Attachment 17c (dtd) - u-suppub8-2012-12-04.txt

TXT text file 19 KB Posted

Attached to
Patent Data and Document Management Federal contract opportunity
Solicitation number
ACQ-20-0057
Issued by
Department of Commerce US Patent and Trademark Office

About this file

This document outlines requirements for a federal contract opportunity with the United States Patent and Trademark Office. The contractor will provide indexing and scanning of paper patent application documents, quality review of electronically filed documents, and data capture and composition services to support patent application publication and issuance. Specific requirements include front-end processing, pre-grant publication, post-allowance processing, post-issuance processing, and quality control. The contractor must perform conversion and composition of patent application data from various sources to publish applications and issue patents according to statutory guidelines. Additional services include processing documents received after allowance and assigning patent numbers on a weekly basis.

Text of this file

<!--(u-suppub.dtd) Revision history Date: 2012-12-04 Version: 0.0.8 Author: Narith Tith Description:

1. Added classifications-cpc and sub-elements that it contains to supp.data-block

2. In supp.data-block, removed element classification-ipc

3. In supp.data-block, made classifications-ipcr optional

4. In supp.data-block, made domestic-filing-data optional

5. In supp.version, updated distribution and version attributes

6. In supplemental-pub-data, made process-category optional

7. Change representation of special characters from Unicode to decimal

8. Added optional element, classification-value to uspc structure

9. Removed classification-value attribute from classification-us-secondary element

10. Removed action-date, classification-level, generating-office, classification-status, classification-data-source, and scheme-origination-code elements from classification-cpc.

Date: 2007-01-16 Version: 0.0.7 Author: Narith Tith (narith.thith@uspto.gov) Description:

1. added elements process-category, classification-outsourcing, normal, special, research, pgpub-classification-correction, edc, initial, final, pgpub, grant, uspto-org-unit-name?, application-category?, invention-subject-matter?, notice-of-allowance-date?, regular, provisional, reissue, reexam, plant, utility, design.

2. attribute classification-value (I | N) "I" for element classification-us-secondary Date: 2005-04-26 Version: 0.0.6 Author: Bruce B Cox Description:

1. added classifications-ipcr and elements that it contains Date: 9/26/00 Version: 0.0.5 Author: AWB Description:

1. Added entity UNKNOWN, Unicode value of 9608.

Date: 9/8/00 Version: 0.0.4 Author: AWB Description:

1. made data-format attribute for application-number 8 digits instead of 7

2. made usc371-date optional

3. kept usc102e-date as #PCDATA. PALM/PGPUB must provide either a date if exists, or "none" Date: 8/3/00 Version: 0.0.3 Author: AWB Description:

1. added element "international-conventions" and its children Date: 6/28/00 Version: 0.0.2 Author: AWB Description:

1. prior-publication document-id: changed document-id to one-or-more (+) Date: 6/28/00 Version: 0.0.1 Author: AWB Description:

1. added i4i's UNICODE definitions

2. supp-pub.version: added class attribute, value "version <!--PUBLIC "-//USPTO//DTD TEAM Project supplemental-pub-data-2012-12-04 Doctype//EN"--> <!-- General unknown UNICODE characters will be replaced by the following entity reference --> <!-- FYI, the name will be in ALL CAPS for ease of finding when looking at XML files in text editors --> <!ENTITY AElig "&#198;"> <!ENTITY Aacute "&#193;"> <!ENTITY Acirc "&#194;"> <!ENTITY Agrave "&#192;"> <!ENTITY Alpha "&#913;"> <!ENTITY Aring "&#197;"> <!ENTITY Atilde "&#195;"> <!ENTITY Auml "&#196;"> <!ENTITY Beta "&#914;"> <!ENTITY Ccedil "&#199;"> <!ENTITY Chi "&#935;"> <!ENTITY Dagger "&#8225;"> <!ENTITY Delta "&#916;">

