReportContractorWeekly list from Contractor of applications with unfulfilled Priority Document Requests (PD.REQ.RETR) that need USPTO resolution.WeeklyElectronic Delivery NotificationElectronic Delivery titled 'PD.REQ.RETR'USPTO
Post AllowanceC.6.2RETMAILContractorWeekly Electronic Delivery from Contractor containing a list of applications with correspondence returned by the USPS needing USPTO resolution.WeeklyElectronic Delivery with SpreadsheetRETMAIL mmddyy.xlsxUSPTO
Post AllowanceC.6.3Plant Transmittal Letter - MM/DD/YY IssueContractorElectronic Delivery from Contractor listing plant applications and their assigned patent numbers used by the printing contractor for printing the color drawings for plant patents.WeeklyElectronic Delivery with attached transmittal letterElectronic Delivery entitled

Plant Transmittal Letter - MM/DD/YY Issue Letter named

MASTHEADLETTER_YYYYMMDD.docUSPTO
Post AllowanceC.6.3
C.6.3.1MM/DD/YYYY Issue Weekly BreakdownContractorWeekly Electronic Delivery from Contractor identifying the total number of patents by type and the patent number ranges by type in the weekly issue build.WeeklyElectronic Delivery with MS Word DocumentMMDDYY_WKLYISSBRK.RTFUSPTO
Post AllowanceC.6.3
C.6.3.1FDC File for MM/DD/YYYY IssueContractorWeekly Electronic Delivery from Contractor listing the application numbers and their associated patent numbers, issue date, and their associated kind codes for the weekly issue build.WeeklyElectronic Delivery with Text File (Notepad)FDCYYYYMMDD.txtUSPTO
Post AllowanceC.6.3.1IDC File Part 1 for MM/DD/YYYY Issue

IDC File Part 2 for MM/DD/YYYY Issue IDC File Part 3 (Reexams) for MM/DD/YYYY Issue Contractor Weekly Electronic Delivery from Contractor with text files listing application number and associated classification data for issuing patents. IDC part 1 and part 2 are for patents and IDC part 3 is for certificates. Weekly Electronic Delivery with Text File (Notepad) IDCprt1MMDDYY.txt IDCprt2MMDDYY.txt

IDCprt3MMDDYY.txtUSPTO
Post AllowanceC.6.3.1Plant Patent Drawings for Color ReproductionContractorContractor delivers original examiner approved Plant Patent drawings (artifact folders) to the USPTO.WeeklyArtifact FolderN/AUSPTO
Post AllowanceC.6.3.2Weekly Reexam ReportsContractorWeekly response from Contractor to USPTO with an updated "Weekly Reexam Reports" listing current status of Re-Exam applications in process.WeeklyExcelElectronic Delivery titled

Weekly Reexam Reports Report Name

Reexams MMDDYYYY.xlsxUSPTO
Post AllowanceC.6.3.2MM/DD/YYYY Issue Daily Breakdown (Reexams)ContractorDaily Electronic Delivery from Contractor identifying the total number of Certificates by type (Reexams, Supplemental Reexams, Post Grant Reviews, Inter Partes Reviews, and Derivation) and the Certificate number issuing on the following business day.DailyElectronic Delivery with Word documentElectronic Delivery entitled

10/18/2016 Issue Daily Breakdown (Reexams) Report Name

MMDDYY_DAILYISSBRKRX.RTFUSPTO
Post AllowanceC.6.3.2FDC File for MM/DD/YYYY Issue (Reexams)ContractorDaily Electronic Delivery from Contractor to USPTO listing each Certificate application control number, kind code, the original patent number, issue date, and kind code with number. For each Post Grant Review, Inter Parte Review, and Derivation certificate this list contains application serial number, kind code followed by the original patent, issue date, and kind code.DailyElectronic Delivery with Text File (Notepad)Electronic Delivery entitled

