RFP_9523ZY-18-Q-0209_Amendment_0005.pdf

Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods:

(a) By completing items 8 and 15, and returning or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment your desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and date specified.

E. IMPORTANT: Contractor is not, is required to sign this document and return copies to the issuing office.

AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT 1. CONTRACT ID CODE

2. AMENDMENT/MODIFICATION NO. 3. EFFECTIVE DATE 4. REQUISITION/PURCHASE REQ. NO. 5. PROJECT NO. (If applicable)

7. ADMINISTERED BY (If other than Item 6) CODE

STANDARD FORM 30 (REV. 10-83)

Prescribed by GSA FAR (48 CFR) 53.243

FACILITY CODE

9A. AMENDMENT OF SOLICITATION

NO.

9B. DATED (SEE ITEM 11)

10A. MODIFICATION OF CONTRACT/ORDER NO.

10B. DATED (SEE ITEM 13)

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers is extended, is not extended.

12. ACCOUNTING AND APPROPRIATION DATA (If required) copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted;

13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS.

IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

CHECK ONE A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO.

IN ITEM 10A.

B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

D. OTHER (Specify type of modification and authority)

Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.

15C. DATE SIGNED

15A. NAME AND TITLE OF SIGNER (Type or print)

16C. DATE SIGNED

16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)

PAGE OF PAGES

6. ISSUED BY CODE

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and ZIP Code) (X)

CODE

15B. CONTRACTOR/OFFEROR

(Signature of person authorized to sign)

16B. UNITED STATES OF AMERICA

(Signature of Contracting Officer)

NSN 7540-01-152-8070

Previous edition unusable

N/A

JERALD H. NEVELEFF

CONTRACTING OFFICER

SEE ATTACHED PAGE

COMMODITY FUTURES TRADING COMMISSION

FINANCIAL MANAGEMENT BRANCH

THREE LAFAYETTE CENTRE

1155 21ST STREET, NW

WASHINGTON, DC 20581

N/A

9523ZY-18-Q-0209

1 2

See Block 16c.

06/21/2018

9523ZY-18-Q-0209 - 0005

A. The purpose of this amendment is to reopen the RFQ due to CFTC not receiving viable quotations to make an award.

1. This amendment to RFQ 9523ZY-18-Q-0209 is to: 1) Revise the Statement of Work to remove the Systems Requirements (page 8 of the RFQ); 2) Remove number 9 from Attachment A, Mandatory Requirements Matrix; and, 3) extend the due date and time for quotation submissions to 1:00 PM on September 11, 2018.

After further review of the Statement Of Work, it was determined that meeting the Systems Requirements on page 8 of the RFQ was inadvertent as the required solution is a data feed to the CFTC Firm Risk software, not directly to the CFTC.

2. As a result of the above, the attached relevant change pages are provided as follows:

a. Page 8 of the original RFQ is replaced with the attached page 8;

b. Attachment A in Amendment 0002 is replaced with the attached Attachment A.

3. All vendors that previously submitted quotations shall either submit new quotations or confirm that their current submissions remain valid based on the revisions to the solicitation.

However, failure to submit new quotations or confirm to the Contracting Officer that their current submission remains valid will render the vendor non-compliant and will be removed from further consideration.

(End of Amendment 0005)

9523ZY‐18‐Q‐0209 ‐ 0005 Page 8

Requirements Traceability Matrix Within 20 calendar days of contract award

Operations and Maintenance Procedures Within 30 calendar days after implementation is completed

Test Document Within 5 calendar days prior to the start of implementation of the solution

(End of Statement of Work)

9523ZY-18-Q-0209-0005 Page 1

9523ZY-18-Q-0209 – 0005

ATTACHMENT A

Mandatory Requirements Matrix

(Note: The offeror shall complete Attachment C by identifying, for each requirement, whether the proposed package by marking Yes (Meets) or No (Does Not Meet) in the column to the far right.

If the offeror does not notate a requirement, the government will evaluate the package as “No” (Does Not Meet) for that particular item. The offeror shall electronically submit the completed Attachment C with the technical volume of the proposal.)

Note that altering the Matrix to include additional information outside of marking Yes or No response for each item is not acceptable and may be cause for removal from further consideration. Only a response of Yes or No to each of the items in the Matrix shall be considered.

ID

No.

Requirement Meets Requirement?

Yes No

1. Required data elements*

• Contract

• Date

• Time

• Settle

• Last

• Bid

• Ask

• Low

• High

• Previous

• Volume

• Open Interest

• Symbol

*Must meet ALL elements to mark yes.

2. The solution shall provide a connection between CFTC and Contractor via virtual private network (“VPN”) or internet protocol (“IP”) through an API currently designed (as of due date for proposals) and available to be implemented with the Firm Risk software.

9523ZY-18-Q-0209-0005 Page 2

3. The data refresh rate shall not exceed three minute intervals.

This is the minimum requirement. Faster refresh rates and real-time will be considered as exceeding the minimum requirement.

4. The solution shall, at a minimum provide Level 1 market data from Exchanges in Attachment C List of Exchanges, Item #1, Required Exchanges. Attachment C List of Exchanges, Item #2, Additional Exchanges, are considered exceeding the minimum requirements but are not mandatory.*

5. The data should be provided for each Exchange in Attachment C for all market sessions including morning, afternoon, and overnight.

6. The solution shall be able to provide all available data by Clearinghouse and Exchange for each day of trading during the performance of the contract.

7. The Application Programming Interface has been reviewed and approved by Global Risk.

8. Acceptable Implementation Plan.

*Note – Proposals will be evaluated against the Exchanges under Attachment C, Item 1, Required Exchanges.