<!ENTITY ETH "&#208;">

<!ENTITY Eacute "&#201;"> <!ENTITY Ecirc "&#202;"> <!ENTITY Egrave "&#200;"> <!ENTITY Epsilon "&#917;"> <!ENTITY Eta "&#919;"> <!ENTITY Euml "&#203;"> <!ENTITY Gamma "&#915;"> <!ENTITY Iacute "&#205;"> <!ENTITY Icirc "&#206;"> <!ENTITY Igrave "&#204;"> <!ENTITY Iota "&#921;"> <!ENTITY Iuml "&#207;"> <!ENTITY Kappa "&#922;"> <!ENTITY Lambda "&#923;"> <!ENTITY Mu "&#924;"> <!ENTITY Ntilde "&#209;"> <!ENTITY Nu "&#925;"> <!ENTITY OElig "&#338;"> <!ENTITY Oacute "&#211;"> <!ENTITY Ocirc "&#212;"> <!ENTITY Ograve "&#210;"> <!ENTITY Omega "&#937;"> <!ENTITY Omicron "&#927;"> <!ENTITY Oslash "&#216;"> <!ENTITY Otilde "&#213;"> <!ENTITY Ouml "&#214;"> <!ENTITY Phi "&#934;"> <!ENTITY Pi "&#928;"> <!ENTITY Prime "&#8243;"> <!ENTITY Psi "&#936;"> <!ENTITY Rho "&#929;"> <!ENTITY Scaron "&#352;"> <!ENTITY Sigma "&#931;">