FDC File for MM/DD/YYYY Issue (Reexams) Report Name

FDCYYYYMMDDrx.txtUSPTO
Post AllowanceC.6.3.2CertificatesContractorDaily delivery from Contractor of PDF files for printing of Reexams, Supplemental Reexams, Post Grant Reviews, Inter Partes Reviews, and Derivation Certificates.DailyPDF delivered electronically via file transfer portalRxYYYYMMDD-#.pdfUSPTO
Post AllowanceC.6.3.3Grant Red Book Issue YYYYMMDD Summary of the Character CountsContractorWeekly Electronic Delivery from Contractor that lists the character counts for the Grant Red Book deliverable. The spreadsheet lists the character counts for the following categories: front page, specification, claims, and complex work units: Tables, Equations, and Chemical Structures. The report is sent concurrently with the Red Book deliverable.WeeklyElectronic Delivery with spreadsheetGrantRedBookCounts-YYYYMMDD.xlsxUSPTO
Post AllowanceC.6.3.4Grant Red BookContractorWeekly deliverable from the Contractor containing Patent Grant Full Text Files.WeeklyTar delivered electronically via file transfer portal
grant_rb_YYYYMMDD.tarUSPTO
Post AllowanceC.6.3.3Grant Yellow BookContractorWeekly deliverable from the Contractor containing Patent Grant Image Files.WeeklyTar delivered electronically via file transfer portalgrant_yb2_YYYYMMDD.tarUSPTO
Post AllowanceC.6.3.3Grant Yellow Book Media Contents List
MM/DD/YYYYContractorList of patent numbers, kind codes, and number of pages for each patent in the current issue.CONTWeeklyElectronic Delivery with .rtf file attachmentElectronic Delivery titled "mm/dd/yyyy Grant - Media Contents List"
MM/DD/YYYY.rtfContractor
Post AllowanceC.6.3.5Lengthy Sequence Listings and Lengthy Tables MM/DD/YY GrantContractorElectronic Delivery from Contractor to the USPTO listing the application numbers, patent numbers, kind codes, and any prior publication numbers for each patent that contains Lengthy Sequences and Lengthy Tables that will be delivered for the designated Issue Date.
For each patent in the issue that contains Lengthy Sequence Listings and Lengthy Tables, the Contractor places the related data on a CD/DVD for insertion into the patent grant ribbon seal copy to the applicant.CONTWeeklyElectronic Delivery NotificationElectronic Delivery titled: Lengthy Sequence Listings and Lengthy Tables MM/DD/YY GrantUSPTO
Post AllowanceC.6.3.6CPC extractContractorWeekly CPC classification data for issue.Weeklytar file
transmitted electronically via file transfer portalCPC_Grant _yyyymmdd.tarUSPTO
Post AllowanceC.6.3.7Patent Postscript® Files For PrintingContractorWeekly PostScript® File which will be used by the USPTO Patent Printing Contractor for printing the weekly issue and miscellaneous certificates.WeeklyZip file delivered electronically via file transfer portal\\vnx-3801-dm02\psb\"contractor name"\cocUSPTO Patent Printing Contractor
Post AllowanceC.6.3.8eOG:PCertsContractorDaily delivery of Reexams, Supplemental Reexams, Post Grant Reviews, Inter Partes Reviews, and Derivation Certificates for daily posting on the USPTO Internet site.DailyTar and Zip delivered electronically via file transfer portalgrant_yb2_YYYYMMDD_cert.tarUSPTO
Post AllowanceC.6.3.8eOG (Weekly)ContractorWeekly delivery of USPTO Notices and Utility, Design, Plant and Reissue and the previous week's Reexams, Supplemental Reexams, Post Grant Reviews, Inter Partes Reviews, and Derivation Certificates for posting to the USPTO Internet site.WeeklyZip file delivered electronically via file transfer portale-ogyyyymmdd_####-#.zipUSPTO
Post AllowanceC.6.4Weekly Coverbind ReportContractorWeekly Electronic Delivery from Contractor detailing inventory of Coverbind Grant Covers by type of patent and spine size.WeeklyElectronic Delivery with SpreadsheetElectronic Delivery entitled "Coverbind Inventory"
"cover inventory mmddyy.xls"USPTO
Post AllowanceC.6.4Status of Inventors' CopiesContractorDaily Electronic Delivery from the Contractor containing the mailing status of all patent grants and a listing of verified withdrawals for each issue date. A separate report is prepared for each issue until all patent grants are accounted for.DailyElectronic Delivery with spreadsheet(s)Inv mm-dd-yy issue.xlsUSPTO
Post AllowanceC.6.4Problem Grants not MailedContractorWeekly Electronic Delivery from the Contractor listing any grants not mailed on issue date. This report is used to remove the PGM contents entry in USPTO's tracking system.WeeklyElectronic Delivery listing application numbersN/AUSPTO
Post AllowanceC.6,
C.6.2Ifee Not UploadedUSPTOGenerates a list of all IFEE documents (Issue Fee payment(PTO-85b), which have not been loaded in IFW every Tuesday and Thursday. Not loaded is determined by Package StatusDaily/work/reportscript/IFEEnotuploaded/ Ifee_NotUploaded_`date +"%m-%d-%Y"`.xlsIFEE_NotUploaded_mm-dd-yyyy.xlsContractor
Post AllowanceC.6Status 091USPTOList of Applications with a PALM status of 91WeeklyElectronic Delivery with spreadsheet##-Status 91 DD-MMM-YYYY.xlsContractor
Post AllowanceC.6.1Artifact Folders for Storage at IRON MOUNTAINContractorList of Artifact Folders contained in each shipment boxWeeklyElectronic Delivery with SpreadsheetList for Artifact Folders - Iron Mountain Pickup - Month dd, YYYY.xlsUSPTO
Post IssuanceC.7C of C Weekly Issue Error and Contractors Error ReportUSPTODaily Electronic Delivery from USPTO to Contractor with spreadsheet listing all patent numbers in the C of C issue, C of C issue date, the source of the errors (USPTO, Applicant, Contractor) and classification of the error. A second spreadsheet is attached that lists the patent numbers that contain only Contractor errors, the C of C issue date and the classification of each error. A third summary contains a transmittal letter that summarizes the total number of errors attributed to the Contractor and the classification of the error.DailyElectronic Delivery with Excel spreadsheetC of C Weekly Issue Error Report MM-DD-YY.xls