<!ENTITY THORN "&#222;">

<!ENTITY Tau "&#932;"> <!ENTITY Theta "&#920;">

<!ENTITY UNKNOWN "&#9608;">

<!ENTITY Uacute "&#218;"> <!ENTITY Ucirc "&#219;"> <!ENTITY Ugrave "&#217;"> <!ENTITY Upsilon "&#933;"> <!ENTITY Uuml "&#220;"> <!ENTITY Xi "&#926;"> <!ENTITY Yacute "&#221;"> <!ENTITY Yuml "&#376;"> <!ENTITY Zeta "&#918;"> <!ENTITY aacute "&#225;"> <!ENTITY acirc "&#226;"> <!ENTITY acute "&#180;"> <!ENTITY aelig "&#230;"> <!ENTITY agrave "&#224;"> <!ENTITY alefsym "&#8501;"> <!ENTITY alpha "&#945;"> <!ENTITY and "&#8869;"> <!ENTITY ang "&#8736;"> <!ENTITY apos "&#39;"> <!ENTITY aring "&#229;"> <!ENTITY asymp "&#8776;"> <!ENTITY atilde "&#227;"> <!ENTITY auml "&#228;"> <!ENTITY bdquo "&#8222;"> <!ENTITY beta "&#946;"> <!ENTITY brvbar "&#166;"> <!ENTITY bull "&#8226;"> <!ENTITY cap "&#8745;"> <!ENTITY ccedil "&#231;"> <!ENTITY cedil "&#184;"> <!ENTITY cent "&#162;"> <!ENTITY chi "&#967;"> <!ENTITY circ "&#710;"> <!ENTITY clubs "&#9827;"> <!ENTITY cong "&#8773;"> <!ENTITY copy "&#169;"> <!ENTITY crarr "&#8629;"> <!ENTITY cup "&#8746;"> <!ENTITY curren "&#164;"> <!ENTITY dArr "&#8659;"> <!ENTITY dagger "&#8224;"> <!ENTITY darr "&#8595;"> <!ENTITY deg "&#176;"> <!ENTITY delta "&#948;"> <!ENTITY diams "&#9830;"> <!ENTITY divide "&#247;"> <!ENTITY eacute "&#233;"> <!ENTITY ecirc "&#234;"> <!ENTITY egrave "&#232;"> <!ENTITY empty "&#8709;"> <!ENTITY emsp "&#8195;"> <!ENTITY ensp "&#8194;"> <!ENTITY epsilon "&#949;"> <!ENTITY equiv "&#8801;"> <!ENTITY eta "&#951;"> <!ENTITY eth "&#240;"> <!ENTITY euml "&#235;"> <!ENTITY exist "&#8707;"> <!ENTITY fnof "&#402;"> <!ENTITY forall "&#8704;"> <!ENTITY frac12 "&#189;"> <!ENTITY frac14 "&#188;"> <!ENTITY frac34 "&#190;"> <!ENTITY frasl "&#8260;"> <!ENTITY gamma "&#947;"> <!ENTITY ge "&#8805;"> <!ENTITY hArr "&#8660;"> <!ENTITY harr "&#8596;"> <!ENTITY hearts "&#9829;"> <!ENTITY hellip "&#8230;"> <!ENTITY iacute "&#237;"> <!ENTITY icirc "&#238;"> <!ENTITY iexcl "&#161;"> <!ENTITY igrave "&#236;"> <!ENTITY image "&#8465;"> <!ENTITY infin "&#8734;"> <!ENTITY int "&#8747;"> <!ENTITY iota "&#953;"> <!ENTITY iquest "&#191;"> <!ENTITY isin "&#8712;"> <!ENTITY iuml "&#239;"> <!ENTITY kappa "&#954;"> <!ENTITY lArr "&#8656;"> <!ENTITY lambda "&#955;"> <!ENTITY lang "&#9001;"> <!ENTITY laquo "&#171;"> <!ENTITY larr "&#8592;"> <!ENTITY lceil "&#8968;"> <!ENTITY ldquo "&#8220;"> <!ENTITY le "&#8804;"> <!ENTITY lfloor "&#8970;"> <!ENTITY lowast "&#8727;"> <!ENTITY loz "&#9674;"> <!ENTITY lrm "&#8206;"> <!ENTITY lsaquo "&#8249;"> <!ENTITY lsquo "&#8216;"> <!ENTITY macr "&#175;"> <!ENTITY mdash "&#8212;"> <!ENTITY micro "&#181;"> <!ENTITY middot "&#183;"> <!ENTITY minus "&#8722;"> <!ENTITY mu "&#956;"> <!ENTITY nabla "&#8711;"> <!ENTITY nbsp "&#160;"> <!ENTITY ndash "&#8211;"> <!ENTITY ne "&#8800;"> <!ENTITY ni "&#8715;"> <!ENTITY not "&#172;"> <!ENTITY notin "&#8713;"> <!ENTITY nsub "&#8836;"> <!ENTITY ntilde "&#241;"> <!ENTITY nu "&#957;"> <!ENTITY oacute "&#243;"> <!ENTITY ocirc "&#244;"> <!ENTITY oelig "&#339;"> <!ENTITY ograve "&#242;"> <!ENTITY oline "&#8254;"> <!ENTITY omega "&#969;"> <!ENTITY omicron "&#959;"> <!ENTITY oplus "&#8853;"> <!ENTITY or "&#8870;"> <!ENTITY ordf "&#170;"> <!ENTITY ordm "&#186;"> <!ENTITY oslash "&#248;"> <!ENTITY otilde "&#245;"> <!ENTITY otimes "&#8855;"> <!ENTITY ouml "&#246;"> <!ENTITY para "&#182;"> <!ENTITY part "&#8706;"> <!ENTITY permil "&#8240;"> <!ENTITY perp "&#8869;"> <!ENTITY phi "&#966;"> <!ENTITY pi "&#960;"> <!ENTITY piv "&#982;"> <!ENTITY plusmn "&#177;"> <!ENTITY pound "&#163;"> <!ENTITY prime "&#8242;"> <!ENTITY prod "&#8719;"> <!ENTITY prop "&#8733;"> <!ENTITY psi "&#968;"> <!ENTITY rArr "&#8658;"> <!ENTITY radic "&#8730;"> <!ENTITY rang "&#9002;"> <!ENTITY raquo "&#187;"> <!ENTITY rarr "&#8594;"> <!ENTITY rceil "&#8969;"> <!ENTITY rdquo "&#8221;"> <!ENTITY real "&#8476;"> <!ENTITY reg "&#174;"> <!ENTITY rfloor "&#8971;"> <!ENTITY rho "&#961;"> <!ENTITY rlm "&#8207;"> <!ENTITY rsaquo "&#8250;"> <!ENTITY rsquo "&#8217;"> <!ENTITY sbquo "&#8218;"> <!ENTITY scaron "&#353;"> <!ENTITY sdot "&#8901;"> <!ENTITY sect "&#167;"> <!ENTITY shy "&#173;"> <!ENTITY sigma "&#963;"> <!ENTITY sigmaf "&#962;"> <!ENTITY sim "&#8764;"> <!ENTITY spades "&#9824;"> <!ENTITY sub "&#8834;"> <!ENTITY sube "&#8838;"> <!ENTITY sum "&#8721;"> <!ENTITY sup "&#8835;"> <!ENTITY sup1 "&#185;"> <!ENTITY sup2 "&#178;"> <!ENTITY sup3 "&#179;"> <!ENTITY supe "&#8839;"> <!ENTITY szlig "&#223;"> <!ENTITY tau "&#964;"> <!ENTITY there4 "&#8756;"> <!ENTITY theta "&#952;"> <!ENTITY thetasym "&#977;"> <!ENTITY thinsp "&#8201;"> <!ENTITY thorn "&#254;"> <!ENTITY tilde "&#732;"> <!ENTITY times "&#215;"> <!ENTITY trade "&#8482;"> <!ENTITY uArr "&#8657;"> <!ENTITY uacute "&#250;"> <!ENTITY uarr "&#8593;"> <!ENTITY ucirc "&#251;"> <!ENTITY ugrave "&#249;"> <!ENTITY uml "&#168;"> <!ENTITY upsih "&#978;"> <!ENTITY upsilon "&#965;"> <!ENTITY uuml "&#252;"> <!ENTITY weierp "&#8472;"> <!ENTITY xi "&#958;"> <!ENTITY yacute "&#253;"> <!ENTITY yen "&#165;"> <!ENTITY yuml "&#255;"> <!ENTITY zeta "&#950;"> <!ENTITY zwj "&#8205;"> <!ENTITY zwnj "&#8204;"> <!ELEMENT supplemental-pub-data (supp.title-block, process-category?, supp.data-block)> <!ATTLIST supplemental-pub-data

id ID #REQUIRED
label CDATA #FIXED "[Supplemental Publication Data:] "
class CDATA #FIXED "legal-instrument"

<!ELEMENT supp.title-block (supp.title, supp.version)> <!ATTLIST supp.title-block

label CDATA #FIXED "[Title Block:] "
class CDATA #FIXED "template-id"

<!ELEMENT supp.title EMPTY> <!ATTLIST supp.title

label CDATA #FIXED "[Title:] "
class CDATA #FIXED "title"
text CDATA #FIXED "SUPPLEMENTAL PUBLICATION DATA"

<!ELEMENT supp.version EMPTY> <!ATTLIST supp.version

class CDATA #FIXED "version"
distribution CDATA #FIXED "2012-12-04"
label CDATA #FIXED "[Version:] "
version CDATA #FIXED "[Electronic Version 0.0.8] "

<!ELEMENT process-category (classification-outsourcing | edc | pgpub | grant)> <!ELEMENT classification-outsourcing (normal | special | research | pgpub-classification-correction | grant-classification-correction)> <!ELEMENT normal EMPTY> <!ELEMENT special EMPTY> <!ELEMENT research EMPTY> <!ELEMENT pgpub-classification-correction EMPTY> <!ELEMENT grant-classification-correction EMPTY> <!ELEMENT edc (initial | final)> <!ELEMENT initial EMPTY> <!ELEMENT final EMPTY> <!ELEMENT pgpub (initial | final)> <!ELEMENT grant (initial | final)> <!ELEMENT supp.data-block (application-number, uspto-org-unit-name?, application-category?, invention-subject-matter?, notice-of-allowance-date?, domestic-filing-data?, projected-publication-date?, representative-figure?, classifications-cpc?, classification-us?, classifications-ipcr?, prior-publication?, international-conventions?, sequence-listing-available?)> <!ATTLIST supp.data-block label CDATA #FIXED "[Supplemental Data Block:] " <!ELEMENT application-number (#PCDATA)> <!ATTLIST application-number

label CDATA #FIXED "[Application No:] "
class CDATA #FIXED "primitive"
data-format CDATA #FIXED "##/###,###|########|##/######"