Root cause MM-DD-YY.xls

Contractor
Post IssuanceC.7.11050s Workload for MM-DD-YYYYUSPTODaily via secure transfer portal from the USPTO to the Contractor all approved requests for Certificates of Correction to be data captured.DailyElectronic via file transfer portalMMDDYYaa1050.pdf
where aa=sender's initialsUSPTO
Post IssuanceC.7.1Issued Certificate of Correction in PDF for mailingContractorElectronic delivery containing Certificate of Correction Files for weekly Printing, affixing the "ribbon & seal" and mailing to the customer.WeeklyElectronic via file transfer portalMMDDYYCOCissue.pdfUSPTO
Post IssuanceC.7.1Certificate of Correction to Official Application FileContractorContractor delivers to the USPTO an electronic copy of each C of C to the official electronic application file wrapper.WeeklyElectronic delivery to the Image File WrapperCOCOUTUSPTO
Post IssuanceC.7.2Certificate of Correction Yellow BookContractorWeekly deliverable from the Contractor containing Certificate of Correction Image Files for posting on the USPTO Internet site.WeeklyTar delivered electronically via file transfer portalcofc_yb2_YYYYMMDD.tarUSPTO
Post IssuanceC.7.2Certificate of Correction Weekly Issue List (USPTO to Contractor)USPTOWeekly Electronic Delivery to Contractor by the USPTO listing C of Cs for the weekly issue listWeeklyElectronic Delivery with Excel spreadsheetCOC Issue MMDDYY.xlsContractor
Post IssuanceC.7.1Certificate of Correction Weekly Issue List (Contractor to USPTO)ContractorListing of Patent numbers and Applications numbers containing C of C's for an upcoming issueWeeklyElectronic Delivery with Excel spreadsheetMM-DD-YY.xlsx where date is the Issue dateUSPTO
Post IssuanceC.7.3Miscellaneous Certificates of PatentsUSPTOAn as needed Electronic Delivery to the Contractor providing Miscellaneous Certificates for composition and delivery to the USPTO Patents Printing Contractor.As NeededElectronic DeliveryDisclaimers for MMDDYYYY Patent No. ###Contractor
Post IssuanceC.7.3Miscellaneous Certificates of PatentsContractorAn as needed PostScript File of the Miscellaneous Certificates to the USPTO Patents Printing Contractor.0As NeededElectronic via file transfer portalDisclaimers for MMDDYYYYUSPTO
Post IssuanceC.7.4Recaptured Patents Billing (September and March)ContractorTwice yearly PDF from Contractor listing patent numbers recaptured during specific time periods submitted at the end of September and at the end of March.As NeededPDF listing attached to a Weekly InvoiceRekey Billing MYYYY through MMYYYY.xlsxUSPTO
Post IssuanceC.7.5File for PTA Correction - Batch ProcessingUSPTOAs needed the USPTO will provide data to the Contractor to batch process C of Cs to update PTAs for multiple patent grants.As NeededElectronic DeliveryC of C PTA Project MMDDYY.xlsxUSPTO
Post IssuanceC.7.5Certificate of Correction Query ReportContractorConsolidated listing of applications on queryAs neededPDF listing attached to a Summary Page by courierQueriesUSPTO