<!ELEMENT uspto-org-unit-name (#PCDATA)> <!ELEMENT application-category (regular | provisional | reissue | reexam)> <!ELEMENT regular EMPTY> <!ELEMENT provisional EMPTY> <!ELEMENT reissue EMPTY> <!ELEMENT reexam EMPTY> <!ELEMENT invention-subject-matter (plant | utility | design)> <!ELEMENT plant EMPTY> <!ELEMENT utility EMPTY> <!ELEMENT design EMPTY> <!ELEMENT notice-of-allowance-date (#PCDATA)> <!ELEMENT domestic-filing-data (application-number, application-number-series-code, filing-date, continued-prosecution-application-flag?, rule-47-flag?)> <!ATTLIST domestic-filing-data label CDATA #FIXED "[Domestic Filing Data:] " <!ELEMENT application-number-series-code (#PCDATA)> <!ATTLIST application-number-series-code label CDATA #FIXED "[Application Number Series Code:] " <!ELEMENT filing-date (#PCDATA)> <!ATTLIST filing-date label CDATA #FIXED "[Filing Date:] " <!ELEMENT continued-prosecution-application-flag EMPTY> <!ATTLIST continued-prosecution-application-flag label CDATA #FIXED "[Continued Prosecution Application Flag:] " <!ELEMENT rule-47-flag EMPTY> <!ATTLIST rule-47-flag label CDATA #FIXED "[Rule 47 Flag:] " <!ELEMENT projected-publication-date (#PCDATA)> <!ATTLIST projected-publication-date label CDATA #FIXED "[Projected Publication Date:] " <!ELEMENT representative-figure (#PCDATA)> <!ATTLIST representative-figure label CDATA #FIXED "[Representative Figure:] " <!ELEMENT classification-us (classification-us-primary, classification-us-secondary*)> <!ATTLIST classification-us

label CDATA #FIXED "[US Classification:] "
class CDATA #FIXED "classification"

<!ELEMENT classification-us-primary (uspc)> <!ATTLIST classification-us-primary

label CDATA #FIXED "[US Classification (Primary):] "
class CDATA #FIXED "classification"

<!ELEMENT uspc (class, subclass, classification-value?)> <!ATTLIST uspc label CDATA #FIXED "[US Patent Classification:] " <!ELEMENT class (#PCDATA)> <!ATTLIST class label CDATA #FIXED "[Class:] " <!ELEMENT subclass (#PCDATA)> <!ATTLIST subclass label CDATA #FIXED "[Subclass:] " <!ELEMENT classification-us-secondary (uspc | uspc-freeform)> <!ATTLIST classification-us-secondary

label CDATA #FIXED "[US Classification (Secondary):] "
class CDATA #FIXED "classification"

<!ELEMENT uspc-freeform (#PCDATA)> <!ATTLIST uspc-freeform

label CDATA #FIXED "[US Patent Classification, freeform:] "
class CDATA #FIXED "primitiv"

<!ELEMENT classifications-ipcr (classification-ipcr+)> <!ATTLIST classifications-ipcr id ID #IMPLIED <!ELEMENT classification-ipcr (ipc-version-indicator, classification-level?, section, class, subclass, main-group?, subgroup?, symbol-position?, classification-value?, action-date?, generating-office?, classification-status?, classification-data-source?)> <!ATTLIST classification-ipcr

id ID #IMPLIED
sequence CDATA #IMPLIED

<!ELEMENT main-cpc (classification-cpc)> <!ATTLIST main-cpc id ID #IMPLIED <!ELEMENT further-cpc (classification-cpc*, combination-set*)> <!ATTLIST further-cpc id ID #IMPLIED <!ELEMENT classifications-cpc (main-cpc, further-cpc?)> <!ATTLIST classifications-cpc id ID #IMPLIED <!-- Cooperative Patent Classification scheme --> <!ELEMENT classification-cpc (cpc-version-indicator, section, class, subclass, main-group, subgroup, symbol-position, classification-value)> <!ATTLIST classification-cpc