Post IssuanceC.7.5Certificate of Correction Issue List (eOG)USPTOWeekly electronic delivery sent by USPTO to Contractor providing the total C of C issued the prior week for publication within the Weekly eOG.Weeklyelectronic delivery with Excel spreadsheetCOC Issue MMDDYY.xlsxContractor
Post IssuanceC.7.1Certificate of Correction (UPSTO) Query ReportUSPTOConsolidated listing of applications on queryMonthlyelectronic delivery with Excel spreadsheetCofC_case_report.cvsUSPTO
Post IssuanceC.6.3.8.2Registration To PracticeUSPTOOfficial Gazette Notice naming persons seeking for registration to practice before the USPTOWeeklyWord DocumentOG Notice RTP MMDDYYYYContractor
Post IssuanceC.7.5Certificate of Correction (CofC) IssueUSPTOOfficial Gazette Notice of Total CofC Issued for the weekWeeklyelectronic delivery with Excel spreadsheetC of C Issue MMDDYY.xlsxContractor
Post IssuanceC.6.3.8.2Notice of Maintenance Fees Payable (NUMBERS)USPTOOfficial Gazette Notice listing previously issued patents on which maintenance fees are now dueWeeklyWord DocumentNumber Issue MMDDYYYYContractor
Post IssuanceC.6.3.8.2Service by PublicationUSPTOOfficial Gazette Notice Serving Notice of Cancellation of a Trademark RegistrationWeeklyWord Document(Patent Number) 123456789.docxContractor
Post IssuanceC.6.3.8.2Expired TM RegistrationUSPTOOfficial Gazette Notice listing Trademark Registrations that will expireWeeklyWord Document and Excel SpreadsheetEXPIREDTM YYYYMMDD.xls. EXPIREDTM YYYYMMDD. DocxContractor
Post IssuanceC.6.3.8.2Request for ExParte Reexamination FiledUSPTOOfficial Gazette Notice concerning Ex Parte Reexamination Requests filedWeeklyWord Document
Post IssuanceC.6.3.8.2Reinstate PatentUSPTOOfficial Gazette Notice listing Reinstated PatentsWeeklyExcel SpreadsheetReinstaete_Patent_YYMMDD.xlsContractor
Post IssuanceC.6.3.8.2Errata for the XX.XX.XX IssueUSPTOOfficial Gazette Notice concerning Patent Grant WithdrawalsWeeklyWord DocumentDocument1.docxContractor
Post IssuanceC.6.3.8.2AIA Trial Proceedings for Announcement in the OG XX.XX.XXXX IssueUSPTOOfficial Gazette Notice listing applications with AIA trial proceedingsWeeklyExcel SpreadsheetO.G. Announcement of AIA Petitions for Trail YYYY MM DD.xlsxContractor
Post IssuanceC.6.3.8.2ReissuesUSPTOOfficial Gazette Notice of Applications for ReissueWeeklyWord DocumentNew OG Notices.docContractor
Post IssuanceC.6.3.8.2Notice of Delegation of AuthorityUSPTOOfficial Gazette Notice of Delegation of AuthorityMonthlyWord DocumentDelegation of Authority to the Director of the Office of Enrollment and Discipline.docContractor
Post IssuanceC.6.3.8.2Notice of ExclusionUSPTOOfficial Gazette Notice excluded from practice before the USPTO in trademark and other non-patent mattersWeeklyWord DocumentLAST NAME _ Notice of Exclusion.docContractor
Post IssuanceC.6.3.8.2DisclaimersUSPTOOfficial Gazette Notice of disclaimers regarding terms of PatentWeeklyWord DocumentDisclaimers for MM.DD.YY Patent No. #.docContractor
Post IssuanceC.6.3.8.2License & SaleUSPTOOfficial Gazette Notice of Inventors searching LS2nd weekly publication per monthWord DocumentMM-DD-YYYY.docContractor
Post IssuanceC.6.3.8.2(37 CFR 1.47 (14/119,822) - OG Notice)USPTOOfficial Gazette Notice given application permission to fileWeeklyWord DocumentOG Notice MMDDYYYY.docContractor