id ID #IMPLIED
sequence CDATA #IMPLIED

<!-- The publication date of the CPC group assigned. --> <!ELEMENT cpc-version-indicator (date)> <!-- A combination set is a group of CPC symbols that have one base class and one or more subsequent ranked symbols that are linked together to convey special classification information.--> <!ELEMENT combination-set (group-number, combination-rank+)> <!ATTLIST combination-set id ID #IMPLIED <!ELEMENT combination-rank (rank-number, classification-cpc)> <!ATTLIST combination-rank id ID #IMPLIED <!-- The sequential number that is used to identify the rank of a symbol within a combination set. (Order of the symbols is important). --> <!ELEMENT rank-number (#PCDATA)> <!-- A number that is used to identify a group of symbols, when allocating a combination set of symbols to a patent document.--> <!ELEMENT group-number (#PCDATA)> <!ELEMENT ipc-version-indicator (date)> <!ELEMENT date (#PCDATA)> <!-- The code that classifies the subject matter level. C (Core), A (Advanced) , S (Subclass), blank (for CPC). --> <!ELEMENT classification-level (#PCDATA)> <!-- The highest hierarchical level within the classification scheme and as such it represents the whole body of knowledge which may be regarded as proper to the field of Classification. --> <!ELEMENT section (#PCDATA)> <!-- The code denotes the fourth level subdivision of the classification scheme and as such is a further breakdown of the novel subject matter. --> <!ELEMENT main-group (#PCDATA)> <!-- The code denotes the fifth level subdivision of the classification scheme and as such is a further breakdown of the novel subject matter. --> <!ELEMENT subgroup (#PCDATA)> <!-- The code that specifies the position of the classification symbol. --> <!ELEMENT symbol-position (#PCDATA)> <!-- The code that distinguishes between invention information (invention) and other information (non-invention/additional), when describing a classification symbol on a document. --> <!ELEMENT classification-value (#PCDATA)> <!--The date the symbol was allocated to the patent document. --> <!ELEMENT action-date (date)> <!--The IP Office that allocated the classification symbol to the patent document. The code is based on WIPO Standard ST.3. --> <!ELEMENT generating-office (country)> <!--Country: use ST.3 country code, e.g. DE, FR, GB, NL, etc. Also includes EP, WO, etc.--> <!ELEMENT country (#PCDATA)> <!-- The code that describes the circumstances under which the symbol was allocated to the patent document. --> <!ELEMENT classification-status (#PCDATA)> <!-- The code that describes the source of the allocation of the symbol to the patent document. --> <!ELEMENT classification-data-source (#PCDATA)> <!ELEMENT prior-publication (document-id+)> <!ATTLIST prior-publication label CDATA #FIXED "[Prior Publication:] " <!ELEMENT document-id (doc-number, kind-code?, document-date?, country-code?)> <!ATTLIST document-id

label CDATA #FIXED "[Document ID:] "
class CDATA #FIXED "primitiv"

<!ELEMENT doc-number (#PCDATA)> <!ATTLIST doc-number

label CDATA #FIXED "[Doc Number:] "
class CDATA #FIXED "primitiv"

<!ELEMENT kind-code (#PCDATA)> <!ATTLIST kind-code

label CDATA #FIXED "[KIND Code:] "
class CDATA #FIXED "primitiv"

<!ELEMENT document-date (#PCDATA)> <!ATTLIST document-date

label CDATA #FIXED "[Document Date:] "
class CDATA #FIXED "primitive"

<!ELEMENT country-code (#PCDATA)> <!ATTLIST country-code

label CDATA #FIXED "[Country Code:] "
class CDATA #FIXED "primitiv"

<!ELEMENT international-conventions (pct-application, usc371-date?, usc102e-date, pct-publication?)> <!ATTLIST international-conventions

label CDATA #FIXED "[International Conventions:] "
st32-name CDATA #FIXED "B800"
inid-code CDATA #IMPLIED

<!ELEMENT pct-application (document-id)> <!ATTLIST pct-application

label CDATA #FIXED "[PCT Application:] "
st32-name CDATA #FIXED "B860"
inid-code CDATA #IMPLIED

<!ELEMENT usc371-date (#PCDATA)> <!ATTLIST usc371-date

label CDATA #FIXED "[USC371 Date:] "
st32-name CDATA #FIXED "B863"
inid-code CDATA #IMPLIED

<!ELEMENT usc102e-date (#PCDATA)> <!ATTLIST usc102e-date

label CDATA #FIXED "[USC102e Date:] "
st32-name CDATA #FIXED "B864"

<!ELEMENT pct-publication (document-id)> <!ATTLIST pct-publication

label CDATA #FIXED "[PCT Publication:] "
st32-name CDATA #FIXED "B871"
inid-code CDATA #IMPLIED

<!ELEMENT sequence-listing-available (publish-sequence-listing)> <!ATTLIST sequence-listing-available label CDATA #FIXED "[Sequence Listing Available:] " <!ELEMENT publish-sequence-listing EMPTY> <!ATTLIST publish-sequence-listing

label CDATA #FIXED "[Publish Sequence Listing:] "
value (yes | no) "yes"

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