Post IssuanceC.6.3.8.2Federal Register NoticeUSPTOOfficial Gazette Notice prescribes a procedure for filing patent applicationsWeeklyWord DocumentFR Notice _ Patent XXXXXXXXX.docxContractor
Post IssuanceC.6.3.8.2Final Rule:USPTOOfficial Gazette final notice on patent rulingWeeklyPDF ( signed copy)FR Notice_ Patent Name _ signed by dir of USPTO.docContractor
Post IssuanceC.6.3.8.2Reinstatement to RegisterUSPTOOfficial Gazette discussion on reinstatement to registerMonthlyWord DocumentInventor_Reinstatement OG Notice_MONTH YYYY.docContractor
Post IssuanceC.6.3.8.2CertificatesUSPTOOfficial Gazette notice listing all certificate of corrections processed during the week.WeeklyExcel SpreadsheetC of C Issue MM.DD.YYYYContractor
Post IssuanceC.6.3.8.2Status of Office of Public Records ServicesUSPTOOfficial Gazette Notice of PRD processes and fills orders for both certified and uncertified copies of Patent and Trademark Office documents and records assignments and other documents related to title.MonthlyWord DocumentMONTH_YYYY OG Notice.docContractor
Post IssuanceC.6.3.8.2Adverse Decision in InterferenceUSPTOOfficial Gazette Notice providing final decision on designated interference actions involving two or more patents.MonthlyWord DocumentMMYYYY OG Notice.docxContractor
Post IssuanceC.6.3.8.2Trademark OperationUSPTOOfficial Gazette Notice of Expiration of Trademark Registrations - Due to Failure of renewWeeklyWord DocumentEMRPTP_YYYYMMDDContractor
Post IssuanceC.6.3.8.2Notice of Petition for ReprimandUSPTOOfficial Gazette Public Notice of ReprimandWeeklyWord DocumentLAST NAME_ Notice of Public Reprimand.docContractor
Post IssuanceC.6.3.8.2Special Mail Stops for Patent MailUSPTOOfficial Gazette Public Notice of Mailing and Hand Carry AddressedWeeklyWord DocumentDocument_ML.docxContractor
Post IssuanceC.6.3.8.2Patent Cooperation Treaty (PCT) InformationUSPTOOfficial Gazette Notice of PCT agreementWeeklyWord DocumentOG _(Country) Agreement YYYY MM DD.docxContractor
Post IssuanceC.6.3.8.2Patent Cooperation Treaty (PCT) UpdateUSPTOOfficial Gazette Notice of updates/changes to PCT AgreementWeeklyWordOG _(Country) Agreement YYYY MM DD_Update.docxContractor
Post IssuanceC.6.3.8.2PTRCP ChangesUSPTOOfficial Gazette Notice updating PCT InformationWeeklyWord DocumentPTRCs Text map update MM.MM.YYYY.docContractor
Post IssuanceC.6.3.8.2Notice of Petition for ReinstatementUSPTOOfficial Gazette Final Notice to ReinstateMonthlyWord DocumentLAST NAME _Reinstatement OG Notice.docContractor
Post IssuanceC.6.3.8.2Notice of Private ReprimandUSPTOOfficial Gazette Individual notice of reprimandWeeklyWord DocumentNotice of Priv Reprimand.docContractor

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FEP - Weekly Soft Scan Corrections Soft Scanning Report

Start Date: 1/15/2018
End Date: 1/21/2018
Serial NumberReceived DateDoc SourceIssue DescriptionResolutionProblem TypeProblem SubTypeOld/New Code

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File details come from the government source that posted it. Updated .